JOSEPH F. BIANCO, District Judge.
This action arises out of plaintiff's divorce proceeding in New York State Supreme Court. On January 6, 2014, plaintiff Gabriel R. Falco ("plaintiff') filed a civil rights complaint pursuant to 42 U.S.C. § 1983 ("Section 1983") against the "Justices of the Matrimonial Parts of the Supreme Court of Suffolk County" ("defendants"). The gravamen of plaintiff's complaint is that he has been ordered to bear the cost of a court-appointed attorney for his children. Plaintiff claims that this order is unconstitutional.
The New York State Attorney General's Office has moved to dismiss the complaint on behalf of the defendants. For reasons set forth herein, the Court grants the motion and dismisses this action in its entirety. In short, plaintiff's claim asks this court to: (1) intervene in an ongoing matrimonial proceeding in state court, and (2) resolve a department split in the New York State Appellate Division over an interpretation of statutes governing the state judiciary. Under these circumstances, the Court readily concludes that abstention is warranted under Younger v. Harris, 401 U.S. 37 (1971).
The following facts are taken from the complaint, and are not findings of fact by the Court. Instead, the Court will assume these facts to be true and, for purposes of the pending motion to dismiss, will construe them in a light most favorable to plaintiff, the non-moving party.
In August 2013, Gabriel Falco filed a matrimonial action in Suffolk County for divorce from his wife. (Complaint, ¶ 12.) The proceeding commenced in Suffolk County Supreme Court before Justice Marlene L. Budd. (Id. at ¶ 13-14.) Justice Budd held an initial conference on September 24, 2013, during which the court addressed a series of administrative issues relating to the divorce proceeding. (Id.) At that time, the court appointed an attorney to represent the interests of plaintiff's two children. (Id. at ¶¶ 14-21.) In the New York State court system, this role is alternately titled "Law Guardian" or "Attorney for the Children." Plaintiff asserted that he was indigent, and requested that the court award state funds to pay the legal fees of the Law Guardian. (Id. at ¶ 18.) The court denied that application and directed plaintiff to pay the attorney's fees, at a rate of $250 per hour. (Id. at Tit 19-21.) That order is annexed to the complaint as Exhibit 11. (See ECF No. 1-11.) Plaintiff was unable to pay the attorney's fees, and he fears that he will be held in contempt. (Id. ¶¶ 22-26.)
Plaintiff attempted to appeal the court's order to the Appellate Division, Second Department, which sits in review of decisions from the Suffolk County courts. The Second Department dismissed the appeal, but the complaint does not explain the circumstances of the dismissal. (Id. ¶ 23.)
Plaintiff filed this action on January 6, 2014, seeking injunctive and declaratory relief. His complaint centers on his assertion that the order directing payment to the Law Guardian is unconstitutional, and that the order also runs afoul of § 35 of the New York Judiciary Law. (Id. in 37-46.)
Defendants filed a motion to dismiss the complaint on March 20, 2014, and plaintiff filed an opposition to that motion on April 16, 2014. Defendant filed a reply on April 30, 2014, and the Court heard oral argument on January 11, 2015. At oral argument, plaintiff's counsel informed the Court that the matrimonial action was still pending, and that the Second Department dismissed his appeal because the order directing payment to the Law Guardian will not become a final, appealable order until the case resolves. Plaintiff also stated that the order directing plaintiff to pay the appointed Law Guardian was still in effect. Plaintiff confirmed these facts in several status reports filed after the oral argument. (See, ECF Nos. 29-31.)
This matter is fully submitted, and the Court has fully considered the submissions of the parties.
Defendants have filed a motion to dismiss, invoking Rule 12(b)(6) of the Federal Rules of Civil Procedure. However, defendants' motion asserts that the Court lacks jurisdiction over plaintiff's claims under several abstention doctrines, and therefore the Court also considers the motion under Rule 12(b)(1).
In reviewing a motion to dismiss pursuant to Rule 12(b)(6), the Court must accept the factual allegations set forth in the complaint as true and draw all reasonable inferences in favor of the plaintiff. See Cleveland v. Caplaw Enters., 448 F.3d 518, 521 (2d Cir. 2006). "In order to survive a motion to dismiss under Rule 12(b)(6), a complaint must allege a plausible set of facts sufficient `to raise a right to relief above the speculative level.' Operating Local 649 Annuity Trust Fund v. Smith Barney Fund Mgmt. LLC, 595 F.3d 86, 91 (2d Cir. 2010) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). This standard does not require "heightened fact pleading of specifics, but only enough facts to state a claim to relief that is plausible on its face." Twombly, 550 U.S. at 570.
The Supreme Court clarified the appropriate pleading standard in Ashcroft v. Iqbal, setting forth two principles for a district court to follow in deciding a motion to dismiss. 556 U.S. 662 (2009). First, district courts must "identify[] pleadings that, because they are no more than conclusions, are not entitled to the assumption of truth." Id. at 679. "While legal conclusions can provide the framework of a complaint, they must be supported by factual allegations." Id. Second, if a complaint contains "well-pleaded factual allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement to relief." Id.
To defeat a motion to dismiss brought under Fed. R. Civ. P. 12(b)(1), "[t]he plaintiff bears the burden of proving subject matter jurisdiction by a preponderance of the evidence." Aurecchione v. Schoolman Transp. Sys., Inc., 426 F.3d 635, 638 (2d Cir. 2005). In resolving this issue, the court "must accept as true all material factual allegations in the complaint, but [it is] not to draw inferences from the complaint favorable to plaintiff's." IS. ex rel. N.S. v. Attica Cent. Schs., 386 F.3d 107, 110 (2d Cir. 2004). Additionally, the court "may refer to evidence outside the pleadings" to resolve the jurisdictional issue. Makarova v. United States, 201 F.3d 110, 113 (2d Cir. 2000) (citing Kamen v. Am. Tel. & Tel. Co., 791 F.2d 1006, 1011 (2d Cir. 1986)).
Although defendants assert that dismissal is appropriate on several grounds, the Court concludes that abstention from exercising jurisdiction over plaintiff's claims is required, and thus, the Court need not consider defendants' alternative grounds.
Defendants contend that the Court must abstain from entertaining this action under the doctrine commonly known as "Younger abstention,"
Here, plaintiff seeks injunctive and declaratory relief
699 F.Supp.2d 507, 521 (E.D.N.Y. 2010) (internal citations omitted), aff'd, 434 F. Appx. 32 (2d Cir. 2011); see also Sargent v. Emons, No. 13-CV-863 (JBA), 2013 U.S. Dist. LEXIS 172615, at *17 (D. Conn. Dec. 9, 2013) (rejecting argument that unavailability of an interlocutory appeal barred Younger abstention), aff'd on other grounds, 582 F. Appx. 51 (2d Cir. 2014). Plaintiff also argues that he has no forum for redress in state court because the Second Department is bound by legal precedent that is fatal to plaintiff's challenge to Section 35 of the New York Judiciary Act. The Court finds this argument unpersuasive, because the third element of Younger does not depend upon plaintiff's chances of success in state court. As the Second Circuit has explained:
Glatzer v. Barone, 394 F. Appx. 763, 765 (2d Cir. 2010) (alterations in original) (quoting Huffman v. Persue, 420 U.S. 592, 608 (1975)). Accordingly, the Court concludes that plaintiff has an adequate forum for redress in state court.
To the extent plaintiff argues that the circumstances of this case merit an exception from the Younger doctrine, the Court disagrees. "Despite the strong policy in favor of abstention, a federal court may nevertheless intervene in a state proceeding upon a showing of `bad faith, harassment or any other unusual circumstance that would call for equitable relief.'" Diamond "D" Constr. Corp. v. McGowan, 282 F.3d 191, 198 (2d Cir. 2002) (quoting Younger, 401 U.S. at 54). Plaintiff asserts that this Court must intervene in the matrimonial proceeding because plaintiff cannot comply with the payment order, and he fears he will be held in contempt and imprisoned. Plaintiff's concerns about a possible finding of contempt do not alter the Court's abstention analysis. As an initial matter, it appears that plaintiff has been in default on the court's order since September 2013, and the court has not initiated any contempt proceedings. In any event, all state court orders carry the threat of contempt for noncompliance; if the Court were to accept plaintiff's argument, all state court orders would become reviewable by federal courts. This would significantly—if not completely—undermine the prohibitions of Younger.
Having concluded that plaintiff has failed to state a plausible claim under Section 1983, the Court has considered whether he should be afforded an opportunity to amend his complaint. Rule 15(a)(2) of the Federal Rules of Civil Procedure provides that a party shall be given leave to amend "when justice so requires."
In the matter at bar, the Court is obliged to abstain from hearing plaintiff's claims. Better pleading would not alter the propriety of abstention, and leave to amend is therefore denied. See, e.g., Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000) (holding that leave to amend should be denied where "better pleading will not cure" the defects in a plaintiff's complaint); Novie v. Vill. of Montebello, No. 10-CV-9436 (CS), 2012 U.S. Dist. LEXIS 115948, at *20 n.10 (S.D.N.Y. Aug. 16, 2012) (denying leave to amend complaint where abstention doctrine rendered amendment futile).
For the reasons set forth herein, the Court grants the defendants' motion to dismiss the complaint in its entirety. The Clerk of Court shall close the case.
SO ORDERED.