PER CURIAM:
Roberto Pablo Gutierrez was charged by a federal grand jury sitting in the Eastern District of North Carolina with conspiracy to distribute and to possess with the intent to distribute 500 grams or more of methamphetamine, 21 U.S.C. §§ 841(a)(1) and 846. Following a jury trial, Gutierrez was found guilty. He was sentenced to 292 months' imprisonment. On appeal, he challenges both his conviction and sentence. We affirm.
First, Gutierrez contends that the district court erred when it refused to allow him to testify as to what he believed would happen to him if he did not participate in the drug conspiracy. He posits that such testimony was admissible under Rule 803(3) of the Federal Rules of Evidence. Because this argument was raised below, our review is for an abuse of discretion.
Hearsay generally is not admissible in evidence. Fed. R. Evid. 802. However, Rule 803(3) provides that a hearsay statement is admissible if it is a statement of the declarant's then existing state of mind, provided the statement is not a statement of memory or belief to prove the fact remembered or believed. The district court did not abuse its discretion in excluding the purported testimony under this rule. It is unclear what statement of his Gutierrez sought to introduce. Moreover, to the extent he sought to introduce the statements of his coconspirators to demonstrate the beliefs he harbored, such statements do not fall within the rule, because the "state of mind exception . . . refers to the state of mind of the declarant, not to the state of mind of the listener or hearer of the statement."
Second, Gutierrez contends that the district court erred when it prohibited him from testifying about threats made to him by certain drug operatives. He posits such testimony was admissible under Rule 804(b)(3). Because this argument was not made below, our review is for plain error.
Rule 804(b)(3) provides an exception to the hearsay rule when an unavailable declarant has made a statement against penal interest. A statement is admissible under this exception if: (1) the speaker is unavailable; (2) the statement is actually adverse to the speaker's penal interest; and (3) corroborating circumstances clearly indicate the trustworthiness of the statement.
In this case, even if the first two factors were satisfied, the corroborating circumstances factor clearly was not met. We have previously listed several factors relevant in assessing corroboration of a statement sought to be admitted under Rule 804(b)(3):
In this case, the purported drug operatives were in an undisclosed location in Mexico, and there is no evidence that they were exposed to prosecution for threatening Gutierrez while allegedly holding him at gunpoint. The men, who Gutierrez only claims to have met once, were allegedly motivated by a desire to have him transport drugs into the United States. There is no evidence as to how many times the statements were repeated, and the only person to whom the drug operatives made the statements was Gutierrez. The
Third, Gutierrez contends that the district court failed to adequately inquire into the circumstances surrounding his request for substitute counsel. Our review of this contention is for an abuse of discretion.
The Sixth Amendment guarantees a criminal defendant the right to "the Assistance of Counsel for his defence." U.S. Const. amend. VI. This right guarantees, among other things, the right to trial counsel of one's choosing.
Considering the timeliness of the request for new counsel, we note that Gutierrez moved for new counsel during a sentencing hearing that the district court had already continued at his request. As to the second factor, Gutierrez suggests that the district court failed to investigate his complaint. That assertion is belied by the record. The district court inquired about Gutierrez's complaint and asked his counsel whether he had any problems with the representation. Counsel responded that he was not moving to withdraw. Gutierrez's complaint was that his counsel had not "represented [him] well." (J.A. 422). However, he gave no basis for his expectations, nor did he specify what counsel should have been doing that he was not. With regard to the breakdown in communication factor, there was no such breakdown. Indeed, Gutierrez never suggested that the lack of communication prevented an adequate defense. Based on the factors set forth in
Finally, Gutierrez contends that his counsel was constitutionally ineffective for failing to object to the probation officer's finding that he did not qualify for a mitigating role adjustment under United States Sentencing Commission,
For the reasons stated herein, we affirm the district court's judgment. We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.