ROBERT J. CONRAD, Jr., District Judge.
In early 2006, agents with the Drug Enforcement Administration ("DEA") in Nashville, Tennessee, were conducting an investigation into a wide-ranging drug conspiracy that involved the importation of black and white tar heroin from Mexico to several states within the United States, including North Carolina. Information gained from Title III wiretaps revealed that some of the conspirators had established a hub in the Western District of North Carolina, and an investigation was initiated by DEA agents in this District which included additional Title III wiretaps. Evidence from the tapped phones demonstrated that Petitioner served as a leader of the drug conspiracy in this District and that a bulk of the heroin was stored and distributed from Petitioner's home in Charlotte. Based on the evidence obtained through the wiretap surveillance and other sources, a federal search warrant was obtained for Petitioner's house. DEA agents and detectives with the Charlotte-Mecklenburg Police Department ("CMPD") executed the warrant and discovered nearly 70 grams of heroin, over $6,000 in cash, drug scales, a sawed off 20-gauge shotgun and a 9 mm handgun.
Following the search, Petitioner was arrested and charged by the Grand Jury in this District with multiple counts related to the drug conspiracy. Petitioner entered into a written plea agreement with the Government and agreed to plead guilty to one count of conspiracy to possess with intent to distribute at least one kilogram of heroin, in violation of 21 U.S.C. §§ 846 and 841(b)(1)(A) (Count One); one count of possession of a firearm during and in furtherance of a drug trafficking crime, in violation of 18 U.S.C. § 924(c) (Count Five); and one count of money laundering of illegal drug proceeds, in violation of 18 U.S.C. § 1956(h) (Count Nine). (Criminal Case No. 3:06-cr-00353, Doc. No. 33: Superseding Indictment; Doc. No. 115: Plea Agreement).
Petitioner appeared before the magistrate judge for his Plea and Rule 11 hearing and he was placed under oath and the elements of Counts One, Three and Nine were explained to him and the minimum and maximum penalties. Petitioner averred that he understood the elements of the charges and the potential penalties; that he understood and agreed with the terms of his plea agreement; and that no one had promised him any particular sentence, or made any promises, that were not contained within the written plea agreement. Petitioner confirmed that he was waiving his right to contest his charges at trial and he admitted that he was in fact guilty of the charged conduct and that the factual basis for his plea could be determined by the Court during his sentencing hearing. The court's questions, along with Petitioner's answers were reduced to writing and presented to him. Petitioner reviewed his answers and agreed that they were true and accurate, and the court accepted Petitioner's guilty plea after finding that it was knowingly and voluntarily entered. (
The U.S. Probation Office prepared a presentence report ("PSR") and calculated a base offense of level of 32 under § 2D1.1 of the
At the outset of Petitioner's sentencing hearing, the Court addressed Petitioner and he confirmed that the answers that he had provided during his Rule 11 hearing were true and that he would give the same answers if they were posed during sentencing, and Petitioner again confirmed that he was in fact guilty of the charged crimes. Petitioner stipulated that the offense conduct detailed in paragraphs 8 through 33 of his PSR established a factual basis for his guilty plea, and the Court accepted Petitioner's plea after finding that his decision to enter his guilty plea was knowing and voluntary and that there was a factual basis to support his guilty pleas.
Petitioner objected to the four-level enhancement and denied that he served as a leader in the conspiracy although he admitted that he participated in the distribution of heroin. This objection was overruled because the evidence established that he in fact played a pivotal role in the conspiracy as a leader of the organization in this District. Petitioner was sentenced to concurrent terms of 168-months' imprisonment for the drug conspiracy charged in Count One and the money laundering conviction in Count Nine, and a mandatory consecutive term of 60 months for his § 924(c) conviction on Count Five for a total term of 228-months. (
Petitioner's counsel filed an
The Court first rejected Petitioner's challenge in the
In this collateral proceeding, Petitioner raises four claims of ineffective assistance of counsel. Petitioner's contentions will be examined below.
Pursuant to Rule 4(b) of the Rules Governing Section 2255 Proceedings, sentencing courts are directed to promptly examine motions to vacate, along with "any attached exhibits and the record of prior proceedings" in order to determine whether a petitioner is entitled to any relief. The Court has considered the record in this matter and applicable authority and concludes that this matter can be resolved without an evidentiary hearing.
The Sixth Amendment to the U.S. Constitution guarantees that in all criminal prosecutions, the accused has the right to the effective assistance of counsel to assist in his defense. U.S. Const. amend. VI. In order to prevail on a claim of ineffective assistance of counsel, a petitioner must show that: (1) "counsel's representation fell below an objective standard of reasonableness," and (2) the deficient performance was prejudicial the defense.
To demonstrate prejudice in the context of a guilty plea, a Petitioner must demonstrate "a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial."
Petitioner first argues that his guilty plea was not knowing and voluntary because his counsel provided erroneous advice regarding the possible sentence that he would face if he chose to plead not guilty and contest his charges at trial. (3:13-cv-00085, Doc. No. 1: Petition at 5). Petitioner asserts that his counsel warned him that if he did not plead guilty then the Government would file a notice of its intention to seek enhanced penalties, pursuant to 21 U.S.C. § 851, and he could face a mandatory-minimum term of 20 years upon conviction. In particular, Petitioner maintains that his counsel informed him that a Tennessee drug conviction or convictions made him eligible for enhanced penalties.
This argument is plainly belied by Petitioner's sworn statements during his Plea and Rule 11 hearing where he was under oath and swore that no one had promised him any particular sentence in exchange for his guilty plea and where Petitioner averred that he understood that he faced a mandatory minimum term of 10-years' imprisonment upon conviction on Count One. This argument is further undermined because it is patently incredible. Petitioner's presentence report, to which he filed no objection save for his oral objection to the four-level enhancement, demonstrates that he had
A petitioner is bound by his sworn statements which he makes during a properly conducted Rule 11 hearing and as this Court found during sentencing, and reaffirms herein, Petitioner's Rule 11 hearing was properly conducted therefore his late, self-serving claims here must fail.
Furthermore, even assuming that Petitioner's assertion that his attorney misled him about his potential sentence is true, the information provided by the court during his Rule 11 hearing clearly informed Petitioner that he faced no less than 10 years and not more than life imprisonment on Count One and he averred that he understood this potential sentence.
Finally, Petitioner appeared for his sentencing hearing before the undersigned over eight (8) months after his guilty plea was accepted by the magistrate judge and Petitioner confirmed that all of the answers that he had given during his plea hearing were true and that he would answer those questions the same way if the Court posed them again.
For the foregoing reasons, this claim for relief will be dismissed.
Petitioner next argues that his counsel was ineffective in negotiating the drug amount for which he was to be held responsible and that this error exposed him to the mandatory minimum 10-year term of imprisonment. (3:13-cv-00085. Doc. No. 3: Petitioner's Mem. at 16). This claim will be dismissed because the drug weight at issue (more than one kilogram of heroin) was plainly stated in Petitioner's plea agreement, to which he was a signatory, and Petitioner averred that he understood the quantity for which he would be held responsible and the mandatory minimum term of 10-years in prison that he faced if convicted. Accordingly, Petitioner is bound by his sworn statements during his Rule 11 hearing, and before this Court during sentencing, that he was in fact responsible for more than one kilogram of heroin.
In this claim, Petitioner maintains that his trial counsel was ineffective in the effort to challenge the four-level enhancement for his role as a leader of the drug conspiracy under USSG § 3B.1.1(a). (3:13-cv-00085, Doc. No. 3 at 25). This argument is without merit as the evidence in the presentence report clearly supports the enhancement therefore Petitioner cannot demonstrate prejudice, and more to the point, the Fourth Circuit rejected Petitioner's challenge to the application of the enhancement after conducting its review of the record therefore he may not obtain relief on this point in a collateral proceeding.
In his final claim, Petitioner contends that his appellate counsel rendered deficient performance by failing to properly challenge his four-level enhancement for his role as a leader in the conspiracy, and that his counsel failed to raise the issues that Petitioner presented in his pro se supplemental briefs on appeal. (
The test for ineffective assistance of appellate counsel is largely the same as it is for trial counsel. Specifically, "[i]n order to establish a claim that appellate counsel was ineffective for failing to pursue a claim on direct appeal, the applicant must normally demonstrate (1) that his counsel's representation fell below an objective standard of reasonableness in light of the prevailing professional norms, and (2) that there is a reasonably probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different."
Petitioner's claims here must fail because the Fourth Circuit specifically rejected any challenge to his four-level enhancement, and the Court considered — and rejected — each of his pro se arguments and he presents no reasons in this collateral proceeding that could explain how the outcome of his appeal may have been different had his counsel pursued his pro se claims. For these reasons, this claim will be dismissed.
Based on the foregoing, the Court finds that Petitioner's § 2255 Motion is without merit and it will be dismissed.
The Clerk is respectfully directed to close this civil case.