VINCENT L. BRICCETTI, District Judge.
Plaintiff Richard Royal, proceeding
Before the Court are a motion to dismiss the complaint filed by defendants Annucci. Koenigsmann, Gerbing, and Murray (Doc. #16), and a separate motion to dismiss filed by defendant Estate of Dr. Goulding (Doc. #33).
For the reasons set forth below, the motions to dismiss arc GRANTED.
The Court has subject matter jurisdiction under 28 U.S.C. § 1331.
For purposes of ruling on a motion to dismiss, the Cot accepts all factual allegations of the complaint as true, and draws all reasonable inferences in plaintiffs favor.
On April 28, 2014, plaintiff suffered a "crushing and tearing" injury to his left palm near his thumb while working as a porter at Otisville. (Compl. ¶ 1). Plaintiff was examined by a nurse who cleaned and bandaged plaintiff's wound. Plaintiff continued to experience pain in his hand while the injury healed.
On June 30, 2014, plaintiff reported to sick call to address the ongoing pain he was experiencing in his hand. Plaintiff was examined by Dr. Goulding, who ordered x-rays and prescribed 600 milligrams of ibuprofen to plaintiff. (Compl. ¶ 4).
On July 30, 2014, an x-ray was performed on plaintiff's hand, which did not reveal evidence of an injury that warranted further attention. Nonetheless, plaintiff continued to experience pain and "gradual stiffness" in his hand. (Compl. ¶ 6).
On October 6, 2014, plaintiff reported to sick call due to ongoing pain and swelling in his hand. Plaintiff was examined by non-party Dr. R. Ferdus, who recommended that plaintiff see an orthopedic surgeon. This referral was denied by the Regional Medical Director of DOCCS. Instead, plaintiff was referred to physical therapy.
On January 2, 2015, plaintiff began physical therapy, which continued until April 3, 2015, when plaintiff's physical therapist recommended further evaluation by an orthopedic surgeon. This time, the referral for plaintiff to see an orthopedic surgeon was approved.
On April 16, 2015, plaintiff was evaluated by an orthopedic surgeon. The surgeon administered a cortisone shot and told plaintiff to come back in six weeks. On May 28, 2015, plaintiff returned to the surgeon, still complaining of pain in his hand. The surgeon recommended a surgical procedure, which was denied. Dr. Ferdus also attempted to obtain approval of the recommended surgery from the Regional Medical Director, but was similarly unsuccessful,
On July 27, 2015, plaintiff filed a grievance with the Inmate Grievance Resolution Committee ("IGRC") for what plaintiff claimed to be a lack of "proper medical attention." (Compl. at 4). The grievance was investigated by Nurse Rhonda Mu ay, who confirmed surgery was recommended and denied.
On August 17, 2015, plaintiff was examined by Dr. Ferdus, who again recommended that plaintiff see a surgeon. On September 3, 2015, plaintiff was examined by a surgeon who allegedly stated he "could not understand why the surgery was being denied." (Compl. ¶ 18).
Between September 11, 2015, and December 1, 2015, plaintiff made ten trips to sick call concerning the ongoing pain and swelling in his hand.
On November 3, 2015, plaintiff filed another grievance with the IGRC, complaining that Dr. Goulding had either misfiled or not filled out the forms for plaintiff to have surgery. On November 22, 2015, after appealing to Superintendent Kathleen Gerbing, plaintiff's surgery was approved.
On March 9, 2016, plaintiff received hand surgery, twenty months after he first reported to sick call and eleven months after it was first recommended.
In deciding a motion to dismiss under Rule 12(b)(6). the Court evaluates the sufficiency of the complaint under the "two-pronged approach" announced by the Supreme Court in
To survive a Rule 12(b)(6) motion, the allegations in the complaint must meet a standard of "plausibility."
Because plaintiff is proceeding
Defendants argue that Annucci, Gerbing, Koenigsmann, and Murray
The Court agrees.
"To state a claim under § 1983, a plaintiff must allege (1) the deprivation of a right secured by the Constitution or laws of the United States (2) which has taken place under color of state law."
A supervisor's personal involvement in an alleged constitutional violation may be established if:
"(1) actual direct participation in the constitutional violation, (2) failure to remedy a wrong after being informed through a report or appeal, (3) creation of a policy or custom that sanctioned conduct amounting to a constitutional violation, or allowing such a policy or custom to continue, (4) grossly negligent supervision of subordinates who committed a violation, or (5) failure to act on information indicating that unconstitutional acts were occurring."
With respect to Annucci, plaintiff argues that as Acting Commissioner of DOCCS. Annucci should have eventually become aware of plaintiff's issues receiving medical treatment through the chain of command. (Pl.'s Affirm. at 3). Plaintiff further argues Annucci is liable because he "is responsible for all aspects of the smooth running of [DOCCS]." (Compl. at 5). However, "mere linkage in the prison chain of command" is insufficient to implicate a state commissioner of corrections or a prison superintendent in a § 1983 claim.`"
Accordingly, plaintiff fails to allege Annucci was personally involved in any alleged constitutional violation.
As to Gerbing, plaintiff argues Gerbing should have become aware of plaintiff's issues from reading plaintiff's grievance. (Compl. at 5). However, the mere fact that Gerbing received plaintiff's grievance is not itself enough to involve her in any alleged constitutional violation.
Moreover as with Annucci, plaintiff cannot establish Gerbing's liability solely based on her position in the DOCCS hierarchy.
Additionally, Gerbing approved x-rays for plaintiff upon receiving plaintiff's July 17, 2014, grievance, and eventually approved plaintiff's November 3, 2015, grievance, which resulted in plaintiffs surgery. (Compl. at 4-5) Accordingly, even if Gerbing was aware of plaintiff's problem, she remedied the existing wrong and was thus not personally involved in any alleged constitutional violation.
Plaintiff also argues Gerbing passed off the grievances to her supervisors, but this is precisely the procedure Gerbing had a duty to follow.
Accordingly, because plaintiff fails to allege Gerbing was personally involved in any alleged constitutional violation, plaintiff's claims against her must be dismissed.
Likewise, plaintiff fails to allege the personal involvement of Dr. Koenigsmann. The Second Circuit has held a Chief Medical Officer's receipt of a prisoner's letters is insufficient to establish personal liability.
Finally, as to defendant Murray, plaintiff first concedes "he does not have a valid argument to put [Nurse Administrator] Murray in the same area of influence as the other defendants." (Pl.'s Affirm ¶ 5). Plaintiff alleges Murray investigated plaintiffs grievance (Compl. at 4), but "[d]istrict courts in this circuit have routinely held that a nurse administrator who investigates a grievance does not become personally involved in the underlying constitutional violation."
Accordingly, plaintiff fails to allege Murray was personally involved in any alleged constitutional violation.
Defendant Estate of Dr. Goulding argues plaintiff has failed to plead Dr. Goulding's deliberate indifference to plaintiffs serious medical needs.
The Court agrees.
To assert a claim for constitutionally inadequate medical care under the Eighth Amendment's ban against cruel and unusual punishment, plaintiff must allege "acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs."
The objective component has two subparts. "The first inquiry is whether the prisoner was actually deprived of adequate medical care," keeping in mind that only "reasonable care" is required.
In determining whether an alleged injury is a "serious" medical condition, "factors that have been considered include [t]he existence of an injury that a reasonable doctor or patient would find important and worthy of comment or treatment; the presence of a medical condition that significantly affects an individual's daily activities; or the existence of chronic and substantial pain."
The subjective component requires a showing that defendants were aware of plaintiff's serious medical needs and consciously disregarded a substantial risk of serious harm.
Plaintiff has alleged a sufficiently "serious medical condition" within the meaning of the deliberate indifference standard. Plaintiff alleges he "received a crushing and tearing injury to [his] left palm near [his] thumb joint" (Compl. ¶ 1), and states that surgery later revealed a fracture in his hand. (Pl.'s Affirm. ¶ 3) Plaintiff further alleges he suffered consistent and chronic pain that produced "gradual stiffness" and swelling in his hand. (Compl. ¶¶ 6, 9, 19). Courts in this circuit have found hand injuries, including broken bones, to constitute a sufficiently serious medical injury.
Moreover, plaintiff's second facility doctor, physical therapist, and surgeon all allegedly recommended surgery, which tends to support a claim that plaintiff's hand injury was in fact serious.
Plaintiff does not, however, adequately allege that Dr. Goulding acted with deliberate indifference to his serious medical needs—
However, the fact that these treatments were allegedly ineffective does not make them constitutionally inadequate.
First, that plaintiff may have preferred a different method of treatment does not render the chosen method constitutionally inadequate.
Second, while it may be true that the x-rays did not reveal the fracture in plaintiff's hand, and these x-ray results may well have informed Dr. Goulding's allegedly ineffectual treatment (
Third, by his own account, plaintiff was examined and treated by Dr. Goulding, and plaintiff has alleged no facts from which it could be inferred that Dr. Goulding knew of and disregarded "an excessive risk to [plaintiffs] health or safety."
Finally, plaintiff has alleged at most that Dr. Goulding was negligent in his initial treatment of plaintiff, specifically by not discovering the fracture, prescribing allegedly dangerous medication (Pl.'s Affirm. ¶¶ 2-3), and submitting or otherwise misfiling forms that would have enabled plaintiff to receive surgery. (Compl. at 5). However, as noted above, mere negligence or even medical malpractice does not meet the threshold for deliberate indifference.
Accordingly, plaintiff's claims against Dr. Goulding must be dismissed.
A district court ordinarily should not dismiss a
Here, the complaint, even liberally construed, does not contain allegations suggesting plaintiff has valid deliberate indifference claims against any of the named defendants that plaintiff has merely "inadequately or inartfully pleaded" and therefore should "be given a chance to reframe."
However, the Court
Because the amended complaint will completely replace the original complaint, plaintiff should include in the amended complaint all information necessary to state a claim against the Regional Medical Director.
If plaintiff chooses to amend, the deadline to submit his amended complaint containing all of his allegations against the Regional Medical Director is August 31, 2017.
The Court expresses no opinion as to whether an amended complaint naming the Regional Medical Director would survive a motion to dismiss.
Defendants' motions to dismiss are GRANTED.
The Clerk is instructed to terminate the motions (Does. ##16, 33).
The Clerk is further instructed to mail a copy of this Opinion and Order to plaintiff.
Plaintiff is granted leave to file an amended complaint as to the Regional Medical Director only. Plaintiff's amended complaint, if any, shall be filed by August 31, 2017, in accordance with Part III above. Plaintiff is directed to utilize the amended complaint form attached hereto. If plaintiff fails to submit or chooses not to submit an amended complaint by August 31, 2017, the Court will dismiss this case.
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order would not be taken in good faith, and therefore
SO ORDERED.