Filed: Sep. 24, 2012
Latest Update: Mar. 26, 2017
Summary: 10-3634-cv Fortress Bible Church v. Feiner 1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 4 August Term 2011 5 (Argued: September 23, 2011 Decided: September 24, 2012) 6 Docket No. 10-3634-cv 7 -x 8 9 FORTRESS BIBLE CHURCH, REVEREND DENNIS G. KARAMAN, 10 11 Plaintiffs-Appellees, 12 13 - v. - 14 15 PAUL J. FEINER, individually & in his official capacity as the 16 Supervisor of the Town of Greenburgh, SONJA BROWN, in her 17 official capacity as Councilwoman for the Town of Greenburgh,
Summary: 10-3634-cv Fortress Bible Church v. Feiner 1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 4 August Term 2011 5 (Argued: September 23, 2011 Decided: September 24, 2012) 6 Docket No. 10-3634-cv 7 -x 8 9 FORTRESS BIBLE CHURCH, REVEREND DENNIS G. KARAMAN, 10 11 Plaintiffs-Appellees, 12 13 - v. - 14 15 PAUL J. FEINER, individually & in his official capacity as the 16 Supervisor of the Town of Greenburgh, SONJA BROWN, in her 17 official capacity as Councilwoman for the Town of Greenburgh, ..
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10-3634-cv
Fortress Bible Church v. Feiner
1 UNITED STATES COURT OF APPEALS
2 FOR THE SECOND CIRCUIT
3
4 August Term 2011
5 (Argued: September 23, 2011 Decided: September 24, 2012)
6 Docket No. 10-3634-cv
7 -----------------------------------------------------x
8
9 FORTRESS BIBLE CHURCH, REVEREND DENNIS G. KARAMAN,
10
11 Plaintiffs-Appellees,
12
13 -- v. --
14
15 PAUL J. FEINER, individually & in his official capacity as the
16 Supervisor of the Town of Greenburgh, SONJA BROWN, in her
17 official capacity as Councilwoman for the Town of Greenburgh,
18 KEVIN MORGAN, in his official capacity as Councilman for the Town
19 of Greenburgh, DIANA JUETTNER, in her official capacity as
20 Councilwoman for the Town of Greenburgh, FRANCIS SHEEHAN, in his
21 official capacity as Councilman for the Town of Greenburgh, TOWN
22 BOARD OF GREENBURGH, THE TOWN BOARD OF THE TOWN OF GREENBURGH,
23 TOWN OF GREENBURGH, THE TOWN OF GREENBURGH,
24
25 Defendants-Appellants.
26
27
28 -----------------------------------------------------x
29
30 B e f o r e : WALKER, CHIN and LOHIER, Circuit Judges.
31 Defendants-appellants Paul J. Feiner, Sonja Brown, Kevin
32 Morgan, Diana Juettner, Francis Sheehan, Town Board of
33 Greenburgh, the Town Board of the Town of Greenburgh, and the
34 Town of Greenburgh, appeal from a judgment of the United States
35 District Court for the Southern District of New York (Stephen C.
1
1 Robinson, Judge), holding that they had violated plaintiffs-
2 appellees’ rights under the Religious Land Use and
3 Institutionalized Persons Act as well as the First Amendment, the
4 Equal Protection Clause, and New York constitutional and
5 statutory law. We conclude that the district court correctly
6 applied the law and discern no clear error in its factual
7 findings. AFFIRMED.
8 ROBERT A. SPOLZINO (Joanna Topping,
9 Cathleen Giannetta, on the brief),
10 Wilson, Elser, Moskowitz, Edelman &
11 Dicker LLP, White Plains, New York,
12 for Defendants-Appellants.
13
14 DONNA E. FROSCO, Keane & Beane,
15 P.C., White Plains, New York, for
16 Plaintiffs-Appellees.
17
18
19 JOHN M. WALKER, JR., Circuit Judge:
20 This appeal concerns a longstanding land-use dispute between
21 plaintiff-appellee Fortress Bible Church (“the Church”) and
22 defendant-appellant Town of Greenburgh, New York (“the Town”)
23 over the Church’s plan to build a worship facility and school on
24 land that it owned within the Town. After a series of
25 contentious administrative proceedings effectively preventing the
26 Church’s project from going forward, the Church, along with its
27 pastor, plaintiff-appellee Reverend Dennis G. Karaman
28 (“Karaman”), sued the Town, its Town Board (“the Board”), and
29 several Board members (collectively “the Town defendants”) in the
2
1 United States District Court for the Southern District of New
2 York (Stephen C. Robinson, Judge). The Church alleged violations
3 of the Religious Land Use and Institutionalized Persons Act of
4 2000 (“RLUIPA”), 42 U.S.C. § 2000cc et seq., as well as of its
5 constitutional Free Exercise and Equal Protection rights, and
6 Article 78 of New York’s Civil Procedure Law. After a 26-day
7 bench trial, the district court entered judgment for the
8 plaintiffs on all counts. On appeal, the Town makes six
9 contentions: (1) RLUIPA is by its terms inapplicable to the
10 environmental quality review process employed by the Town to
11 reject the proposal, (2) there was insufficient evidence that the
12 defendants had imposed a substantial burden on plaintiffs’
13 religious exercise under RLUIPA, (3) plaintiffs’ class-of-one
14 Equal Protection claim is not viable because they have not
15 alleged a single comparator similarly situated in all respects,
16 (4) plaintiffs’ Free Exercise rights were not violated, (5) the
17 Town did not violate Article 78, and (6) the district court
18 lacked the authority to order the Town Zoning Board, a non-party,
19 to take any action with regard to the Church. We find all of
20 these contentions to be without merit and therefore AFFIRM the
21 decision of the district court.
3
1 BACKGROUND
2 Facts
3 In reviewing a judgment after a bench trial, we accept the
4 district court’s factual findings unless they are clearly
5 erroneous. See Arch Ins. Co. v. Precision Stone, Inc., 584 F.3d
6 33, 38-39 (2d Cir. 2009). Because we do not identify error in
7 any of the district court’s findings that are pertinent to this
8 appeal, we set forth the relevant facts as found by the district
9 court.1
10 I. The Church’s Proposal
11 Plaintiff Fortress Bible Church is a Pentecostal church
12 established in the 1940s. It is a tax-exempt religious
13 organization with approximately 175 members. In addition to its
14 worship activities, the Church runs Fortress Christian Academy
15 (“the School”), a private Christian school. Plaintiff Dennis G.
16 Karaman is the Church’s pastor.
17 The Church is currently located in Mount Vernon, New York.
18 Its Mount Vernon facilities, however, are not adequate to
19 accommodate its religious practice. In 1998, the Church
20 purchased a parcel of land on Pomander Drive in the Town of
21 Greenburgh, New York, with the intention of building a larger
22 facility. This parcel (“the Pomander Drive property”) was vacant
1
A more comprehensive accounting of the facts can be found in
the district court’s thorough opinion. Fortress Bible Church v.
Feiner, 734 F. Supp. 2d 409 (S.D.N.Y. 2010).
4
1 except for a small residence on one edge. The surrounding
2 neighborhood includes residences, business offices, churches, and
3 major roads. Prior to purchasing the property, Karaman advised
4 the Town of his intent to build a church and school on the
5 grounds, and stated that if the property was not suitable for
6 this purpose, he would not purchase it.
7 The Church sought to build a single structure on the
8 Pomander Drive property that would house a worship facility and a
9 school. The proposed church would accommodate 500 people and the
10 school would accommodate 150 students. The structure would have
11 125 parking spaces and occupy 1.45 acres of the 6.53 acre plot.
12 To construct its proposed building, the Church required three
13 discretionary land use approvals from the Town: (1) site plan
14 approval from the Board, (2) a waiver of the landscaped parking
15 island requirement, and (3) a variance from the Town’s Zoning
16 Board of Appeals (“the Zoning Board”) to allow the building to be
17 located closer to one side of the property. Because the Church’s
18 proposal required discretionary government approval, it triggered
19 New York’s State Environmental Quality Review Act (“SEQRA”), N.Y.
20 Comp. Codes R. & Regs. Tit. 6, §§ 617.2(b), 617.3(a) (requiring
21 environmental review process whenever government takes certain
22 discretionary action).
23
5
1 II. The SEQRA Review Process
2 The SEQRA review process entails several stages. First, the
3 “lead agency” (in this case, the Board) must make an initial
4 determination of environmental significance. 6 N.Y.C.R.R. §
5 617.6. If the environmental impact of the proposal is small, the
6 lead agency can issue a negative declaration, meaning there is no
7 potential for significant adverse environmental impact, or a
8 conditioned negative declaration, meaning that the potential for
9 adverse environmental impact can be mitigated by the agency. §
10 617.7. Alternately, if the lead agency determines that the
11 proposal has the potential for at least one significant adverse
12 environmental impact, the lead agency must issue a “positive
13 declaration” and require the applicant to submit an Environmental
14 Impact Statement (“EIS”) evaluating the environmental impact of
15 the project. § 617.7. Preparation of an EIS involves several
16 steps. The applicant prepares a scoping document (outlining the
17 scope of the environmental impact), a draft EIS (“DEIS”), and a
18 final EIS (“FEIS”), and must seek feedback at each stage from the
19 public and approval from the lead agency. §§ 617.8, 617.9.
20 The Church submitted its initial proposal on or about
21 November 24, 1998. On January 27, 1999, the Church and its
22 consultants appeared at a Board work session to discuss the
23 application. The Board requested that the Church examine the
24 project’s impact on local traffic and access to the property. In
6
1 response, the Church hired consultants to perform a traffic study
2 of the area. It also sought feedback from the New York State
3 Department of Transportation (“NYSDOT”) and nearby residents. On
4 or about January 17, 2000, the Church submitted a revised
5 proposal which included a comprehensive traffic study and
6 additional information about potential environmental impacts.
7 After reviewing the proposal, Anthony Russo (“Russo”), the Town
8 Planning Commissioner, believed that the Church had adequately
9 mitigated the Town’s traffic concerns and advised the Board that
10 it could issue a Conditioned Negative Declaration.
11 On July 11, 2000, Karaman and other Church representatives
12 attended a work session with the Board. At the meeting,
13 defendant Town Supervisor Paul Feiner (“Feiner”) stated that he
14 was concerned with the Church’s tax-exempt status and asked it to
15 donate a fire truck or make some other payment in lieu of taxes.
16 Other Board members commented to the effect that they did not
17 want the property to be used as a church. The Church declined to
18 donate a fire truck or make any other payment in lieu of taxes.
19 On July 19, 2000, the Board issued a positive declaration,
20 triggering the full SEQRA review process.
21 Over the next several years, the Church provided all of the
22 information required by the SEQRA process. It produced a scoping
23 document followed by a DEIS, which the Town accepted as complete
24 on October 24, 2001. The Town held hearings on the proposal on
7
1 December 12, 2001, and January 9, 2002. During this comment
2 period, NYSDOT submitted comments indicating its approval of the
3 Church’s traffic study. Despite the Church’s efforts, however,
4 the Town continued to resist the project. On May 3, 2001,
5 Karaman met with Feiner to discuss the review process. Karaman
6 asked what he could do to move the process along, and Feiner
7 responded that the Church could agree to make yearly financial
8 contributions to the fire department. Another Board member
9 suggested to Russo on multiple occasions that he should “stop” or
10 “kill” the project. In early 2002, the Town replaced Russo with
11 a new Planning Commissioner and retained consultants to analyze
12 the Church’s proposal.
13 On April 5, 2002, after further consultation with Town
14 officials, the Church submitted a proposed FEIS. The Town
15 refused to discuss the project with the Church and refused to
16 move forward with the review process. Despite having accepted
17 the DEIS and scoping document as complete, which would normally
18 finalize the universe of issues relevant to SEQRA review, the
19 Town began to request new information and raise new issues for
20 the Church to address. The Church provided the requested
21 information and attempted to meet the Town’s demands. During the
22 summer of 2002, the Town stopped the review process altogether
23 due to the Church’s refusal to reimburse it for certain disputed
24 fees the Town had incurred during the process. On January 17,
8
1 2003, the Church sent a letter to the Town summarizing its view
2 that the Town had inappropriately delayed its building
3 application despite its consistent efforts to meet the Town’s
4 requests.
5 On February 25, 2003, the Town took the unusual step of
6 taking over preparation of the FEIS. It did not notify the
7 Church that it had done so until March 17, 2003. The Town edited
8 the FEIS to include a number of additional problems with the
9 proposal, and did not consider the Church’s input addressing
10 those problems.
11 On June 11, 2003, the Church instituted this action. It
12 alleged violations of RLUIPA and its rights under the First and
13 Fourteenth Amendments, as well as New York law, and sought an
14 order compelling the Town to complete SEQRA review and approve
15 the project.
16 On April 14, 2004, the Town denied the Church’s
17 application.2 In its findings statement the town stated its
18 primary reasons for rejecting the application as: (1) violation
19 of a recently enacted “steep slope” zoning ordinance; (2) stress
20 on the police and fire departments; (3) retaining walls that
21 constituted an attractive nuisance; and (4) traffic and parking
22 problems.
2
The Town initially tried to adopt this findings statement on
January 6, 2004, but the district court declared that statement
void because it violated New York’s Open Meetings Law.
9
1 III. The District Court Decision
2 The district court conducted a bench trial over 26 non-
3 consecutive days between October 2006 and March 2007. On August
4 11, 2010, in a lengthy opinion containing 622 factual findings,
5 the district court found that the Town had violated the Church’s
6 rights under RLUIPA, the Free Exercise Clauses of the First
7 Amendment and New York Constitution, the Equal Protection Clauses
8 of the Fourteenth Amendment and New York Constitution, and
9 Article 78 of New York’s Civil Procedure Law. Fortress Bible
10 Church v. Feiner, 734 F. Supp. 2d 409, 522-23 (S.D.N.Y. 2010).
11 It found that the Town had acted in bad faith and had used the
12 SEQRA review process illegitimately as a way to block the
13 Church’s proposal. It therefore concluded that the Town had
14 substantially burdened the Church by preventing it from moving to
15 an adequate facility, resulting in a violation of RLUIPA and the
16 Free Exercise Clause. Id. at 496-508, 511-12. The district
17 court also found an Equal Protection violation based on a class-
18 of-one theory. Id. at 513-17. While acknowledging that the
19 Church had not presented a single comparator similarly situated
20 in all respects, it found the Church’s comparators to be
21 sufficient with regard to each of the discrete issues cited by
22 the Town. Additionally, the district court found that Town
23 staff, including at least one Board member, had intentionally
10
1 destroyed discoverable evidence despite specific instructions not
2 to do so.
3 The district court ordered broad relief: (1) it annulled
4 the positive declaration and findings statement; (2) it ordered
5 that the Church’s 2000 site plan be deemed approved for SEQRA
6 purposes and enjoined any further SEQRA review; (3) it ordered
7 the Board to grant the Church a waiver from the landscaped
8 parking island requirement; (4) it ordered the Zoning Board to
9 grant a variance permitting a side building location; (5) it
10 ordered the Town to issue a building permit for the 2000 site
11 plan; (6) it enjoined the Town from taking any action that
12 unreasonably interferes with the Church’s project; and (7) it
13 imposed $10,000 in sanctions for spoliation of evidence. Id. at
14 520-22. The district court directed the parties to submit
15 additional information with regard to compensatory damages. Id.
16 at 520-21. Judgment was entered on August 12, 2010. The Town
17 appeals.
18
19 DISCUSSION
20 On appeal, the Town challenges the district court’s holding
21 that it violated the Church’s rights under RLUIPA, the First and
22 Fourteenth Amendments, the New York Constitution, and Article 78.
23 It also contends that the district court lacked any authority
24 over the Zoning Board, a non-party to this litigation.
11
1 We review a district court’s conclusions of law after a
2 bench trial de novo and its findings of fact for clear error.
3 Reynolds v. Giuliani, 506 F.3d 183, 189 (2d Cir. 2007). We may
4 affirm on any ground appearing in the record. Freedom Holdings,
5 Inc., v. Cuomo,
624 F.3d 38, 49 (2d Cir. 2010). The district
6 court’s grant of injunctive relief is reviewed for abuse of
7 discretion. Third Church of Christ, Scientist, of N.Y.C. v. City
8 of New York,
626 F.3d 667, 669 (2d Cir. 2010).
9
10 RLUIPA
11 A. Applicability
12 RLUIPA bars states from imposing or implementing a “land use
13 regulation” in a manner that imposes a substantial burden on a
14 person or institution’s religious exercise unless it is the least
15 restrictive means of furthering a compelling state interest. 42
16 U.S.C. § 2000cc(a)(1). A “land use regulation” is defined as “a
17 zoning or landmarking law, or the application of such a law, that
18 limits or restricts a claimant’s use or development of land.” §
19 2000cc-5(5). Appellants contend that RLUIPA is entirely
20 inapplicable because SEQRA is not a land use regulation within
21 the meaning of the statute.3 Though we agree that SEQRA itself
3
The Church contends that the Town has waived this argument by
not raising it during trial. The issue was raised before the
district court in a post-trial brief, and was considered by the
district court. It is therefore proper to consider this argument
on appeal. See Quest Med., Inc. v. Apprill, 90 F.3d 1080, 1087
(5th Cir. 1996).
12
1 is not a zoning or landmarking law for purposes of RLUIPA, we
2 hold that when a government uses a statutory environmental review
3 process as the primary vehicle for making zoning decisions, those
4 decisions constitute the application of a zoning law and are
5 within the purview of RLUIPA.4
6 Environmental quality laws are designed to inject
7 environmental considerations into government decisionmaking and
8 minimize the adverse environmental impact of regulated actions.
9 See City Council of Watervliet v. Town Bd. of Colonie, 3 N.Y.3d
10 508, 515, 520 n.10 (2004). This approach was first adopted by
11 the federal government with the National Environmental Policy Act
12 of 1969 (“NEPA”), Pub. L. 91-190, 83 Stat. 852 (1970) (codified
13 as amended at 42 U.S.C. § 4321 et seq.). See, Caleb W.
14 Christopher, Success by a Thousand Cuts: The Use of
15 Environmental Impact Assessment in Addressing Climate Change, 9
16 Vt. J. Envtl. L. 549, 552-53 (2008). A number of states,
17 including New York, have enacted state government review laws
18 patterned after NEPA. See, e.g., California Environmental
19 Quality Act, Cal. Pub. Res. Code § 21002.1 et seq.
20 No court of appeals has yet addressed whether an
21 environmental quality statute may constitute a zoning law under
4
The parties agree that no landmarking law was involved in this
dispute. We therefore need only decide whether the SEQRA review
process, as employed here, constituted the application of a
zoning law.
13
1 RLUIPA.5 Although the purview of “zoning” is hard to delineate
2 precisely, at its core it involves the division of a community
3 into zones based on like land use. See City of Renton v.
4 Playtime Theatres, Inc., 475 U.S. 41, 54-55 (1986); Daniel R.
5 Mandelker, Land Use Law, §§ 4.02-4.15 (5th ed. 2003); Patricia E.
6 Salkin, American Law of Zoning § 9.2 (5th ed. 2008). We have
7 little difficulty concluding that SEQRA itself is not a zoning
8 law within the meaning of RLUIPA. SEQRA is not concerned with
9 the division of land into zones based on use. It is focused on
10 minimizing the adverse environmental impact of a wide range of
11 discretionary government actions, many of which are totally
12 unrelated to zoning or land use.6 See N.Y. Envtl. Conserv. Law §
13 8-0105(4). Thus, the Town’s use of the SEQRA process did not
14 automatically implicate RLUIPA.
15 By its terms, however, RLUIPA also applies to “the
16 application of” a zoning law. 42 U.S.C. § 2000cc-5(5). Although
5
The Ninth Circuit noted the question but declined to reach it
in San Jose Christian Coll. v. City of Morgan Hill, 360 F.3d
1024, 1036 (9th Cir. 2004).
6
“Actions” that trigger SEQRA include “(i) projects or
activities directly undertaken by any agency; or projects or
activities supported in whole or part through contracts, grants,
subsidies, loans, or other forms of funding assistance from one
or more agencies; or projects or activities involving the
issuance to a person of a lease, permit, license, certificate or
other entitlement for use or permission to act by one or more
agencies; [and] (ii) policy, regulations, and procedure-making.”
N.Y. Envtl. Conserv. Law § 8-0105(4).
14
1 SEQRA by itself is not a zoning law, in this case the Town used
2 the SEQRA review process as its vehicle for determining the
3 zoning issues related to the Church’s land use proposal. The
4 fact that these issues were addressed during the SEQRA review
5 process rather than the Town’s normal zoning process does not
6 transform them into environmental quality issues. We therefore
7 conclude that, in these circumstances, the Town’s actions during
8 the review process and its denial of the Church’s proposal
9 constituted an application of its zoning laws sufficient to
10 implicate RLUIPA for a number of reasons.
11 First, the SEQRA review process was triggered because the
12 Church required three discretionary land use approvals from the
13 Town: (1) site plan approval, (2) a waiver of the landscaped
14 parking island requirement, and (3) a variance to allow the
15 building to be located closer to one side of the property. These
16 approvals all relate to zoning and land use rather than
17 traditional environmental concerns. See Midrash Sephardi, Inc.
18 v. Town of Surfside, 366 F.3d 1214, 1235 n.17 (11th Cir. 2004)
19 (citing regulations about building size and parking as “run of
20 the mill” zoning laws); cf. 6 N.Y.C.R.R. § 617.7(c)(1) (providing
21 examples of adverse environmental impacts under SEQRA). If the
22 Town had issued a Negative Declaration and foregone SEQRA review,
23 these three issues would have been treated by the Town as zoning
15
1 questions and their outcome would have been subject to challenge
2 under RLUIPA.
3 Second, in its Town Code, the Town has intertwined the SEQRA
4 process with its zoning regulations.7 The regulations relating
5 to SEQRA are contained in Part II of the Town Code, titled “Land
6 Use.” Section 200-6 of the Town Code states that “[n]o action .
7 . . shall be carried out, approved or funded by [a Town agency]
8 unless it has complied with [SEQRA].” Under § 285-55, site plan
9 approval is required for a building permit. Since site plan
10 approval is a discretionary approval that triggers SEQRA, any
11 construction project will involve some level of SEQRA review. If
12 a positive declaration is issued, the applicant will have to
13 proceed through the SEQRA process before addressing any zoning
14 issues, or resolve those issues during the SEQRA process. 6
15 N.Y.C.R.R. § 617.3(a); Town Code §§ 200-8 – 200-11 (describing
16 SEQRA review process that must be completed).
17 Third, once the review process was underway, the Town
18 focused on zoning issues rather than traditional environmental
19 issues. The Town’s primary stated concern was increased traffic.
20 Although increased car traffic potentially raises environmental
21 concerns due to increased emissions, the district court’s factual
22 findings make clear that the Town was concerned with the common
7
The Town Code is available at http://www.ecode360.com/GR0237.
16
1 everyday annoyances associated with traffic, not with its
2 environmental impact. The Town’s FEIS emphasized concerns about
3 line of sight for cars turning into the proposed property and the
4 adequacy of the Church’s parking. The Town also based denial of
5 the project on the height of proposed retaining walls and the
6 alleged failure to comply with a steep slope ordinance. These
7 are standard land use issues.
8 Finally, to hold that RLUIPA is inapplicable to what amounts
9 to zoning actions taken in the context of a statutorily mandated
10 environmental quality review would allow towns to insulate zoning
11 decisions from RLUIPA review. A town could negotiate all of a
12 project’s zoning details during a SEQRA review and completely
13 preempt its normal zoning process. These decisions would then be
14 immune to RLUIPA challenge. We decline to endorse a process that
15 would allow a town to evade RLUIPA by what essentially amounts to
16 a re-characterization of its zoning decisions.
17 Indeed, the Town’s actions were to that effect
18 notwithstanding that RLUIPA was enacted while the SEQRA review
19 process was underway. The district court’s comprehensive
20 findings demonstrate that the Town disingenuously used SEQRA to
21 obstruct and ultimately deny the Church’s project. The Town’s
22 own Planning Commissioner (subsequently replaced by the Town)
23 believed that the alleged environmental impacts did not warrant a
17
1 positive declaration, but the Town initiated the SEQRA review
2 process anyway after the Church refused to accede to the Town’s
3 demand that it donate a fire truck or provide some other payment
4 in lieu of taxes. The Town then manipulated its SEQRA findings
5 statement to “kill” the project on the basis of zoning concerns
6 despite the fact that there were no serious environmental
7 impacts. We decline to insulate the Town from liability with
8 regard to its decisions on zoning issues simply because it
9 decided them under the rubric of an environmental quality review
10 process.
11 To recap, in no sense do we believe that ordinary
12 environmental review considerations are subject to RLUIPA.
13 However, when a statutorily mandated environmental quality review
14 process serves as a vehicle to resolve zoning and land use
15 issues, the decision issued constitutes the imposition of a land
16 use regulation as that term is defined in RLUIPA. See 42 U.S.C.
17 § 2000cc(a)(1); 2000cc-5(5).
18 B. Substantial Burden
19 The Town also argues that, if RLUIPA does apply, the Church
20 was not substantially burdened within the meaning of the statute
21 because the Church had alternative means of building a new
22 facility. The Town contends that the only harm the Church
23 suffered was an inability to build the exact structure it
18
1 desired, which does not rise to the level of a substantial
2 burden. We find sufficient evidence in the record to support the
3 district court’s finding that the Church’s current facilities
4 were inadequate to accommodate its religious practice and that
5 the Town was acting in bad faith and in hostility to the project
6 such that it would not have allowed the Church to build any
7 worship facility and school on the Pomander Drive Property.
8 Accordingly, we affirm the district court’s holding that the
9 Town’s actions during the SEQRA process substantially burdened
10 the Church’s religious practice.
11 RLUIPA prohibits a government from imposing a land use
12 regulation in a way that creates a substantial burden on the
13 religious exercise of an institution.8 42 U.S.C. § 2000cc(a)(1).
14 A substantial burden is one that “directly coerces the religious
15 institution to change its behavior.” Westchester Day Sch. v.
16 Vill. of Mamaroneck, 504 F.3d 338, 349 (2d Cir. 2007) (emphasis
17 omitted). The burden must have more than a minimal impact on
18 religious exercise, and there must be a close nexus between the
19 two. Id.
8
42 U.S.C. § 2000cc(b) also bars discrimination against a
religious entity or treatment on unequal terms with nonreligious
entities. The district court found a substantial burden and
therefore did not reach the plaintiffs’ equal terms or
discrimination RLUIPA claims. Fortress Bible Church, 734 F.
Supp. 2d 409, 508-09. Since we affirm on the substantial burden
claim, we too need not reach the claims for discrimination or
unequal terms.
19
1 A denial of a religious institution’s building application
2 is likely not a substantial burden if it leaves open the
3 possibility of modification and resubmission. Id. However, if
4 the town’s stated willingness to consider another proposal is
5 disingenuous, a conditional denial may rise to the level of a
6 substantial burden. Id. Moreover, when the town’s actions are
7 arbitrary, capricious, unlawful, or taken in bad faith, a
8 substantial burden may be imposed because it appears that the
9 applicant may have been discriminated against on the basis of its
10 status as a religious institution. Id. at 350-51; see also
11 Saints Constantine & Helen Greek Orthodox Church, Inc. v. City of
12 New Berlin, 396 F.3d 895, 900 (7th Cir. 2005).
13 The district court credited Karaman’s testimony that the
14 Church’s Mount Vernon facility was not adequate to accommodate
15 its religious practice. Fortress Bible Church,
734 F. Supp. 2d
16 at 488-90. Specifically, Karaman stated that the Church was
17 unable to expand its membership, which it believes is a God-given
18 mission, host missionaries, perform full-immersion baptisms, or
19 perform “altar calls,” in which members of the congregation pray
20 at the altar. Id. at 488-89. Karaman also testified that the
21 Church was unable to adequately run a Christian school because
22 the School’s present facilities did not have enough space to
23 accommodate handicapped students or higher-level subjects. Id.
20
1 at 490-91. We identify no error in the district court’s finding
2 that the Church was substantially burdened by its inability to
3 construct an adequate facility.
4 Similarly, we find no error in the district court’s finding
5 that the “Defendants’ purported willingness to consider a
6 modified plan [was] wholly disingenuous.” Id. at 502. The
7 district court identified ample evidence that the Town wanted to
8 derail the Church’s project after it refused to accede to its
9 demand for a payment in lieu of taxes, and that it had
10 manipulated the SEQRA process to that end. Additionally, the
11 Town continually rejected the Church’s attempts to accommodate
12 its stated concerns. The record easily supports the district
13 court’s finding that the Town’s actions amounted to a complete
14 denial of the Church’s ability to construct an adequate facility
15 rather than a rejection of a specific building proposal. See
16 Westchester Day Sch., 504 F.3d at 349.
17 Finally, we conclude, as the district court found based upon
18 ample evidence, that the burden on the Church was more than
19 minimal and that there was a close nexus between the Town’s
20 denial of the project and the Church’s inability to construct an
21 adequate facility. Fortress Bible Church, 734 F. Supp. 2d at
22 501-08. Because, as the district court found, the Town’s stated
23 compelling interests were disingenuous, its actions violated
21
1 RLUIPA. Id. at 502-05, 508. Our conclusion that the Church was
2 substantially burdened is bolstered by the arbitrary, capricious,
3 and discriminatory nature of the Town’s actions, taken in bad
4 faith. Westchester Day Sch., 504 F.3d at 350-51. The Town
5 attempted to extort from the Church a payment in lieu of taxes,
6 it ignored and then replaced its Planning Commissioner when he
7 advocated on the Church’s behalf, and Town staff intentionally
8 destroyed relevant evidence. Further, the district court’s
9 finding regarding the Town’s open hostility to the Church qua
10 church was not clear error; the record reflects comments from
11 members of the Board indicating that they were opposed to the
12 project because it was “another church.” The Town’s desire to
13 prevent the Church from building on its property relegated it to
14 facilities that were wholly inadequate to accommodate its
15 religious practice. We affirm the district court’s finding that
16 the Town violated the Church’s rights under RLUIPA.
17
18 Free Exercise
19 The Town also challenges the district court’s holding that
20 it violated the Church’s First Amendment right to the Free
21 Exercise of Religion. The First Amendment generally prohibits
22 government actions that “substantially burden the exercise of
23 sincerely held religious beliefs” unless those actions are
22
1 narrowly tailored to advance a compelling government interest.
2 Fifth Ave. Presbyterian Church v. City of New York, 293 F.3d 570,
3 574 (2d Cir. 2002). In other words, such actions are subject to
4 strict scrutiny by reviewing courts. However, “[w]here the
5 government seeks to enforce a law that is neutral and of general
6 applicability, . . . it need only demonstrate a rational basis
7 for its enforcement.” Id.; see also Employment Div. v. Smith,
8
494 U.S. 872, 879 (1990).
9 In this case, the district court applied strict scrutiny
10 and, referencing its RLUIPA analysis, concluded that the Town had
11 substantially burdened the Church’s religious exercise and lacked
12 a compelling interest. On appeal, the Town contends that
13 rational basis review, rather than strict scrutiny, is the
14 correct standard in this context because SEQRA is a neutral law
15 of general applicability. The Church maintains that strict
16 scrutiny is appropriate because SEQRA review involves an
17 individualized assessment, thus placing it outside the purview of
18 Smith. See Church of the Lukumi Babalu Aye, Inc. v. City of
19 Hialeah,
508 U.S. 520, 537 (1993).
20 The Second Circuit has not specifically addressed whether
21 zoning decisions trigger rational basis review or strict
22 scrutiny. Although some scattered district court decisions have
23 held that zoning laws by their nature involve individualized
23
1 assessments and trigger strict scrutiny, see Cottonwood Christian
2 Ctr. v. Cypress Redevelopment Agency, 218 F. Supp. 2d 1203, 1222-
3 23 (C.D. Cal. 2002); Freedom Baptist Church of Del. Cnty. v. Twp.
4 of Middletown,
204 F. Supp. 2d 857, 868 (E.D. Pa. 2002), the
5 majority of circuits that have addressed this question have
6 concluded that zoning laws with the opportunity for
7 individualized variances are neutral laws of general
8 applicability. See Civil Liberties for Urban Believers v. City
9 of Chicago,
342 F.3d 752, 764 (7th Cir. 2003); Cornerstone Bible
10 Church v. City of Hastings,
948 F.2d 464, 472 (8th Cir. 1991);
11 Grace United Methodist Church v. City of Cheyenne,
451 F.3d 643,
12 651-55 (10th Cir. 2006); First Assembly of God of Naples, Fla.,
13 Inc. v. Collier Cnty.,
20 F.3d 419, 423-24 (11th Cir. 1994).
14 Similarly, this circuit has found a landmarking law to be
15 facially neutral despite the fact that it gave the government the
16 ability to designate “historical districts,” and therefore
17 entailed some measure of individual assessment. Rector, Wardens,
18 & Members of Vestry of St. Bartholomew’s Church v. City of New
19 York,
914 F.2d 348, 354-56 (2d Cir. 1990).
20 We need not resolve here whether zoning variance decisions
21 challenged under the Free Exercise Clause are subject to strict
22 scrutiny or rational basis review because we conclude that on the
23 record before us there was no rational basis for the Town’s
24
1 actions. The district court’s holding was premised on its
2 finding that the Town had acted in bad faith and disingenuously
3 misused the SEQRA process to block the Church’s project. The
4 district court found as a factual matter that the reasons offered
5 by the Town for delaying and denying the project were pretextual
6 and concluded that the Town’s witnesses were not credible. See
7 Fortress Bible Church, 734 F. Supp. 2d at 491-94 (providing a
8 “mere sampling” of examples of non-credible testimony by Town
9 witnesses), 505-08 (explaining how each of the Town’s stated
10 reasons was pretextual). The record supports this conclusion.
11 There is no basis to distrust the district court’s finding that
12 the Town’s proffered rational bases were not sincere and that it
13 was instead motivated solely by hostility toward the Church qua
14 church. Accordingly, we conclude that the Town lacked a rational
15 basis for delaying and denying the Church’s project and therefore
16 violated the Church’s Free Exercise rights.9
17 The Town also presses the argument that the Free Exercise
18 Clause is inapplicable to land use regulations. It points to
19 decisions from several circuits holding that religious
9
Appellants also challenge the district court’s conclusion that
they violated the parallel Free Exercise Clause in the New York
Constitution. Under that clause, courts employ a balancing test
to determine if the interference with religious exercise was
unreasonable. Catholic Charities of Diocese of Albany v. Serio,
7 N.Y.3d 510, 525 (2006). For the reasons stated above, we
conclude that the Town’s interference with the Church’s project
was not reasonable and violated the New York Constitution.
25
1 institutions do not have a constitutional right to build wherever
2 they like. See, e.g., Lighthouse Inst. for Evangelism, Inc. v.
3 City of Long Branch, 510 F.3d 253, 273-74 (3d Cir. 2007);
4 Lakewood, Ohio Congregation of Jehovah’s Witnesses, Inc. v. City
5 of Lakewood,
699 F.2d 303, 306-07 (6th Cir. 1983). The cases
6 cited by the Town are inapposite. In those cases, the proposed
7 building was directly barred by town ordinance and the religious
8 institution sought individual relief from the general rule. The
9 burden in this case resulted from the Town’s disingenuous bad
10 faith efforts to stall and frustrate this particular Church’s
11 construction plan, which was not itself barred by the Town’s
12 zoning code. The lengthy SEQRA review process was costly to the
13 Church, and the Church was forced to remain in an inadequate
14 facility for its duration.
15 For these reasons, we affirm the district court’s holding
16 that the Town violated the Church’s First Amendment right to the
17 free exercise of religion.
18
19 Equal Protection
20 The Town argues on appeal that the district court erred in
21 finding a violation of the Fourteenth Amendment’s Equal
22 Protection Clause because the Church’s class-of-one theory is
23 barred by Engquist v. Ore. Dep’t of Agric.,
553 U.S. 591 (2008),
26
1 and because the Church has not provided a single comparator
2 situated similarly to it in all respects.
3 The Equal Protection Clause has traditionally been applied
4 to governmental classifications that treat certain groups of
5 citizens differently than others. Id. at 601. In Village of
6 Willowbrook v. Olech, 528 U.S. 562, 564 (2000), however, the
7 Supreme Court affirmed the existence of a class-of-one theory for
8 equal protection claims, under which a single individual can
9 claim a violation of her Equal Protection rights based on
10 arbitrary disparate treatment. In Olech, a property owner sought
11 to connect her property to the municipal water supply. The
12 village had required a 15-foot easement from other property
13 owners who had sought to connect to the water supply, but
14 demanded a 33-foot easement from Olech. The Supreme Court
15 recognized an Equal Protection claim “where the plaintiff alleges
16 that she has been intentionally treated differently from others
17 similarly situated and that there is no rational basis for the
18 difference in treatment.” Id. at 564.
19 Eight years later, in Engquist, the Court clarified that a
20 class-of-one claim is not available in the public employment
21 context. It based its holding primarily on the government’s
22 status in that context as a proprietor rather than a sovereign,
23 and the corresponding decrease in constitutional protections for
27
1 its employees. 553 U.S. at 598-99, 605-09. The Court also noted
2 that certain governmental functions that involve discretionary
3 decisionmaking are not suitable for class-of-one claims. Id. at
4 603-04.
5 We have since held that Engquist does not bar all class-of-
6 one claims involving discretionary state action. In Analytical
7 Diagnostic Labs, Inc. v. Kusel, 626 F.3d 135 (2d Cir. 2010), we
8 recognized a class-of-one claim in the context of a state system
9 for issuing clinical testing laboratory permits. We noted that
10 the state was acting as a sovereign rather than a proprieter, and
11 further observed that the licensing panel did not have complete
12 discretion because it operated within a regulatory framework,
13 held a mandatory hearing, and its decision could be challenged
14 under New York Civil Procedure Law Article 78.
15 Like Analytical Diagnostic Labs, this case presents a clear
16 standard against which departures can be easily assessed. See
17 Engquist, 553 U.S. at 602-03. The SEQRA review process is guided
18 by regulation and the result can be challenged under Article 78.
19 Additionally, the Town was acting in its regulatory capacity as a
20 sovereign rather than as a proprieter; it was making decisions
21 about the ways in which property owners could use their land.
22 The evidence provided by the Church illustrates a disparity in
28
1 treatment that cannot fairly be attributed to discretion. A
2 class-of-one claim is thus cognizable in this context.
3 The Town argues that, even if a class-of-one claim is
4 viable, the Church’s evidence was not sufficient to establish
5 such a claim because it did not provide a single comparator
6 similarly situated in all respects, but instead presented
7 evidence of multiple projects that were each treated differently
8 with regard to a discrete issue. We have held that a class-of-
9 one claim requires a plaintiff to show an extremely high degree
10 of similarity between itself and its comparators. Ruston v. Town
11 Bd. for Skaneateles, 610 F.3d 55, 59-60 (2d Cir. 2010). The
12 Church must establish that “(i) no rational person could regard
13 the circumstances of the plaintiff to differ from those of a
14 comparator to a degree that would justify the differential
15 treatment on the basis of a legitimate government policy; and
16 (ii) the similarity in circumstances and difference in treatment
17 are sufficient to exclude the possibility that the defendants
18 acted on the basis of a mistake.” Id. at 60 (quotation marks
19 omitted).
20 The Church’s use of multiple comparators is unusual, and
21 presents us with a matter of first impression. We conclude,
22 however, that the Church’s evidence of several other projects
23 treated differently with regard to discrete issues is sufficient
29
1 in this case to support a class-of-one claim. The purpose of
2 requiring sufficient similarity is to make sure that no
3 legitimate factor could explain the disparate treatment. See
4 Neilson v. D’Angelis, 409 F.3d 100, 105 (2d Cir. 2005) (noting
5 that purpose of comparator requirement is to “provide an
6 inference that the plaintiff was intentionally singled out for
7 reasons that so lack any reasonable nexus with a legitimate
8 governmental policy that an improper purpose . . . is all but
9 certain”), overruled on other grounds, Appel v. Spiridon, 531
10 F.3d 138, 139-40 (2d Cir. 2008). Where, as here, the issues
11 compared are discrete and not cumulative or affected by the
12 character of the project as a whole, multiple comparators are
13 sufficient so long as the issues being compared are so similar
14 that differential treatment with regard to them cannot be
15 explained by anything other than discrimination. We conclude
16 that there is sufficient evidence in the record to support the
17 Church’s class-of-one claim.
18 The principal reasons for denying the Church’s application
19 cited in the Town’s FEIS were violation of a recently enacted
20 “steep slope” zoning ordinance, stress on the police and fire
21 departments, retaining walls that constituted an attractive
22 nuisance, and traffic and parking problems. A proposal by the
23 Hackley School, located in a mixed-use neighborhood, to double
30
1 its size, involved the same steep slope concerns as the Church’s
2 proposal. The Hackley School proposal was submitted in 2001,
3 almost three years after the Church’s proposal, and at that time,
4 the Town had yet to enact its steep slope ordinance. While
5 considering the ordinance, the Town ordered a moratorium on steep
6 slope construction. It issued the Hackley School a waiver from
7 this moratorium, however, and then expedited review of the
8 proposal so that it was approved prior to adoption of the steep
9 slope ordinance. Despite the fact that the Church’s proposal was
10 submitted years earlier than the Hackley School’s, the Town cited
11 the Church’s failure to comply with the steep slope ordinance as
12 a basis for denying its proposal and never provided it with a
13 waiver or the option of expedited consideration.
14 The Hackley School proposal also involved retaining walls
15 comparable to those proposed by the Church. Although the Town
16 did not raise retaining walls as a concern with the Hackley
17 School’s application, it relied on the Church’s proposed
18 retaining walls as a basis for denying the Church’s application,
19 and did so even after the Church had offered to construct a fence
20 on top of its walls to eliminate any danger.
21 Proposals by Union Baptist Church and the Solomon Schechter
22 School both failed to provide the amount of parking required by
23 Town ordinance. In both instances, however, the Town
31
1 accommodated the proposals by allowing the use of on-street
2 parking and approved the projects without requiring the mandated
3 number of spaces. The Church’s proposal contained the required
4 number of spaces, but the Town still cited parking concerns as a
5 reason for denying it and failed to offer any accommodation.
6 Finally, the Town’s primary stated reason for issuing a
7 positive declaration was increased traffic. However, a proposal
8 by LDC Properties, Inc., to build a commercial office building
9 near the same major intersection as the Church’s proposal (“the
10 LOSCO proposal”) received a conditioned negative declaration even
11 though, according to the Town’s own traffic consultant, it raised
12 the same traffic concerns as the Church’s proposal.10 The Town
13 did not require the LOSCO proposers to take any steps to mitigate
14 these traffic concerns. Similarly, the Solomon Schechter School
15 proposal was located close to the Pomander Drive property and
16 created similar vehicle and pedestrian traffic concerns. The
10
In fact, the Town appears to have been acutely aware of the
overlapping traffic issues. The Deputy Town Attorney advised the
Town Planning Commissioner that because of “the comparisons that
may be drawn” between the Church and LOSCO, “please be careful
and conscious of potential issues in drafting . . . the
determination of significance. . . . Remember that they have the
same traffic consultant and be wary.” Fortress Bible Church, 734
F. Supp. 2d at 476.
32
1 Town approved this application without requiring any steps from
2 the applicant to mitigate traffic.11
3 In short, the Church has presented overwhelming evidence
4 that its application was singled out by the Town for disparate
5 treatment. Though each of the comparator projects involved
6 features unique to that proposal, the Town has not explained how
7 those other features could have influenced discrete issues like
8 the adequacy of parking, the safety of retaining walls, or
9 increased traffic. We recognize that, where multiple reasons are
10 cited in support of a state actor’s decision, it will usually be
11 difficult to establish a class-of-one claim. However, where, as
12 here, a decision is based on several discrete concerns, and a
13 claimant presents evidence that comparators were treated
14 differently with regard to those specific concerns without any
15 plausible explanation for the disparity, such a claim can
16 succeed. Further, such a claim is bolstered where, as here, the
17 evidence demonstrates that the government’s stated concerns were
18 pretextual. We affirm the district court’s conclusion that the
19 Church has adequately established a class-of-one Equal Protection
20 claim.
11
Additionally, for both LOSCO and the Solomon Schechter School,
the Town analyzed the impact on traffic under the assumption that
the Church’s proposal had already been completed and was
generating traffic. Yet it still approved the proposals without
requiring any traffic mitigation.
33
1 Article 78
2 Under Article 78 of New York’s Civil Procedure Law, a town’s
3 SEQRA determination may be set aside when it is “arbitrary,
4 capricious or unsupported by the evidence.” Riverkeeper, Inc. v.
5 Planning Bd. of Southeast, 9 N.Y.3d 219, 232 (2007). The
6 district court held that the Town’s determination was not
7 supported by substantial evidence because the Town’s stated
8 concerns were either “unsupported” or “wholly fabricated.”
9 Fortress Bible Church, 734 F. Supp. 2d at 519. The Town contends
10 that its findings were rationally based on the findings of its
11 traffic consultant, and that the district court’s decision was
12 therefore in error.
13 As we have previously discussed, the record contains ample
14 evidence to support the district court’s conclusion that the
15 Town’s actions were wholly disingenuous. Accordingly, we
16 identify no error with the district court’s decision to set aside
17 the Town’s SEQRA determination.
18
19 The District Court’s Injunction
20 Finally, the Town argues that the district court abused its
21 discretion in crafting its injunction because it was not
22 permitted to enjoin “governmental determinations that have not
23 yet been made,” Appellant’s Br. at 37, and because it had no
34
1 authority to bind the Zoning Board, which was not a party to the
2 litigation.
3 We review a district court’s grant of injunctive relief for
4 abuse of discretion. See Etuk v. Slattery, 936 F.2d 1433, 1443
5 (2d Cir. 1991). A district court has substantial freedom in
6 framing an injunction. Id. The district court’s injunction: (1)
7 ordered that the Church’s 2000 site plan be deemed approved for
8 SEQRA purposes and enjoined any further SEQRA review; (2) ordered
9 the Board to grant the Church a waiver from the landscaped
10 parking island requirement; (3) ordered the Zoning Board to grant
11 a variance permitting a side building location; (4) ordered the
12 Town to issue a building permit for the 2000 site plan; and (5)
13 enjoined the Town from taking any action that unreasonably
14 interferes with the Church’s project.
15 With regard to its first argument, the Town relies on
16 Monsanto Co. v. Geertson Seed Farms,
130 S. Ct. 2743 (2010).
17 Geertson involved a suit against the Animal and Plant Health
18 Inspection Service (“APHIS”). APHIS had decided to completely
19 deregulate a certain species of genetically modified alfalfa.
20 The district court enjoined APHIS from fully deregulating the
21 alfalfa, and further issued an injunction preemptively barring
22 APHIS from implementing any partial deregulation plan. The
23 Supreme Court held that the latter portion of the injunction was
35
1 an abuse of the district court’s discretion because the
2 plaintiffs could file a new suit if APHIS actually attempted
3 partial deregulation and there was no evidence that partial
4 deregulation would cause the same irreparable harm as full
5 deregulation. Id. at 2760-61. Geertson has no bearing on the
6 present case. The district court’s injunction was specifically
7 tailored to the injury the Church had suffered and did not exceed
8 the district court’s discretion.
9 The Town also argues that the portion of the injunction
10 compelling the Zoning Board to grant a variance permitting a side
11 building location exceeded the district court’s authority
12 because, under New York law, the Zoning Board is a separate
13 entity from the Town over which the district court had no
14 jurisdiction. See Commco, Inc. v. Amelkin, 62 N.Y.2d 260, 265-68
15 (1984) (town board has no authority to bind the town’s zoning
16 board to a consent decree to which the zoning board was not a
17 party). We need not reach this question, however, because the
18 Town did not raise this objection before the district court and
19 has therefore waived it on appeal. See In re Nortel Networks
20 Corp. Sec. Litig.,
539 F.3d 129, 132 (2d Cir. 2008).
21
22
23
36
1 CONCLUSION
2 For the reasons described above, the Town’s arguments on
3 appeal are without merit and we conclude that the relief ordered
4 by the district court was within its discretion. The judgment of
5 the district court is AFFIRMED.
37
