LAURA TAYLOR SWAIN, District Judge.
Plaintiff Y.D., the mother of O., a child with autism, brought this case individually and on behalf of O. under the Individuals with Disabilities Education Improvement Act, 20 U.S.C. §§ 1400
Plaintiff unilaterally placed O. in a private school, the Rebecca School, for the 2011-2012 school year, and sought reimbursement for her tuition from the DOE. Plaintiff's due process complaint asserted procedural and substantive deficiencies in the DOE's placement for O. for the 2011-2012 school year. Following an administrative hearing, an Impartial Hearing Officer ("IHO") found that the DOE had denied O. a FAPE and ordered the DOE to reimburse Plaintiff for the Rebecca School tuition. The DOE petitioned for further review by a State Review Officer ("SRO") of the New York State Education Department's Office of State Review, and the SRO reversed the IHO's decision, finding that the DOE did provide O. with a FAPE, and denying Plaintiff's request for reimbursement. Plaintiff subsequently brought this case seeking review and reversal of the SRO's determination.
The parties have each moved for summary judgment.
The IDEA requires all states receiving federal funds "to provide `all children with disabilities' a `free appropriate public education.'"
Parents have a right under the IDEA to present a complaint regarding the identification, evaluation, or placement of their child through the IEP process. 20 U.S.C. § 1415(b)(6)(A). Parents who disagree with the IEP developed by the CSE may unilaterally place their child in a private school, at their own risk, and then seek a retroactive reimbursement of the private school's tuition from the local school district.
The following summary of facts is drawn from the administrative record, which was submitted to the Court in connection with the instant motion practice. O., a boy, was nine years old when the 2011-2012 school year began. (Tr. 346.
The CSE met to develop an IEP for O. for the 2011-2012 school year on May 27, 2011. (Tr. 48, 349.) The CSE was comprised of Y.D.; Feng Ye, a DOE special education teacher; Rose Fochetta, a DOE school psychologist; Zachary Freeman, O.'s then-teacher at the Rebecca School; and Andrea Albert, a Rebecca School social worker. (Tr. 49-50, 349-50.) The CSE considered the following written reports and evaluations: (1) a September 16, 2010, psycho-educational evaluation; (2) an October 28, 2010, classroom observation report by Ye; (3) a December 14, 2010, physical therapy evaluation; and (4) a May 2011 progress report from the Rebecca School, which included information provided by O.'s then-classroom teacher, occupational therapist, physical therapist, and speech therapist. (IHO Exs. 8-11.
Upon consideration of these reports and input from Y.D., Freeman, and Albert, the CSE approved an IEP recommending that O. be placed in a twelve-month program in a special education class with a ratio of up to six students to one special education teacher and one classroom paraprofessional (a "6:1:1 class"), with an additional individual paraprofessional assigned to O. on a 1:1 basis. (Ex. 6 (the "May 2011 IEP"), at p. 15.) The IEP also recommended that O. received speech, occupational, and physical therapy four times per week for 30 minutes individually and once per week for 30 minutes in a group of two. (
On June 15, 2011, Plaintiff informed the DOE that she rejected the program offered in the IEP and intended to unilaterally re-enroll O. at the Rebecca School for the 2011-2012 school year. (IHO Ex. V.) On June 22, 2011, Plaintiff signed a contract with the Rebecca School enrolling O. for the 2011-2012 school year. (IHO Ex. X.)
The DOE's final notice of recommendation ("FNR") was also dated June 15, 2011. (IHO Ex. 14.) The FNR recommended a placement for O. at D.75 169 @ P169 ("P.S. 169") to implement the IEP. (
On July 1, 2011, Plaintiff's counsel filed a Due Process Complaint with the DOE formally rejecting the IEP and the proposed placement, and seeking reimbursement for tuition at the Rebecca School for the 2011-2012 school year. (IHO Ex. A.)
The IHO held a hearing that started on July 18, 2011, and proceeded for eight days of testimony. Nine individuals testified before the IHO, and forty-four exhibits were entered into the record. In a decision that was corrected and finalized on April 16, 2012, the IHO found that the DOE failed to offer O. a FAPE for the 2011-12 school year.
Two witnesses testified for the DOE: Ye, the special education teacher who participated in O.'s CSE, and Mechaley, a special education teacher at P.S. 169. Ye testified that the CSE concluded that O. was English-language dominant and tested below any school-age level. (IHO Dec. p. 5.) The CSE also noted O.'s self-injurious behavior, which required a 1:1 paraprofessional to manage. (
Mechaley testified about the 6:1:1 classroom she leads at P.S. 169. She testified that she was not certain that O. would have been in her class during the 2011-12 school year, but that she had reviewed O.'s IEP and had considered how it could have been implemented in her classroom. (
Six witnesses testified for the parent: Sclar, an occupational therapist at Rebecca School; McCourt, a program director at Rebecca School; Y.D., O.'s mother; Neal, an occupational therapist who has worked with O.; Devi, a speech language pathologist who has worked with O.; and Klarg, a speech language pathologist at the Rebecca School who has worked with O. (IHO Dec. pp. 11-30.) As relevant to the instant proceedings, the parent's witnesses offered the following testimony.
Y.D. testified that O. is bilingual, speaking English and Hebrew, but no bilingual evaluation was performed prior to the CSE. (IHO Dec. pp. 18-21.) When the DOE evaluated O., Y.D. observed the evaluations, and noted that the occupational therapy evaluators could not engage O. in any activity. (
Y.D. also testified that she wrote to the DOE rejecting O.'s proposed placement on June 15, 2011, and had not received a final placement at that time. (IHO Dec. p. 21.) Y.D. signed a contract with the Rebecca School on June 22, 2011. (
The IHO's legal analysis is relatively brief and is not clearly broken down into procedural and substantive issues, but contains findings that,
The DOE appealed the IHO's decision to the SRO, who reversed. (SRO Dec. p. 29.
The SRO first addressed the timing of the FNR. The SRO noted that Y.D. was notified of O.'s assigned school prior to the start of the school year, and was able to visit the assigned school shortly after receiving the FNR and also prior to the start of the school year. (SRO Dec. p. 10.) The SRO concluded that this satisfied the procedural requirements set forth in the IDEA's implementing regulations, specifically 34 C.F.R. § 300.323[a]. (SRO Dec. p. 10.)
The SRO evaluated the evidence about the material before the CSE and found that the CSE did have appropriate evaluative material when developing O.'s IEP. Specifically, the SRO concluded that, while the DOE's failure to administer a bilingual psychoeducational evaluation to O. "constituted a procedural error," it did not rise to the level of the denial of a FAPE because it did not cause a deprivation of educational benefits or impede the parent's ability to participate in the decision-making process in light of the existence of the September 2010 psychoeducational evaluation, which reported that O. was equally delayed in both English and Hebrew. (SRO Dec. pp. 13-14.) The SRO also noted that the CSE had access to a broad array of reports from the Rebecca School, which provided detailed information about O.'s progress, including evidence that O. had been making gains in communicating in English. (SRO Dec. pp. 15-16.)
The SRO further discussed the substantive adequacy of the IEP, finding that it contained detailed descriptions of O.'s current performance and learning characteristics as well as management needs and goals that were aligned with the evidentiary record. (SRO Dec. pp. 16-18.) The SRO concluded that the IEP was substantively adequate because its descriptions and recommendations accurately reflected the evidence before the CSE, and because it sufficed to address O.'s needs based on the record evidence. (
The SRO also considered the parent's three specific objections to the IEP. First, the parent argued that the IEP did not contain an appropriate sensory diet. The SRO noted that the CSE adopted recommendations from O.'s teachers at the Rebecca School and provided for specific goals aimed at improving O.'s ability to self-regulate. (
The SRO therefore went on to consider the appropriateness of the DOE's proposed placement. The parent argued that the DOE would not have been able to implement the IEP at the proposed placement, but the SRO concluded that these arguments were inappropriate speculative challenges to how the IEP would have been implemented. (SRO Dec. pp. 25-26.) The SRO further concluded that the record evidence indicated that the assigned placement had the capacity to fulfill the requirements of the IEP, based on the testimony of the special education teacher before the IHO and that, accordingly, there was no evidence to support a conclusion that the DOE would not have adequately implemented O.'s IEP via the proposed placement. (
Accordingly, the SRO concluded that the evidence did not demonstrate that the IEP was either procedurally or substantively inadequate, nor that the proposed placement was inappropriate, and therefore found that the DOE had offered O. a FAPE for the 2011-12 school year. (SRO Dec. p. 29.) The parent now appeals from this decision.
The stated purpose of the IDEA is "to ensure that all children with disabilities have available to them a free appropriate public education." 20 U.S.C. § 1400(d)(1)(A) (LexisNexis 2006). To achieve this goal, the Second Circuit has held that "States have an affirmative obligation to provide a basic floor of opportunity for all children with disabilities," which includes "an education `likely to produce progress, not regression,' and one that `affords the student with an opportunity greater than mere trivial advancement.'"
The "centerpiece" of the IDEA is the IEP.
If an IEP is procedurally or substantively deficient, parents may unilaterally reject the IEP's recommended placement in favor of sending their child to a private school and thereafter seeking reimbursement of tuition from the State.
Even if procedural or substantive deficiencies exist, reimbursement is appropriate only when "the parents' private placement is appropriate to the child's needs and to the equities" of each particular case.
It is well established that "the role of the federal courts in reviewing state educational decisions under the IDEA is circumscribed."
The district court need not, however, defer to a determination that is not "grounded in thorough and logical reasoning," and its review should involve "the kinds of considerations that normally determine whether any particular judgment is persuasive, for example whether the decision being reviewed is well-reasoned, and whether it was based on substantially greater familiarity with the evidence and the witnesses than the reviewing court."
However, reviewing courts "are expected to give `due weight' to administrative proceedings," because "the judiciary generally lack[s] the specialized knowledge and experience necessary to resolve persistent and difficult questions of education policy."
As discussed above, parents challenging the adequacy of an IEP may unilaterally place their child in a private school and seek retroactive tuition reimbursement from the local school district. 20 U.S.C. § 1412(a)(10)(C). Under the three-part
Under the first prong of the
Plaintiff has submitted two supplemental reports that she requests this Court consider pursuant to 20 U.S.C. § 1415(i)(2). The first of these is an evaluation of O. by Dr. Ami Norris-Brilliant (the "Norris-Brilliant Report"), which was conducted in 2013. (Docket entry no. 68, Ex. C.) The second is a speech and language evaluation dated December 25, 2012, by CommuniKids. (Docket entry no. 68, Ex. D.) The Court declines to consider the Norris-Brilliant Report and the Communikids Report, given that they are based on evaluations conducted more than a year after the CSE and IEP at issue here and therefore do not provide useful information about O.'s condition or needs at the time of the CSE or the creation of the May 2011 IEP.
As noted above, an IEP is procedurally deficient only if the procedural inadequacies amount to a denial of a FAPE, significantly impede the parent's opportunity to participate in the decisionmaking process, or cause a deprivation of educational benefits.
The parent first argues that the CSE's failure to conduct occupational therapy and speech evaluations was a procedural violation. The SRO's opinion includes a comprehensive, five-page review of the record before the IHO, and concludes that the CSE considered appropriate evaluative material. Most notably, an as explained in the SRO's decision, the CSE reviewed and considered a progress report from the Rebecca School that contained occupational and speech progress reports and goals, which were closely related to the goals that ultimately appeared in O.'s IEP. (
The parents' argument that O. should have received a psychoeducational evaluation in both English and Hebrew is similarly unavailing. As the SRO noted, the record indicates that O. cannot easily be evaluated using standard psychological tests, and Y.D.'s own testimony before the IHO noted that O.'s level of functional development and inability to focus appeared to be the driving factor behind the evaluators' inability to engage O. (
The parent also objects to the IEP on the ground that it does not provide for parent training and counseling, as required by the IDEA. Although the IEP does not make such provision, the Second Circuit has held that, while "the failure to include parent counseling in the IEP may, in some cases (particularly when aggregated with other violations), result in a denial of a FAPE, in the ordinary case that failure, standing alone, is not sufficient."
Finally, the parent objects to the DOE's proposed placement on the procedural grounds that she did not have a meaningful opportunity to learn about the placement, nor did she receive reasonably timed notice of the proposed placement. The record is clear, however, that the parent learned of the placement, arranged to visit the school, and did in fact visit the school, all prior to the start of the school year, and the parent has not identified any authority indicating that notice was not reasonably timed, or that the parent was unable to meaningfully participate in the placement process, under similar circumstances.
For these reasons, and for substantially the reasons stated in the SRO's wellreasoned decision, the Court concludes that there were no procedural violations in O.'s IEP or placement that amounted to the denial of a FAPE.
To fulfill the requirements of federal law, an IEP must be "likely to produce progress, not regression," and must afford the student "an opportunity greater than mere trivial advancement."
First, the parent's three identified omissions in the IEP do not demonstrate substantive inadequacy. The IEP did not contain a specific sensory diet, transition plan, or provision for out-of-school services for O. As the SRO concluded, however, an IEP is not required to contain any of these provisions to be substantively adequate, and the SRO's determination as to the adequacy of the content of the IEP is appropriately afforded substantial deference on questions, like this, of educational policy.
Additionally, the parent's challenge to the ability of the proposed placement to fulfill the requirements of O.'s IEP is inappropriately speculative. The parent asserts that her tour of the proposed school indicated that O. would be placed in an inappropriate classroom, and Y.D. was left unclear about how O. would receive his necessary related services. She also asserts that the DOE has not adequately provided some services to other students. The Second Circuit has made clear, however, that "[s]peculation that the school district will not adequately adhere to the IEP is not an appropriate basis for unilateral placement."
Accordingly, the Court concludes that, for the reasons outlined above and for the reasons set forth in the well-reasoned decision of the SRO, which is deserving of considerable deference on matters of substantive educational policy, the 2011-12 IEP was substantively adequate. Given this conclusion, consideration of the remaining
For the foregoing reasons, Defendants' motion for summary judgment is granted, and Plaintiff's motion is denied. This Memorandum Opinion and Order resolves docket entry nos. 66 and 71. The Clerk of Court is respectfully requested to enter judgment for Defendants and close this case.
SO ORDERED.