Filed: Dec. 04, 2012
Latest Update: Feb. 12, 2020
Summary: 12-1783-cv Marshall v. Marshall UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER"
Summary: 12-1783-cv Marshall v. Marshall UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION "SUMMARY ORDER")..
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12-1783-cv
Marshall v. Marshall
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY FEDERAL
RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
"SUMMARY ORDER"). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY
PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals
for the Second Circuit, held at the Daniel Patrick Moynihan
United States Courthouse, 500 Pearl Street, in the City of New
York, on the 4th day of December, two thousand twelve.
PRESENT: ROBERT D. SACK,
DENNY CHIN,
RAYMOND J. LOHIER, JR.,
Circuit Judges.
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ASHANTA MARSHALL,
Plaintiff-Appellee,
-v.- 12-1783-cv
AFRICA MARSHALL,
Defendant-Appellant.
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FOR PLAINTIFF-APPELLEE: Ashanta Marshall, pro se, New York,
New York.
FOR DEFENDANT-APPELLANT: Andrew B. Kratenstein, Ashley N.
King, McDermott Will & Emery LLP,
New York, New York.
Appeal from the United States District Court for the
Eastern District of New York (Bloom, Mag. J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
AND DECREED that the judgment of the district court is AFFIRMED.
Defendant-appellant Africa Marshall ("Africa") appeals
from the district court's judgment entered April 2, 2012,
awarding plaintiff-appellee Ashanta Marshall ("Ashanta") $25,000
in damages and granting injunctive relief.1 Judgment was entered
based on the district court's opinion and order filed March 30,
2012, following a bench trial.2
Africa challenges the district court's conclusions
that: (1) he was not a joint author of the copyrighted videos,
(2) he infringed copyrighted works in violation of the Copyright
Act, 17 U.S.C. § 101 et seq., (3) he violated Ashanta's right to
publicity under Section 51 of the New York Civil Rights Law, and
(4) he was required to pay Ashanta $25,000 in statutory damages.
We assume the parties' familiarity with the underlying facts, the
procedural history of the case, and the issues on appeal.
We review the district court's conclusions of law de
novo, Reynolds v. Giuliani,
506 F.3d 183, 189 (2d Cir. 2007), and
its factual findings for clear error, including its findings on
intent and findings supporting the appropriate level of statutory
damages. See Bryant v. Media Right Prods., Inc.,
603 F.3d 135,
1
Ashanta, proceeding pro se, has not filed a notice of
appearance or a brief in this appeal. Pursuant to Rule 31(c) of
the Federal Rules of Appellate Procedure, we nevertheless
consider the merits of the appeal. See Fed. R. App. P. 31(c).
2
The parties consented to trial before a magistrate
judge pursuant to 28 U.S.C. § 636(c).
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143 (2d Cir. 2010). We review the amount of damages awarded by
the district court for abuse of discretion. See
id. (citations
omitted). Review for clear error provides for a limited
examination of the factual findings to determine whether "the
district court's account of the evidence is plausible in light of
the record viewed in its entirety." Doe v. Menefee,
391 F.3d
147, 163-64 (2d Cir. 2004) (citation omitted).
We affirm, substantially for the reasons set forth by
the district court in its thorough and carefully considered 53-
page opinion and order.
1. Joint Authorship
The authors of a joint work have undivided interests in
the entire work, which entitle them to use or license the work as
they wish, subject to an accounting of profits. See Thomson v.
Larson,
147 F.3d 195, 199 (2d Cir. 1998). In the absence of a
written agreement establishing joint authorship, the party
claiming joint authorship bears the burden of showing that each
of the putative joint authors "(1) made independently
copyrightable contributions to the work; and (2) fully intended
to be co-authors."
Id. at 200. The district court found that
Africa satisfied the first element but failed to prove the intent
element.
Even assuming that Africa made independently
copyrightable contributions to the videos, we conclude the
district court did not clearly err in finding that Africa failed
to demonstrate the brothers' intent to be joint authors: Ashanta
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maintained decision-making authority over Africa's work and over
the business by, for example, checking Africa's editing of the
videos, replacing Africa with another camera operator and re-
recording one of the videos because he was unhappy with the
quality of Africa's work, causing the models to sign releases to
himself as an individual as well as to Hair To Go (but not to
Africa), deciding to proceed with the production of the videos
even without the feasibility report created by Africa, and
determining how much to pay Africa and what tasks he should
perform. The district court reasonably rejected Africa's
contention that the brothers intended to operate as partners, and
credited the testimony of Ashanta and another witness to the
effect that Africa was merely an assistant or employee.
2. Copyright Infringement
To establish copyright infringement, Ashanta was
required to prove "(1) ownership of a valid copyright, and (2)
copying of constituent elements of the work that are original."
Arista Records LLC v. Doe 3,
604 F.3d 110, 117 (2d Cir. 2010)
(citations omitted). Africa does not dispute that Ashanta proved
the second element, and we conclude, for the reasons set forth
above, that the district court correctly held that Africa failed
to overcome Ashanta's showing of ownership of the copyrights.
3. New York Civil Rights Law
To establish a violation of Section 51 of the New York
Civil Rights Law, Ashanta was required to prove (1) the use of
his name, portrait, or picture, (2) for purposes of advertising
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or trade, (3) without consent, (4) within the state of New York.
Titan Sports, Inc. v. Comics World Corp.,
870 F.2d 85, 87 (2d
Cir. 1989). The district court found that all four elements were
satisfied, and Africa does not dispute those findings on appeal.
Instead, Africa argues that the statute contains an exception
that permits him to use, as a joint author, Ashanta's name or
image in connection with the videos. Because the district court
did not err on the issue of joint authorship, it likewise did not
err in rejecting this argument.
4. Damages
On the issue of damages, Africa challenges the district
court's conclusion that the damage amount of $25,000 was
justified because Africa's infringement was willful. Willfulness
can be found where the defendant "had knowledge that [his]
conduct represented infringement or . . . recklessly disregarded
the possibility."
Bryant, 603 F.3d at 143 (citation omitted).
The district court found that the infringement was willful
because Africa was aware of Ashanta's registered copyrights
before promoting the videos and continued to promote them even
after Ashanta sent him multiple take-down notices. The district
court found that even assuming Africa subjectively believed he
had a right to use the copyrighted works, he recklessly
disregarded the possibility that his belief was incorrect. We
discern no error in the district court's finding of willfulness
and no abuse of discretion in the district court's award of
damages.
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We have considered all of Africa's remaining arguments
and conclude they are without merit. Accordingly, we AFFIRM the
judgment of the district court.
FOR THE COURT:
Catherine O'Hagan Wolfe, Clerk
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