BRAIN M. COGAN, District Judge.
Petitioner seeks habeas corpus relief under 28 U.S.C. § 2254 from his conviction for second degree murder, first degree assault, and second degree assault. The facts will be set forth below as they pertain to each of plaintiff's points of error, but to summarize, petitioner, seeking revenge against or protection from his girlfriend and her new boyfriend, enlisted two friends to help him burn down the building in which petitioner's girlfriend lived. Petitioner went to a laundromat and bought a laundry bag. Then, he and an accomplice, Devone Sanders, together with another individual, Jose Echevarria, bought a full gasoline can and put it in the laundry bag. Following directions given by petitioner, Sanders started the fire. One person died and two were injured, one seriously.
Petitioner's four points of error are the following: (1) the trial court, having suppressed the second of three statements that petitioner gave to police and the District Attorney, should have suppressed the third as well, rather than holding that the time period between the second and third confession was sufficient to attenuate the improper questioning that led to the second, suppressed confession; (2) the trial court, in its
The Appellate Division accepted the first point as error, but held the error to be harmless. Thus, I construe petitioner's argument here as a challenge to the Appellate Division's harmless error ruling, and I reject his challenge under the standard set forth in
On his arrest, the police provided petitioner with his
After a ten-minute break, the investigating detective told petitioner that the police had a videotape of petitioner at the JFK Inn on the evening in question. At that point, petitioner changed his story to acknowledge that he had gone to the JFK Inn to sell a gun and that Echevarria and Sanders had gone with him as backup. He then said that he had not disclosed this gun sale when first asked because he did not want to implicate his friends in the gun sale. Petitioner then attempted to blame the arson on Sanders while continuing to deny his involvement. Petitioner said he assumed Sanders had taken the laundry bag from the back of petitioner's car. Petitioner also admitted having learned that his girlfriend was cheating on him with an individual named AJ, and that he believed that his girlfriend had enlisted AJ to rob or kill him.
The interrogation resumed about one hour later, at which point the detectives informed petitioner that they had additional evidence suggesting that he had been in the vicinity of the fire. Petitioner responded that he had neither entered the building nor set the fire, but he admitted that on the evening in question, he, Echevarria, and Sanders had driven to his girlfriend's house, where they saw AJ enter and leave. Petitioner said that he and his accomplices attempted to follow AJ in his car and that they had discussed how to get revenge on AJ. Petitioner told the detectives that he had suggested burning AJ's car, but Sanders had proposed burning the girlfriend's house.
Petitioner further acknowledged buying a gasoline container and the laundry bag. He also stated that the three of them had stopped at a gas station and filled the container. The three men then drove back to the girlfriend's house, and Sanders got out of the car with the laundry bag containing the gasoline can. Petitioner told the detectives that he thought that Sanders would burn AJ's car and drove away briefly, but when he returned to pick Sanders up, he saw that the building was on fire.
Petitioner agreed to repeat this version of the story on videotape to an Assistant District Attorney ("ADA"). The ADA did not arrive for several hours. The ADA reissued the
Two and one-half hours later, the detectives, at the request of the ADA, showed petitioner the videotaped statement that Echevarria had given, which implicated petitioner in the arson. The detectives did not re-
Two hours after that, petitioner was re-issued
The prosecutor conceded that the second statement petitioner made to detectives immediately after viewing Echevarria's video confession had to be suppressed because the detectives had not re-issued the
The Appellate Division disagreed. In a reasoned decision, it held that the improperlyobtained and properly-obtained statements "were part of a single continuous chain of events" and that petitioner "was never returned to the status of one who was not under the influence of questioning."
The Supreme Court has outlined the standard for federal habeas corpus review of state court findings of harmless error in
Thus, it is not enough to afford relief in this situation if the federal habeas court merely finds a "reasonable possibility" that the error was harmful.
Having reviewed this record, I do not have any grave doubt that the admission of the second video was harmless. First, petitioner's first statement, which was not challenged, contained many of the same admissions that are in the second video. In the first statement, petitioner admitted that (1) he purchased the laundry bag that Sanders used to carry the accelerant — in fact, the inference was unavoidable that he purchased that laundry bag for the sole purpose of transporting the accelerant; (2) he was with Sanders and Echevarria all night long on the night of the arson, although he only said he "drove around" with them; (3) he lied to the police about being at the JFK Inn with Sanders and Echevarria, first saying he was not there and then saying he was, ultimately offering an unconvincing story about being there to sell a gun (which never happened); (4) he believed that his girlfriend was cheating on him with AJ and that AJ was trying to rob or kill him; (5) he drove to his girlfriend's house that evening with Sanders and Echevarria; (6) he bought the gasoline with Sanders and Echevarria; and (7) he saw AJ leave his girlfriend's house, attempted to follow him, and discussed burning AJ's car and the girlfriend's house with Sanders and Echevarria.
Beyond petitioner's first statement, the other evidence was extensive. The forensic evidence left no doubt that this was an arson; it was not even disputed. Sanders became a cooperating witness and gave detailed testimony at trial of everything that happened, fully implicating petitioner. Sanders's testimony was abundantly corroborated. There was a video of petitioner buying the laundry bag, which investigators recovered and which had distinctive markings. Investigators also recovered the gasoline can from the site. Although investigators could not confirm that petitioner's DNA was on the recovered gas can and laundry bag, they were unable to exclude either him or Sanders as possible contributors. Further, there was a video of petitioner, Sanders, and Echevarria at the JFK Inn after the fire.
In competition with this evidence was petitioner's testimony during the trial, in which he maintained that he never planned to burn AJ's car or his girlfriend's house, and that he had bought the laundry bag because Sanders wanted it but had no money to buy it himself. He also testified that he was "upset" with AJ because AJ had cut Echevarria's face. He also admitted to paying for the gasoline can and the gasoline used to fill it, but he maintained that he had done that to "calm the situation down." He further admitted that he knew that, when he was driving Sanders to his girlfriend's house, Sanders intended to burn something. He also admitted that he knew his girlfriend was having a relationship with AJ and that in the weeks before the arson, he had referred to AJ in a text to his girlfriend as "that n_____." He also acknowledged that he had asked his girlfriend to resume their relationship and that she refused to let him see their children after he threatened that he would not "give them back" when he had the children. Finally, petitioner also testified that he had made his admissions to the police because he was tired and sick, that he thought that he would go free if he gave the statements, and that the police would take his children away if he did not make the statements.
The second video added very little, if anything, to this mix. Therefore, I reject, as did the Appellate Division, petitioner's argument that his "videotaped admission that the men discussed burning the building was particularly damaging even though [petitioner's] videotaped statement and his oral statements both covered his activities on the night of the incident and his relationships with [his girlfriend] and AJ." (emphasis added). The italicized language is the point — petitioner had already given admissible statements that largely overlapped with his statements in the second video. In all significant respects, the second video merely confirmed the final version of petitioner's first statement to the police. Most importantly, petitioner maintained his view that Sanders was the culprit and that he did not know that Sanders was planning to burn his girlfriend's house.
To some extent, the second video was corroborative of the testimony that petitioner himself gave at trial. Any marginal differences between the petitioner's admissible statements and the improperly-admitted second video are too small to support a finding under Brecht that the Appellate Division unconstitutionally applied the harmless-error rule.
In determining which of plaintiff's prior convictions could be used to impeach him if he chose to testify at trial, the trial court took into account which of Sanders's prior convictions could be used to impeach Sanders. The transcript contains typographical errors but it appears that the trial court was attempting, or at least considering, making consistent rulings with regard to the prior convictions of Sanders and petitioner, stating that it wanted to consider the "balance" between the two of them. Petitioner's counsel made no objection to the consideration of which of Sanders's prior convictions petitioner could use to impeach Sanders as part of the inquiry into which of petitioner's prior convictions the prosecution could use to impeach petitioner. The trial court, in any event, did not expressly reference this consideration in its ruling, holding only that "after balancing the right of the People to adequately cross-examine a defendant with the right of the defendant to take the stand and not have voluminous criminal records used to show propensity to commit the crime," the prosecution could impeach petitioner with a prior burglary conviction, but not a youthful offender adjudication.
The Appellate Division affirmed, holding summarily that petitioner's "contention regarding the Supreme Court's
The Appellate Division's holding that this claim was "unpreserved for appellate review" erects a procedural bar prohibiting review in this Court. A federal court should not address the merits of a petitioner's habeas claim if a state court has rejected the claim on "a state law ground that is independent of the federal question and adequate to support the judgment."
Further, if a state court rejects a specific claim on an adequate and independent state law ground, then a federal court should not review the merits of the claim, even if the state court addressed the merits of the claim in the alternative.
It is well settled that New York's contemporaneous objection rule, codified at N.Y. Crim. Proc. Law § 470.05(2), is an independent and adequate state law ground that ordinarily precludes federal habeas corpus review.
The application of a procedural bar in this case is straightforward — the first state court that had the opportunity to consider this argument was the Appellate Division. If petitioner's trial counsel had made this "apples and oranges" argument (i.e., considering Sanders's prior convictions in conjunction with petitioner's prior convictions) to the trial court, the trial court might well have been persuaded that it should not consider Sanders's rap sheet in determining the
Once it is determined that a claim is procedurally barred under state procedural rules, however, a federal court may still review such a claim on the merits if the petitioner can demonstrate both cause for the default and prejudice resulting therefrom, or if he can demonstrate that the failure to consider the claim will result in a miscarriage of justice.
The first avenue, cause for the default and prejudice therefrom, can be demonstrated with "a showing that the factual or legal basis for a claim was not reasonably available to counsel, . . . or that `some interference by state officials' made compliance impracticable, . . . [or that] the procedural default is the result of ineffective assistance of counsel."
Although petitioner raised an ineffective assistance of trial counsel claim on appeal and seeks relief for that claim in this habeas corpus proceeding (see below), he never contended that his trial counsel was ineffective for not challenging the trial court's reference to Sanders's prior convictions as part of its
Petitioner's trial counsel requested a missing witness charge based on the prosecution's failure to call AJ to testify. His counsel proffered that AJ would testify that he was not having an affair with petitioner's girlfriend. The trial court denied the request, and the Appellate Division affirmed that ruling on the ground that "the testimony of the uncalled witness would have been merely cumulative."
Since the Appellate Division rejected this claim on the merits, my review of that decision is guided by the AEDPA. AEDPA provides for habeas corpus relief only if the state court's adjudication of the claim was (1) "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States;" or (2) "based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d). The decision of a state court is "contrary" to clearly established federal law within the meaning of § 2254(d)(1) if it is "diametrically different" from, "opposite in character or nature" to, or "mutually opposed" to the relevant Supreme Court precedent.
The Supreme Court has held that the AEDPA standard of review is extremely narrow and is intended only as "a `guard against extreme malfunctions in the state criminal justice systems,' not a substitute for ordinary error correction through appeal. . . ."
"A missing witness charge invites the jury to draw an adverse inference against a party that fails to call a witness whose `production . . . is peculiarly within [its] power.'"
Even if New York law would require a missing witness instruction, the omission does not necessarily mean that a petitioner is entitled to habeas corpus relief under AEDPA.
There is no Supreme Court authority requiring the giving of a missing witness instruction under any particular circumstances. The closest decision in the area may be
The bottom line is that, like many non-structural challenges to trial decisions under the due process clause, habeas corpus relief is not warranted unless the failure to give the missing witness instruction "by itself so infected the entire trial that the resulting conviction violates due process."
As is often the case when this issue is raised in a state court trial, the attempt at gamesmanship is quite obvious here. Instead of raising the issue early enough for the prosecution to have secured AJ's presence if indeed he qualified as a missing witness, trial counsel waited until after not only the prosecutor had rested, but also after the defense had rested as well. With nothing left to do, as a practical matter, but charge the jury, trial counsel sought to trap the judge into either giving the instruction or risking error.
The strategy failed because, in fact, trial counsel's request met none of the requirements for a missing witness instruction under New York law. Even under defense counsel's proffer, AJ had no knowledge of the offense itself — he was not a witness to the crime and had no contact with petitioner or his accomplices in connection with the crime. Most fundamentally, trial counsel failed to demonstrate that the prosecution had any more access to AJ than trial counsel did.
Petitioner's tortured theory of the need for a missing witness instruction cannot give rise to the severe and egregious prejudice necessary to obtain relief under the AEDPA. This was a matter committed to the discretion of the trial court and then to review by the Appellate Division, and I frankly see no other way the issue could have been reasonably resolved.
Finally, petitioner asserts that his counsel was ineffective for not seeking to redact the portion of his video statement where he acknowledged that he had possession of guns, a large amount of cash, and jewelry in Pennsylvania. He also complained that defense counsel should have objected to the prosecutor's questions on these topics during cross examination. The Appellate Division summarily rejected this claim on the merits. Rodriguez, 132 A.D.3d at 784, 17 N.Y.S.3d at 756. My review is therefore constrained by the deferential standard under the AEDPA as discussed above.
Petitioner's burden is thus doubly difficult. He not only needs to meet the AEDPA standard, but a petitioner claiming ineffective assistance of counsel must prove two things. First, petitioner must prove that counsel's representation "fell below an objective standard of reasonableness" according to "prevailing professional norms."
On the issue of objective reasonableness, as the District Attorney argued to the Appellate Division, petitioner's trial counsel could have had several reasons for not seeking redaction of the video. In fact, he actually made use of petitioner's unrelated misconduct in his summation, telling the jury that petitioner could be prosecuted for drugs, guns, or tax evasion, but not murder. Do I think that would be a great strategy? Probably not. But I also think it would be well within the doubly-deferential standard of review that I must apply. Similarly, with regard to not objecting to cross examination on these issues, it is always a trial lawyer's choice as to whether to object, thereby highlighting the testimony — regardless of whether the objection is sustained or not — or to just let it pass through without comment because highlighting it may make it worse. I cannot second guess that decision based on the narrow standard of federal habeas review.
Even if petitioner could demonstrate objective unreasonableness, he comes nowhere near demonstrating the degree of prejudice required for habeas corpus relief. A review of this record indicates clearly that petitioner was convicted because the jury believed Sanders's testimony at trial and not petitioner's, because petitioner substantially admitted his participation in his pretrial statements to the police, and because the jury had a video of petitioner buying the crucial laundry bag and sharing a hotel room at the JFK Inn with Sanders and Echevarria on the night of the fire. The fact that petitioner, by his own statements, admitted to legal problems with guns, jewelry, and cash in Pennsylvania does not a raise a "reasonable possibility,"
The petition is denied and the case is dismissed. A certificate of appealability shall not issue as the petition presents no substantial questions.