THOMAS D. SCHROEDER, District Judge.
Before the court is a motion for summary judgment by Defendant DaVita, Inc. ("DaVita") as to Plaintiff Christianah Adefila's single claim for retaliation under Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e
The undisputed essential facts, viewed in the light most favorable to Adefila, as the non-moving party, are as follows.
Defendant DaVita provides dialysis treatment and support services to patients with chronic kidney failure and end-stage renal disease. (Doc. 26-2 (Moore Decl.) ¶ 3.) DaVita does this, at least in part, by running dialysis clinics at the locations of its clients. (
Adefila applied to DaVita to work as a nurse and was granted an interview in September 2012 with Shatisha Moore for a position as an acute dialysis nurse. (
As a DaVita employee, Adefila was directed to report to Select for orientation on October 24, 2012. (Adefila Aff. ¶ 3.) An hour after Adefila arrived there, Moore called her and directed that she leave Select's premises immediately; Moore reported that Select had called and said it did not want her treating their patients because she (Adefila) had worked there, been fired, and filed an EEOC charge against Select. (Adefila Dep. at 19, Doc. 26-1.) Adefila went to Moore at ARMC, where Moore repeated the information reported by Select and, according to Adefila, said, "I cannot have you work here anymore. You have a charge out there." (
The next day, Adefila reported to ARMC, another DaVita client. (
On October 30, 2012, not knowing she had failed the health assessment, Adefila reported to a dialysis center in Burlington. (Compl. ¶ 12.
Fitts called Moore and informed her that Adefila had failed her assessment and was not cleared to work at ARMC. (Fitts Decl. ¶ 5.) When Fitts relayed this message, she did not know that Adefila had filed an employment discrimination charge against Select. (
On November 5, 2012, Moore met with Adefila and informed her that she was not cleared to work at ARMC because ARMC would not let her work with its patients. (Adefila Dep. at 31, 33, Doc. 26-1.) Adefila reports that Moore told her, "you are not doing well," "I cannot have you anymore," and that Moore "was terminating [her] employment," but Moore advised her that she could apply for a different position with DaVita and gave her two to three weeks to do so. (
(Adefila Dep. at 21, Doc. 33-1.) After this meeting, however, Adefila "never" applied for another position with DaVita. (Adefila Dep. at 21, Doc. 33-1; Moore Decl. ¶ 18.) Adefila claims she was terminated "on or about November 5, 2012." (Adefila Decl. ¶ 7.) DaVita claims that it fired Moore effective November 25, 2012, after her period to re-apply for a position had passed, based on four alleged reasons:
(Moore Decl. ¶¶ 18, 19.)
On December 17, 2012, Adefila filed a charge of discrimination against DaVita with the EEOC, alleging that she was fired for having filed an EEOC charge of discrimination against Select, her former employer. (Adefila Dep. Ex. 8, Doc. 26-1.) On August 9, 2013, the EEOC dismissed the charge, issued Adefila a right to sue letter, and concluded that the EEOC could not determine that DaVita had violated any statute. (
On October 23, 2013, Adefila, proceeding pro se, filed the present action, claiming discriminatory retaliation under Title VII of the Civil Rights Act of 1964. Having completed discovery, DaVita moves for summary judgment (Doc. 26); Adefila has responded, now by counsel (Doc. 31); and DaVita has replied (Doc. 33). The motion is ready for resolution.
A court must grant a motion for summary judgment "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party bears the burden of establishing that no genuine dispute of material fact remains. Where, as here, the non-moving party has the burden of proof, the moving party is entitled to summary judgment if it demonstrates that the non-moving party's evidence is insufficient to establish an essential element of her claim.
Summary judgment allows the court "to forecast the proof at trial to determine whether consequential facts are in dispute, and if not, to resolve the case without a trial."
First, DaVita objects to reliance on statements in Adefila's affidavit it contends are inconsistent with her deposition testimony. (Doc. 33 at 1.) Adefila's deposition was taken by counsel for DaVita, apparently while Adefila was still proceeding pro se. After DaVita served its motion for summary judgment, Adefila has responded to the motion, through counsel, with an affidavit executed by her.
DaVita's argument rests on the sham affidavit rule. This rule prohibits a party from creating a genuine issue of material fact by relying on an affidavit created after the party's deposition has already been taken, when the affidavit is materially inconsistent with the deposition testimony. The rule acknowledges that "prior depositions are more reliable than affidavits" and that affidavits "are usually drafted by counsel, whose familiarity with summary judgment procedure may render an affidavit less credible."
The Fourth Circuit has articulated a version of the sham affidavit rule, explaining that "[a] genuine issue of material fact is not created where the only issue of fact is to determine which of the two conflicting versions of the plaintiff's testimony is correct."
First, DaVita moves to strike statements in Adefila's affidavit that have no analogues in the deposition, under the theory that Adefila had the opportunity to make these statements at her deposition and explicitly or implicitly declined to do so. (Doc. 33 at 2.)
DaVita has specifically requested that the court disregard the parts of Adefila's affidavit stating that her work was "overly critiqued" and that the mask test was a "sham." (Adefila Aff. ¶¶ 5-6.) These statements, although they will be disregarded for other reasons,
Second, by contrast, several of the statements in Adefila's affidavit do directly contradict her earlier deposition testimony. In her affidavit, Adefila states that she did not fail the mask test at ARMC (Adefila Aff. ¶ 6); but in her deposition, she admitted that she failed the mask test (Adefila Dep. at 12, Doc. 33-1). These statements are in direct contradiction, so her affidavit statement to this effect will be disregarded for this summary judgment motion.
Similarly, in her affidavit, Adefila states that she did not reapply for other positions because she was not qualified for any of them (Adefila Aff. ¶ 7); but in her deposition, Adefila confessed that she had "never" looked for another job with DaVita (Adefila Dep. at 18-21, Doc. 33-1). Even under more generous articulations of the sham affidavit rule, litigants must explain subsequent inconsistent statements in an affidavit in order to avoid the rule.
DaVita argues that the court must disregard Adefila's submission of a decision by the North Carolina Department of Commerce Division of Employment Security that concluded that she is not disqualified from receiving benefits. (Doc. 33 at 3; Adefila Aff. at 6; Doc. 1-2.) DaVita cites N.C. Gen. Stat. § 96-4(x)(8), which prohibits the admission of any "finding of fact or law, judgment, determination, conclusion or final order" by the Division of Employment Security in any proceeding before a "court or judge of [North Carolina] or the United States." Adefila has not offered any reason why the evidence is admissible.
At summary judgment, parties can only rely on proof that would be admissible under the rules of evidence. Fed. R. Civ. P. 56(c)(1)(B), 56(c)(2). Although state statutory privileges do not automatically apply to federal claims in federal court, they can apply when an asserted federal interest is outweighed by "a state's policy reasons for crafting a legislative privilege and . . . reasons of comity."
DaVita argues that various parts of Adefila's affidavits must be disregarded under Federal Rule of Civil Procedure 56(c)(4), which requires that affidavits supporting or opposing a motion for summary judgment "be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated." Under this rule, summary judgment affidavits that are conclusory or based upon hearsay shall not be considered.
Adefila has essentially presented two affidavits to support her argument that there is a genuine dispute of material fact. The first is her affidavit presented in opposition to summary judgment. Several parts of this affidavit are inadmissible, being either conclusory or opinions of others' states of mind — or both. For example, the court will disregard Adefila's statement that, "[a]lthough [Moore] did not immediately fire me, her attitude, as well as the attitude of others, towards me changed since they learned that I had filed a complaint against my former employer." (Adefila Aff. ¶ 5.) These are opinions, unsupported by fact, of DaVita's employees' states of mind, which Adefila aims to impute to DaVita. Likewise, the court disregards Adefila's contention that "Rogers created an unorthodox `mask test' for the sole purpose of failing me. My orientation and training was a sham, as if they all knew that I would be terminated shortly." (
Adefila's second affidavit is essentially her complaint. While a non-movant on summary judgment ordinarily cannot rely on matters pleaded in a complaint, a verified complaint "is the equivalent of an opposing affidavit for summary judgment purposes, when the allegations contained therein are based on personal knowledge."
Title VII of the Civil Rights Act of 1964 prohibits employers from discriminating against employees on the basis of sex, race, color, national origin, and religion. Title VII not only prohibits such discrimination, but also retaliation by an employer against an employee who has made a "charge" of discrimination under Title VII — so-called "participation" activity. 42 U.S.C. § 2000e-3;
Neither party argues that there is direct evidence of retaliation; instead, each relies on the burden-shifting framework of
In 2013, the Supreme Court held that "Title VII retaliation claims must be proved according to traditional principles of but— for causation, not the lessened causation test stated in [42 U.S.C.] § 2000e-2(m). This requires proof that the unlawful retaliation would not have occurred in the absence of the alleged wrongful action or actions of the employer."
The Fourth Circuit has not yet addressed
The district courts in this circuit are not in agreement on the application of
When a plaintiff establishes her prima facie case, the burden then shifts to the employer "to produce a legitimate nondiscriminatory reason for the adverse action."
DaVita offers a legitimate, non-discriminatory reason for firing Adefila; among its reasons: Adefila was rejected from working at ARMC by ARMC, one of the specific clients Adefila was hired to service, and Adefila did not apply for other positions with DaVita. (Moore Aff. ¶¶ 12-17; Doc. 33 at 6.) Although Adefila challenges the reason as pretextual, she offers no argument that it was an illegitimate reason for terminating her. (
Once an employer produces a legitimate, nondiscriminatory reason for the adverse action, the burden shifts to the plaintiff to show that "the employer's reason was mere pretext for retaliation by showing `
Adefila argues that DaVita's reliance on ARMC's health assessment was pretextual. (Doc. 31 at 7.) Specifically, Adefila argues that DaVita subjected her to "sham training and testing procedures," designed to ensure her failure, a trap that she could not evade. (
Adefila, in her post-deposition declaration, does opine that Rogers' mask test was "unorthodox" and concludes that it was a "sham" pretext for terminating her. (Adefila Aff. ¶ 6.) But such a conclusory opinion is not a "fact" for purposes of the burden-shifting framework or the requirements of Rule 56(c).
Adefila's case does not fail on this point alone. Even assuming ARMC's mask test was a sham, the undisputed evidence shows that no one at ARMC had any knowledge of Adefila's EEOC charge against Select when she failed the health assessment. (Rogers Decl. ¶ 9; Fitts Decl. ¶ 6.) Moreover, ARMC, like Select, had a contractual right "to refuse to accept any employee that DaVita assigns to perform to work on [its] premises." (Moore Decl. ¶ 4; Adefila Dep. at 36, Doc. 26-1.) There is no evidence that DaVita requested or even suggested that ARMC fail Adefila. And even if ARMC's health assessment suffered from some professional deficiency, it is not the province of the court to question the wisdom of the mask test, so long as Adefila's failure of the test "truly was the reason for [her] termination."
Adefila's only counter-argument is that "[b]oth parties agree that Moore, DaVita's representative, wanted to fire Adefina [sic] immediately upon learning of the complaint against Select." (Doc. 31 at 8.) In fact, DaVita has not made this concession, (Doc. 33 at 5), and Adefila points to no part of the record evidencing such a fact.
At this final point in the burden-shifting framework, Adefila fails to carry her burden, not even providing the "mere existence of a scintilla of evidence" to support her position.
For the reasons stated,
IT IS THEREFORE ORDERED that DaVita's motion for summary judgment (Doc. 26) is GRANTED, and this case is DISMISSED WITH PREJUDICE.
(Adefila Dep. at 27, Doc. 33-1.)
To be sure, DaVita could not force Select to allow Adefila to work for it, "with charges out there" or not, because Select had a contractual right to refuse Adefila's services. (Adefila Dep. at 36, Doc. 26-1.) Moreover, even after Select rejected Adefila, Moore arranged for Adefila to work at another DaVita client, ARMC, rather than to terminate her. Yet, Adefila was also rejected by ARMC, which, like Select, had a contractual right to do so. Adefila's contention that the ARMC testing was a "sham" is purely speculative on this record, unsupported by any facts after discovery has closed. And even after ARMC rejected her, Adefila testified in her deposition, Moore invited her to apply for other open positions with DaVita and gave her two to three weeks to do so. (Adefila Dep. at 38, 42, Doc. 26-1; Adefila Dep. at 18-21, Doc. 33-1.) But Adefila never did. (Adefila Dep. at 38, 42, Doc. 26-1.) Moore's statement, on this record and in the light most favorable to Adefila, is evidence of a motivating factor behind Adefila's termination. But in light of undisputed evidence that DaVita continued to employ Adefila after Moore's alleged statement, that Moore sent Adefila to ARMC for work, Adefila's failure to demonstrate that DaVita had any other position for her, and DaVita's legitimate business reasons for firing Adefila (including dishonesty and rejection by Select and ARMC), no reasonable jury could find that, but for Adefila's participation in her EEOC charge against Select, DaVita would not have fired Adefila.