JAMES A. BEATY, District Judge.
This matter is before the Court on a Motion to Dismiss for Improper Venue, or in the Alternative, Motion to Transfer [Doc. #16] filed by Defendant Timothy Dean Maynor ("Defendant"). For the reasons set forth below, Defendant's Motion will be denied.
At all times relevant to the this case, Defendant, a resident of Catawba County, North Carolina, worked as a correctional officer at Alexander Correctional Institution ("ACI"). (Compl. ¶ 4; Ans. ¶ 4). Plaintiff Amos Tyndall, a resident of Orange County, North Carolina, is the Administrator of the Estate of Timothy E. Helms ("Mr. Helms"), deceased. Prior to his death, Mr. Helms was an inmate at ACI from September of 2007 until August 4, 2008. (Compl. ¶ 3; Ans. ¶ 3). Plaintiff originally filed this action in the Superior Court of Orange County, North Carolina, seeking redress under state law and pursuant to 42 U.S.C. § 1983, based primarily on injuries Mr. Helms allegedly sustained due to Defendant's alleged use of excessive force and alleged indifference to Mr. Helms' rights and safety while Mr. Helms was incarcerated at ACI. Defendant timely filed a Notice of Removal pursuant to 28 U.S.C. §§ 1441 & 1446, and this case was removed to the Middle District of North Carolina.
In his present Motion, Defendant seeks dismissal for improper venue, pursuant to 28 U.S.C. § 1391, or, in the alternative, transfer of venue to the Western District of North Carolina, pursuant to 28 U.S.C. §§ 1404 & 1406. With regard to his Motion to dismiss for improper venue, Defendant, in his Brief in support of his Motion, originally contended that venue, as governed by § 1391, would be proper in the "judicial district where any defendant resides, if all defendants are residents of the State in which the district is located," 28 U.S.C. § 1391(b)(1), or in the "`judicial district in which a substantial part of the events or omissions giving rise to the claim occurred.'" (Def.'s Br. at 3 (quoting 28 U.S.C. § 1391(b)(2))). Based on the provisions of § 1391, Defendant contended that venue in this case is proper in the Western District of North Carolina, and not the Middle District of North Carolina, because Defendant resides in Catawba County, North Carolina, the events or omissions giving rise to this action occurred at ACI, located in Alexander County, North Carolina, and both counties lie within the Western District of North Carolina. As such, Defendant originally contended that the Court should dismiss this action for improper venue.
However, following Plaintiff's Response in this matter, which challenged the application of § 1391 to the present case, Defendant, in his Reply, conceded that dismissal for improper venue pursuant to § 1391 is not applicable here given that this action was not filed directly in federal court, but rather was removed to federal court.
In the alternative to dismissal for improper venue, Defendant requests a transfer of venue to the Western District of North Carolina. Based on Defendant's briefing, it appears that Defendant requests such a transfer pursuant to two separate statutory provisions: Title 28, United States Code, Section 1406, and Title 28, United States Code, Section 1404. To the extent that Defendant seeks transfer pursuant to § 1406, the Court notes that, per its terms, the transfer provision of § 1406 assumes that the current venue is improper under the general venue provisions set forth in § 1391, and therefore the Court is required to transfer the case to the proper venue. 28 U.S.C. § 1406(a) ("The district court of a district in which is filed a case laying venue in the wrong division or district shall . . . if it be in the interest of justice, transfer such case to any district or division in which it could have been brought."). In support of his Motion to transfer pursuant to § 1406, Defendant raises the same contentions that he raised in support of his motion for dismissal. Specifically, Defendant asserts that "[t]here is no circumstance under which the Middle District could have been the appropriate forum for this action had it been brought originally in the federal courts," and therefore, "applying 28 U.S.C. § 1391 and 28 U.S.C. § 1406(a) as Congress intended, this Court must transfer this action to the Western District." (Def.'s Reply at 3). However, as noted above, § 1391 does not govern venue here, since this case was removed to federal court pursuant to § 1441.
To the extent that Defendant seeks transfer of venue pursuant to § 1404, the Court notes that such a request may be made "[f]or the convenience of the parties and witnesses," or "in the interest of justice." 28 U.S.C. § 1404(a). In addition, the Court notes that unlike § 1406, which mandates transfer of venue where the original venue is improper, § 1404 does not focus on proper venue, but rather "`is intended to place discretion in the district court to adjudicate motions for transfer according to an individualized, case-by-case consideration of convenience and fairness.'"
In support of his request for transfer based on the convenience of the parties and witnesses, Defendant does not expressly mention the factors noted above, but rather generally notes that the transactions and occurrences alleged in the Complaint took place at ACI, located in Alexander County, in the Western District of North Carolina, and that many of the material witnesses in this case are employed by ACI and live in Alexander County. In addition, Defendant notes that Mr. Helms received his initial medical treatment at Catawba Memorial hospital, located in Catawba County, in the Western District of North Carolina, and that the doctors and nurses who may be called to testify live in or around Catawba County. As such, Defendant contends that the witnesses "will incur unnecessary expense traveling to this district" and "will be compelled to lose invaluable time away from their professional obligations." (Def.'s Br. at 4-5).
In his Response, Plaintiff expressly addresses the relevant factors listed above, noting first that Plaintiff originally brought this action in Orange County, North Carolina, where Plaintiff lives, and which lies within the Middle District of North Carolina. In addition, Plaintiff notes that during the last years of his life, Mr. Helms lived in a rehabilitation hospital in the Middle District of North Carolina, and that the medical providers who may testify as to that period of time live in or around Guilford County, North Carolina, which lies within the Middle District of North Carolina. As such, Plaintiff contends that the access to sources of proof and any inconvenience to witnesses balances out because "[t]hough the site of the underlying incident is in the Western District, the witnesses to decedent's long-term, severe injuries, and his autopsy,
In considering a motion to transfer venue based on the convenience of the parties and witnesses, the Court notes that the plaintiff's choice of forum "is accorded great weight, particularly where the plaintiff has brought suit in its home forum."
After considering the appropriate factors in light of the information presented by both parties, the Court concludes that Defendant has failed to meet his burden of showing that the balance of these factors weighs strongly in favor of transferring venue to the Western District of North Carolina. In so concluding, the Court specifically notes that the parties refer to potential witnesses who work or reside in each of the Western, Middle, and Eastern Districts of North Carolina, some of which will have to travel to proceedings relevant to this case. However, the Court finds that the Middle District of North Carolina provides a venue that will likely be only somewhat inconvenient to the relevant witnesses, and such inconvenience, to the extent it exists, can be found on both sides of this case. The Court concludes that such a finding does not strongly weigh in favor of transfer of this case to the Western District of North Carolina. As such, to the extent that Defendant requests transfer for the convenience of the parties and witnesses, pursuant to § 1404, such a request is denied.
Based on the foregoing, the Court concludes that venue is proper in the Middle District of North Carolina and that considerations of convenience do not favor transfer of venue to the Western District of North Carolina. As such, Defendant's Motion to Dismiss for Improper Venue, or in the Alternative, Motion to Transfer is denied.
IT IS THEREFORE ORDERED that Defendant's Motion to Dismiss for Improper Venue, or in the Alternative, Motion to Transfer [Doc. #16] is hereby DENIED.