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Middlebrook v. Warden, Hocking Correctional Facility, 1:16-cv-694. (2016)

Court: District Court, S.D. Ohio Number: infdco20170106h98 Visitors: 5
Filed: Dec. 14, 2016
Latest Update: Dec. 14, 2016
Summary: REPORT AND RECOMMENDATION KAREN L. LITKOVITZ , Magistrate Judge . Petitioner, an inmate in state custody at the Hocking Correctional Facility in Nelsonville, Ohio, has filed a pro se petition for a writ of habeas corpus pursuant to 28 U.S.C. 2254. ( See Doc. 6). In the petition, petitioner challenges his conviction for felonious assault and resulting sentence following a jury trial tried before the Hamilton County, Ohio, Court of Common Pleas in Case No. B1400648. ( See id. ; see also
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REPORT AND RECOMMENDATION

Petitioner, an inmate in state custody at the Hocking Correctional Facility in Nelsonville, Ohio, has filed a pro se petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. (See Doc. 6). In the petition, petitioner challenges his conviction for felonious assault and resulting sentence following a jury trial tried before the Hamilton County, Ohio, Court of Common Pleas in Case No. B1400648. (See id.; see also Doc. 9, Ex. 3 & Ex. 7, at PAGEID#: 98).1 Petitioner asserts as grounds for relief that (1) he is absolutely innocent of the crime that was charged against him; (2) he was denied the effective assistance of counsel at trial; and (3) he was denied the effective assistance of counsel on direct appeal to the Ohio Court of Appeals, First Appellate District. (Doc. 6, at PAGEID#: 35, 37, 38).

This matter is before the Court on respondent's motion to dismiss the petition without prejudice on exhaustion grounds. (Doc. 10). Respondent contends that the matter should be dismissed based on petitioner's failure to exhaust his ineffective-assistance-of-appellate-counsel claim, which may still be pursued by way of a delayed application for reopening of the direct appeal under Ohio R. App. P. 26(B) to the Ohio Court of Appeals, First Appellate District. (See id., at PAGEID#: 484-85). In a pleading filed in reply to the motion to dismiss, petitioner has indicated that he is not opposed to respondent's motion to the extent that he plans to utilize the mechanism of a delayed Rule 26(B) reopening application for the purpose of exhausting his ineffective-assistance-of-appellate-counsel claim in the state courts. (See Doc. 11). Petitioner states that "he will send a new [petition for a] writ of habeas corpus to this court after all state mechanisms have be[en] exhausted." (Id.).

Although both parties appear to agree that dismissal of the instant petition without prejudice is appropriate, the undersigned is concerned that any subsequent habeas corpus petition filed by petitioner with this Court may face a statute-of-limitations bar to review. As respondent has pointed out in the motion to dismiss (see Doc. 10, at PAGEID#: 484), the current petition is a "mixed" petition containing only one unexhausted claim for relief. See Rose v. Lundy, 455 U.S. 509, 510, 522 (1982). Since the enactment in 1996 of the Antiterrorism and Effective Death Penalty Act (AEDPA), which "preserved Lundy's total exhaustion requirement" for petitions containing both exhausted and unexhausted claims, but also imposed a one-year statute of limitations on the filing of federal habeas petitions, Rhines v. Weber, 544 U.S. 269, 275 (2005), some federal courts (including the Sixth Circuit) have adopted a "stay-and-abeyance" procedure to ensure habeas review is not precluded in the class of cases where a timely-filed federal habeas petition is dismissed on exhaustion grounds and petitioner subsequently returns to federal court to present his claims in a renewed petition after exhausting his state remedies only to find that his claims are barred from review by the applicable one-year statute of limitations set forth in 28 U.S.C. § 2244(d)(1). See, e.g., Griffin v. Rogers, 308 F.3d 647, 652 & n.1 (6th Cir. 2002); Palmer v. Carlton, 276 F.3d 777, 778-81 (6th Cir. 2002).

In Rhines, 544 U.S. at 276, the Supreme Court affirmed that district courts have the discretion to issue stays in habeas cases, but that such discretion is circumscribed to the extent it must "be compatible with AEDPA's purposes." The Court pointed out that one of the AEDPA's purposes is to "reduce delays in the execution of state and federal criminal sentences" based on the "well-recognized interest in the finality of state judgments." Id. (quoting Woodford v. Garceau, 538 U.S. 202, 206 (2003), and Duncan v. Walker, 533 U.S. 167, 179 (2001)). In addition, the AEDPA's statute of limitations tolling provision was intended to "reinforce[] the importance of Lundy's "simple and clear instruction to potential litigants: before you bring any claims in federal court, be sure that you first have taken each one to state court." Id. at 276-77 (quoting Lundy, 455 U.S. at 520).

The Court went on to determine that:

Stay and abeyance, if employed too frequently, has the potential to undermine these twin purposes. Staying a federal habeas petition frustrates AEDPA's objective of encouraging finality by allowing a petitioner to delay the resolution of the federal proceedings. It also undermines AEDPA's goal of streamlining federal habeas proceedings by decreasing a petitioner's incentive to exhaust all his claims in state court prior to filing his federal petition. . . . For these reasons, stay and abeyance should be available only in limited circumstances.

Id. at 277.

The Court held that stay and abeyance "is only appropriate when the district court determines there was good cause for the petitioner's failure to exhaust his claims first in state court," and that, "even if a petitioner had good cause for that failure," it would be an abuse of discretion for the court to grant a stay where the unexhausted claims "are plainly meritless" or the "petitioner engages in abusive litigation tactics or intentional delay." Id. at 277-78. However, on the other hand, "it likely would be an abuse of discretion for a district court to deny a stay and to dismiss a mixed petition if the petitioner had good cause for his failure to exhaust, his unexhausted claims are potentially meritorious, and there is no indication that the petitioner engaged in intentionally dilatory litigation tactics." Id. at 278.

In this case, respondent does not argue, nor does it appear from the present record, that petitioner has engaged in abusive litigation tactics or intentional delay in bringing the ineffective-assistance-of-appellate-counsel claim to the state courts' attention. Respondent contends only that the case should be dismissed rather than stayed because petitioner "cannot show that his claims are potentially meritorious." (Doc. 10, at PAGEID#: 486). However, at this point in the proceedings, the Court cannot conclude that the unexhausted claim is plainly meritless or that petitioner's "exhausted" claims are plainly meritless to the extent that petitioner challenges the sufficiency of the evidence in Ground One and has alleged "cause" for a procedural default that occurred in the direct review proceeding allowed by the Ohio Supreme Court. (See Doc. 6, at PAGEID#: 35, 37, 39). Furthermore, if the Court were to dismiss the petition without prejudice instead of staying the case, any subsequent petition filed by petitioner may be subject to dismissal on statute of limitations grounds.

Accordingly, in sum, after weighing the Rhines factors, for good cause shown, and out of concern that the dismissal of the petition at this juncture might unreasonably impair future federal review of any of petitioner's grounds for habeas corpus relief, it is RECOMMENDED that respondent's motion to dismiss (Doc. 10) be DENIED, and that the action instead be STAYED while petitioner is afforded the opportunity to fully exhaust the available state-court remedy of a delayed application under Ohio R. App. P. 26(B) to reopen his appeal with the Ohio Court of Appeals. To ensure that judicial and administrative resources are conserved, it is FURTHER RECOMMENDED that the stay take the form of an administrative stay and that the case be terminated on the Court's active docket.

IT IS THEREFORE RECOMMENDED THAT:

1. Respondent's motion to dismiss (Doc. 10) be DENIED and, instead, that the instant petition (Doc. 6) be administratively STAYED and TERMINATED on the Court's active docket pending petitioner's exhaustion of his ineffective-assistance-of-appellate-counsel claim in the state courts by way of the arguably available remedy of a delayed application under Ohio R. App. P. 26(B) to the Ohio Court of Appeals for reopening of his appeal. The stay should be conditioned on petitioner's (1) filing a delayed reopening application under Ohio R. App. P. 26(B) with the Ohio Court of Appeals, First Appellate District, within thirty (30) days of entry of any Order adopting this Report and Recommendation; and (2) filing a motion to reinstate the case on this Court's active docket within thirty (30) days after fully exhausting the state-court remedy through the requisite levels of appellate review, which includes the Ohio Supreme Court. Petitioner should be granted leave to reinstate the case on the Court's active docket when he has exhausted his ineffective-assistance-of-appellate-counsel claim in the state courts based on a showing that he has complied with the conditions of the stay.

FootNotes


1. It appears from the record that petitioner pursued a timely appeal to the Ohio Court of Appeals, First Appellate District, and was granted leave to file a delayed appeal to the Ohio Supreme Court from the appellate court's May 8, 2015 decision affirming the judgment of conviction and sentence. (See Doc. 9, Exs. 4-5, 7, 11). On September 29, 2015, the Ohio Supreme Court dismissed the appeal for want of prosecution because petitioner failed to comply with a court order entered on July 1, 2015 directing him to file a memorandum in support of jurisdiction within thirty days. (See id., Ex. 14).
Source:  Leagle

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