KENNETH D. BELL, District Judge.
On August 7, 2017, Pro Se Petitioner Jennifer Leann Roland ("Petitioner") pleaded guilty pursuant to a written plea agreement to one count of conspiracy to distribute and possess with intent to distribute methamphetamine, in violation of 21 U.S.C. § 841(a)(1) and 846 (Count One). [Criminal Case No. 5:17-cr-00011-KDB-DCK-3 ("CR"), Doc. 57: Acceptance and Entry of Guilty Plea]. Count One further alleged that, "with respect to the offense charged in Count One, five hundred (500) grams or more of a mixture and substance containing a detectable amount of methamphetamine ... and fifty (50) grams or more of [actual] methamphetamine" are attributable to and reasonably foreseeable by Petitioner pursuant to 21 U.S.C. § 841(b)(1)(A). [CR. Doc. 43: Second Superseding Indictment]. In pleading guilty, Petitioner admitted to being in fact guilty of Count One. [CR Doc. 56 at ¶ 1: Plea Agreement]. A Factual Basis was filed contemporaneously with the Plea Agreement. [CR Doc. 55: Factual Basis]. In signing the Plea Agreement, Petitioner attested to having read and understood the Factual Basis and stipulated that it may be used by the Court and the United States Probation Office without objection to determine the applicable advisory guideline range or the appropriate sentence under 18 U.S.C. § 3553(a), unless explicit reservation was made to object to a particular fact(s). [CR Doc. 56 at ¶ 4;
From in or around about 2016 to in or about January 2017, in Caldwell County, North Carolina, and elsewhere, Petitioner was a member of a conspiracy to distribute and possess with the intent to distribute methamphetamine. [CR Doc. 55 at ¶ 1]. On December 22, 2016, an investigative team conducted an undercover controlled purchase of approximately one ounce (28 grams) of methamphetamine from Chuck Allen Church, Jr., ("Church") at his residence in Caldwell County, where he lived with Petitioner. Petitioner was present during the transaction. Later that day, a search warrant was obtained and executed at the residence, resulting in the seizure of an additional 84 grams of 97.8% pure methamphetamine, a "sawed-off" short-barrel shotgun (located in plain view in a closet in a spare bedroom), and approximately $11,658 in cash. The shotgun was manufactured outside the State of North Carolina. It, therefore, travelled in and affected interstate commerce. Petitioner objected to and reserved her right to challenge a weapon enhancement, asserting she had no knowledge of the shotgun's presence. [
On January 31, 2017, the investigative team arrested Church and Petitioner who was traveling with Church at the time. The team seized approximately 3.5 grams of methamphetamine, scales, and empty and unused baggies from the residence where Church was located and found approximately $3,500 in his vehicle. Church and Petitioner both provided videotaped post-
On May 31, 2017, Petitioner was charged in a Criminal Complaint with Count One as described above; one count of possession with intent to distribute at least 50 grams of actual methamphetamine, in violation of 21 U.S.C. §§ 841(a), 841(b)(1)(A) (Count Two); and one count of possession of a firearm in furtherance of drug trafficking, in violation of 18 U.S.C. § 924(c) (Count Three). [CR Doc. 1: Criminal Complaint]. On June 20, 2017, Petitioner was charged in a Second Superseding Bill of Indictment with the same three counts. [CR Doc. 43: Second Superseding Bill of Indictment]. In exchange for Petitioner's agreement to plead guilty to Count One, the Government agreed to dismiss Counts Two and Three. [CR Doc. 56 at ¶¶ 1-2].
A United States Magistrate Judge accepted Petitioner's guilty plea after conducting a thorough plea colloquy, during which Petitioner was represented by counsel. [CR Doc. 112: Plea Hearing Tr.;
Petitioner further acknowledged her understanding that her right to appeal her conviction and/or sentence and her right to challenge her conviction and/or sentence in a post-conviction proceeding had been expressly waived in the Plea Agreement. [
Several months later, Petitioner was sentenced. Before the sentencing hearing, a probation officer prepared a Presentence Investigation Report (PSR). [CR Doc. 80: Presentence Report]. Petitioner's Total Offense Level (TOL) was 27, which included a 2-point firearm enhancement under U.S.S.G. § 2D1.1(b)(1), and Petitioner's criminal history category was II, which yielded a guidelines range of 78 to 97 months' imprisonment. [
Petitioner's attorney filed several objections to the PSR. [CR Doc. 79: Objections to PSR]. In pertinent part, Petitioner objected to the offense level computation, including the firearm enhancement based on Petitioner's assertions that she did not use the bedroom in which the firearm was found and had no knowledge of its existence. Petitioner further argued that she met the criteria of U.S.S.G. § 5C1.2 and should receive the benefit of the safety valve. And, finally, pursuant the objections regarding the offense level computation, Petitioner argued that she should have been deemed to have an Adjusted Offense Level of 26 and a TOL of 23. [
At the sentencing hearing, Petitioner reaffirmed that she understood the charge against her, that she was guilty of the offense, and that she was satisfied with her attorney's services. [CR Doc. 111 at 3: Sentencing Transcript]. Petitioner stated that she carefully reviewed the PSR with her attorney. [
Ultimately, the Court overruled the Petitioner's objections and concluded that the two-level firearm enhancement was applicable, and that Petitioner's criminal history point was accurately assessed. [CR Doc. 87: Statement of Reasons; CR Doc. 111 at 7-8]. Defense counsel conceded that Petitioner would not qualify for the safety valve due to her criminal history points. [CR Doc. 111 at 8]. The Court found that Petitioner's TOL was 27 and her Criminal History Category was II, which yielded a guidelines range of 120 months due to the mandatory minimum. [CR Doc. 87]. The Court, however, varied downward from this range to a TOL of 21, resulting in a guidelines range of 41 to 51 months, based on Petitioner's substantial assistance. [
A federal prisoner claiming that her "sentence was imposed in violation of the Constitution or the laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence." 28 U.S.C. § 2255(a).
Rule 4(b) of the Rules Governing Section 2255 Proceedings provides that courts are to promptly examine motions to vacate, along with "any attached exhibits and the record of prior proceedings . . ." in order to determine whether the petitioner is entitled to any relief on the claims set forth therein. In many cases, an evidentiary hearing is required to determine whether or not counsel was ineffective for misadvising a petitioner about a plea offer.
The Sixth Amendment to the U.S. Constitution guarantees that in all criminal prosecutions, the accused has the right to the assistance of counsel for her defense.
To establish prejudice in the context of a guilty plea, a petitioner must show that "there is a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial."
When a defendant pleads guilty, she waives all nonjurisdictional defects in the proceedings conducted prior to entry of the plea.
When the ineffective assistance claim relates to a sentencing issue, the petitioner must demonstrate a "`reasonable probability' that his sentence would have been more lenient" but for counsel's error.
Petitioner asserts five grounds in support of her claim of ineffective assistance of counsel: (1) Petitioner was misled and coerced into signing a plea agreement by her attorney; (2) Petitioner's attorney "failed to aggressively object to the gun enhancement" by "not filing to suppress evidence;" (3) Petitioner's criminal history level overstates Petitioner's criminal history because her attorney "failed by not filing a motion for a vertical departure on this basis;" (4) Petitioner was denied her right to directly appeal and to challenge her conviction due to misleading advice of counsel; and (5) had Petitioner's attorney not been deficient in failing to argue against the gun enhancement and Petitioner's overstated criminal history, Petitioner would have been eligible for a reduction in sentence based on the safety valve. [Doc. 1 at 4-9]. In her motion, Petitioner requests the Court to vacate her conviction and to resentence her. [
The Court will group Plaintiff's five ineffective assistance claims into the following three issues: (1) whether counsel misled Petitioner into pleading guilty; (2) whether counsel was ineffective at sentencing; and (3) whether counsel's misleading advice deprived Petitioner of an appeal.
Petitioner contends that her attorney misled and coerced Petitioner into pleading guilty by advising Petitioner that she would be sentenced to a minimum of 36 years' imprisonment if she went to trial. [Doc. 1 at 4, 17, 19-20]. Petitioner contends that if she had known she was being misled, she would not have signed the plea agreement. [
Petitioner's contention that her attorney coerced Petitioner to plead guilty is belied by Petitioner's sworn representations during the plea proceedings that she was not threatened, intimidated, or forced to plead guilty; that she was in fact guilty of the offense; and that she was satisfied with her attorney's performance. [
Furthermore, even if Petitioner could show deficient performance, she has not shown prejudice because she seeks to be resentenced. [
To establish ineffective assistance of counsel at sentencing, a petitioner must show that but for counsel's deficient performance, there is a reasonable probability that she would have received a lower sentence.
Petitioner contends that her attorney was ineffective at sentencing for not filing a motion to suppress or aggressively objecting to the firearm enhancement. [Doc. 1 at 5, 19, 23-24]. In support of her argument, Petitioner contends that she had no knowledge of the gun being in the home, that it was not in her living quarters, and that it was not near any drugs. [
Petitioner fails to demonstrate deficient performance. First, she offers no basis on which her attorney could have moved to suppress the firearm, which was found during the execution of a search warrant. Second, the firearm could still be considered relevant conduct despite the firearm charge being dismissed. Counsel specifically reserved the right to contest the firearm enhancement as part of the plea agreement and in Petitioner's acceptance of the factual basis. [CR Doc. 56 at ¶ 8(b); CR Doc. 55 at ¶ 2]. Finally, other than Petitioner's unsupported assertion that the drugs were found outside the home, all arguments Petitioner makes regarding why the firearm enhancement should not apply were made by her attorney. [
As such, Petitioner has shown neither deficient performance nor prejudice with respect to Petitioner's attorney's alleged failure to "aggressively object" to the firearm enhancement.
Petitioner argues that her attorney was ineffective for failing to file a motion "for a vertical departure" to correct Petitioner's criminal history level computation. [Doc. 1 at 7]. In support of this ground for relief, Petitioner contends that her "criminal history should not only be argued verbally, but by written specification for the basis of the departure." [
Petitioner cannot show deficient performance or prejudice on this issue. Petitioner's attorney objected to her criminal history score. [CR Doc. 79 at ¶¶ 5-6]. Her attorney argued that Petitioner's 2016 conviction for possession of marijuana paraphernalia was related to the instant offense. [
As such, Petitioner cannot show deficient performance with respect to sentencing. Petitioner offers no basis on which her attorney could have successfully challenged her Criminal History Category. Further, the Court granted a downward departure below the mandatory minimum after noting that Petitioner's criminal history began when she was 16 for shoplifting and included resisting arrest, providing false information to a peace officer, and concealed weapon and paraphernalia charges. [
In sum, Petitioner cannot show deficient performance or prejudice with respect to sentencing. These claims will, therefore, be denied.
Finally, Petitioner argues that ineffective assistance because she "was denied her right as to direct appeal and to challenge her conviction due to misleading advice of counsel." [Doc. 1 at 8]. In support of this argument, Petitioner contends she was unable to file a direct appeal because her attorney advised her that Petitioner had waived her rights to a direct appeal by signing her plea. [Doc. 1 at 28]. Petitioner asserts, citing
In support of its response to Petitioner's motion, the Government submitted an Affidavit of Petitioner's attorney, Julia Mimms. [Doc. 3-1]. Mimms attests that she explained the appeal provisions contained in the Plea Agreement to Petitioner as part of their review of the entire Plea Agreement. [
A defendant has an absolute statutory right to a direct appeal.
In sum, Petitioner has shown neither deficient performance nor prejudice relative to any of the grounds she asserts in support of her claim for ineffective assistance of counsel. Her claim of ineffective assistance of counsel is, therefore, denied.
For the foregoing reasons, the Court denies and dismisses Petitioner's § 2255 petition.
DECISION BY COURT. This action having come before the Court and a decision having been rendered;
IT IS ORDERED AND ADJUDGED that Judgment is hereby entered in accordance with the Court's October 17, 2019 Order.