THOMAS D. SCHROEDER, District Judge.
This case arises out of injury Plaintiff Randy Edwards ("Edwards") allegedly suffered in connection with his arrest by Defendant Deckster Barlowe ("Barlowe"), a Sergeant with the Concord (North Carolina) Police Department. Edwards' amended complaint asserts causes of action for false arrest against Barlowe in his individual capacity (first cause of action), assault and battery against Barlowe in his individual capacity (second cause of action), violation of the North Carolina Constitution against Barlowe in his official capacity (third cause of action), and violation of the Fourth and Fourteenth Amendments to the United States Constitution pursuant to 42 U.S.C. § 1983 against Barlowe in his individual capacity (fourth cause of action).
In considering a Rule 12(b)(6) motion, the court "accept[s] as true all of the factual allegations contained in the complaint," Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007) (citations omitted), which provides as follows:
Edwards operated Bubba's Towing service in the Concord area and had contracts with several businesses that authorized him to tow vehicles parked in a manner prohibited by the business or property owner. (Doc. 13-1 ¶¶ 4, 5.) On August 4, 2008, after 9:00 p.m., Edwards drove his tow truck to Lock Mill Plaza, a parking area covered by one of his contracts, and found several vehicles without a green windshield sticker provided by the property owner to indicate permission to park. (Id. ¶¶ 7-11.) Signs posted at the parking lot provided notice to contact Bubba's Towing if a vehicle were towed. (Id. ¶ 9.) Edwards towed all the offending vehicles and, consistent with prior practice, contacted
Jeffrey Busey ("Busey"), a tenant of Lock Mill Plaza, realizing that his wife's vehicle he had driven (which did not have the required window sticker) was missing from the Lock Mill Plaza lot, called the City police to report the vehicle as stolen.
Barlowe ordered Edwards to disclose the location of the towed vehicle, threatening to arrest him if he did not. (Id. ¶ 21.) Edwards stated that he would not release the vehicle unless the owner paid the towing charges. Understanding that Barlowe was about to arrest him, Edwards placed his keys and wallet inside the front door. (Id. ¶¶ 21-22.) At that point, Barlowe seized Edwards, forcibly twisting his arms and tearing tendons in his shoulder, causing immediate and severe pain. (Id. ¶¶ 23-24.) Barlowe placed Edwards in another officer's car with the direction that he be transported to the jail. (Id. ¶ 25.) Edwards was photographed and fingerprinted, held at the jail for an unstated period, and released without being charged. Busey was allowed to retrieve the automobile without paying the towing fee. (Id. ¶ 38.) Edwards subsequently underwent surgery and two years after the incident had not fully recovered. (Id. ¶¶ 39-40.)
This action was initially filed in the Superior Court of Cabarrus County, North Carolina, and was removed to this court on the grounds of federal question jurisdiction based on Edwards' § 1983 claim.
The purpose of a motion pursuant to Federal Rule of Civil Procedure 12(b)(6) is to "test[ ] the sufficiency of a complaint" and not to "resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses." Republican Party of N.C. v. Martin, 980 F.2d 943, 952 (4th Cir.1992) (citation omitted). In considering a Rule 12(b)(6) motion, a court "must accept as true all of the factual allegations contained in the complaint," Erickson, 551 U.S. at 94, 127 S.Ct. 2197, and all reasonable inferences must be drawn in the plaintiff's favor, Ibarra v. United States, 120 F.3d 472, 474 (4th Cir. 1997). Whether the facts alleged present a cognizable claim is a question of law for the court. See Philips v. Pitt Cnty. Mem'l Hosp., 572 F.3d 176, 179-80 (4th Cir.2009) (district court's dismissal of complaint under Rule 12(b)(6) reviewed de novo).
The subject of Defendants' motion—Edwards' third cause of action in which Barlowe is sued in his official capacity only— alleges excessive and unreasonable force in violation of the Declaration of Rights contained
(Doc. 13-1 ¶ 52.) The parties acknowledge that the North Carolina Supreme Court has held that "in the absence of an adequate state remedy," Craig v. New Hanover Cnty. Bd. of Educ., 363 N.C. 334, 342, 678 S.E.2d 351, 356-57 (2009), one whose state constitutional rights have been abridged has a direct claim under the North Carolina Constitution; otherwise, no direct constitutional claim is recognized. They disagree, however, on how to apply this principle to this case.
Defendants argue that the third cause of action must be dismissed because Edwards' claims against Barlowe for false arrest (first cause of action) and assault and battery (second cause of action) constitute adequate remedies under state law. (Doc. 7 at 5-6.) Either claim, they assert, "could provide Plaintiff with the same type of relief as his claim under the North Carolina Constitution, that is, monetary damages for his alleged injuries caused by the alleged arrest without probable cause and alleged use of excessive force pursuant to the arrest." (Id. at 6.) According to Defendants, an "adequate remedy" need only provide Edwards "an opportunity to `enter the Courthouse doors'" to present his intentional tort claims for damages, and these two claims provide him a "possibility of relief under the circumstances." (Id. at 6-8.)
Edwards argues that his North Carolina constitutional claim should be permitted at this stage because if he fails to recover on his two intentional tort claims, he will have no adequate state law remedy for any negligence claim against Barlowe under North Carolina law. This is so, he contends, because a potential negligence claim against Barlowe in his official capacity would be barred by the Defendants' assertion of governmental immunity (Doc. 9 at 7-11), and a potential negligence claim against Barlowe in his individual capacity would be barred by public official immunity (which Barlowe has not waived) (Id. at 11-12). Because an adequate remedy at law must provide "the possibility of relief under the circumstances," Edwards contends, this may be frustrated should both tort claims be denied because a jury finds that Barlowe acted with probable cause and caused Edwards' injury without intent or malice. (Id. at 17.)
Article I, § 19 of the North Carolina Constitution provides:
A claim under this section "is self-executing, and neither requires any law for its enforcement, nor is susceptible of impairment by legislation." Amward Homes, Inc. v. Town of Cary, 206 N.C. App. 38, 58, 698 S.E.2d 404, 419 (2010) (quoting Sale v.
Apart from Corum, the only North Carolina Supreme Court opinion to address the scope of a constitutional remedy in any significant detail is Craig. There, the plaintiff sued the county board of education and school principal in her individual and official capacities for negligence and three violations of the North Carolina Constitution (including Article 1, § 19) for their failure to adequately protect him from a sexual assault. Craig, 363 N.C. at 336 & n. 4, 678 S.E.2d at 352 & n. 4. The defendants moved for summary judgment and asserted governmental immunity. The trial court granted the motion, and the court of appeals affirmed. The North Carolina Supreme Court reversed, observing that because sovereign immunity would deny plaintiff "the opportunity to enter the courthouse doors and present his claim," he would be precluded from pursuing his "direct colorable constitutional claims" and be "left with no remedy for his alleged constitutional injuries." Id. at 340, 678 S.E.2d at 356. The Court held, therefore, that a plaintiff's common law negligence claim is not an "adequate remedy at state law" when "it is entirely precluded by the application of sovereign immunity." Id. at 342, 678 S.E.2d at 356-57.
Defendants do not dispute Edwards' contention that any negligence claim against Barlowe in his official capacity would be barred by immunity.
Edwards contends that his intentional tort claims may fail as a factual matter if he is unable to prove that his arrest was unlawful or that Barlowe's use of force was malicious or willful. Because each of his state law claims turns on "distinct fact finding about distinct legal questions" and "are not different sides of the same proverbial coin, like the free speech and wrongful discharge claims" noted in Philips, he contends, he lacks a remedy comparable to his negligence claim. (Doc. 9 at 19-20.) Edwards urges the court, therefore, to compare his state constitutional claim to his barred negligence claim rather than to his intentional tort claims. The court should do so, he contends, because in Craig the Court stated that "an adequate remedy must provide the possibility of relief under the circumstances," and the plaintiff may bring his state constitutional claims "based on the same facts that formed the basis of his common law negligence claim." (Doc. 9 at 14, 17 (quoting Craig, 363 N.C. at 340, 678 S.E.2d at 355).) Thus, according to Edwards, Corum and its progeny prevent the Defendants from limiting his negligence-based remedy. (Id. at 12.) However, North Carolina courts have declined to be persuaded by these arguments.
A plaintiff does not lack an adequate remedy merely because his burden of proof on his available claim may be different.
Nor have North Carolina courts found that an available claim fails to provide an adequate remedy because a plaintiff may not be able to meet his factual proof. To the contrary, the courts have emphasized that "[a]n adequate state remedy exists if, assuming the plaintiff's claim is successful, the remedy would compensate the plaintiff for the same injury alleged in the direct constitutional claim."
Edwards also simply reads too much into Craig. In Craig, the Court only held that the plaintiff could not be prevented from pursuing a colorable constitutional claim because sovereign immunity barred him from entering the courthouse doors altogether. See Gaddy v. Yelton, No. 1:10CV214, 2011 WL 3608023, at *8 (W.D.N.C. Aug. 16, 2011) (finding that where governmental immunity did not bar plaintiff from "enter[ing] the courthouse doors" because his state law claims of false arrest and assault and battery, among others, against the officer in his individual capacity remained viable, an adequate remedy at state law existed); cf. McFadyen v. Duke Univ., 786 F.Supp.2d 887, 1010 (M.D.N.C.2011) (denying motion to dismiss direct constitutional claim because viability of immunity defense remained unresolved). To expand the definition of "remedy" as Edwards urges, therefore, would enlarge the constitutional remedy beyond that authorized by the North Carolina courts.
Here, Edwards has alleged two intentional tort claims for false arrest and assault and battery, which the court finds serve to protect the same constitutional rights to be free from improper restraint and excessive force he seeks to vindicate with his alternative direct constitutional claim. Thus, these claims provide him "the possibility of relief under the circumstances" to vindicate his asserted constitutional injury. Craig, 363 N.C. at 340, 678 S.E.2d at 355. Edwards' direct constitutional claim (third cause of action), therefore, will be dismissed.
For the reasons stated above,
IT IS THEREFORE ORDERED that the motion of Defendants the City and Barlowe to dismiss the third cause of action of the amended complaint (seeking a direct claim under the North Carolina Constitution) pursuant to Federal Rule of Civil Procedure 12(b)(6) (Docs. 6 & 17) is GRANTED.