GREGORY H. WOODS, District Judge.
Defendant Gareth Stevens Publishing moves the Court for reconsideration of its May 27, 2016 order denying issuance of a request to the Register of Copyrights pursuant to 17 U.S.C. § 411(b)(2). For the reasons that follow, Defendant's motion for reconsideration is DENIED.
Under the current version of the Copyright Act, registration of a copyright claim is not a condition of copyright protection. 17 U.S.C. § 408(a). With certain exceptions that are not relevant here, however, a certificate of copyright registration is a prerequisite to bringing a civil copyright infringement action. 17 U.S.C. § 411(a). By statute, a certificate of registration satisfies this prerequisite "regardless of whether the certificate contains any inaccurate information," unless the following two-part test is met: "(A) the inaccurate information was included on the application for copyright registration with knowledge that it was inaccurate; and (B) the inaccuracy of the information, if known, would have caused the Register of Copyrights to refuse registration." 17 U.S.C. § 411(b)(1).
Section 411(b)(2), in turn, requires courts to seek the advice of the Register of Copyrights before finding that this test is met and that a certificate of registration does not support an infringement action. See, e.g., DeliverMed Holdings, LLC v. Schaltenbrand, 734 F.3d 616, 623 (7th Cir. 2013) ("Instead of relying solely on the court's own assessment of the Register's response to an inaccuracy, the statute obligates courts to obtain an opinion from the Register on the matter."); Palmer/Kane LLC v. Rosen Book Works LLC, No. 15-cv-7406-JSR, 2016 WL 3042895, at *1 (S.D.N.Y. May 27, 2016) ("[C]ourts are in agreement that the provision is mandatory in nature . . . ."). In other words, before finding that knowingly inaccurate information would have caused the Register of Copyrights to refuse registration, a court must ask the Register whether that would have been the case.
Although the statute by its terms requires a referral "in any case in which inaccurate information described under [§ 411(b)(1)] is alleged," 17 U.S.C. § 411(b)(2), courts generally agree that they may first require the party seeking invalidation to establish as a factual matter that the applicant included inaccurate information on the registration application with knowledge that it was inaccurate. See DeliverMed, 734 F.3d at 625; Rosen Book Works, 2016 WL 3042895, at *2. The Register of Copyrights agrees:
Response of the Register of Copyrights to Request Pursuant to 17 U.S.C. § 411(b)(2) at 11, Olem Shoe Corp. v. Wash. Shoe Co., 09 Civ. 23494 (S.D. Fla. Oct. 14, 2010), ECF No. 209.
In this action, Plaintiff Palmer/Kane LLC seeks damages and injunctive relief for Defendant Gareth Stevens Publishing's alleged infringement of its copyrights in a number of photographs. Compl., ECF No. 1. On April 13, 2016, after substantial completion of fact discovery, Defendant Gareth Stevens Publishing filed a motion informing the Court that it intends to contest the validity of the registration certificate underlying four of Plaintiff's claims and requesting that the Court issue a request to the Register of Copyrights pursuant to 17 U.S.C. § 411(b)(2). ECF No. 32. In briefing that motion, the parties submitted various exhibits to the Court. These included the registration applications and the certificate at issue, a declaration from the person who completed those applications, a transcript of Plaintiff's Rule 30(b)(6) deposition from a factually related case, and various other exhibits. On May 27, 2016, the Court denied Defendant's motion by oral decision because Defendant had not established as a factual matter that Plaintiff included inaccurate information on the registration application with knowledge that it was inaccurate. The Court explained, in relevant part:
Telephone Conference Tr. 6:19-9:3, ECF No. 61, May 27, 2016 (internal citations omitted).
On the very same day, Judge Rakoff issued an order granting a motion for issuance of a request pursuant to 17 U.S.C. § 411(b)(2) with respect to photographs registered under the same allegedly invalid certificate at issue in this case. Palmer/Kane LLC v. Rosen Book Works LLC, No. 15-cv-7406, 2016 WL 3042895 (S.D.N.Y. May 27, 2016). As Judge Rakoff explained, "[D]efense counsel has brought substantially the same motion before another court in this District because plaintiff sued an entity owned by the same real party in interest on the same day it sued Rosen, asserting infringement of plaintiff's copyright in various images registered under the same June 2001 Registration." Id. at *5 (internal quotation marks and citations omitted). On June 13, 2016, this Court granted Defendant leave to move for reconsideration in light of Judge Rakoff's decision and in light of the fact that there might be no opportunity for further factual development on the issue before Plaintiff's anticipated motion for summary judgment. Telephone Conference Tr. 7:14-8:1, ECF No. 63, June 13, 2016. Defendant filed its motion, which it styled a "renewed motion," on June 24, 2016. ECF No. 55. Plaintiff filed an opposition brief on July 8, 2016. ECF No. 65. Defendant filed its reply brief on July 15, 2016. ECF No. 67. As with the first cycle of motions, the parties attached various exhibits to their briefs.
"A district court has the inherent power to reconsider and modify its interlocutory orders prior to the entry of final judgment . . . ." United States v. LoRusso, 695 F.2d 45, 53 (2d Cir. 1982). The standard for granting a motion for reconsideration is strict, however, and such a motion "is not a vehicle for relitigating old issues, presenting the case under new theories, securing a rehearing on the merits, or otherwise taking a second bite at the apple." Analytical Surveys, Inc. v. Tonga Partners, L.P., 684 F.3d 36, 52 (2d Cir. 2012), as amended (July 13, 2012) (internal quotation marks and citation omitted). A motion for reconsideration should be granted only when the moving party "identifies an intervening change of controlling law, the availability of new evidence, or the need to correct a clear error or prevent manifest injustice." Robinson v. Disney Online, 152 F.Supp.3d 176, 185 (S.D.N.Y. 2016) (quoting Kolel Beth Yechiel Mechil of Tartikov, Inc. v. YLL Irrevocable Trust, 729 F.3d 99, 104 (2d Cir. 2013) (internal quotation marks omitted). Defendant has not satisfied this exacting standard.
Defendant does not offer any newly available evidence or point to any intervening changes in controlling law. Rather, Defendant appears to ask the Court to find clear error based upon Judge Rakoff's decision in Rosen Book Works. As Defendant itself recognizes, that decision was "based on the identical evidence" that was before this Court. See Def.'s Br. at 2. The Court respects that judgment; however, the fact that another district court interpreted that evidence in a different manner and exercised its discretion differently with respect to the appropriate timing of a § 411(b)(2) request does not form an adequate basis for reconsideration. See Gomez v. Kroll Factual Data, Inc., No. 13-cv-0445, 2014 WL 5395099, at *3 n.3 (D. Colo. Oct. 22, 2014) ("The fact that another district court exercised its discretion in a different manner than this Court does not warrant reconsideration."). This Court continues to exercise its discretion to require that Defendant establish as a factual matter that Plaintiff knowingly included inaccurate information on its registration application within the meaning of 17 U.S.C. § 411(b)(1) before issuing a request to the Register of Copyrights. As before, there remain factual disputes regarding (1) whether the photographs had been published when Ms. Kane completed an application form in 1999, (2) Ms. Kane's knowledge of their publication at the time, if any, and (3) whether the application form completed by Ms. Kane in 2001 was a continuation of an application process that had been ongoing since 1999 and was completed in good-faith reliance on directions from the Copyright Office. These factual issues require the weighing of evidence and the rendering of credibility determinations—tasks which this Court does not believe it can undertake at this stage.
In briefing this motion, the parties make much of the question of whether § 411(b) requires "fraudulent intent." See Def.'s Br. at 12-17; Pl.'s Opp'n Br. at 13-19; Def.'s Reply Br. at 9-10. To the extent that Plaintiff argues that the statute requires a showing of "fraudulent intent" separate and apart from a showing of knowing inaccuracy, the Court agrees with Judge Rakoff
Section 411(b) provides, in part, that a certificate of registration will suffice as a prerequisite to a copyright infringement suit, even if it contains inaccurate information, unless "the inaccurate information was included on the application for copyright registration with knowledge that it was inaccurate." Even without an independent fraudulent intent requirement, there remains a genuine factual dispute concerning whether Ms. Kane "knew" the information was "inaccurate" in the relevant sense. This is so because, as Plaintiff rightly contends, "the issue of what `knowing' means in this context cannot be separated from the fact that . . . Ms. Kane relied on Copyright Office advice in preparing her corrected application." Pl.'s Opp'n Br. at 14 (emphasis in original). Put another way, context matters. If Ms. Kane had in fact disclosed to the Copyright Office that the photographs had been published, but the Copyright Office nevertheless instructed her to complete the 2001 application form in the way that she did, Ms. Kane might not have subjectively known the information that she included on the application form was inaccurate.
To be clear, the Court's decision to deny Defendant's motion at this time may not be the end of the matter. If the above factual issues are resolved by the jury in Defendant's favor, the Court will then be required to refer this question to the Register of Copyright pursuant to statutory directive. The Court merely declines to do so now.
For the foregoing reasons, Defendant's motion for issuance of a request to the Register of Copyrights is DENIED without prejudice to renew.
The Clerk of Court is directed to terminate the motion pending at Dkt. No. 55.
SO ORDERED.