BRIAN M. COGAN, District Judge.
Plaintiff brings this employment discrimination action under 42 U.S.C. § 1981, alleging that she was subjected to a racially hostile work environment and then terminated in retaliation for complaining about it. Defendant has moved for summary judgment, arguing primarily that her hostile work environment claim is time-barred and that the retaliation claim fails for a variety of other reasons. For the reasons set forth below, defendant's motion is granted.
Plaintiff's response to defendant's motion as to her hostile work environment claim raises some issues about her counsel's conduct before the Court. I had explained at the premotion conference that one of the purposes of the conference was to narrow the issues that would be raised in the motion, if possible, so that the parties would not waste their or the Court's time on issues as to which the outcome was clear.
Defendant, therefore, did not move against plaintiff's discriminatory termination claim because, following the premotion conference, it was no longer in the case. Although the possible detrimental consequence that the withdrawal of the discriminatory termination claim would have on plaintiff's hostile work environment claim was discussed at the conference, it apparently did not occur to plaintiff's counsel until preparing her opposition to defendant's motion that, indeed, absent the discriminatory termination claim, there was no argument left to avoid the conclusion that her hostile work environment claim was time-barred. That is because all of the other allegedly hostile acts occurred more than four years prior to the filing of the complaint, making them untimely,
Based on this apparent realization, plaintiff's counsel surprisingly has chosen to disregard the concession made on the record withdrawing the discriminatory termination claim. Plaintiff's brief in opposition to defendant's summary judgment motion now wrongly seeks, at best, to portray the concession as merely agreeing to put that claim "on hold," pending the determination of defendant's motion as to the hostile work environment and retaliation claims. Compounding her distortion of the record, she offers the same hearsay evidence to show the supposed viability of the discriminatory termination claim that her counsel had agreed at the hearing could not be offered for that purpose because it was inadmissible, without offering any argument to show that it is admissible.
Lest there be any doubt by plaintiff's counsel, let me make it clear once again: the discriminatory termination claim was withdrawn at the hearing and remains withdrawn. It was withdrawn because counsel said so, and he said so because neither at the hearing nor in her misconceived opposition to defendant's motion has plaintiff produced admissible evidence to satisfy the fourth prong of the standard set forth in
A concession in open court is fully binding on a represented party,
With this conclusion, the disposition of plaintiff's hostile work environment claim is unavoidable. Even plaintiff seems to recognize that once the discriminatory termination claim is withdrawn, the hostile work environment claim fails under the statute of limitations. There is not a single other hostile event alleged to have occurred within four years of the filing of this action.
Finally, I note that even if plaintiff had not withdrawn the discriminatory termination claim, that claim could not serve as the foundation for plaintiff's continuing violation theory of a hostile work environment. An employee's termination is the paradigmatic "discrete act" that cannot be part of a hostile work environment claim.
Plaintiff began working as a mechanic for defendant in 2003. She acknowledges, as she must on this record, that she had a problem with timely reporting to work, which she attributes to her parental obligations. Defendant maintains an Attendance Control Program ("ACP"), which it negotiated with plaintiff's union. The policy calls for a graduated disciplinary measure if an employee is either absent, late arriving, or early leaving at least 7% of available workdays in a calendar year quarter.
Under this program, plaintiff received an oral warning that she had exceeded the percentage limits of the ACP on April 13, 2004. She received a final written warning for subsequent violations on August 4, 2004. This final warning apparently was not final because plaintiff received another final written warning for ensuing violations on October 21, 2004, and yet another final written warning on February 6, 2006. Then on November 21, 2006, after more attendance issues, plaintiff, her union, and defendant signed what is known as a "Last Chance Agreement," which provided that "[a]ny future infraction by [plaintiff] which violates the Company's Attendance Policy shall warrant immediate termination." There was no expiration date on the agreement. Plaintiff asserts that she held the belief that the agreement had a one-year term, although there is no evidence in the record as to the basis for her belief or whether she expressed that belief to anyone prior to her termination.
The protected activity upon which plaintiff relies for her retaliatory discharge claim arose out of an incident on September 6, 2007. On that day, plaintiff's supervisor, Vito Caravella, sent plaintiff home when he claimed she did not respond to his calls on her handheld radio. Plaintiff, however, was on a break at the time of these alleged calls, and was in fact standing in front of the plant. Plaintiff was not disciplined for the incident. However, she complained about being unreasonably sent home, first anonymously to defendant's employee hotline on September 12, 2007, and then in writing to defendant's Human Resources Manager, on September 19, 2007 — a writing in which she disclosed that she was the anonymous caller on September 12. In her two complaints, plaintiff made the following points, among others: (1) her supervisors did not want her to work for them because she was a female; (2) Caravella used a lot of profanity and yelled at plaintiff after she told him she had an accident and needed to go to the bathroom; (3) Caravella told her she "should go back where she came from" and that "she should be paid on the lower scale"; and (4) plaintiff had not received adequate training.
The September complaints alluded to earlier flare ups between plaintiff and Caravalla, as well as her department manager, Ron Sampath. These relationships had indeed been troubled. At various times from the end of 2004 up through the September 6 incident, plaintiff had complained about various incidents involving Caravello, Sampath, or her co-workers. These complaints either preceded or were followed (depending on when one starts counting) by various disciplinary measures or criticisms made against plaintiff. For example, in 2004 she complained that she had an "unfair" workload as compared to male mechanics. She also asserted that she was disciplined for taking a 60-minute lunch in April 2005 right after she had complained about her treatment, even though she had never taken a 60-minute lunch.
After her September 2007 complaints, plaintiff continued to have attendance problems during that last quarter of 2007; she was late four days during that quarter. December 2007 was a very short month for plaintiff (and other mechanics) because of seasonal layoffs, which plaintiff does not contend were discriminatory or retaliatory. As a result of the layoffs, plaintiff's absent/late days constituted a higher proportion of available "working days," as defendant and the union defined them, than those days would have had plaintiff worked the entire quarter (assuming, of course, that plaintiff would not have been late or absent on almost all of those extra work days). The shortened quarter gave plaintiff a 9.1% incident rate, and defendant, at the instigation of Sampath, enforced the Last Chance Agreement on January 23, 2008 and terminated plaintiff.
Plaintiff and her union grieved the termination. The parties mutually selected a highly experienced labor arbitrator. Defendant relied on the terms of the Last Chance Agreement. Plaintiff, through an attorney appointed by the union, argued that the Last Chance Agreement, which was more than a year old by that time, was stale and should not be so rigorously enforced; that she had car trouble in the last quarter of 2007 which she had documented; and that the car had been fixed and she would not be late again.
The arbitrator, in a reasoned decision dated February 18, 2008, upheld plaintiff's discharge. He found that plaintiff was "remorseful concerning her tardy record" but rejected her argument that the age of the Last Chance Agreement meant it should not be enforced:
Plaintiff filed this action in Queens Supreme Court under 42 U.S.C. § 1981 just days before the expiration of the four-year statute of limitations, and defendant removed the case to this Court.
The applicable standard for proving retaliation under 42 U.S.C. § 1981 is the familiar burden shifting test established in
Defendant acknowledges that plaintiff has satisfied the first three requirements of her prima facie case. The issue is over the fourth requirement, and the use of temporal proximity in establishing it. With regard to the establishment of a prima facie case through temporal proximity, the Second Circuit has "not drawn a bright line to define the outer limits beyond which a temporal relationship is too attenuated to establish a causal relationship between the exercise of a federal constitutional right and an allegedly retaliatory action."
The imprecision extends to the role of temporal proximity in applying the fourth factor of
On that basis, I will go right to the third step of the
Proceeding, then, to the third step of
I think temporal proximity in this case is a wash. Four months may or may not be a long time to retaliate, depending on the circumstances. But neutralizing this factor does not help plaintiff. Even if I concluded that the temporal proximity factor weighed in plaintiff's favor, a jury could not render a verdict in for plaintiff based solely on this factor.
There is not much. Plaintiff first notes the technical nature of the ACP in terms of rounding of late days, but I have already found, like the arbitrator, that notwithstanding the drafting limitations of the ACP, there is only one reasonable way to read it — the way defendant reads it. I could not allow a jury to find otherwise based on the language of the ACP. Indeed, plaintiff has offered no other reasonable interpretation of the agreement; she simply points to its inartful drafting.
Of course, even allowing plaintiff's argument and rounding her days down instead of up would have no effect without accepting her second point, namely that she should have been given a break because of the layoff-shortened December month had an impact on her absence calculation under the ACP. In other words, plaintiff asks the Court to assume that December had not been a shortened month and that she would have been on time for every extra workday that would be added to the quarter as a result. (This is a somewhat dubious assumption because it would require an attendance record superior to what plaintiff actually had for the entire year. Since, however, plaintiff is opposing summary judgment, she is entitled to every inference). Under plaintiff's requested assumption, she would have a 6.45% absence rate for the fourth quarter of 2007, which would be rounded down to 6% — below the 7% threshold required by the ACP to appropriately impose discipline. Significantly, however, plaintiff does not dispute that she was treated the same as the other mechanics that month nor that seasonal layoffs were the norm for this business. And, under the terms of the ACP, defendant was allowed to exclude layoff days in calculating plaintiff's absence/tardiness rate.
Plaintiff asserts that the ACP was confusing and that she was not aware of its precise operation. She also asserts, without basis, that she thought the Last Chance Agreement only ran through November 2007. These arguments miss the point. The record is clear that, unlike defendant, plaintiff was not counting her tardy/absence days. She reported to work on time when she could and she did not when she could not — which was a lot. In no way does plaintiff's failure to understand the ACP imply that defendant improperly invoked the policy and the Last Chance Agreement to punish her for her complaints in September.
Plaintiff also argues that the ACP allowed defendant to exercise discretion, and considering her bad history with Sampath and the undisputed fact that he was the one who recommended her termination, a jury could reasonably find that her September complaints were a substantial factor in defendant's decision to invoke the Last Chance Agreement. This is a hard road to hoe for a former employee who was subject to an oral warning for violating the ACP, three final warnings, and a Last Chance Agreement. Plaintiff protests that some of her attendance problems were inaccurately recorded or trivial, and that she entered into the Last Chance Agreement under pressure. Even if these claims are credited, they do not overcome their cumulative effect of plaintiff's attendance problems in evaluating defendant's invocation of the Last Chance Agreement, especially since plaintiff has offered no evidence that she even attempted to grieve any of these issues, and the record certainly demonstrates that plaintiff knew how to complain when she wanted, despite her professed reluctance to do so.
Moreover, plaintiff has failed to show that anyone other than Sampath could have recommended invocation of the Last Chance Agreement concerning plaintiff. Sampath was, after all, the manager of plaintiff's department. It would be a dangerous precedent to hold that where there is a documented history of violations of a company's documented attendance policy, a troubled history with the boss is nonetheless sufficient to get a case before a jury as to improper retaliation. To overcome that prospect, there must be something more about the "troubled history" with the boss, specifically some evidence of illegal conduct or motivation — not just that the boss is an unreasonable boss, even a horribly unreasonable boss. Otherwise, the case falls within the numerous discrimination cases holding that incivility alone is not actionable.
Plaintiff's effort to demonstrate illegal conduct or motivation fails for the same reason that she withdrew her discrimination claim. That is, although no rational person would want a boss like plaintiff describes Sampath (and I assume her description to be true for purposes of this motion), there is no admissible evidence that he or any other representative of defendant involved in her termination had any improper motivation under federal law. Plaintiff seems to claim that her co-workers' alleged hostile conduct (reprising her time-barred hostile work environment claim), plus one statement from Caravella that she should "go back where she came from," show retaliatory animus, but she has produced no evidence that any of these people had input into the decision to terminate her.
The paucity of plaintiff's proof on this issue is most exposed when she attempts to resurrect a statement that Sampath allegedly made, going so far as to describe this statement as her "most damning" evidence in support of her retaliation claim. The statement attributed to Sampath is that he wanted to replace the mechanics on plaintiff's shift (mostly black) with Mexicans because Mexicans work harder. The problem with this statement (and the reason she withdrew her discrimination claim at the premotion conference) is that there is no admissible evidence that Sampath ever made it. Plaintiff does not claim she ever heard him say it. She contends, instead, that several other employees heard him say it and they told her about it on some unspecified date. But despite extensive pretrial discovery in this case, plaintiff has not obtained affidavits or deposition testimony from these alleged witnesses, and her second-hand rendering is obviously inadmissible hearsay.
Accordingly, plaintiff has offered insufficient evidence upon which a jury could reasonably find that an intent to retaliate against her for her September complaints was a substantial factor in her termination. But there is more.
Under the Second Circuit's decision in
Defendant's motion for summary judgment [32] is granted, and the case is dismissed.