JAMES KNOLL GARDNER, District Judge.
NOW, this 6
and after a thorough de novo review of the record in this matter;
United States Magistrate Judge Lloret recommends that this matter be remanded to the Commissioner of Social Security for reconsideration of the evidence and retrospective analysis by a qualified medical advisor regarding plaintiff's disability onset date to determine whether such date was prior to December 31, 2003. R&R at page 17.
Defendant argues that Judge Lloret's R&R does not give sufficient deference to the ALJ's inferences regarding the credibility of plaintiff's account of her symptoms. Defendant's Objections at page 1. Specifically, defendant contends that the ALJ did not discount the statements of plaintiff's treating physicians regarding her onset date of ulcerative colitis. Rather, defendant argues that these statements do not demonstrate that plaintiff had sufficiently severe colitis to be considered disabling prior to her date last insured. Defendant's Objections at page 4, n.1.
Furthermore, defendant argues that the ALJ reasonably inferred that plaintiff would have sought medical treatment had she been experiencing disabling symptoms prior to her date last insured. Defendant's Objections at page 3. Defendant contends that because of the lack of medical records, it was reasonable for the ALJ to infer that any such symptoms prior to plaintiff's gall bladder surgery were likely caused by plaintiff's gall bladder, not by colitis. Defendant's Objections at page 4, n.1. In addition, defendant argues that Judge Lloret's R&R does not give sufficient deference to the ALJ's inference that the evidence of plaintiff's return to work from February 2005 to March 2005 as a bakery worker and from October 2004 to July 2008 as a cafeteria aide indicated she was able to perform the full range of light work while undergoing colitis treatment. Work History Report, dated September 17, 2009, Exhibit 5E (Document 7-6); Defendant's Objections at page 4. For the following reasons, I disagree with defendant.
Initially, I conclude that most of what defendant objects to in Magistrate Judge Lloret's R&R is nothing more than a restatement of the issues raised in Defendant's Response to Request for Review of Plaintiff (Document 14). While I conclude that Magistrate Judge Lloret has correctly analyzed the factual and legal issues, I amplify those reasons below.
Establishing the onset date of a claimant's disability is critical to determining the claimant's eligibility for disability benefits.
When evaluating a claimant's statements about her symptoms, all symptoms are considered to the extent they can reasonably be found "consistent with the objective medical evidence."
In determining a claimant's credibility, "[a]n individual's statements about the intensity and persistence of pain or other symptoms or about the effect the symptoms have on his or her ability to work may not be disregarded solely because they are not substantiated by objective medical evidence." SSR 96-7P. "[T]he adjudicator must not draw any inferences about an individual's symptoms and their functional effects from a failure to seek or pursue regular medical treatment without first considering any explanations that the individual may provide, or other information in the case record, that may explain infrequent or irregular medical visits or failure to seek medical treatment."
Furthermore, the adjudicator must consider the whole case record in the credibility assessment, including statements provided by treating physicians.
Other factors which may be considered in assessing the claimant's credibility include the claimant's "daily activities," such as vocational history, and medication and other treatment used to relieve her symptoms.
The United States Court of Appeals for the Third Circuit has "repeatedly emphasized that the special nature of the proceedings for disability benefits dictates extra care on the part of the agency in developing an administrative record and in explicitly weighing all evidence."
I conclude that the ALJ's determination that plaintiff did not suffer from disabling ulcerative colitis through her date last insured is not supported by substantial evidence in the record.
Here, the ALJ acknowledged that plaintiff's two treating physicians, Dr. Kristi Kotz and Dr. Timothy Orphanides, certified that plaintiff's ulcerative colitis likely existed at least six months prior to January 2004. Defendant is correct in asserting that these estimations do not establish the level of severity of plaintiff's colitis or her functional limitations through her date last insured. However, the ALJ did not address paragraph 4 of Dr. Kotz's statement, which speaks directly to plaintiff's credibility with respect to the severity of her symptoms during that time period:
Certification of Kristi Kotz, D.O., dated December 29, 2010, Exhibit 21F (Document 7-12).
The ALJ does not offer any explanation why she discounted Dr. Kotz's reasoning that plaintiff may have been dissuaded from seeking medical attention for her alleged symptoms, both because of embarrassment and because plaintiff's surgeon would have advised her that she might experience the same symptoms as a result of her gall bladder surgery. This evidence is consistent with plaintiff's testimony regarding her symptoms, as well as with the objective medical evidence (in this case, the lack thereof) through the last date insured.
Because paragraph 4 of Dr. Kotz's certification supports plaintiff's account of her symptoms prior to December 31, 2003, it was error for the ALJ to disregard it completely without explaining the reasoning behind the omission. The ALJ improperly used the lack of medical records as a basis for discrediting plaintiff's testimony without first considering Dr. Kotz's explanation behind the lack of records.
Furthermore, I conclude that the determination by the ALJ does not comport with the requirement to give proper weight to the opinion of a treating physician.
Regarding plaintiff's work history, Judge Lloret stated that it "seems a thin reed to lean upon in inferring that [plaintiff] was able to engage in substantial gainful activity in 2002-2003." R&R at page 16. Judge Lloret's characterization of the ALJ's reliance on plaintiff's work history seems to cross the line into re-weighing evidence. However, this error is harmless. Judge Lloret did not discount plaintiff's work history, but rather conceded that some inferential value could be drawn from plaintiff's part-time work. His dissatisfaction relates to the ALJ not discussing other evidence in the record and seemingly relying solely on plaintiff's work history. I do not adopt this section of the R&R. Rather, I conclude that Magistrate Judge Lloret's discussion is mostly dicta and unnecessary to support his other conclusions and recommendations which I do approve and adopt. Thus, I dismiss defendant's objection on this point as moot.
Accordingly, based upon the foregoing and the reasons and analysis contained in Magistrate Judge Lloret's R&R, I remand this matter to the Commissioner of Social Security so that she may have the ALJ reconsider the evidence supporting plaintiff's credibility in regards to her symptoms.
Defendant argues that obtaining the testimony of a medical expert is unnecessary under SSR 83-20 because plaintiff could afford medical treatment through her date last insured and simply chose not to seek it.
SSR 83-20 mandates that an ALJ "should call on the services of a medical advisor when onset must be inferred." SSR 83-20. When an impairment is "slowly progressive," the alleged onset date and date of last employment were in the distant past, and sufficient medical records are unavailable for the time period in question, it is necessary to infer the onset date by consulting with a medical advisor.
Here, the alleged onset date of plaintiff's slowly progressive ulcerative colitis, sometime prior to December 31, 2003, was at least seven years before the date of the ALJ's decision.
It is true that plaintiff was able to afford treatment, unlike the claimant in
The case law defendant cites to suggest embarrassment is not a valid reason for failing to seek medical treatment is not from the United States Court of Appeals for the Third Circuit, nor from any district court within the Third Circuit, and thus is not precedential. Moreover, I do not find the cases cited by defendant persuasive. Rather, the fact that plaintiff's treating physician asserted that patients are often embarrassed to seek treatment for bowel problems suggests that the excuse is not only legitimate, but common.
Thus, I conclude that it was error for the ALJ not to consult with a medical advisor, as required by SSR 83-20, in order to infer the date on which plaintiff's ulcerative colitis became disabling.
Accordingly, I remand this matter to the Commissioner of Social Security so that she may direct the ALJ to more fully develop the record by obtaining expert medical testimony on the issue of the onset date of plaintiff's disability.