BOGGS, Circuit Judge.
Warden Michelle Eberlin appeals the district court's order conditionally granting Ohio prisoner Alexsandar Cvijetinovic's petition for a writ of habeas corpus. In the petition, Cvijetinovic claimed that his presumptive sentence was enhanced on the basis of judge-found facts, a practice forbidden by the Supreme Court's decision in Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004). Though it determined that Cvijetinovic's Blakely claim was procedurally defaulted, the district court granted relief, holding that he had established cause and prejudice. The district court's conclusion with respect to cause was premised on the notion that, at the time of his default, the legal basis for Cvijetinovic's claim was not reasonably available. However, the principle at the heart of Blakely had already been articulated in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), which spawned myriad Blakely-type claims in the months preceding Cvijetinovic's appeal. We therefore reverse.
On January 19, 1999, Cvijetinovic pleaded guilty in the Cuyahoga County Court of Common Pleas "to multiple charges related to armed robberies he committed around 1998." Cvijetinovic v. Eberlin, 617 F.Supp.2d 620, 625 (N.D.Ohio 2008). In addition, he pleaded guilty "to an intimidation charge related to threats directed toward his girlfriend in the aftermath of his arrest." Ibid. Approximately one month later, Cvijetinovic was sentenced "to an aggregate prison term of sixteen years, including terms exceeding the statutory minimum based on judicial fact-finding, consecutive terms of imprisonment, and mandatory firearms specifications." Ibid.
On July 12, 2002, Cvijetinovic filed his first direct appeal, challenging both his convictions and his sentence. See id. at 626. The Ohio Court of Appeals for the Eighth District affirmed his convictions but remanded for re-sentencing. At the time, Ohio Rev.Code § 2929.14(B) established a presumption that an offender would be sentenced to the statutory minimum.
On remand, the trial court rectified its error, holding that "[i]mposing minimum sentence on an eighteen year old drug crazed alcoholic would seriously not adequately protect the community from future crime." After making the requisite finding, the trial court again imposed a sentence of sixteen years of imprisonment. Cvijetinovic appealed, but this time the Ohio Court of Appeals affirmed. A subsequent appeal to the Ohio Supreme Court
On June 24, 2004, the United States Supreme Court handed down its decision in Blakely. Two months later, Cvijetinovic timely petitioned the Supreme Court for a writ of certiorari, arguing for the first time that his non-minimum sentence had been unconstitutionally imposed on the basis of judge-found facts. See Cvijetinovic, 617 F.Supp.2d at 635. The petition was denied. See Cvijetinovic v. Ohio, 543 U.S. 935, 125 S.Ct. 339, 160 L.Ed.2d 240 (2004)
Cvijetinovic then pursued collateral review at the federal level, petitioning the United States District Court for the Northern District of Ohio for a writ of habeas corpus. He asserted four grounds for relief, and each was dismissed, save one: a Blakely claim. See Cvijetinovic, 617 F.Supp.2d at 654.
In analyzing this claim, the district court noted that Blakely was decided before Cvijetinovic's conviction became final, concluding that the claim was therefore cognizable. See id. at 635. However, given Cvijetinovic's failure to raise the claim at the state level, the district court also concluded that it was procedurally defaulted under Ohio's doctrine of res judicata. See id. at 636.
The warden now appeals.
"In appeals of federal habeas corpus proceedings, we review the district court's legal conclusions de novo and its factual findings under a `clearly erroneous' standard." Lucas v. O'Dea, 179 F.3d 412, 416 (6th Cir.1999) (citing Fair v. United States, 157 F.3d 427, 430 (6th Cir.1998)); see also Moore v. Haviland, 531 F.3d 393, 401 (6th Cir.2008) ("We review a district court's legal conclusions in a habeas petition de novo."). Accordingly, "we review the district court's decision applying the `cause and prejudice' rules to the `procedural bar' issues de novo." Lucas, 179 F.3d at 416 (citing Lusk v. Singletary, 112 F.3d 1103, 1105 (11th Cir.1997)); see also Deitz v. Money, 391 F.3d 804, 808 (6th Cir.2004) ("The district court's determination regarding procedural default and its resolution of whether `cause and prejudice' exist to excuse the default are ... subject to de novo review.").
It is undisputed that Cvijetinovic procedurally defaulted his Blakely claim, see Appellee's Br. at 9 ("Appellee admits that he did not present his Sixth Amendment claim to the state court."), a circumstance that typically precludes federal habeas review, see Rust v. Zent, 17 F.3d 155, 160 (6th Cir.1994) ("If a habeas corpus petitioner is barred from presenting one or more of his claims to the state courts because of procedural default, he has waived those claims for purposes of federal habeas corpus review...."). However,
Our inquiry begins and ends with the issue of cause. "[T]he existence of cause for a procedural default must ordinarily turn on whether the prisoner can show that some objective factor external to the defense impeded counsel's efforts to comply with the State's procedural rule." Murray, 477 U.S. at 488, 106 S.Ct. 2639; see also Shorter v. Ohio Dep't of Rehab. & Corr., 180 F.3d 723, 726 (6th Cir.1999) (noting that petitioner had failed to demonstrate cause because his "[c]ounsel's efforts to comply with the State's procedural rule were not impeded by some objective factor external to the defense"). "Such factors may include `interference by officials,' attorney error rising to the level of ineffective assistance of counsel, and `a showing that the factual or legal basis for a claim was not reasonably available.'" Hargrave-Thomas v. Yukins, 374 F.3d 383, 388 (6th Cir.2004) (quoting McCleskey v. Zant, 499 U.S. 467, 493-94, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991)).
Invoking the third factor, Cvijetinovic contends that cause exists because, at the time of his default, his Blakely claim was "so novel that its legal basis [was] not reasonably available...." Reed v. Ross, 468 U.S. 1, 16, 104 S.Ct. 2901, 82 L.Ed.2d 1 (1984). "A claim may be held sufficiently novel when, at the time of its default, the legal tools, i.e., case law, necessary to conceive and argue the claim were not yet in existence and available to counsel." Poyner v. Murray, 964 F.2d 1404, 1424 (4th Cir.1992) (citing Engle v. Isaac, 456 U.S. 107, 130-33, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982)); see also McBee v. Grant, 763 F.2d 811, 816 (6th Cir.1985) (noting that a finding of cause on the basis of novelty is inappropriate where, prior to defaulting his constitutional claim, the defendant had "the tools to construct [it]" (quoting Engle v. Isaac, 456 U.S. at 133, 102 S.Ct. 1558)). "[W]here other defense counsel have raised the claim, the issue can hardly be novel[.]" Wheeler v. United States, 329 Fed.Appx. 632, 636 (6th Cir.2009) (discussing Bousley v. United States, 523 U.S. 614, 623 n. 2, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998)); see also Meanes v. Johnson, 138 F.3d 1007, 1011 (5th Cir.1998) ("[W]e note that a claim is not novel if `other defense
In light of these principles, Cvijetinovic's Blakely claim was not novel in a way that warrants a finding of cause. The instruments necessary for the construction of such a claim were furnished in Apprendi, which was handed down more than two years in advance of Cvijetinovic's initial appeal.
Nor can he rely on his claim's perceived futility. In excusing Cvijetinovic's default, the district court placed heavy emphasis on the observation that, when he initiated his direct appeal, resort to a Blakely-type claim would have been "manifestly futile," as "every [federal] Circuit Court believed Apprendi permitted judicial fact-finding within the [G]uidelines range...." Cvijetinovic, 617 F.Supp.2d at 643, 646. But as the Supreme Court held in Bousley v. United States, "futility cannot constitute cause if it means simply that a claim was `unacceptable to [a] particular court at [a] particular time.'" 523 U.S. 614, 623, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998) (quoting Engle, 456 U.S. at 130 n. 35, 102 S.Ct. 1558); see also Smith v. Murray, 477 U.S. 527, 535, 106 S.Ct. 2661, 91 L.Ed.2d 434 (1986) (noting that it is an "established rule that perceived futility alone cannot constitute cause" (citations and internal quotation marks omitted)). As a result, the alignment of the circuits against a particular legal argument does not equate to cause for procedurally defaulting it. See Wheeler, 329 Fed.Appx. at 636 ("The fact that we were unreceptive to the Apprendi argument at the time cannot excuse [defendant's] failure to raise the issue." (citing Bousley, 523 U.S. at 623, 118 S.Ct. 1604)); see also McCoy v. United States, 266 F.3d 1245, 1258-59 (11th Cir. 2001) ("The fact that every circuit which had addressed the issue had rejected the proposition that became the Apprendi rule simply demonstrates that reasonable defendants and lawyers could well have concluded it would be futile to raise the issue.... [But] the Supreme Court could not have been clearer that perceived futility does not constitute cause to excuse a procedural default."); United States v. Moss, 252 F.3d 993, 1002 (8th Cir.2001) ("The Supreme Court has rejected the argument that default can be excused when existing lower court precedent would have rendered a claim unsuccessful.").
As Cvijetinovic offers no other excuse for his default, we conclude that he has not established cause, thereby freeing us of the duty to evaluate whether he has shown prejudice. See Bonilla v. Hurley, 370 F.3d 494, 497 (6th Cir.2004) ("Since both cause and prejudice must be shown to excuse a procedural default, the failure to establish cause eliminates the need to consider prejudice." (citing Murray, 477 U.S. at 494-95, 106 S.Ct. 2639)).
Because Cvijetinovic has not shown cause for procedurally defaulting his Blakely claim, we
KEITH, Circuit Judge, dissenting.
The majority's interpretation of Engle v. Isaac, 456 U.S. 107, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982), in line with Eleventh Circuit precedent, would require defense counsel to anticipate and articulate constitutional arguments that are contrary to controlling Supreme Court precedent. See, e.g., Pitts v. Cook, 923 F.2d 1568, 1571 (11th Cir.1991). This reading is not only unfounded but also poses worrying policy concerns. Because counsel's failure to articulate a Blakely claim prior to Blakely, itself, constitutes sufficient cause to excuse procedural default, I respectfully dissent.
The majority cites the Eleventh Circuit for the proposition that cases involving cause for procedural default are governed by a different and more difficult standard
In support of its view, the majority notes that "futility cannot constitute cause if it means simply that a claim was `unacceptable to [a] particular court at [a] particular time.'" Engle, 456 U.S. at 130 n. 35, 102 S.Ct. 1558 (emphasis added). Yet, even two years after Apprendi, every federal circuit upheld judicial fact-finding as an acceptable means of enhancing a sentence within the prescribed Guidelines range. See, e.g., United States v. Leachman, 309 F.3d 377 (6th Cir.2002) (collecting cases). Such unanimity at the federal level is quite a different beast than "the futility of presenting an objection to the state courts." Engle, 456 U.S. at 130, 102 S.Ct. 1558. Further, such unanimity was not present in Engle, wherein "numerous courts [had] agreed" that the defendant's lead argument, that "the Due Process Clause requires the prosecution to bear the burden of disproving certain affirmative defenses," was colorable. 456 U.S. at 133, 102 S.Ct. 1558. The Engle Court warned the defendant who "perceives a constitutional claim and believes it may find favor in the federal courts" not to "bypass the state courts simply because he thinks they will be unsympathetic to the claim." 456 U.S. at 130, 102 S.Ct. 1558 (emphasis added). Here, Cvijetinovic was sentenced below the statutory maximum though his sentence was increased on the basis of judicially-found facts. He simply had no claim in a pre-Blakely world. I would therefore "hesitate to adopt a rule that would require trial counsel either to exercise extraordinary vision or to object to every aspect of the proceedings in the hope that some aspect might mask a latent constitutional claim." Engle, 456 U.S. at 131, 102 S.Ct. 1558.
To that end, I believe the majority too quickly disposes of the argument that its holding will compromise judicial economy. To preserve claims on appeal, even futile ones, defense counsel must serve as both representative and prophet. Their briefs become experiments in, rather than mere exercises of, advocacy. One commentator has indicated that "encouraging prisoners to repeatedly urge state judges to rethink old precedents shows little respect for state courts and their decisions, but instead encourages defense counsel to raise issues the state courts consider settled, thereby wasting judicial time and resources and perhaps exacerbating federal-state tensions." Kit Kinports, Habeas Corpus, Qualified Immunity, and Crystal Balls: Predicting the Course of Constitutional Law, 33 Ariz. L.Rev. 115, 135 (1991). Accordingly, I agree with Judge Woods's prediction that "defense counsel will have no choice but to file one `kitchen sink' brief after another, . . . based on long-term logical implications from existing precedents." United States v. Smith, 250 F.3d 1073, 1077 (7th Cir.2001). The potential consequences
Finally, the aforementioned competing standards seem to disaggregate the counsel-client relationship. In Burgess, for example, we noted that "[a]s a matter of law, there simply is no basis for Burgess's assertion that his counsel's failure to predict th[e] novel line of authority [stemming from Blakely] `fell below an objective standard of reasonableness.'"