GLEN E. CONRAD, Senior District Judge.
Plaintiff has filed this action challenging the final decision of the Commissioner of Social Security denying plaintiff's claims for disability insurance benefits and supplemental security income benefits under the Social Security Act, as amended, 42 U.S.C. §§ 416(i) and 423, and 42 U.S.C. § 1381
The plaintiff, Douglas W. Huff, was born on June 11, 1968, and completed the seventh grade. (Tr. 89). Mr. Huff has previously worked as an auto body repairer and painter, spot welder, wiring electrician, sheet metal production employee, and fabricator. (Tr. 22). He last worked on a regular and sustained basis in 2008. (Tr. 367, 399). On September 25, 2013, Mr. Huff filed applications for disability insurance benefits and supplemental security income benefits. In filing his current claims, Mr. Huff alleged that he became disabled for all forms of substantial gainful employment on February 10, 2008, due to lower back pain, left leg pain and numbness, a learning disability, high blood pressure, and depression. (Tr. 361, 411). At the time of an administrative hearing on April 5, 2016, the plaintiff amended his applications so as to reflect an alleged disability onset date of July 17, 2012. (Tr. 86). Mr. Huff now maintains that he has remained disabled to the present time. With respect to his application for disability insurance benefits, the record reveals that Mr. Huff met the insured status requirements of the Act through the fourth quarter of 2012, but not thereafter.
Mr. Huff's applications were denied upon initial consideration and reconsideration. He then requested and received a
(Tr. 16). Given such a residual functional capacity, and after considering testimony from a vocational expert, the Law Judge determined that Mr. Huff is unable to perform any of his past relevant work. (Tr. 22). However, the Law Judge found that Mr. Huff retains sufficient functional capacity to perform other work roles existing in significant number in the national economy. (Tr. 23). Accordingly, the Law Judge concluded that Mr. Huff is not disabled, and that he is not entitled to benefits under either federal program.
While plaintiff may be disabled for certain forms of employment, the crucial factual determination is whether plaintiff is disabled for all forms of substantial gainful employment.
On appeal, Mr. Huff raises several arguments, including that the Law Judge erred in assessing his mental residual functional capacity and presented a legally insufficient hypothetical to the vocational expert. After reviewing the record and considering the parties' arguments, the court finds "good cause" to remand the case to the Commissioner for further development and consideration.
The record reveals that Mr. Huff has emotional and cognitive impairments that significantly affect his ability to function. He received special education services in school and only completed the seventh grade. (Tr. 71, 89). In 2010, Mr. Huff underwent a consultative psychological evaluation in connection with a prior application for benefits, which included intelligence and achievement testing. Based on the test results, the consultative psychologist opined that plaintiff has borderline intellectual functioning and learning disabilities in reading, spelling, and arithmetic. (Tr. 373). The psychologist also diagnosed Mr. Huff with major depressive order of moderate intensity and polysubstance dependence and abuse. (Tr. 373). Mr. Huff has since been treated for anxiety and depression by his primary care physician, Dr. Laura Cieraszynski. (Tr. 835, 880). In 2015, Dr. Cieraszynski referred plaintiff to Carilion Clinic Roanoke Neurology for a consultative examination. An MRI of the brain showed "areas of increased T2 signals in the deep cerebral white matter." (Tr. 786). The neurologist referred Mr. Huff to Dr. Ann Sollinger for a neuropsychological evaluation. Dr. Sollinger diagnosed plaintiff with a cognitive disorder and a depressive disorder. (Tr. 902). She subsequently noted that plaintiff's symptoms of depression and psychological distress "may interfere with cognitive functioning on a daily basis." (Tr. 916).
A state agency psychologist, Dr. Julie Jennings, completed two forms regarding plaintiff's mental health: a Psychiatric Review Technique form and a Mental Residual Functional Capacity Assessment form. On the first form, Dr. Jennings noted that plaintiff has moderate difficulties in maintaining concentration, persistence or pace. (Tr. 140). On the second form, Dr. Jennings opined that Mr. Huff has moderate limitations in the category of "sustained concentration and persistence." (Tr. 146). More specifically, Dr. Jennings noted that Mr. Huff's ability to maintain attention and concentration for extended periods is moderately limited, as is his "ability to complete a normal workday and workweek without interruptions from psychologically based symptoms and to perform at a consistent pace without an unreasonable number and length of rest periods." (Tr. 146). Consistent with Dr. Jennings' assessment, the Law Judge found at step three of the sequential evaluation process that plaintiff's impairments result in "moderate difficulties" with "concentration, persistence, or pace." (Tr. 15).
In assessing plaintiff's residual functional capacity ("RFC"), the Law Judge indicated that he had given "great weight" to Dr. Jennings' opinions. (Tr. 20). However, the Law Judge did not expressly reference plaintiff's "moderate" limitations in concentration, persistence, and pace in the RFC assessment or the hypothetical question posed to the vocational expert. Instead, the Law Judge limited Mr. Huff to "simple, routine, and repetitive tasks in a low-stress environment" with "only occasional interaction with the public or co-workers." (Tr. 16).
In the court's view, the difficulty with the Law Judge's evaluation of Mr. Huff's emotional and cognitive impairments is two-fold. First, the Law Judge's opinion appears to correlate an ability to perform simple tasks with the ability to maintain concentration, persistence, and pace. On page 9 of his opinion, the Law Judge summarily states, without explanation, that he accounted for any non-exertional restrictions "by formulating the residual functional capacity above, which limits the claimant to simple, unskilled, and less than light work." (Tr. 19). The court agrees with the plaintiff that the Law Judge's conclusory analysis conflicts with the decision of the United States Court of Appeals for the Fourth Circuit in
Although the Law Judge also restricted Mr. Huff to "low-stress" work with "only occasional interaction with the public or co-workers" (Tr. 16), the Law Judge failed to explain how these additional limitations sufficiently accommodate plaintiff's moderate difficulties with concentration, persistence, and pace.
For similar reasons, the court is also unable to conclude that the Law Judge presented a legally sufficient hypothetical to the vocational expert. While the Law Judge adopted the vocational expert's opinion that plaintiff can perform production-oriented work as an assembler, packer, or inspector, the vocational expert was not asked to consider the significance of moderate limitations in concentration, persistence, or pace in the performance of such jobs, all of which would.seemingly require attendance to task. Nevertheless, the Law Judge relied on the testimony of the vocational expert in determining that there are jobs existing in significant numbers in the national economy which Mr. Huff can perform.
In
In his opinion, the Law Judge did not offer any specific rationale for omitting moderate limitations in concentration, persistence, or pace from the hypothetical question propounded to the vocational expert. The court is unable to conclude that the hypothetical question posed by the Law Judge, which assumed that plaintiff can perform "simple routine repetitive tasks in a low-stress job," was sufficient to alert the vocational expert to the existence of moderate limitations in concentration, work persistence, and attendance to task. The court believes that consideration of such limitations would be important in assessing a claimant's capacity to perform the jobs identified by the vocational expert. Indeed, in response to additional questions, the vocational expert testified that those very same jobs would no longer be available if the hypothetical individual was distracted from working for at least 25 percent of the workday. (Tr. 79-80).
Moreover, the Fourth Circuit has specifically held that "an ALJ does not account `for a claimant's limitations in concentration, persistence, and pace by restricting the hypothetical question to simple, routine tasks or unskilled work.'"
For the reasons stated, the court finds "good cause" to remand this case to the Commissioner for further development and consideration.
The Clerk is directed to send certified copies of this memorandum opinion to all counsel of record.