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United States v. Alvin Walton, 08-4797 (2011)

Court: Court of Appeals for the Third Circuit Number: 08-4797 Visitors: 18
Filed: Jun. 07, 2011
Latest Update: Feb. 22, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 08-4797 _ UNITED STATES OF AMERICA v. ALVIN JEROME WALTON, Appellant _ APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA (D.C. Crim. Action No. 04-508-003) District Judge: Honorable Jan E. Dubois _ Submitted Under Third Circuit LAR 34.1(a) April 28, 2011 _ Before: SLOVITER, GREENAWAY, JR., and ROTH, Circuit Judges (Opinion Filed: June 7, 2011) _ OPINION _ GREENAWAY, JR., Circuit Judge
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                                                                  NOT PRECEDENTIAL

                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                                 _____________

                                      No. 08-4797
                                     _____________

                           UNITED STATES OF AMERICA

                                            v.

                              ALVIN JEROME WALTON,
                                               Appellant
                                  _______________

             APPEAL FROM THE UNITED STATES DISTRICT COURT
               FOR THE EASTERN DISTRICT OF PENNSYLVANIA
                      (D.C. Crim. Action No. 04-508-003)
                     District Judge: Honorable Jan E. Dubois
                                 _______________

                       Submitted Under Third Circuit LAR 34.1(a)
                                    April 28, 2011
                                  _______________

         Before: SLOVITER, GREENAWAY, JR., and ROTH, Circuit Judges

                              (Opinion Filed: June 7, 2011)
                                   _______________

                                       OPINION
                                   ________________

GREENAWAY, JR., Circuit Judge

       Appellant Alvin Jerome Walton (“Walton”) appeals the District Court‟s Order

denying his Batson challenges, his Brady challenges, and his motion for a new trial.

Walton also contends that the District Court‟s jury instructions on aiding and abetting the
distribution of cocaine were not appropriate.1 On December 5, 2008, Walton was

sentenced to 180 months of imprisonment, eight years of supervised release, a $1,000

fine, and a special assessment of $300. Walton now files this timely appeal.

       For the following reasons, we will affirm the District Court‟s Order.

                                  I.   BACKGROUND

       We write primarily for the benefit of the parties and shall recount only the

essential facts. On February 24, 2005, a superceding indictment charging Walton with

one count of conspiracy to distribute cocaine, in violation of 21 U.S.C. § 846, and two

counts of distribution of cocaine and aiding and abetting in the distribution of cocaine, in

violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B), and 18 U.S.C. § 2, was unsealed.2 In

April 2005, the District Court appointed counsel to represent Walton. A second

superceding indictment was filed on November 17, 2005, which did not materially alter

the charges against Walton.3

       According to the second superceding indictment, on July 26, 2004, Walton mailed

two express mail packages (allegedly containing narcotics) to 1810 South Broad Street in

Philadelphia, PA, from the Timmons Lane Post Office in Houston, Texas. On July 27,


1
  Walton states eight separate claims in his pro se petition. The first two claims relate to
Walton‟s Batson challenge, the next five claims relate to his Brady issues, and the final
claim relates to the District Court‟s jury instructions.
2
  Two other co-defendants, Anthony Angelo Winfrey and James Bostic, Jr. were charged
in the superceding indictment.
3
  Co-defendants Winfrey and Bostic were also charged in the second superceding
indictment.

                                              2
2004, a postal inspector, Yvette Thomas (“Inspector Thomas”) intercepted the express

mail packages in Philadelphia. A narcotics detection dog reacted positively to the

packages. After securing a search warrant, Inspector Thomas opened and photographed

the contents of the packages, which also tested positively for cocaine. Inspector Thomas

repackaged the packages and arranged a controlled delivery. As a result of the controlled

delivery of the packages, Walton was arrested and later indicted.

       During the jury selection process, the government exercised a number of

peremptory challenges. Three of the individuals the government struck from the venire

were minorities, resulting in a venire with no minority jurors. Walton‟s counsel sought to

challenge the government‟s exclusion of these three specific jurors, pursuant to Batson.

During the hearing regarding the Batson challenges, the government provided its reasons

for exercising a peremptory challenge as to each of the minority jurors it struck.

Walton‟s counsel argued that in each instance, the stated basis was pretextual. The

District Court concluded that the government produced, as is required, “a non-race-based

explanation” for striking each of the three jurors, and denied Walton‟s Batson challenges.

(App. Vol. II, Part I, 135).

       On April 11, 2006, Walton proceeded to trial on all counts of the second

superceding indictment. After the government presented its case-in-chief, Walton‟s

counsel moved for a judgment of acquittal, pursuant to Rule 29. The District Court

denied the motion. The jury found Walton guilty of all charges. After trial, Walton filed

a motion to dismiss the indictment, asserting prosecutorial misconduct. The District

                                             3
Court also denied that motion. On June 12, Walton‟s counsel filed a motion to withdraw

as counsel, based on irreconcilable differences with his client. On June 20, 2006, the

District Court held a hearing with Walton and all counsel present. The District Court

granted Walton‟s counsel‟s motion to withdraw, and appointed new counsel to represent

Walton.

          On November 2, 2006, Walton‟s new counsel filed a motion for a new trial,

pursuant to Fed. R. Crim. P. 33(a), alleging that the government failed to disclose

impeachment evidence and failed to preserve exculpatory evidence. On February 1, 2007

and June 13, 2007, the District Court conducted a Brady hearing on Walton‟s evidentiary

issues.

          On July 20, 2007, the District Court issued a Memorandum and Order denying

Walton‟s motion for a new trial and rejecting Walton‟s Brady challenges.4

          Walton was sentenced on December 5, 2008, and filed this timely appeal. On

April 23, 2010, Walton‟s counsel filed a brief on appeal. However, Walton later filed a

motion to proceed pro se and to withdraw the brief his counsel had filed. This Court

granted Walton‟s request and his pro se brief was filed on September 20, 2010.5


4
  The District Court denied Walton‟s Brady claim based on the surveillance videotape
received by Postal Inspector Thomas, and also rejected Walton‟s claim that the
government unlawfully failed to preserve the surveillance videotape. Finally, the District
Court rejected Walton‟s claim that the government illegally failed to correct Postal
Inspector Thomas‟s false testimony at trial.
5
  Although this Court received both the pro se brief and the brief from Walton‟s former
counsel, we utilize the pro se brief in our review, as do the Appellees.

                                              4
               II.    JURISDICTION AND STANDARD OF REVIEW

       The District Court had subject matter jurisdiction, pursuant to 18 U.S.C. § 3231.

We have jurisdiction under 28 U.S.C. § 1291.

       We exercise plenary review over questions of law. Riley v. Taylor, 
277 F.3d 261
,

277 (2001). “An appellate court ordinarily reviews a district court‟s ruling on a motion

for a new trial on the basis of newly discovered evidence for abuse of discretion.

However, where the motion for a new trial is based on a Brady claim, which presents

questions of law as well as questions of fact, the appellate court will conduct a de novo

review of the district court‟s conclusions of law as well as a clearly erroneous review of

any findings of fact. United States v. Pelullo, 
399 F.3d 197
, 202 (3d Cir. 2005). Batson

claims are reviewed for clear error. Hernandez v. New York, 
500 U.S. 352
, 364-66

(1991). Because Walton did not object to the jury instructions at trial, we review the

District Court‟s instructions to the jury for plain error. United States v. Antico, 
275 F.3d 245
, 265 (3d Cir. 2001).

                              III.    LEGAL STANDARD
Batson Challenges

       The Equal Protection Clause “prohibits a prosecutor from using a peremptory

challenge to strike a prospective juror solely on account of race.” Coombs v.

Diguglielmo, 
616 F.3d 255
, 261 (3d Cir. 2010). “The same equal protection principles




                                              5
that are applied to determine whether there is discrimination in selecting the venire also

govern the State‟s use of peremptory challenges to strike individual jurors from the petit

jury.” Batson v. Kentucky, 
476 U.S. 79
, 79 (1986).

       In Batson, the Supreme Court held that “the state denies a black defendant equal

protection of the laws when it puts him on trial before a jury from which members of his

race have been purposefully 
excluded.” 476 U.S. at 85
. “A criminal defendant may

object to the race-based exclusion of jurors affected through peremptory challenges

regardless of whether the defendant and the excluded juror share the same race.” See

Powers v. Ohio, 
499 U.S. 400
, 404-16 (1991).6

       A trial court conducts a three part analysis to assess a Batson challenge. First, the

defendant has to “establish a prima facie case [of racial discrimination] by demonstrating

a pattern of peremptory challenges of jurors of a particular race.” United States v. Milan,

304 F.3d 273
, 281 (3d Cir. 2002); See also, Rice v. Collins, 
546 U.S. 333
, 338 (2006).

Second, if discrimination is shown, the government has the burden to “rebut the prima

facie case by tendering a race-neutral explanation for the strikes.” 
Milan, 304 F.3d at 281
. Third, if the government does present a race-neutral explanation, the defendant

must then prove purposeful discrimination by showing that the proffered explanation is

pretextual. 
Id. 6 See
also Trevino v. Texas, 
503 U.S. 562
(1992)(where the court recognized the claim
of an Hispanic who asserted that the state violated the equal protection clause of the
Constitution's Fourteenth Amendment by using peremptory challenges to exclude the
only three black members of the venire).

                                             6
Brady Claims

       In Brady v. State of Maryland, the Supreme Court held that “the suppression by

the prosecution of evidence favorable to an accused upon request violates due process

where the evidence is material either to guilt or to punishment, irrespective of the good

faith or bad faith of the prosecution.” 
373 U.S. 83
, 87 (1963).

       For a Brady claim to succeed, the petitioner must make three showings: (1) the

evidence was suppressed; (2) the suppressed evidence was favorable to the defense; and

(3) the suppressed evidence was material to either guilt or punishment. See 
Pelullo, 399 F.3d at 209
.

                                    IV.    ANALYSIS

Walton’s Batson Challenges

       Walton contends that three peremptory challenges of the government were

improper, arguing that the government exercised racially motivated peremptory

challenges during jury selection and that the trial court misapplied the governing standard

announced by the Supreme Court in Batson, by failing to make required credibility

findings regarding the government‟s proffered justifications for his peremptory strikes

during voir dire. We disagree.

       Walton‟s counsel informed the District Court that there was a Batson challenge,

based on three of the government‟s peremptory strikes. After Walton‟s counsel identified

the three potential jurors who were stricken by the government, the District Court

reviewed the burden of proof requirements for a prima facie case of discrimination under

                                             7
Batson. The government then denied that the challenges were based on race and

proffered race-neutral bases for its challenges.

       The first challenge by Walton‟s counsel was related to Juror 12. During voir dire,

the government informed the District Court that it would like to strike Juror 12 for cause,

after noticing that Juror 12 kept her eyes closed during the proceeding. The government

suggested that the District Court ask Juror 12 whether or not she had a problem with

staying awake. The District Court agreed, and proceeded to ask Juror 12 a number of

questions, including whether she was on medication and if so, whether the medication

induced drowsiness. Juror 12 responded that she was on allergy medication and

medication for hypertension. Juror 12 also stated that she was not dozing, but that her

eyes were bothering her because of her allergies. When the District Court inquired as to

whether Juror 12 would be able to pay attention to the evidence, she answered in the

affirmative. The District Court then invited counsel from both sides to ask questions of

Juror 12. After they declined to do so, the District Court stated that “She said her eyes

were bothering her and we are not striking her for cause.” (App. Vol. II, Part I, 89).

Later, the government struck Juror 12 by using one of its peremptory challenges. The

government stated that Juror 12 was stricken because she had her eyes closed during voir

dire, and the government thought that she was asleep during the questioning, and that she

would not pay attention during the trial.

       The second African-American struck by the government was Juror 13, a postal

service worker. The government explained that it had stricken Juror 13 because “Yvette

                                              8
Thomas [Inspector Thomas] explained . . . that U.S. Postal Inspectors investigate postal

employees and we felt like the employees would not necessarily be favorable, but would

be biased against the Government because they get actually investigated by postal

inspectors.” (App. Vol. II, Part I, 133). The government then pointed out that another

postal employee, a white male, had also been stricken.

       The next minority juror struck, Juror 21, was not African American. Indeed, the

government expressed some surprise when she was described as a Latina by Walton‟s

counsel.7 According to the government, Juror 21was struck because she did not answer

any questions. The government stated “[f]rom our observations and from Yvette

Thomas‟ observations, we did not think she was paying attention to the questions and that

is why we struck her. That is the reason why our observations were made and the

defense struck a lot of people that didn‟t answer any questions.” 
Id. Walton‟s counsel
pointed out that the fact remained that the jury did not have any

African-Americans on it. However, the District Court pointed out that “the test is not

how the jury appears at final selection. The test is whether the jury panel is drawn in a

way that assures representation of minorities and there has been no suggestion . . . that

there is anything improper about the way in which our juries are selected, our jurors are

selected.” (App. Vol. II, Part I, 134). We agree.

7
 Although Juror 21 is not of the same race as Walton, she is a minority, and is therefore
included in a Batson analysis. See Powers, where the Supreme Court held that a white
criminal defendant had standing to object to, and appeal the exclusion of, black jurors
through peremptory challenges, even though the defendant and the potential jurors were
of different 
races. 499 U.S. at 401
.

                                             9
       The District Court concluded that the government had come up with a non-race-

based explanation for striking the three minority jurors. Hence, there was no basis for

determining that a Batson argument posited by the defense should be sustained.

Although the District Court did express some disappointment that there was no minority

representation in the venire, that concern did not sufficiently redound to the detriment of

Walton to sustain the Batson challenge.

       Next, Walton claims that the District Court omitted Batson‟s third step, i.e., the

trial court must make a credibility determination regarding whether the explanations

advanced by the government were pretextual.8 We disagree. The District Court made a

specific finding, stating that “the Government has come up with a non-race-based

explanation for the striking of those three jurors.” (Id. at 135). This statement indicates

that the District Court did indeed conduct the third step of the analysis.

       Walton also contends that the District Court erred by misstating that Batson

applies only to members of Walton‟s race. We disagree. Even though the District Court

stated that the government exercised peremptory challenges to remove members of

defendant‟s race, the District Court made several other statements that indicate that all

minorities are included in the Batson analysis, such as: “there are no African-Americans

or other minorities on the jury panel that remains.” (Id. at 132). During the discussion


8
  In his brief, Walton also stated that the government failed to offer a race-neutral
justification for the challenged strikes. However, we find that the District Court did make
a specific finding that the Government had a non-raced-based explanation for the
challenged strikes.

                                             10
regarding the Batson challenges, the District Court also referred to the three jurors,

indicating that he was obviously aware that all minorities were included in the Batson

analysis.

       We find that the District Court‟s misstatement was harmless beyond a reasonable

doubt. Marshall v. Hendricks, 
307 F.3d 36
, 73 (3d Cir. 2002). An error is harmless if it

did not have a “substantial and injurious effect or influence in determining the jury's

verdict.” Bond v. Beard, 
539 F.3d 256
, 276 (3d Cir. 2008) (where this Court found that

the government presented such extensive evidence of the defendant‟s guilt that the error

could not have had a substantial and injurious effect or influence in determining the

jury‟s verdict). (Internal citations omitted).

       Finally, Walton claims that the District Court erred by ruling that Walton had not

proven purposeful discrimination by the government and that the District Court

“expressly ruled that Appellant had made a prima facie showing of intentional

discrimination.” (Appellant‟s Br. at 20). We disagree. Walton misquotes the District

Court‟s statement. The District Court stated “I think the defendant has made a prima

facie case accepting the statement that there are no African-Americans or other minorities

on the jury panel that remains.” (App. Vol. II, Part I, 135). That is quite different than

concluding that there is a finding of discrimination by the Court. The District Court

never stated or intimated that intentional discrimination was shown. We find that the

District Court did not err.




                                                 11
Walton’s Brady Claims

       Walton‟s next group of claims involves the government‟s failure to produce a

surveillance videotape from the Timmons Lane Post Office where Walton allegedly

mailed the packages of cocaine. Walton contends that the District Court erred by:

       (1) misapplying the controlling legal standard by ruling that the
       government was not obligated to obtain evidence favorable to the defense;
       (2) ruling that the government‟s failure to disclose impeachment evidence
       favorable to appellant was harmless;
       (3) ruling that the government‟s destruction of evidence did not undermine
       confidence in the jury‟s verdict;
       (4) ruling that the government had not acted in bad faith when it destroyed
       potentially exculpatory evidence; and
       (5) ruling that the government‟s failure to correct knowingly false trial
       testimony was harmless beyond a reasonable doubt.

(1)           The District Court erred by misapplying the controlling legal standard and
              ruling that the government was not obligated to obtain evidence favorable
              to the defense.

       The Supreme Court has held that the government is required to disclose evidence

favorable to the accused and material to either guilt or to punishment. 
Brady, 73 U.S. at 87
. The „Brady rule‟ extends to evidence regarding impeachment of witnesses and the

government‟s obligation to produce to the defense impeachment material. Giglio v.

United States, 
405 U.S. 150
, 154 (1972). In his claim that the District Court misstated

the Brady rule, Walton misstates the expectation. “Brady provides that the suppression

by the prosecution of evidence favorable to an accused, upon request by the defense,

violates due process where the evidence is material either to guilt or to punishment,

irrespective of the good faith or bad faith of the prosecution. This rule has been modified

                                            12
to require a prosecutor to disclose exculpatory evidence even when there has not been a

request for the information by the defense.” United States v. Perdomo, 
929 F.2d 967
, 970

(3d Cir. 1991). Walton believes that the government was required to obtain any evidence

favorable to the defense. He is mistaken. The government is required to disclose

evidence in its possession, favorable to the defense. Brady does not create an affirmative

obligation on the government to find evidence that may be exculpatory for defendant‟s

use.

    (2)          The District Court erred by ruling that the government’s failure to disclose
                impeachment evidence favorable to appellant was harmless beyond a
                reasonable doubt.9

          Walton argues that the District Court‟s ruling under Giglio that the government‟s

“failure to disclose” the surveillance tape was harmless beyond a reasonable doubt was in

error. In Arizona v. Fulminante, 
499 U.S. 279
, 309-10 (1991), the Supreme Court

recognized a distinction between structural defects, which require reversal, and trial

errors, which require a reviewing court to engage in harmless error analysis (particularly,

when Constitutional error exists). “A trial error is an error which occurred during the

presentation of the case to the jury, and which may therefore be quantitatively assessed in

the context of other evidence presented in order to determine whether its admission was

harmless beyond a reasonable doubt.” 
Id. at 307-08.


9
 See 
Marshall, 307 F.3d at 74
, where an error is harmless if there is no reasonable
possibility that the evidence complained of might have contributed to the conviction. The
court must be able to declare a belief that it was harmless beyond a reasonable doubt.

                                              13
       “Whether . . . an error is harmless in a particular case depends upon a host of

factors, all readily accessible to reviewing courts.” Delaware v. Van Arsdall, 
475 U.S. 673
, 684 (1986). In Walton‟s case, these factors include: (1) the importance of the

videotape to the prosecution‟s case; (2) whether the videotape was cumulative; (3) the

presence or absence of evidence corroborating or contradicting the videotape on material

points; (4) the extent of cross-examination otherwise permitted; (5) and the overall

strength of the prosecution‟s case. 
Id. There is
no way to determine what would have been on the July 26, 2004

videotape, despite Walton‟s contention that it was impeachment evidence. Inspector

Thomas was cross-examined at length by Walton‟s counsel. The videotape was not

important to the government‟s case. The government presented a strong case, with

overwhelming evidence of Walton‟s guilt, in the absence of the videotape. That evidence

included Walton‟s fingerprints on the express mail packaging materials and the

cellophane-wrapped cocaine, co-defendant Winfrey‟s testimony, and evidence of

shipping material found in Walton‟s home.

       Inspector Thomas testified that there was no videotape depicting July 26, 2004, the

date the two packages were mailed to 1819 South Broad Street in Philadelphia, PA. She

further testified that the surveillance tape she did have was for June 26, 2004, and that she

did not notice the erroneous date until much later.

       In its July 20, 2007 Memorandum and Order denying Walton‟s motion for a new

trial, the District Court found no Brady violation. The District Court found that the

                                             14
government did not have the videotape that Walton considers to be impeachment

evidence. We conclude that the error committed by Inspector Thomas in obtaining the

wrong videotape was harmless beyond a reasonable doubt, and did not affect the outcome

of the trial.

(3)             The District Court erred by ruling that the government’s destruction of
                evidence did not undermine confidence in the jury’s verdict.

        Next, Walton contends that the government destroyed evidence, i.e., the

surveillance tape from the Timmons Lane Post Office, which may have affected the

jury‟s verdict. There is no evidence that the government either withheld or destroyed

potentially exculpatory evidence. Further, there is no reasonable probability that the

results of the proceeding would have been different had the surveillance videotape been

preserved by the Timmons Lane Post Office. See Kyles v. Whitley, 
514 U.S. 419
, 434

(1995) (evidence is material under Brady where there is a reasonable probability that the

result [the verdict] would have been different had the evidence been produced). No such

reasonable probability exists here. There is no error.

(4)             The District Court erred by ruling that the government had not acted in bad
                faith when it destroyed potentially exculpatory evidence.

        The government‟s failure to preserve evidence does not amount to a due process

violation unless the government acted in bad faith. Arizona v. Youngbood, 
488 U.S. 51
,

58 (1988). Based on the record before this Court, there is no indication that the




                                             15
government acted in bad faith. At the first Brady hearing,10 Inspector Thomas admitted

that at trial, she had expressly denied reviewing any surveillance videotapes or knowing

that surveillance videotapes even existed. Later at the post-trial evidentiary hearing,

Inspector Thomas corrected her previous misstatement, stating that the Timmons Lane

Post Office did have a video surveillance system and that although she had requested the

surveillance videotape of July 26, 2004, she neglected to review it until much later.

When she did review the videotape, Inspector Thomas discovered that it was not the

correct videotape (it was the June 26, 2004 videotape). The District Court concluded

that, at worst, the inspector “was negligent in failing to promptly review the videotape

she received and for not requesting that the correct tape be sent. There is no evidence of

bad faith.” (App. Vol. I, Part I, 25). We agree with the District Court - - there is no error.

(5)           The District Court erred in ruling that the government’s failure to correct
              knowingly false trial testimony was harmless beyond a reasonable doubt.

       Walton‟s final Brady claim asserts that the District Court erred in determining that

allowing Inspector Thomas‟s testimony did not amount to error. Using a harmless error

analysis, we find that: (1) Inspector Thomas‟s initial testimony, where she testified that

there was no surveillance videotape monitoring system at the Timmons Lane Post Office,

was false or mistaken; (2) Inspector Thomas made the statement during direct testimony

at trial; (3) Inspector Thomas corrected her testimony during cross-examination at trial,


10
   Two evidentiary hearings were held. The first hearing was held on 2/1/07 and the
second hearing was held on 6/13/07. The purpose of the second hearing was so that
Walton could present additional evidence regarding the surveillance videotape.

                                             16
acknowledging her mistake, and stating that she had confused this case with another she

was working on; (4) Walton‟s counsel impeached Inspector Thomas during the post-trial

Brady hearing, and pointed out the discrepancies in Inspector Thomas‟s testimony in his

closing remarks at trial, for the benefit of the jury; (5) the mistake was not intentional;

and (6) the government did not rely on Inspector Thomas‟s testimony in presenting its

case. There was enough evidence presented at trial to convict Walton without Inspector

Thomas‟s testimony. Inspector Thomas‟s testimony was cumulative and would not have

affected the outcome of the trial or caused any substantial injury to Walton. For these

reasons, we find that any failure on the part of the government to correct Inspector

Thomas‟s testimony was harmless beyond a reasonable doubt.

Jury Instructions

       Walton was found guilty of two counts of distribution of cocaine and aiding and

abetting the distribution of cocaine, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(B), and

18 U.S.C. § 2. Walton‟s final claim was that the District Court erred by instructing the

jury that it could convict on the distribution counts under a theory of aiding and abetting.

Walton did not object to this instruction at trial, and for that reason, we review the

District Court‟s Order for plain error. United States v. Antico, 
275 F.3d 245
, 265 (3d Cir.

2001). In order to make a determination of plain error, “the first limitation on appellate

authority under Rule 52(b) is that there indeed be an error.” United States v. Olano, 
507 U.S. 725
, 732 (1993). Next, the error must be “plain” and the third is that the error must

“affect substantial rights.” 
Id. at 734.
“Even if these requirements are met, the court

                                              17
should not exercise its discretion unless the error seriously affect[s] the fairness, integrity

or public reputation of judicial proceedings.” 
Id. at 736.
       In the indictment, Walton was charged with one count of conspiracy to distribute

cocaine, and two counts of distribution of cocaine and aiding and abetting the distribution

of cocaine. Because he was so charged, the District Court was correct to instruct the jury

on the alternative standard of proof for a conviction on aiding and abetting the

distribution of cocaine. United States v. Phillips, 
869 F.2d 1361
, 1364-66 (10th Cir.

1988) (“upon a fair reading of the indictment as a whole, the contested instruction

regarding aiding and abetting did nothing more than reflect the allegations in the

indictment. It did not amend the indictment, and there was no variance in the proof.”)

Therefore, we find no error in the District Court‟s instruction regarding the alternative

theory of aiding and abetting.

       Walton also contends that the evidence did not support an aiding and abetting

theory, as “the government failed to charge any person other than Appellant of a principal

offense in the distribution counts, and under the evidence no person other than Appellant

committed a principal offense.” (Appellant‟s Br. at 36). We disagree.

       “In order to aid or abet another to commit a crime, it is necessary that the

defendant willfully and knowingly associate himself in some way with the crime, and that

he willfully and knowingly seek by some act to help make the crime succeed.” United

States v. Gordon, 
290 F.3d 539
, 543 (3d Cir. 2002). We “must determine whether the

evidence submitted at trial, „when viewed in the light most favorable to the government,

                                              18
would allow a rational trier of fact to convict.‟” United States v. Hart, 
273 F.3d 363
, 371

(3d Cir. 2001) (citations omitted). Review of the sufficiency of the evidence supporting a

conviction is “highly deferential.” 
Id. During trial,
the government presented evidence that Walton employed Winfrey

and possibly Bostic in the cocaine distribution. In addition, although Walton contends

that another person mailed the two packages of drugs from the Timmons Lane Post

Office, the fact that Walton‟s fingerprints were found on the packages could lead a jury

to find that Walton aided and abetted that individual. We find that there was more than

enough evidence, including evidence linking Walton to Bostic and Winfrey and the fact

that Walton‟s fingerprints were found on the packages, to indicate that at the very least,

Walton aided and abetted someone in distributing the cocaine.

                                  V.      CONCLUSION

       The District Court‟s denial of Walton‟s Batson challenges was proper. The

District Court did not err in its rulings regarding Walton‟s Brady claims. The jury

instructions on aiding and abetting were legally sufficient and appropriate. We will

affirm the District Court‟s Order.




                                             19

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