STEWART DALZELL, District Judge.
We consider here the parties' cross-motions for judgment on the administrative record. Plaintiff Bristol Township School District (the "School District") brings this action under Section 615(i)(2) of the Individuals with Disabilities Education Act, 20 U.S.C. § 1400
On March 17, 2015, an incident occurred between Z.B. and a teacher at Z.B.'s high school in the hallway between classes. The School District determined that the incident constituted an assault and scheduled both disciplinary proceedings and the manifestation determination to which Z.B. was entitled under the IDEA. When Z.B.'s parents disagreed with the result of the manifestation determination, they filed an expedited due process complaint, triggering an administrative hearing before a neutral party hearing officer. After that hearing, the Hearing Officer determined that Z.B.'s manifestation determination was deficient, ordered the School District to conduct a second manifestation determination, and awarded compensatory education to Z.B. for the days in excess of ten days he had been excluded from school. The School District appealed by filing the complaint before us now.
The School District requests that we overturn the decision that the manifestation determination was deficient, reverse the order to conduct a second manifestation determination, and vacate the award of compensatory education. Z.B., by and through his parents, K.B. and R.B., requests that we uphold the Hearing Officer's decision and award of compensatory education, but that based on equitable principles, we preclude the School District from conducting a second manifestation determination or any further disciplinary proceedings.
For the reasons set forth below, we will affirm the Hearing Officer's decision and uphold the award of compensatory education, but we will deny Z.B.'s request for further equitable relief.
The standard of review for state administrative proceedings under the IDEA is modified
The underlying incident in this case occurred on March 17, 2015. On March 31, 2015, the School District held a manifestation determination hearing. On April 6, 2015, Z.B.'s parents filed an expedited due process complaint regarding the manifestation determination. On April 8, 2015, the School District conducted an informal hearing. The expedited due process hearing requested by Z.B.'s parents was held on May 4, 2015. On May 18, 2015, the presiding Hearing Officer issued her decision. On August 14, 2015, the School District appealed that decision by filing a complaint in this Court.
As the timing of these various events is relevant to the Hearing Officer's award of compensatory education to Z.B., we recount the Hearing Officer's findings regarding those logistics. After the March 17 incident, the School District composed a letter, dated the next day, informing Z.B.'s parents that an informal hearing was scheduled for March 25, and that, if a manifestation determination hearing was necessary, it would be conducted at the same time. Hearing Officer's Decision, May 18, 2015 ("HOD") ¶ 36. But that letter was not mailed until March 23, and Z.B.'s parents had not received it by the time they arrived at the scheduled March 25 hearing. HOD ¶¶ 36-37. Z.B.'s parents were told over the telephone on or about March 23 about the informal hearing, but they were not told about the possibility of a simultaneous manifestation determination.
We consider the facts from the Hearing Officer's Decision ("HOD") of May 18, 2015.
Z.B. is a seventeen-year-old student who is eligible for special education services under the IDEA because of his Attention Deficit/Hyperactivity Disorder ("ADHD"), which is severe, and for which he receives therapy and medication. HOD ¶¶ 1-3. Z.B.'s teachers generally agree that Z.B. is easily distracted, sometimes off-task, and was not engaged in the learning process early in the year, but they also agree that he has good interpersonal skills and peer relationships and is generally good in the classroom, respectful of teachers, and compliant with academic demands.
On March 17, 2015, Z.B. was roughhousing in the school hallway while transitioning between early afternoon classes.
Mr. Donnelly then placed his right hand on Z.B.'s arm.
Mr. Donnelly, describing the incident after the fact in a discipline referral form, wrote that Z.B. twisted his arm and stated "Let's go! Right now!" and he interpreted those words as an indication that Z.B. wanted to fight.
Surveillance cameras in the hallway did not capture the incident, but they did show Mr. Donnelly, after the incident, approaching, and then waiting, outside Z.B.'s classroom.
Before the security guard arrived, and still on the video, Mr. Donnelly and two female teachers appeared to be engaging in a physical reenactment of the incident.
Immediately after the incident, video surveillance captured Mr. Donnelly swinging his right arm freely and gesticulating with it.
The security guard escorted Z.B. to the office of the assistant principal assigned to investigate the incident.
The next day, Mr. Harwick asked any staff member who had witnessed the incident to write a statement.
After reviewing these teacher reports, Mr. Harwick did not believe much further investigation was needed, since he had statements from two adults who reported they had observed the incident.
Mr. Harwick ultimately determined that Z.B. should be suspended from school for simple assault and not permitted to return until a hearing was held.
The March 31, 2015 manifestation determination hearing included Z.B., his parents, a school psychologist, two teachers, and Dr. Catherine Newsham, the special education supervisor assigned to conduct the review.
To prepare for the manifestation determination Dr. Newsham, as she usually does, reviewed Z.B.'s computerized records file, including attendance, disciplinary reports, and other information in order to get a picture "of the child as a whole."
The worksheet, which structured the manifestation determination, recorded that the meeting was being held because of Z.B.'s March 17 discipline referral for simple assault and refusal to follow an administrator's directive. Joint Ex. 20 (Preliminary Manifestation Determination Worksheet) at 1. The worksheet included a section labeled "Description of behavior subject to disciplinary action," with an instruction to "[i]nclude setting events, antecedents, details of the behavioral incident, and immediate consequences. List witnesses and include all relevant details." Joint Ex. 20 at 2; HOD ¶ 41. Underneath that section, Dr. Newsham's pre-typed description indicated only that Z.B. was suspended for "assault" and "refused directive" and that the teacher "sustained injuries." Joint Ex. 20 at 2; HOD ¶ 41.
The worksheet included questions regarding whether the conduct in question was (1) caused by the student's disability or had a direct and substantial relationship to the student's disability, or (2) the direct result of the failure to implement the Individualized Education Program ("IEP").
At the manifestation determination meeting, Dr. Newsham reviewed the worksheet in detail and made some handwritten changes, noting that Z.B.'s medication had been adjusted within the last month.
Other than Z.B. and his parents, those present at the meeting agreed that the conduct in question was not a manifestation of Z.B.'s disability because physical aggression is not a symptom of ADHD, no one had observed aggressive behavior from Z.B. during that school year, and the behavior in question — aggressive assault — was not typical of him.
The manifestation determination team did not discuss whether Z.B.'s disability included impaired judgment or reasoning, but the team's consensus, including Z.B.'s parents, was that Z.B. could generally identify appropriate and inappropriate behaviors.
After the manifestation determination team concluded that Z.B.'s conduct during the March 17 incident was not the result of his disability or the failure to implement his IEP, on April 6, 2015 Z.B. and his parents filed an expedited due process complaint against the School District.
Z.B. and his mother attended the April 8 informal hearing, along with Mr. Harwick and the special education director, Lou de Fonteny. HOD ¶ 53. Z.B. spoke at the informal hearing.
Z.B.'s mother, R.B., presented no evidence at the April 8 hearing.
Z.B. was suspended and not permitted to attend school for fifteen days — March 18, 19, 20, 23, 24, 25, 26, 27, 30, 31 and April 1, 2, 7, 8, and 9, 2015.
After Z.B., by and through his parents, filed an expedited due process complaint, a hearing was held on May 4, 2015, and the Hearing Officer rendered her decision on May 18, 2015. The Hearing Officer found that "the District's view of the incident and Student's culpability for assault on a teacher substantially and negatively affected the manifestation determination process." HOD at 14-15. The Hearing Officer elaborated that"[t]he record in this case strongly suggests that from the moment the assistant principal who conducted the investigation into the March 17 incident received information that a teacher had been assaulted, the school administration was determined to have Student expelled, regardless of the circumstances."
The Hearing Officer found that Z.B.'s manifestation determination could not have considered all relevant circumstances because "no one from the District was willing to determine the facts and circumstances relating to the March 17 incident, [Z.B.'s] behavior during the incident and why the behavior may have occurred."
The Hearing Officer found evidence in the record "sufficient to suggest, although not to conclusively establish," that Z.B. may exhibit more uninhibited behaviors, including aggression, when his ADHD is not well-controlled by medication.
The Hearing Officer analyzed how the deficient manifestation determination negatively affected Z.B.'s due process rights. First, the Hearing Officer noted that the School District's policy of combining the informal hearing with the manifestation determination review was meant to provide the manifestation determination team with the relevant facts for its review.
Second, the Hearing Officer found that the outcome of the informal hearing amounted to a "rubber stamp" of Mr. Harwick's conclusion that Z.B. assaulted Mr. Donnelly.
The Hearing Officer also found that the School District's decision to postpone the informal hearing more than ten consecutive school days after Z.B. was suspended for the March 17 incident, and to continue to exclude him from school until the informal hearing was conducted, violated the IDEA's requirements relating to a disciplinary change of placement, since — based on the defective manifestation determination review — there had not yet been a proper determination with respect to whether the conduct in question was a manifestation of Z.B.'s disability.
The IDEA provides procedural safeguards for children with disabilities and their parents with respect to the provision of a free, appropriate public education. 20 U.S.C. § 1415(a). One such procedural safeguard is the opportunity for any party to present a complaint "with respect to any matter relating to the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to such child" or set forth any alleged violation. 20 U.S.C. §1415(b)(6)(A)-(B). Another set of procedural safeguards applies when school personnel decide to order a change in placement for a child with a disability who violates a code of student conduct.
Importantly, the IDEA provides for a "manifestation determination" within ten school days of any decision to change the placement of a child with a disability because of a violation of a code of student conduct. 20 U.S.C. § 1415(k)(1)(E). As part of the manifestation determination, the local educational agency, the parents, and relevant members of the child's IEP team must "review all relevant information in the student's file, including the child's IEP, any teacher observations, and any relevant information provided by the parents" to determine if the conduct in question was (1) caused by, or had a direct and substantial relationship to, the child's disability, or (2) the direct result of the local educational agency's failure to implement the child's IEP. 20 U.S.C. § 1415(k)(1)(E)(i).
If the parents of a child with a disability disagree with any decision regarding placement or with the manifestation determination, they may request a hearing, as may the local educational agency when it believes that maintaining a child's current placement is likely to result in injury to the child or to others. 20 U.S.C. § 1415(k)(3)(A). Such hearings are expedited and must (1) occur within twenty school days of the date the hearing is requested, and (2) result in a determination within ten school days after the hearing. 20 U.S.C. § 1415(k)(4)(B).
Yet more rules govern the hearing itself.
In any action brought under 20 U.S.C. § 1415(i), the court receives the records of the administrative proceedings, hears additional evidence if requested by a party, and "basing its decision on the preponderance of the evidence, shall grant such relief as the court determines is appropriate." 20 U.S.C. § 1415(i)(2)(C). The IDEA also provides discretion for the Court to award reasonable attorney's fees to the prevailing party. 20 U.S.C. § 1415(i)(3)(B).
The School District asks that we reverse the Hearing Officer's order that it conduct a thorough review of Z.B.'s behavior, rule that the manifestation determination process may rely on the facts of the March 17, 2015 incident as established by Mr. Harwick's investigation, reverse the Hearing Officer's order that it specifically consider whether the effects of Z.B.'s medication affected his ability to exercise appropriate judgment and control at the time of the incident, reverse the award of full days of compensatory education for every school day over ten consecutive school days that Z.B. was suspended, deny Z.B.'s parents request for attorneys' fees and costs, and enter judgment in its favor. Compl. at unnumbered p. 11.
Z.B., by and through his parents, moves for judgment in his favor on the administrative record. He requests that we deny the School District's requested relief, dismiss its complaint with prejudice, affirm the Hearing Officer's determination that the School District failed to conduct a proper manifestation review, affirm the Hearing Officer's determination that Z.B. is entitled to an award of compensatory education, reverse the Hearing Officer's order to conduct another manifestation determination or, in the alternative, order that no further manifestation determination or disciplinary proceeding may be held on this matter, and award Z.B. costs and attorney's fees. Def. Ans. at 12-13.
Although the School District lists seven objections to the Hearing Officer's decision,
We have reviewed the Hearing Officer's decision, the transcript of the expedited due process hearing, and all documents submitted by the parties, including various witness statements and surveillance footage. We must first consider whether (1) the Hearing Officer's finding that the manifestation determination was deficient is correct, (2) the Hearing Officer improperly interjected the disciplinary process into her evaluation of the manifestation determination, (3) the Hearing Officer's order that the School District conduct a second manifestation determination was proper, and (4) the Hearing Officer's award of compensatory education was proper. We then consider the appropriate remedy and whether we should award attorney's fees.
Giving due weight to the Hearing Officer's factual findings under the modified de novo standard appropriate to our review of an administrative hearing, we find by a preponderance of the evidence that the Hearing Officer did not err when she found that the School District did not conduct a proper manifestation determination review.
As the Hearing Officer noted, the manifestation determination review team considered Z.B.'s behavior in light of what is typical for students with ADHD rather than giving "specific consideration" to whether the behavior arose from, or was substantially related to, Z.B.'s particular disability and manifestation thereof. HOD at 15-16.
We agree with the Hearing Officer's findings after reviewing the transcript of the hearing, specifically testimony from Dr. Newsham and Z.B.'s mother, R.B., and the manifestation determination worksheets.
Dr. Newsham prepared documents for the manifestation determination and led the meeting. Tr. 220:8-10, 226:5-229:4. She testified that while she filled out portions of the worksheet ahead of time, there was no predetermined outcome for the review because "everybody has the opportunity to say whether they agree or disagree."
But before the manifestation determination review even started, Dr. Newsham had answered the two key questions of the determination: Whether the conduct in question was the direct result of a failure to implement the IEP, or whether it was a manifestation of the student's disability. Based solely on her review of the documents, Dr. Newsham answered "no" to both questions on the worksheet
Dr. Newsham explained, "I actually do one of these around the table and say I've checked off this block that it is not a manifestation. Does anyone have any concerns with that? Does anyone have anything they'd like me to add or subtract at this point?"
Dr. Newsham protested during the hearing that she included the parents in the conversation at the manifestation determination review, read her findings aloud, and gave the team an opportunity to object.
The manifestation determination team also did not consider any specifics regarding the incident in question, or specifics about Z.B.'s behavior as a manifestation of his disability. Although the worksheet provided a space for a detailed description of the incident and the behavior in question, all the team considered was that Z.B. had engaged in "aggressive assault behavior."
This failure to consider the specific circumstances of the incident and the alleged conduct renders the manifestation determination deficient because it precluded any meaningful discussion of whether Z.B.'s behavior was a manifestation of his disability.
We therefore find by a preponderance of the evidence that the Hearing Officer did not err when she found that the manifestation determination was deficient for failing to adequately consider the incident in question or Z.B.'s behavior being a manifestation of his disability.
In the course of rendering her decision that the manifestation determination contained significant procedural flaws, the Hearing Officer noted several deficiencies in the "cursory investigation of the incident by the assistant principal and the complete disregard of any facts contrary to the conclusion that [Z.B.] assaulted and injured a teacher." HOD at 14. Although the Hearing Officer noted that these deficiencies were not "directly at issue in the context of a special education due process hearing reviewing the District's manifestation determination," she continued that the District's "view of the incident ... substantially and negatively affected the manifestation determination process."
The School District argues, in essence, that the Hearing Officer overstepped the bounds of her authority by addressing what she felt was an unfair and prejudiced investigation by Mr. Harwick. But the Hearing Officer's opinion makes clear that her concern was the
After reviewing the factual record, we disagree with the School District's characterization of the Hearing Officer's discussion with respect to the disciplinary process. As explained above, we agree with the Hearing Officer that the manifestation determination team could not have meaningfully addressed whether the conduct in question was a manifestation of Z.B.'s disability without more information about the incident in question. The School District's barebones conclusion that Z.B. had assaulted a teacher — without any details regarding the horseplay and subsequent failure to desist — did not provide the manifestation determination team with the relevant information needed to conduct a thorough review. This omission was particularly prejudicial to Z.B. because Z.B.'s ADHD may sometimes manifest as a failure to listen to instructions or immediately obey teacher directives.
The Hearing Officer evaluated the manifestation determination by considering what the team
We therefore find that the Hearing Officer did not improperly interject the disciplinary process into her review of the manifestation determination. Her comments and evaluation of Mr. Harwick's investigation were made in the process of explaining why the manifestation determination was deficient, and while bluntly critical, were not outside the bounds of her authority.
The School District argues that the Hearing Officer "imposed an additional and unwarranted requirement upon the Manifestation Determination Team that the Team serve as a separate fact finder with regard [to] the District's underlying findings of misconduct." Pl. Mem. at unnumbered p. 15. Z.B. argues that since the Hearing Officer had the authority to overturn the manifestation determination entirely, see 34 C.F.R. § 300.532(b)(2)(i), the Hearing Officer also had equitable authority to require the School District to conduct a proper manifestation determination. Def. Mem. at 27.
The Hearing Officer, finding that the manifestation determination had not taken into consideration all of the relevant circumstances surrounding the incident — thereby precluding meaningful review of whether the conduct in question was a result of Z.B.'s disability — ordered the School District to try again, this time with more facts. This did not require the manifestation determination team to act as a separate fact-finder. Notwithstanding the Hearing Officer's critical comments about Mr. Harwick's investigation, the Hearing Officer did not order the team to re-investigate, but only to consider the universe of facts Mr. Harwick had assembled regarding the incident in question.
The Hearing Officer's order
The School District argues that the Hearing Officer erred by awarding Z.B. compensatory education because the School District rescheduled the manifestation determination review and informal hearing at the parents' request and it did not treat Z.B. less favorably than a non-disabled student by conducting the manifestation determination before the informal hearing. Pl. Mem. at unnumbered pp. 17-18. Z.B. argues that he was excluded from school for more than ten consecutive days without a hearing and that he should have been permitted to attend school after his parents filed the expedited due process complaint on April 6, 2015. Def. Mem. at 26.
For purposes of the IDEA, a change of placement occurs when a child with a disability is removed from his current educational placement for more than ten consecutive school days. 34 C.F.R. § 300.536(a)(1). A child with a disability who violates a code of student conduct cannot be suspended or otherwise excluded from his current placement for more than ten consecutive school days. 34 C.F.R. § 300.530(b)(1). Under the Pennsylvania Administrative Code, suspensions are exclusions from school for a period from one to ten consecutive school days, after which point the exclusion becomes an expulsion. 22 Pa. Code § 12.6(b)(1)-(2). An expulsion requires a formal hearing, and, during the period prior to the decision of the governing board in an expulsion case, the student is supposed to be placed in his normal class unless his presence presents a threat to the health, safety, or welfare of others. 22 Pa. Code § 12.8(b); 22 Pa. Code § 12.6(c)-(d).
As we have found that the Hearing Officer correctly determined that the manifestation determination was improper, we agree with her findings that Z.B.'s exclusion from school until the informal hearing violated the IDEA and that Z.B. is entitled to compensatory education for every day over ten days that he was excluded from school. HOD at 21.
The underlying incident occurred on March 17, 2015. The School District failed to provide timely written notice to Z.B.'s parents of the scheduled March 25, 2015 manifestation determination and informal hearing and did not ameliorate that failure by then calling Z.B.'s parents and giving them incomplete information about the hearing. Nor has the School District provided a sufficient explanation for its decision to reschedule the informal hearing more than a week after the rescheduled manifestation determination review. Further, Z.B. was treated less favorably than a non-disabled student by this delay. While a non-disabled student is not entitled to a manifestation determination,
As we have found no errors in the Hearing Officer's factual findings, her order to the School District to conduct another manifestation determination, and the award of compensatory education, we next consider Z.B.'s argument that equitable principles should preclude the School District from actually conducting a second manifestation determination or proceeding with any further discipline against him. As Z.B. and his parents are the prevailing party, we also consider whether to award attorney's fees.
This entire case stems from a brief, albeit contested, incident on March 17, 2015 — almost ten months ago. Since then, Z.B. has been uneventfully attending the same high school. Our mandate in this case is to "grant such relief as the court determines is appropriate." 20 U.S.C. § 1415(i)(2)(C)(iii); 34 C.F.R. § 300.516(c)(3).
Our Court of Appeals has broadly interpreted the term "appropriate."
Z.B. argues that the equitable principle of laches supports his request that we preclude the School District from conducting a second manifestation determination or engaging in further disciplinary action. Def. Mem. at 28-29. To effectively assert laches as a defensive bar, Z.B. must show (1) inexcusable delay in bringing the action and (2) prejudice.
Z.B. produces no legal authority holding that laches may apply to a party who brings an action within the statutorily provided-for appeal period, but we also consider whether we can apply the concept of laches to a school disciplinary proceeding. As we have upheld the Hearing Officer's decision regarding the deficiency of the original manifestation determination, upholding the Hearing Officer's order to conduct a second manifestation determination would expose Z.B. to the possibility that, should the second manifestation determination also conclude that his conduct on March 17, 2015 was not the result of his disability, he could be subject to formal discipline and possibly expulsion for conduct that occurred almost a year ago.
The Pennsylvania Administrative Code contemplates that formal hearings (which are required for possible expulsions) should be held within fifteen days of the notification of charges, but such hearing may be delayed while court or other administrative proceedings are pending due to a student invoking his rights under the IDEA, in which case the hearing must be held as soon as reasonably possible. 22 Pa. Code § 12.8(b)(9)(ii). Z.B. first invoked his rights under the IDEA when his parents filed an expedited due process complaint because they disagreed with the manifestation determination. That complaint led to a hearing, culminating in the Hearing Officer's decision, which the School District then timely appealed. After Z.B. had vindicated his rights under the IDEA through the expedited due process hearing, he, through his attorney, indicated that he was prepared to schedule both a second manifestation determination and a formal hearing before the School Board.
This delay, while objectionable to Z.B., was not inexcusable. The School District believed that the Hearing Officer's decision exceeded her authority and was substantively incorrect, and so they appealed her decision. It is not the Court's province to opine on the advisability of a three-month period to file such an appeal, let alone comment on a party's decision regarding when in that period they are prepared to proceed to court. As noted above, while this delay is not inexcusable under the doctrine of laches, Z.B. is right to note the seeming unfairness of having to defend his rights under the IDEA for a second time — now in federal court — only to face the prospect of possible disciplinary proceedings, almost a year after the incident in question, after a second manifestation determination is held.
But the IDEA does not insulate children with disabilities from school discipline. Rather, the IDEA guarantees them certain due process rights to ensure that they are not unfairly disciplined for violating codes of student conduct when their behavior is caused by, or substantially related to, their disability. Z.B.'s rights, though initially violated via the first deficient manifestation determination, have been twice vindicated through the processes set forth under the IDEA — first by the Hearing Officer and now by this Court. Z.B.'s vindication of his rights under the IDEA, however, does not insulate him from all school disciplinary proceedings — merely those that are predicated on behavior related to his disability. Thus, while he has prevailed here, he is still subject to the School District's normal disciplinary procedures unless a proper manifestation determination review determines that his conduct was disability-related.
We are not unmoved by the seeming unfairness of the possibility that the School District might try to expel Z.B. for conduct that took place almost a year ago, especially in light of his willingness as early as May of 2015 to proceed with a second manifestation determination and any subsequent disciplinary proceedings that might have arisen as a result of such determination. We are also, like the Hearing Officer, troubled by the School District's problematic investigation of this incident.
We will therefore deny Z.B.'s request for equitable relief from undergoing a second manifestation determination and from any subsequent disciplinary proceedings that may arise as a result thereof. The School District is thus required to conduct a second manifestation determination as ordered by the Hearing Officer.
We have the discretion to award reasonable attorney's fees to a prevailing party who is the parent of a child with a disability, or to the prevailing party who is a local educational agency, if a complaint is found to be frivolous, unreasonable, without foundation, or presented for an improper purpose, such as to harass, cause unnecessary delay, or intended to needlessly increase litigations costs. 20 U.S.C. § 1415(i)(3)(B). As Z.B., by and through his parents, is the prevailing party,
We find no error in the Hearing Officer's decision, order, or award. Although Z.B., by and through his parents, is the prevailing party, it would be inconsistent with the IDEA's purposes to enjoin the School District from engaging in any further disciplinary proceedings related to the underlying incident. Z.B. is entitled to a proper manifestation determination, an award of compensatory education, and attorney's fees, but not an injunction.
We will therefore deny the School District's motion for judgment on the administrative record and grant Z.B.'s motion for judgment on the administrative record. We will affirm the Hearing Officer's finding that the manifestation determination was deficient, order the School District to conduct a second manifestation determination, award Z.B. compensatory education for every day over ten days that he was excluded from school, and award attorney's fees. An appropriate Order follows.