ROBERT D. MARIANI, District Judge.
In this Opinion, the Court addresses an issue which remained unresolved after this Court's Memorandum (Doc. 22) and Order (Doc. 23) of January 12, 2015, which granted in part and denied in part the Motion for Judgment on the Pleadings (Doc. 15) of
The Union's Motion was denied as to the first affirmative defense of the Hospital which submitted that "[t]he award of reinstatement is contrary to Pennsylvania public policy which precludes its enforcement." (Ans. and Aff. Defenses, Doc. 9, at 5).
The Court's Order of January 12, 2015 directed the parties to file cross-motions for summary judgment "limited to the issue of whether the reinstatement of the Grievant by the Buchheit Arbitration Award is or would be contrary to Pennsylvania public policy." (Doc. 23). Further, this Court ordered the parties to "separately brief the issue of whether this Court has jurisdiction to determine the amount, if any, of back pay owing to the Grievant should this Court find the Buchheit Arbitration Award to be enforceable." Id.
The Union and Hospital have each moved for summary judgment (Docs. 24, 25) and all briefing has been completed with respect to the cross-motions. For the reasons that follow, the Hospital's Motion for Summary Judgment, which asserts that the Buchheit Arbitration Award of reinstatement "is void as contrary to well-defined public policy of the Commonwealth of Pennsylvania" (Doc. 25, ¶ 6), will be denied and the Union's Motion For Summary Judgment (Doc. 24), insofar as it seeks to confirm and enforce the Buchheit Labor Arbitration Award, will be granted. The issue of the Grievant's entitlement to back pay, if any, will be remanded to Arbitrator Buchheit. The Union's Motion for Summary Judgment, insofar as it seeks pre-judgment interest, will be deferred until Arbitrator Buchheit issues his Award on remand to him of the issue of the Grievant's entitlement to back pay. The Union's Motion for attorney's fees will be held in abeyance pending the Arbitrator's award on remand.
The procedural history of this case is otherwise recounted in this Court's Memorandum Opinion of January 12, 2015 (Doc. 22, at 1-6).
It suffices at this juncture to again note that the Union and the Hospital were parties to a Collective Bargaining Agreement ("CBA") for the period of November 10, 2011 through February 28, 2013. (Doc. 1, Ex. A). The CBA contained agrievance procedure which provided for the submission of unresolved disputes between the Union and the Hospital to arbitration. The CBA, in Section 4.6, provided that "[t]he award of an arbitrator hereunder shall be final, conclusive and binding upon the Hospital, the Union and the employees including all disputes regarding Management's application of the Americans With Disabilities Act." (Id. at 7). On February 3, 2012, the Hospital terminated the employment of employee, Roberta Robbins, on the claim that she had been sleeping on duty during the night of February 1, 2012. The Union filed a Grievance on behalf of Ms. Robbins, which asserted that she had been discharged without just cause and their discipline was imposed without the interview provided for in Section 5.2 of the Collective Bargaining Agreement.
When the parties were unable to resolve the Robbins Grievance, it was submitted to arbitration. Arbitrator Scott E. Buchheit was selected by the parties to serve as a Neutral Arbitrator to hear and decide the Grievance.
(Doc. 1, Ex. B, at 37).
When the Hospital did not reinstate the Grievant, the Union brought this action to enforce the Buchheit Arbitration Award.
In addition to the facts which have been alleged in the Union's Complaint and admitted in the Hospital's Answer as set forth in this Court's Memorandum granting in part the Union's Motion For Judgment On the Pleadings (Doc. 22, at 1-12), the Union submitted a Statement of Material Facts in accordance with Local Rule 56.1. (Doc. 24-1). All of the Union's statements of material fact identified herein have been admitted by the Hospital. (See Def.'s Resp. to Pl.'s Statement of Mat. Facts, Doc. 29-2).
The paragraphs of the Union's Statement of Material Facts recite the identities of the parties to this case; the existence of a Collective Bargaining Agreement between them; the inclusion in the Collective Bargaining Agreement of a grievance and arbitration procedure which defines a "grievance" and sets forth the procedure for addressing grievances and for the submission of unresolved grievances to final and binding arbitration; and further providing that the award of an arbitrator under the grievance-arbitration procedure "shall be final, conclusive and binding upon the Hospital, the Union and the employees...." (Doc. 24-1, ¶¶ 3-7). The Union's Statement of Material Facts also recites the Union's ability to contest the discharge or suspension of any employee through the grievance procedure, but also notes that under Section 5.1 of the CBA, the Hospital "shall have the right to discharge, suspend or discipline any employee for just cause." (Id. at ¶¶ 8-9). Paragraph 10 of the Union's Statement of Material Facts sets forth Section 5.2 of the CBA;
(Id. at ¶ 10).
Paragraph 11 of the Union's Statement cites Section 5.3 of the CBA, which provides;
(Id. at ¶ 11).
The Union's Statement asserts that "Roberta Robbins was an employee of the
When the Grievance was not resolved pursuant to the grievance procedure, the Union referred the Grievance to arbitration. In accordance with the provisions of the CBA, Arbitrator Scott E. Buchheit was appointed to serve as the Neutral Arbitrator to decide the Union's Grievance. A hearing was held before Arbitrator Buchheit on December 11, 2012, at which the Union and the Hospital were permitted to present evidence and testimony with respect to the Grievance and, thereafter, to submit briefs in support of their respective positions. (Id. at ¶¶ 16-18).
On April 26, 2013, Arbitrator Buchheit issued his Opinion and Award with respect to the Union's Grievance over the termination of Roberta Robbins. The Arbitrator's Opinion and Award was submitted with the Union's Motion for Summary Judgment (Doc. 24-3). The Arbitrator's Award states:
(Id. at 37).
Arbitrator Buchheit wrote in support of his Award;
(id. at 35-36).
The Arbitrator's Opinion and Award was issued to the parties through the American Arbitration Association by letter dated May 1, 2013. The Hospital received the Arbitrator's Opinion and Award prior to June 5, 2013 and, on that date, the Hospital asked Arbitrator Buchheit to reconsider his Award with respect to the reinstatement of the Grievant. The Union opposed the Hospital's Motion for Reconsideration and, by letter dated June 13, 2013, the Arbitrator denied the Hospital's Motion for Reconsideration. (Doc. 24-1, ¶¶ 21-25). The Hospital did not file, in any court, any action seeking to vacate, modify, or correct the Award of Arbitrator Buchheit. (Id. at ¶ 26). The Union made a demand that the Hospital comply with the Buchheit Award by reinstating the Grievant to her former position with full seniority. The Hospital has not reinstated Ms. Robbins to her former position as a CT Scan Technician. (Id. at ¶¶ 27-28).
The Hospital, in its own Statement of Material Facts (Doc. 25-1), has set forth 49 paragraphs, each of which cites to some portion of the Buchheit Arbitration Award.
The Union, in its Response to the Hospital's Statement of Material Facts, admits the existence of the CBA between it and the Hospital but otherwise denies all of the paragraphs of the Hospital's Statement, asserting that "[u]nder the applicable standard of review, the findings of the Arbitrator are conclusive as are any inferences to be drawn there from," while further asserting that "[t]he Buchheit Arbitration Award is a writing and speaks for itself, and, therefore no response is required." (Doc. 28-6, ¶¶ 2-25). The Union adds that "[t]o the extent that the Hospital attempts to characterize the contents, the findings or the inferences from the Arbitration Award, such characterizations are denied." (Id.).
There is no genuine dispute of material fact in this case. The narrow issue before this Court is whether the Buchheit Arbitration Award, directing as it does the reinstatement of Roberta Robbins who was found to have been sleeping on the job, violates a well defined and dominant public policy to be found within existing laws and legal precedents. The findings of fact made by the Arbitrator, while before the Court in the text of the Arbitration Award itself, are not to be second-guessed. In United Paperworkers International Union, AFL-CIO v. Misco, Inc., the United States Supreme Court, in reaffirming the exceedingly narrow standard of review of a labor arbitrator's award, emphasized:
484 U.S. 29, 36-37, 108 S.Ct. 364, 98 L.Ed.2d 286 (1987).
The Third Circuit, in United States Postal Service v. National Association of Letter Carriers, explained that:
839 F.2d 146, 148 (3d Cir.1988) (internal citations omitted).
Thus, as the Court noted in G.B. Goldman Paper Company v. United Paperworkers International Union, 957 F.Supp. 607, 610 (E.D.Pa.1997), "I must take the facts as found by the arbitrator" (citing Misco, 484 U.S. at 36, 108 S.Ct. 364).
For these reasons, the Court finds there are no disputes of material fact in this case and its inquiry is limited to the facts as found by Arbitrator Buchheit in his Opinion and Award.
Through summary adjudication, the court may dispose of those claims that do not present a "genuine issue as to any material fact." FED.R.CIV.P. 56(a). Summary judgment "should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." FED.R.CIV.P. 56(c); Turner v. Schering-Plough Corp., 901 F.2d 335, 340 (3d Cir. 1990). "As to materiality, ... [o]nly disputes over facts that might affect the out-come of the suit under the governing law will properly preclude the entry of summary judgment." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
The party moving for summary judgment bears the burden of showing the absence of a genuine issue as to any material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Once such a showing has been
Further, both the Hospital and Union agree that, for summary judgment purposes, the Court is required to accept the facts as found by the arbitrator. "In reviewing arbitral awards on public policy grounds, a court is obligated to accept the facts as found by the arbitrator, but may review his conclusions de novo." (Def.'s Br. in Support of Mot. for Summ. J., Doc. 27, at 2) (collecting cases).
Similarly, the Union acknowledges that: "Findings of fact and inferences to be drawn therefrom are the exclusive province of the arbitrator." (Pl.'s Br. in Opp. to Def.'s Mot. for Summ. J., Doc. 28, at 2) (citing Misco, 484 U.S. at 36, 44, 108 S.Ct. 364).
Ever since the Supreme Court issued its decisions in the "Steelworkers Trilogy,"
These principles have been reaffirmed repeatedly by the Supreme Court, notably in United Paperworkers International Union v. Misco, Inc., supra, and in Eastern Associated Coal Corporation v. United Mine Workers of America, 531 U.S. 57, 121 S.Ct. 462, 148 L.Ed.2d 354 (2000).
The Supreme Court, however, in W.R. Grace & Co. v. Rubber Workers, ruled that a court may refuse to enforce a collective bargaining agreement as well as an arbitration award issued pursuant to the CBA when the CBA or the award issued pursuant to it violates public policy. 461 U.S. 757, 766, 103 S.Ct. 2177, 76 L.Ed.2d 298 (1983).
484 U.S. at 43, 108 S.Ct. 364 (emphasis in the original). The Court further explained that its decision in W.R. Grace turned on its "examination of whether the award created any explicit conflict with other `laws and legal precedents' rather than an assessment of `general considerations of supposed public interests.'" Id.
In Eastern Associated Coal, supra, the Court reiterated the standard for determining whether a labor arbitration award may be deemed to be contrary to public policy. In holding that the public policy as reflected in the Omnibus Transportation Employee Testing Act of 1991 and the Department of Transportation Regulations issued thereunder did not preclude the enforcement of an arbitration award ordering an employer to reinstate a truck driver who had twice tested positive for marijuana, the Court declared:
531 U.S. at 62-63, 121 S.Ct. 462.
Since the decisions in W.R. Grace, Misco, and Eastern Associated Coal, the public policy exception to the enforcement of private sector labor arbitration awards has resulted in the vacating of arbitration awards only where the award itself, in the context of requiring the reinstatement of an employee, violates or is in explicit conflict with a specific statute, regulation, or judicial decision.
Thus, in Iowa Electric Light and Power Company v. Local 204 of the International Brotherhood of Electrical Workers, the Eighth Circuit affirmed the District Court's vacating of the arbitrator's award on public policy grounds which had reinstated an employee who, because he had a cast on one of his legs as a result of a recent accident, "short circuit[ed] an important safety system required by the federal government as a measure to protect the public from exposure to harmful radiation." 834 F.2d 1424 (8th Cir.1987). Specifically, the employee, in an effort to leave early for lunch "to avoid the noon crowd," had a fuse pulled which defeated the interlock door system at the nuclear power plant where the employee worked. The
The Court found this public policy to be evident in the comprehensive and specific safety regulations adopted by the Nuclear Regulatory Commission ("NRC"), which it noted "has promulgated volumes of safety rules that govern all nuclear power plants. See, e.g., 42 U.S.C. § 2131-41; 10 C.F.R. pt. 50." Id. at 1428. The Court noted that each nuclear power plant "develops its own more detailed specifications and regulations in order to obtain and then maintain its federal license." Id. In this case, the Company's "Technical Specification Section 3.7.C.1" delineated the requirements for "secondary containment integrity." Id.
When the NRC was notified of the employee's violation of Technical Specification Section 3.7.c.1, it issued an inspection report that approved of the Company's discharge of the employee and included a written reprimand to the Company for compromising secondary containment. The Court, in view of this, stated:
Id. at 1428.
In refusing to enforce the arbitration award ordering the employee's reinstatement, the Court nevertheless cautioned:
834 F.2d at 1429.
In this Circuit, labor arbitration awards reinstating seamen, who operated a vessel while under the influence of drugs or alcohol in violation of Coast Guard Regulations have been denied enforcement under the public policy exception. In Exxon Shipping Company v. Exxon Seamen's Union, 993 F.2d 357 (3d Cir.1993) ("Exxon I"), when a 635-foot oil tanker ran aground in the Mississippi River, its helmsman tested positive for marijuana. The Board of Arbitration found that the helmsman had not violated Paragraph 1 of Exxon's drug policy which prohibited the "use, possession, distribution or sale of illicit or unprescribed drugs on Company business or premises," because "there was no evidence he had used or possessed drugs on company business or premises." Id. at 359.
In affirming the District Court's vacating of the arbitration award reinstating the helmsman, as violative of public policy, the Court focused on the Coast Guard Regulations under which the helmsman was tested for drugs at 46 C.F.R. part 16. The Court cited 46 C.F.R. § 16.201(c), which provided that an individual who tests positive for drugs "shall be denied employment as a crewmember or removed from duties which directly affect the safety of the vessel's navigation or operations as soon as practicable and shall be subject to suspension and revocation proceedings against his or her license, certificate of registry, or
In such circumstances the Court noted that the individual "may not then return to work aboard a vessel unless the medical officer determines that `the individual is drug-free and the risk of subsequent use of dangerous drugs by that person is sufficiently low to justify his or her return to work.' 46 C.F.R. § 16.370(d)." Exxon I, 993 F.2d at 361.
Thus, the Court held:
Id. at 364.
In Exxon Shipping Company v. Exxon Seamen's Union, 11 F.3d 1189 (3d Cir. 1993) ("Exxon II"), Exxon discharged a seaman who, after returning to the ship and reporting for duty, was administered a breathalyzer test which revealed a blood alcohol content more than three times the maximum permitted by the Memorandum of Understanding between Exxon and the Union representing its employees and by Coast Guard Regulations at 33 C.F.R. §§ 95.020(b), 95.050(b), 95.055. 11 F.3d at 1190-91. The Union grieved his discharge and the three-member arbitration panel, while agreeing that the employee had been intoxicated when he boarded the Exxon vessel, found that discharge was not required. The panel relied on the employee's good record and its conclusion that the employee should have been given "an opportunity to demonstrate that the events... were an aberration, and that they would not occur again." Id. at 1191.
The Court of Appeals, relying on its decision in Exxon I, supra, held that:
Id. at 1194.
The Court noted that in Exxon I, it had identified in the Coast Guard Regulations and other provisions of federal law, "`a "well-defined and dominant" public policy against the operation of a vessel under the influence of drugs or alcohol' ... and we concluded that the arbitration award violated this policy." Id. at 1193.
In vacating the arbitration award which ordered the reinstatement of the employee, the Court founded its decision on the public policy expressed in the Coast Guard Regulations at 33 C.F.R. § 95.035, which permit testing for alcohol or drugs when a crew member is involved in an accident or is suspected of being intoxicated as well as
Thus, the Court's decision was squarely grounded in the explicit public policy expressed in the Coast Guard Regulations which have as their objective the removal of seamen on vessels who reported for duty in an intoxicated state or who tested positive for drugs or alcohol. The Court concluded that "there is a well defined and dominant policy that owners and operators of oil tankers should be permitted to discharge crew members who are found to be intoxicated while on duty. An intoxicated crew member on such a vessel can cause loss of life and catastrophic environmental and economic injury." Exxon II, 11 F.3d at 1196.
The Court in Exxon II cited to its prior decision in Stroehmann Bakeries v. Local 776 International Brotherhood of Teamsters, 969 F.2d 1436 (3d Cir.1992), cert. denied 506 U.S. 1022, 113 S.Ct. 660, 121 L.Ed.2d 585 (1992). There, the employer discharged a deliveryman after determining that he had sexually harassed a customer's employee. An arbitrator ordered the deliveryman's reinstatement but did not decide whether the sexual harassment had actually occurred. Instead, the arbitrator concluded that the employer had not made an adequate investigation. The Court in Exxon II explained its decision in Stroehmann, again showing that its decision to vacate an arbitrator's award was undertaken only after a determination that it violated public policy:
Exxon II, 11 F.3d at 1192. See also, Highlands Hosp. and Health Ctr. v. Am. Fed'n of State, Cnty and Mun. Emps., 1996 WL 163947 (W.D.Pa.1996) (well defined and dominant public policy requiring hospitals to protect their mental health patients from abuse/harm as reflected in 42 U.S.C. § 9501 et seq., Mental Health Rights and Advocacy, 42 U.S.C. § 10801 et seq., Protection and Advocacy for Mentally III Individuals, 50 P.S. 7102 et seq., Pennsylvania Mental Health Procedures Act, and 28 Pa. Stat. § 103.21 et seq., patient's bill of rights was violated where arbitration award reinstated a patient care assistant in the hospital's mental health unit who pushed an 83-year-old Alzheimer patient across a hall into an opposing wall).
Other courts have vacated arbitration awards as violative of public policy where reinstatement was ordered of an employee who committed serious safety violations or who operated an airplane while intoxicated. See, e.g., Amalgamated Meat Cutters v. Great W. Food Co., 712 F.2d 122, 125 (5th Cir.1983) (vacating an arbitration award reinstating an over-the-road truck
Yet, where the reinstatement of a discharged employee pursuant to a labor arbitration award has not been found to be in violation or in explicit conflict with a "well-defined and dominant" public policy as expressed in statute, regulation or case law, the courts have not hesitated to enforce such awards of reinstatement. In United States Postal Service v. National Association of Letter Carriers, supra., the Court reversed the district court which had vacated an arbitrator's award directing the reinstatement of an employee who had fired gun shots at his postmaster's empty parked car, damaging the windshield, dashboard and front seat. Concluding that the decision of the Supreme Court in Misco was controlling, the Court held that "[e]ven assuming, arguendo, that there is a public policy against permitting an employee to direct physical violence against a superior, the district court erred in setting aside the arbitrator's order of reinstatement." 839 F.2d at 149. The Court noted that the arbitrator had determined "that the facts indicated that upon return to work Mr. Jackson showed no proclivity to further aggression." Id. Accordingly, it concluded:
Id. at 149-150.
The Court's holding was based in large part upon its reading of Misco as "specifically reject[ing], as exceeding the court's reviewing authority, techniques employed by a district court in: (1) asserting a public policy without substantiating its existence within existing laws and legal precedents and thereby failing to distinguish its pedigree as a `well defined and dominant' policy as opposed to a `general consideration of supposed public interests....'" Id. at 148.
The Circuit again confronted the public policy ground for vacating a labor arbitration award in United Transportation Union Local 1589 v. Suburban Transit Corp., 51 F.3d 376 (3d Cir.1995). There, a bus driver was discharged after he had a rear end collision with a tractor trailer which he had been tailgating. The driver had been involved in 24 accidents in his 12 years of employment, nine of which were deemed preventable, and the accident for which he was discharged was his third preventable rear end collision. Suburban Transit, 51 F.3d. at 379.
The Union grieved his discharge and the matter proceeded to arbitration. The arbitrator ruled that the employee was responsible for the accident but discharge was "too harsh a sanction for a long term employee where the employee had been afforded no opportunity to improve his driving skills through a retraining program." Id. The Union moved to enforce the award and the employer moved to vacate it in district court. The district court granted the employer's motion to vacate the award on the basis that the arbitrator had exceeded his authority under the CBA.
The Court of Appeals reversed. In addition to finding that the arbitrator's interpretation of the term "proper cause" was within his authority and presented a legitimate reading of that phrase in the CBA, it also found that the award did not violate public policy. Suburban had argued that public policy required that common carriers "provide safe carriage to their passengers,
Further, citing its decision in Letter Carriers, supra, it noted even where a policy is assumed to exist, such as a policy of protecting co-workers and customers from an employee's violent conduct, the inquiry must be whether the policy requires the employee's discharge. Id. (citing Letter Carriers, 839 F.2d at 149-150).
The Court's reasoning in Suburban Transit in reversing the district court with instructions to confirm the arbitration award is encapsulated as follows:
Suburban Transit, 51 F.3d at 382.
The Hospital moves for summary judgment, contending that Robbins "had job duties related to the safe operation of the Hospital and care of its patients." (Doc. 27, at 7). The Hospital argues that Robbins "was responsible for ensuring that the Hospital's patients received timely medical care in the form of CT scans." (Id.). It argues that the Hospital would face "significant potential civil liability if Robbins (or any other employee with a history of sleeping on shift) were ultimately responsible for an adverse patient outcome." (Id.). It further argues that the CT scan "is often the test of choice in diagnosing urgent and emergent conditions" and that "a significant delay in the identification of emergent medical conditions, including internal injuries, could have catastrophic effects." (Id. at 8).
In support of its claim that the reinstatement of Robbins violates "Pennsylvania positive law," the Hospital argues that the regulations promulgated by the Pennsylvania Department of Health require the Hospital "to ensure that patients are not placed at risk by untrained or incompetent operators of radiographic equipment." (Id.). The Hospital cites to 28 Pa.Code § 127.21, which states:
28 Pa.Code § 127.21.
The Hospital also makes reference to the requirement that scan technologists are required to be "either registered or eligible for registration by the American Registry of Radiologic Technologists (ARRT). 28 Pa.Code § 127.5." (Doc. 27, at 8). Thus, the Hospital argues that the Pennsylvania Department of Health ("DOH") regulations which it cites "reflect a public policy of the Commonwealth that only trained, certified, and competent personnel shall be permitted to operate radiographic equipment." (Id. at 9). From this premise, the Hospital concludes that "[c]ompelled reinstatement of a CT Scan Technician with a demonstrated history of chronic inattention and fatigue, who has affirmatively jeopardized patient care, would violate public policy because it would force the Hospital into potential noncompliance." (Id.). The Hospital also argues that the reinstatement of Robbins would present an "unacceptable degree of risk to the general public." (Id.). In support of this argument, the Hospital again cites to the Pennsylvania DOH regulations, specifically, 28 Pa.Code §§ 127.2, 127.4 and 127.5.
The Hospital argues that these regulations reflect "as a matter of public policy, radiographic technologists cannot adequately meet the needs of the general public unless they are available to treat patients on an as-needed basis." (Id. at 10-11). The Hospital then argues that "[w]hile sound asleep with a stat CT order for a minor child pending, Robbins clearly was not `available when needed.'" (Id. at 11).
Moving away from regulations issued by the Commonwealth of Pennsylvania, the Hospital then argues that the Grievant was not in compliance with the Standards of Ethics imposed by "her own professional certification body, the ARRT." (Doc. 27, at 11). The Hospital argues that Robbins' act of falling asleep was "unprofessional conduct" and it further argues that AART's Rules of Ethics forbid "practicing while impaired by way of any mental or physical condition", which the Hospital asserts occurred here because of the Grievant's "sleep deprivation." (Id.).
Thus, the Hospital argues that the Pennsylvania DOH Regulations and the AART's Rules and Regulations and Ethical Standards "reflect a clear and well-defined public policy of this Commonwealth to protect patients from the risks
The Union, in its cross-motion for summary judgment, initially responds by stating that even if the Court were to find a public policy in workplace safety or patient safety, "the Award (which imposes an approximately fourteen month unpaid suspension on the Grievant) does not violate that public policy." (Doc. 28, at 10). The Union also argues that the Hospital's arguments concerning patient safety were not raised before the Arbitrator and are not supported by the Award, relying on G.B. Goldman Paper Company, supra. (Id.). The Union further disputes the Hospital's claim that the Grievant was responsible for the alleged delay in patient care, arguing that the Arbitrator made such no finding. In addition, the Union argues that "there is no factual basis in the Award that the Grievant had a `history of chronic inattention and fatigue.'" (Id. at 12). The Union notes that there was a single incident in 2011 in which the Grievant was suspended for one day for alleged sleeping on duty and no intervening discipline until her termination. (Id. at 12-13).
The Union argues that the provisions of 28 Pa.Code § 127.5 were not violated since the Grievant was "on duty at her station and available," and "[e]ven if she was considered not available, there was another radiologic technician on duty, namely, X-Ray Technician Young." (Id. at 13). With respect to the ARRT Rules and Regulations and Standards of Ethics, the Union submits that they do not establish a "relevant public policy." (Id.). The Union emphasizes that neither the AART Rules and Regulations nor the Standards of Ethics "provides that an incident of sleeping constitutes grounds for revoking certification or registration." (Doc. 28, at 13-14). The Union points out that the Grievant has maintained her certification "before, during and after her termination from the Hospital." (Id. at 14 (citing Affidavit of Roberta Robbins, SEIU Ex. E, ¶¶ 3-6)). The Union disputes the Hospital's claim that the AART's Rules "expressly forbid" the Grievant's "practicing while being sleep deprived." Instead, the Union argues that the Rules "do not contain the terms `sleep deprivation,' `sleeping,' or `fatigue.'" (Id.).
The Union dismisses the argument made by the Hospital that fatigue is the equivalent of intoxication as "unfounded," arguing that this so-called "equivalency" is not found in the Pennsylvania Regulations or in the ARRT Standards. Further, the Union points out that there is a work rule against being intoxicated during working hours but it was not cited by the Hospital in support of its discharge. Similarly, the Union points to the Buchheit Arbitration Award and asserts that the Grievant was not charged with violating any safety rules of the Hospital. Thus, it argues: "[i]f fatigue among healthcare professionals disqualifies them from employment, thousands of hospital employees would need to be removed." (Id.). The Union concludes its argument with its statement that "[t]here is no public policy applicable to this case"; that "the Award does not violate public policy"; that "Arbitrator Buchheit imposed a lengthy unpaid suspension on the Grievant" and "[t]hus, the Award did not condone misconduct." The Union accordingly asserts there is no basis to vacate the Award. (Id. at 21).
The Supreme Court's decision in Eastern Associated Coal, supra, provides a clear and comprehensive analytical framework within which to resolve the clash of arguments between the parties in this case. In Eastern Associated Coal, the Court enforced the award of a labor arbitrator who ordered an employer to reinstate an employee truck driver who had
The case turned in large measure on the Department of Transportation ("DOT") Regulations, codified at 49 C.F.R. §§ 382.301, 382.305, requiring random drug testing of workers engaged in "safety-sensitive" tasks. Eastern Associated Coal, 531 U.S. at 60, 121 S.Ct. 462. When Smith, a truck driver, tested positive for marijuana, his employer, Eastern Associated Coal, sought to discharge him. The Union submitted the matter to arbitration and the arbitrator concluded that Smith's positive drug test did not amount to "just cause" for discharge. Instead, the arbitrator ordered Smith's reinstatement, adding conditions that Smith accept a suspension of 30 days without pay, participate in a substance abuse program and undergo drug tests for the next five years. Id. The employee passed four random drug tests but again tested positive for marijuana thereafter. His employer again sought to discharge him. The Union again sought arbitration and the arbitrator again concluded that Smith's use of marijuana did not amount to just cause in light of two mitigating circumstances. Those were that Smith "had been a good employee for 17 years" and that Smith "had made a credible and `very personal appeal under oath ... concerning a personal/family problem which caused this one time lapse in drug usage.'" Id. The reinstatement ordered by the arbitrator provided that the grievant be suspended without pay for a period slightly more than three months; that he reimburse his employer and the Union for the cost of both arbitration proceedings; that he continue to participate in a substance abuse program; that he continue to undergo random drug testing and provide Eastern Associated Coal with a signed undated letter of resignation to take effect if Smith again tested positive within the next five years. Id. at 60-61, 121 S.Ct. 462. The employer brought suit to vacate the award arguing that it contravened a public policy against the operation of dangerous machinery by workers who test positive for drugs. The District Court ordered the award's enforcement and the Court of Appeals affirmed.
The Supreme Court affirmed the Court of Appeals and ordered the enforcement of the arbitration award with its provision for reinstatement of the grievant. It addressed the claim that the grievant's reinstatement was contrary to public policy. In so doing, it first stated:
Id. at 62-63, 121 S.Ct. 462.
The employer argued that the Omnibus Transportation Employee Testing Act of 1991 and the DOT implementing regulations presented a "strong public policy against drug use by transportation workers in safety-sensitive positions and in favor of random drug testing in order to detect that use." Id. at 64, 121 S.Ct. 462. Thus, Eastern Associated Coal argued that reinstatement of a driver who had twice failed random drug tests would undermine that policy to the point where an arbitration
The Court rejected this argument, noting that the provisions of the Act provided that "rehabilitation is a critical component of any testing program." Eastern Associated Coal, 531 U.S. at 64, 121 S.Ct. 462. Further, the Court noted that the DOT Regulations specifically stated that a driver who has tested positive for drugs "cannot return to a safety-sensitive position until (1) the driver has been evaluated by a `substance abuse professional' to determine if treatment is needed, 49 C.F.R. § 382.605(b) (1999); (2) the substance-abuse professional has certified that the driver has followed any rehabilitation program prescribed, § 382.605(c)(2)(i); and (3) the driver has passed a return-to-duty drug test, § 382.605(c)(1)." Id. The Court also noted a provision for at least six random drug tests during the first year after returning to the job.
In light of these provisions, the Court in its analysis of the public policy issue, stated:
Id. at 65, 121 S.Ct. 462.
Next, the Court noted that the award of reinstatement was not contrary to the policies against drug use by employees in safety-sensitive transportation positions and in favor of drug testing. Thus, the Court observed:
Id. at 65-66, 121 S.Ct. 462.
The Court found that the award "violates no specific provision of any law or regulation." Id. at 66, 121 S.Ct. 462. Further, the Court noted that the fact that Smith was a "recidivist — that he has failed drug tests twice — is not sufficient to tip the balance in Eastern's favor. The award punishes Smith more severely for his second lapse." Id.
The Court emphasized that while Congress had enacted a detailed statute and had delegated to the Secretary of Transportation authority to issue further detailed regulations on the subject of drug use by persons in safety-sensitive positions,
Eastern Associated Coal, 531 U.S. at 67, 121 S.Ct. 462. The Court accordingly concluded:
Id.
In this case, neither the Pennsylvania DOH Regulations cited by the Hospital nor the ARRT Regulations or Standards of Ethics forbid an employer to reinstate in a safety-sensitive position (assuming that a
Further, the Buchheit Award, like the Award in Eastern Associated Coal, does not condone Robbins' conduct or ignore the risk to hospital or patient safety that falling asleep on the job may pose. Instead, the Buchheit Award punishes Robbins by suspending her for what the Union asserts is a period of 14 months without pay or benefits. (Pl.'s Br. in Supp. of Mot. for Summ. J., Doc. 26, at 17).
The Buchheit Award violates no specific provision of any law or regulation. The regulations cited by the Hospital do not provide or suggest otherwise. 28 Pa.Code § 127.2's statement that the Hospital "shall ensure that all radiographic equipment is operated at all times by competent personnel under physician supervision and trained in the use of radiographic equipment and in safety precautions," cannot reasonably be said to have been violated in this case. It is undisputed that Roberta Robbins has obtained certification from ARRT and has maintained her ARRT certification during her employment with the Hospital and subsequent to her termination. (Affidavit of Roberta Robbins, Doc. 32, 4-6). To accept the Hospital's argument that because Robbins fell asleep on one or more occasions, she is not "competent" within the meaning of Section 127.21 is to unreasonably expand the definition of "competent" far beyond what the plain language of Section 127.21 requires and the purpose behind it. Clearly, Section 127.21 addresses technical competency, requiring that radiologic equipment be operated by "competent personnel under physician supervision and trained in the use of radiographic equipment and safety precautions." The Hospital reaches too far in its attempt to read this regulation as declaring an employee incompetent because she has committed the error of falling asleep on the job.
28 Pa.Code § 127.2 provides only that the Hospital "shall provide radiographic and fluoroscopic diagnostic services adequate to meet the needs of patients." Again, this provision cannot be reasonably extrapolated to mean that the Hospital is forbidden to reinstate Robbins as a CT Scan Technician.
Similarly, Section 127.4 of 28 Pa.Code, while beginning with the statement, "[r]adiotherapy services provided in the hospital shall be operated safely and effectively," and requiring that provisions "be made for safe storage and use of radium and other radioactive sources," and requiring that radiologic technologists and other personnel "shall be available to meet patient needs," does not expressly or by any reasonable implication forbid the Hospital from reinstating the Grievant in a CT Scan Technician position. This is particularly the case here where the Buchheit Award makes no finding that the Grievant did not operate radiotherapy services "safely and effectively." Indeed, the Buchheit Award, given the facts as found by the Arbitrator, is confined to the Grievant having fallen asleep on the job and does not find that Robbins' conduct occurred in such a way as to threaten the safe and effective operation by the Grievant of any radiotherapy services provided by the Hospital. The same analysis applies to 28 Pa.Code § 127.5's provisions. That section states only that "[t]here shall be at least one radiologic technician registered or eligible for registration by the American Registry of Radiologic Technologists on duty or available when needed...." This provision is directed at a hospital staffing requirement and may not reasonably be said to forbid the reinstatement of the Grievant as directed by Arbitrator Buchheit.
Nor do the ARRT Rules and Regulations or the ARRT Standard of Ethics (Docs. 27-2, 27-3) prohibit the enforcement
Moreover, the fact that Robbins, like the grievant in Eastern Associated Coal, 531 U.S. at 66, 121 S.Ct. 462, has engaged in the conduct for which she was discharged on more than one occasion, "is not sufficient to tip the balance" in the Hospital's favor.
The decision in Eastern Associated Coal turns on the Court's conclusion that, although Congress enacted the Omnibus Transportation Employee Testing Act of 1991 and the Secretary of Transportation had promulgated implementing regulations requiring drug testing of operators of commercial motor vehicles and providing for suspensions of those operators who had driven a vehicle under the influence of drugs, "[n]either Congress nor the Secretary has seen fit to mandate the discharge of a worker who twice tests positive for drugs," Eastern Associated Coal, 531 U.S. at 67, 121 S.Ct. 462. The Court expressed its hesitation "to infer a public policy in this area that goes beyond the careful and detailed scheme Congress and the Secretary have created." Id.
So, too, in this case, the Commonwealth of Pennsylvania, even if this Court makes what it believes is the unwarranted assumption that the ARRT Rules and Regulations
Thus, in MidMichigan Regional Medical Center-Clare v. Professional Employees Division of Local 79, Service Employee International Union, 183 F.3d 497 (6th Cir.1999), the hospital brought suit to set aside an arbitrator's decision ordering the hospital to reinstate a staff nurse who was found by the arbitrator to have been negligent in the operation of a defibrillation machine in the course of resuscitating a patient who had suffered cardiac arrest. The Court noted that the arbitrator found that the employee had "negligently failed to switch from pacer mode to defibrillation mode," thereby delaying the ultimately successful defibrillation. MidMichigan, 183 F.3d at 500.
The Court noted that it was "uncontested that Michigan has a `well-defined and dominant' policy of ensuring safe and competent nursing care." Id. at 504. The Court characterized the issue before it as "whether requiring a hospital to reinstate a nurse who was found by an arbitrator to have been negligent violates that policy." Id.
In finding that public policy would not be violated by the nurse's reinstatement, the Court stated:
Id. The Court, accordingly, held:
Id. at 506.
Here, the Arbitrator found without question that Ms. Robbins was sleeping, noting that:
(Doc. 24-3, at 30-31).
Like the nurse in MidMichigan Regional Medical Center, supra, Ms. Robbins erred and the Arbitrator did not find that her succumbing to sleep was an intentional act of rule defiance. Her error, in that sense, is akin to the negligence of the nurse in MidMichigan.
Similarly, in Boston Medical Center v. Service Employees International Union, Local 285, 260 F.3d 16 (1st Cir.2001), the hospital sought to vacate an arbitration award which required it to reinstate a nurse who was discharged following the death of a four-month-old infant under her care and, to do so without back pay. The Court recognized the existence of a public
Nonetheless, the Court concluded:
Id. at 25.
The facts as found by the arbitrator in Boston Medical bear no resemblance to those in this case. But the analytical framework within which the Court addressed the reinstatement of the discharged nurse in Boston Medical does have application here. Simply put, just as in Boston Medical, the laws and regulations in the Commonwealth of Pennsylvania do not establish a public policy prohibiting Robbins' reinstatement "with the clarity demanded by Eastern Associated Coal." Id.
Because the reinstatement of Ms. Robbins neither violates nor poses an express conflict with Pennsylvania law, the Buchheit Award ordering her reinstatement will be enforced, the Union's Motion for Summary Judgment on the question of the Award's enforcement will be granted and the cross-motion of the Hospital will be denied.
The Union seeks back pay for the Grievant, arguing that "[t]he Buchheit Award was issued on April 26, 2013 with the expectation that the Grievant would be reinstated shortly thereafter. Reinstatement should have occurred, at the least, on June 13, 2013, when the Arbitrator denied the Hospital's Motion for Reconsideration." (Doc. 26, at 17). The Union thus argues that the Grievant should be granted back pay along with pre-judgment interest to place her in the position she would have been in had the Hospital timely complied with the Award.
Ever since the Supreme Court's decision in Textile Workers Union v. Lincoln Mills, it has been a fundamental principle of federal labor law that Section 301 of the Labor-Management Relations Act, 29 U.S.C. § 185, gives federal district courts jurisdiction over controversies involving labor contracts in industries affecting commerce and authorizes federal courts to fashion a body of federal law for enforcement of those collective bargaining agreements, including specific performance of agreements to arbitrate grievances. 353 U.S. 448, 456-457, 77 S.Ct. 912, 1 L.Ed.2d 972 (1957).
However, it is equally well established since the decision in United Steelworkers of America v. Warrior & Gulf Navigation Company, 363 U.S. 574, 80 S.Ct. 1347, 4 L.Ed.2d 1409 (1960), that where the parties have included an agreement
363 U.S. at 582-583, 80 S.Ct. 1347.
Here, the Hospital and Union have clearly agreed to arbitrate all disputes arising out of their Collective Bargaining Agreement. Thus, in Article 4 — "Grievance Procedure" — Section 4.1 defines a grievance as "a dispute or complaint arising between the parties hereto, under or out of this Agreement or the interpretation, application or any alleged breach thereof, and shall be processed and disposed of in the following manner...." (Doc. 28-1, at 5).
Thus, the question of whether the Grievant is owed back pay from an as yet unascertained date when, but for the Hospital's failure to reinstate her, she would have returned to work, is a dispute arising between the parties out of the interpretation and application of the CBA by Arbitrator Buchheit. The Union argues that this dispute can be resolved by the District Court. In support of this proposition, the Union cites principally to United Steel-workers v. Adbill Management Corp., 754 F.2d 138 (3d Cir.1985). In that case, the Circuit Court remanded the case to the District Court to resolve what it termed "the proper measure of damages which flow from the Hotel's noncompliance during the pertinent period." 754 F.2d at 142.
In Adbill, nine maids had been discharged for violating a work rule which prohibited employees from carrying handbags when working in the guest areas of the hotel. The Arbitrator concluded mitigating circumstances made the discharge too harsh a sanction and he, therefore, modified the discharges to suspensions without pay "until the date that arbitration award was received." The hotel was ordered to reinstate the Grievants to their former position but without back pay. When the hotel refused to do so, the Union sought to enforce the Award and sought damages for the hotel's failure to comply with it. The District Court enforced the Award but remanded it to the Arbitrator to resolve the parties' disputes regarding whether the maids had actually been reinstated, since the employer had placed the names of the discharged maids back on the payroll but then immediately laid them off. Id. at 140. The Circuit Court found the award was not ambiguous so that there was no basis for a remand to the arbitrator:
Further, it is worth noting that federal courts addressing similar situations have found that:
Local 825 of International Union of Operating Engineers v. Tuckahoe Sand & Gravel, 2007 WL 1797657, at *6 (D.N.J. 2007) (quoting Aluminum Brick & Glass Workers v. AAA Plumbing, 991 F.2d 1545, 1549 (11th Cir.1993)).
In light of this case law, and the parties' CBA, the question presented is whether remand to Arbitrator Buchheit is required. This Court finds that remand is both necessary and proper. Unlike the arbitration award in Adbill, supra, where the arbitrator converted the nine maids' discharges to suspension without pay "until the date the arbitration award was received," 754 F.2d at 140, here Arbitrator Buchheit's Award provides no specific date or event on which the Grievant was to be reinstated. Thus, there is no date from which back pay may be calculated. In the same vein, it cannot be ascertained whether the Arbitrator intended that Roberta Robbins ever be granted back pay, no matter how long the delay in her reinstatement, or whether his decision to award no back pay was premised on an anticipated prompt reinstatement of Ms. Robbins, in which case back pay would begin as of that date if she were not reinstated. More specifically, the effect of the Hospital's failure to reinstate her and the Union's action to enforce the Award in response to that failure are events which bear on the Grievant's entitlement to back pay, if any, which are not addressed in the Buchheit Award and which present the kind of "latent ambiguity" which the Court in Office & Professional Employees International Union, Local 471 v. Brownsville General Hospital, 186 F.3d 326 (3d Cir.1999), held provided a basis for remand to the Arbitrator. In Brownsville, the hospital suspended an employee for 60 days and conditioned his return to work on his agreement to undergo sexual harassment counseling. The grievant filed a grievance but agreed to undergo counseling. However, after attending eight sessions, a breakdown in the counseling relationship resulted in the grievant no longer attending counseling sessions. The hospital then terminated the grievant for his violation of the counseling condition upon which his reinstatement had been based. This termination was grieved and submitted to arbitration. The arbitrator found that the hospital did not have just cause to discharge the grievant but it did have the clear right to require him to continue with the counseling process. The arbitrator ruled it was appropriate for the hospital to prevent the grievant from working until he obtained proper counseling. 186 F.3d at 328-329. After the issuance of the arbitration award, the grievant attempted to resume counseling but the counselor with whom he had begun his counseling declined to continue in that relationship. The union sought to resubmit the grievance directly to the arbitrator. The hospital opposed this effort, on the basis that the arbitrator was without authority to revisit the award. Id. at 330. The grievant then began to see another counselor. The hospital, however, asserted that only counseling by the original counselor would satisfy the award and, thus, refused to return the grievant to work.
In directing a remand to the arbitrator, the Court identified three recognized exceptions
Id. at 331.
The Court, quoting its prior decision in Colonial Penn Insurance Company v. Omaha Indemnity Company, 943 F.2d 327 (3d Cir.1991), reiterated that a remand to clarify an ambiguity "serves the practical need for the district court to ascertain the intention of the arbitrators so that the award can be enforced," adding that the "limited purpose" of such a remand presents "not even a theoretical inconsistency with the functus officio doctrine." Id. at 331-332.
More important for purposes of this case, the Court added that:
Id. (italics added).
Id. (quoting Colonial Penn, 943 F.2d at 334).
In issuing the remand in Brownsville, the Court noted that "an essential element of the remedial scheme crafted by the arbitrator in this case — viz., the direction that Abbadini continue his course of treatment `as prescribed by Dr. Crabtree' — has proved unenforceable because after the entry of the award Dr. Crabtree declined to continue counseling." Brownsville, 186 F.3d at 332. Thus, the Court found an assumption in the award that was no longer accurate thereby creating an ambiguity requiring remand:
Id. at 332-333.
Further, as in this case, the Court in Brownsville noted that the ambiguity was not manifest on the face of the Award but, instead, was a latent one which nonetheless required remand:
Id. at 333.
Here, a latent ambiguity has arisen after the entry of the Buchheit Award as occurred in Brownsville. The Arbitrator
Both the Hospital and the Union recognize the propriety of a remand to the Arbitrator, though not precisely for the same reasons. Thus, the Hospital has written that it "submits that, to the extent there is any issue regarding an appropriate measure of back pay, the matter should be decided by Arbitrator Buchheit on remand and that jurisdiction be restored such that he may also consider the Hospital's challenge to the nature of the remedy itself." (Def.'s Resp. in Opp. to Pl.'s Mot. for Summ. J., Doc. 29, at 21). The Union, while arguing that this Court has jurisdiction to "address the back pay dispute" (Doc. 26, at 17-18) argues, alternatively, that "if the Court wishes to exercise its discretion not to calculate the amount of back pay, it should remand this limited issue to Arbitrator Buchheit" (id. at 22). The Union requests in that circumstance an Order from this Court "to remove any dispute over the Arbitrator's jurisdiction to make the necessary calculation of back pay." (Id. at 22). It further argues in its Reply Brief that the remand to the Arbitrator must be a "limited one, i.e., simply to calculate back pay owing to the Grievant." (Doc. 30, at 17). It adds that "[t]here is absolutely no basis, as the Hospital requests, to restore jurisdiction to the Arbitrator to redetermine the reinstatement remedy." (Id.) With this statement the Court agrees. The Award reinstating Roberta Robbins is valid and not open to review or revisitation on remand by the Arbitrator. The Order accompanying this Memorandum forecloses any attempt by the Hospital to seek review by the Arbitrator on remand of the remedy of reinstatement. It is only the question of whether the Grievant is entitled to back pay, and, if so, from what date, that is the subject of the remand ordered by this Court.
The Union seeks an award of pre-judgment interest. The Court has "discretion to award prejudgment interest in claims arising under federal labor law." Kinder Morgan Bulk Terminals, Inc. v. United Steel, Paper and Forestry, Rubber Mfg., Energy, Allied Indus. and Serv. Workers Int'l Union, 9 F.Supp.3d 507, 522 (E.D.Pa.2014) (citing Glass Molders Int'l Union v. Owens-Illinois, Inc., 758 F.Supp. 962 (D.N.J.1991) (citing Ambromovage v. United Mine Workers, 726 F.2d 972, 982 (3d Cir.1984))). "Our Court of Appeals has guided our use of this discretion by counseling that prejudgment interest should be `given in response to considerations of fairness' and `denied when its exaction would be inequitable.'" Id. (quoting Ambromovage, 726 F.2d at 982).
"Prejudgment interest is usually available when the damages `are ascertainable with mathematical precision'" Id. (quoting Eazor Express, Inc. v. Int'l Brotherhood of Teamsters, 520 F.2d 951, 973 (3d Cir.1975)).
Here, the propriety of an award of pre-judgment interest cannot at this time be determined. Instead, it must await the clarification by Arbitrator Buchheit on remand as to the Grievant's entitlement to back pay, the date from which any back
"In suits to compel one party to submit to arbitration or abide by an award, fees are generally awarded if the defaulting party acted without justification, or if the party resisting arbitration did not have a `reasonable chance to prevail.'" Chauffeurs, Teamsters and Helpers, Local Union No. 765 v. Stroehmann Bros. Co., 625 F.2d 1092, 1094 (3d Cir.1980) (internal citations omitted); see also, Mobil Oil Corp. v. Indep. Oil Workers Union, 679 F.2d 299, 305 (3d Cir.1982) ("Under the American rule, each party normally must bear the burden of its legal expenses, including attorneys' fees. One of the narrow exceptions to this rule is a finding that the losing party litigated in bad faith, vexatiously, or for oppressive reasons.").
A ruling on the Union's Motion for Attorney's Fees will be deferred until Arbitrator Buchheit, on remand, issues a final award on the limited issue of the Grievant's entitlement to back pay.
A separate Order follows.
Exxon I, 993 F.2d at 364 n. 7.
Section 127.4 provides: