SUSAN J. DLOTT, Chief Judge.
Judges are elected in Ohio. Although they run in partisan primaries, judicial candidates' names are listed in the nonpartisan section of the general election ballot. Ohio Revised Code ("O.R.C.") § 3505.04, "Nonpartisan ballots," prohibits the printing of party identifiers on the nonpartisan section of the general election ballot. Plaintiffs — comprised of three judicial candidates, the Ohio Democratic Party on behalf of its registered voters, and a statewide labor organization on behalf of its members — contend that O.R.C. § 3505.04 violates their rights of free expression and association under the First Amendment because it prevents judicial candidates from being identified by their political parties on the general election ballot.
The Ohio Attorney General, who intervened in the lawsuit to defend the statute's constitutionality on behalf of the State, has moved for summary judgment on Plaintiffs' claims.
Ohio stands alone in the way it fills vacancies on its state court benches: candidates first compete in a partisan primary and then in a nonpartisan general election. In the primary election, judicial candidates are listed on their political party's primary election ballot. These ballots are referred to as "office type" ballots. O.R.C. § 3505.03. The winners of these partisan primaries go on to have their names listed
Based on this statute, no judicial candidate in Ohio may appear on any general election ballot with a party designation near his or her name.
Judicial candidates are the only candidates in Ohio who appear on an office type ballot in the primary election but on a nonpartisan ballot in the general election. Legislative and executive branch candidates who appear on an office type ballot in the primary also appear on an office type ballot in the general election. According to the State, the purpose of placing judicial candidates on a nonpartisan general election ballot is to "withdraw candidates for judicial offices from partisan politics" because "[i]n his official capacity [the judge] can serve no party, promulgate no partisan theories of government, [and] encourage no partisan economic measures." State ex rel. Weinberger v. Miller, 87 Ohio St. 12, 49, 99 N.E. 1078, 1085 (Ohio 1912).
The judicial candidates who are Plaintiffs in this case declared their candidacy for the 2010 election and listed his or her party affiliation as "Democrat." The candidates then ran unopposed in their party's primary election and qualified as candidates for the nonpartisan general election. Because the candidates wanted to include their party affiliation next to their names on the general election ballot, Plaintiffs filed this lawsuit against local boards of elections challenging the constitutionality of O.R.C. § 3505.04 and seeking an injunction to prohibit the statute's enforcement.
At an August 2010 hearing, this Court heard testimony from Plaintiffs and an expert in voting behavior. Following the hearing, the Court issued an order denying Plaintiffs' request for injunctive relief. Doc. 49. Contributing to the Court's decision was the fact that enjoining enforcement of § 3505.04 would have required the State to revise the general election ballot, and the ballot certification date for the 2010 election was less than a week away. In addition, Plaintiffs did not demonstrate any need for expediency. But most important, Plaintiffs did not demonstrate a likelihood of success on the merits. Specifically, Plaintiffs did not "put forth evidence to demonstrate that prohibiting a political party designation next to judicial candidates' names on the general election ballot constitute[d] a `severe' restriction on Plaintiffs' constitutional rights." Id. at Page ID 798. Accordingly, the burden on the Plaintiffs' rights could be justified by the State's important regulatory interests. Id. at Page ID 799 (citing Timmons v. Twin Cities Area New Party, 520 U.S. 351, 362-63, 117 S.Ct. 1364, 137 L.Ed.2d 589 (1997)).
Plaintiffs appealed the ruling. While the matter was pending before the Sixth Circuit, the State filed the instant Motion for Summary Judgment. Doc. 59. Plaintiffs filed a response in opposition that incorporated by reference the arguments they had made to the Sixth Circuit. Doc. 65. The State then filed a reply, thus completing summary judgment briefing on the issue. Doc. 73. Neither party engaged in the discovery of information during
The Sixth Circuit affirmed this Court's decision denying preliminary injunctive relief to Plaintiffs. It stated, "[w]e agree with the district court that Plaintiffs have not shown a likelihood of success on the merits of their argument that the prohibition of political party designations next to judicial candidates' names burdens their rights to association and free speech and is not outweighed by Ohio's interests." Ohio Council 8 Am. Fed. of State Cnty. and Mun. Emp. v. Brunner, 462 Fed.Appx. 557, 559 (6th Cir.2012). The Sixth Circuit also agreed with this Court's determination that Plaintiffs failed to show irreparable harm, that the balance of equities favored Ohio, and that the public interest weighed in favor of not granting the injunction. Id. The court noted that "at the time the district court denied the injunction, it expressed a desire to let the parties engage in discovery and argument on the issue" and observed that "a merits proceeding has not yet been held." Id. The Sixth Circuit then remanded the matter to this Court for a final merits determination.
Following the remand, the Court held a status conference with the parties. At that time, Plaintiffs were granted leave to file additional briefing on the State's motion for summary judgment by a certain date. Plaintiffs, while filing additional briefing on a separate issue in the captioned case, did not file additional briefing on the ballot issue that is the subject of the State's Motion for Summary Judgment. At no time did the parties raise any issue of disputed fact related to the challenge to Ohio Revised Code § 3505.04 or conduct discovery. Thus, only a question of law remains: Does Ohio's statutory requirement that judicial candidates run in the general election on a nonpartisan ballot violate Plaintiffs' rights to political expression and association under the First Amendment?
Federal Rule of Civil Procedure 56 governs motions for summary judgment. Summary judgment is appropriate if no genuine issue of material fact exists and the moving party is entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(c). On a motion for summary judgment, the movant has the burden of showing that no genuine issues of material fact are in dispute, and the evidence, together with all inferences that can permissibly be drawn therefrom, must be read in the light most favorable to the party opposing the motion. See Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 585-87, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). The moving party may support the motion for summary judgment with affidavits or other proof or by exposing the lack of evidence on an issue for which the nonmoving party will bear the burden of proof at trial. See Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
In responding to a summary judgment motion, the nonmoving party may not rest upon the pleadings but must go beyond the pleadings and "present affirmative evidence in order to defeat a properly supported motion for summary judgment." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 257, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The nonmoving party "must set forth specific facts showing there is a genuine issue for trial." Fed.R.Civ.P. 56(e). The task of the court is not "to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial." Liberty Lobby, 477 U.S. at 249, 106 S.Ct. 2505. A genuine issue for trial exists when the evidence is
The factual record in this case is the same as it was when this Court denied preliminary injunctive relief to Plaintiffs in an order that was affirmed by the Sixth Circuit. At that time, Plaintiffs failed to establish a strong likelihood of success on the merits of their claims. There have been no changes in applicable law since that ruling, and Plaintiffs' argument is no different than it was then. Accordingly, the Court finds that Ohio's placement of judicial candidates on the nonpartisan section of the general election ballot does not violate Plaintiffs' rights to political expression and association under the First Amendment.
When evaluating a constitutional challenge to a state election law, courts must use a "flexible" balancing approach. Ohio Council 8, 462 Fed.Appx. at 559 (citing Burdick v. Takushi, 504 U.S. 428, 434, 112 S.Ct. 2059, 119 L.Ed.2d 245 (1992)). This approach requires a court to balance the state's precise interests against the rights of the plaintiff. Anderson v. Celebrezze, 460 U.S. 780, 789, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983); Burdick, 504 U.S. at 434, 112 S.Ct. 2059.
Under the Anderson-Burdick balancing test, a court must weigh "the character and magnitude of the asserted injury to the rights protected by the First... Amendment[]" against "the precise interests put forward by the State as justifications for the burden imposed by its rule," taking into consideration "the extent to which those interests make it necessary to burden the plaintiff's rights." Anderson, 460 U.S. at 789, 103 S.Ct. 1564. Under this test, the rigorousness of a court's inquiry into the propriety of the election law depends on the extent of the burden the law creates. Burdick, 504 U.S. at 434, 112 S.Ct. 2059. When the law constitutes a "`severe' restriction[], the regulation must be `narrowly drawn to advance a state interest of compelling importance.'" Id. (quoting Norman v. Reed, 502 U.S. 279, 289, 112 S.Ct. 698, 116 L.Ed.2d 711 (1992)). On the other hand, "when a state election law provision imposes only `reasonable, nondiscriminatory restrictions'" upon the plaintiffs' First Amendment rights, "`the State's important regulatory interests are generally sufficient to justify' the restrictions." Id. (quoting Anderson, 460 U.S. at 788, 103 S.Ct. 1564).
Under this approach, this Court's first step is to determine the severity of the restriction O.R.C. § 3505.04 places on the speech and association rights of judicial candidates, parties, and voters. Libertarian Party of Ohio v. Blackwell, 462 F.3d 579, 585 (6th Cir.2006). Then, the Court must determine whether the extent of the restriction is justified by Ohio's interest in diminishing reliance on political parties in judicial selection.
Plaintiff judicial candidates contend that prohibiting party labels on the general election ballot denies them, as partisan primary winners, the opportunity to show voters the party with which he or she is affiliated — an important associational interest to the candidates. The candidates also contend that the statute heavily burdens their freedom of speech to express their qualifications and primary victory. While each of the three Plaintiff groups in this case assert that the Ohio statute violates their associational rights guaranteed by the First Amendment, only the judicial candidates assert that the statute also violates their First Amendment right to free
A candidate's freedom to speak about his or her qualifications for an elected position is a core First Amendment right. Carey v. Wolnitzek, 614 F.3d 189, 198 (6th Cir.2010) (citing Republican Party of Minn. v. White, 536 U.S. 765, 774, 122 S.Ct. 2528, 153 L.Ed.2d 694 (2002)). Plaintiffs assert that party affiliation is an element of a candidate's qualifications and argue that, under Carey, Ohio's elimination of a judicial candidate's party affiliation from the general election ballot is a significant burden on the candidate's free speech rights.
The State, in moving for summary judgment, says that Plaintiffs' argument misses the mark. The issue, it contends, is not whether judicial candidates have a right protected by the First Amendment to speak about his or her qualifications. Rather, the issue is whether these candidates have a right to use a general election ballot as a means of communicating. According to the State, Plaintiffs do not have that right because the content of a ballot is government speech, and government speech is exempt from First Amendment scrutiny. See Pleasant Grove City v. Summum, 555 U.S. 460, 467, 129 S.Ct. 1125, 172 L.Ed.2d 853 (2009) ("The Free Speech Clause restricts government regulation of private speech; it does not regulate government speech.").
The law more fully supports the State's reasoning than the Plaintiffs'. "Ballots serve primarily to elect candidates, not as a fora for political expression." Timmons, 520 U.S. at 363, 117 S.Ct. 1364 (upholding Minnesota's fusion ban and holding that political parties do not have the right to use a ballot to send a message to voters about its support for a candidate). Although Timmons addressed whether a political party had a right to communicate its choice of nominees on the ballot, not a candidate's right to use the ballot to communicate his or her party affiliation, the case makes clear the Supreme Court's view that an election ballot is not a vehicle for sending a private message. Id.
Plaintiffs would like the Sixth Circuit's decision in Carey to control the outcome in this case. That they would so desire is not surprising: Carey sets forth clear principles supporting the First Amendment right of judicial candidates to express their party affiliation. In striking down the clause of Kentucky's Code of Judicial Conduct that prohibited judicial candidates from identifying themselves as a member
Id. at 203.
Plaintiffs ask this Court to apply Carey's reasoning this case and conclude that, because judicial candidates have a First Amendment right to express their qualifications, they have a First Amendment right to list their party affiliation next to their names on Ohio's general election ballot. However, there is a fundamental difference between Carey and this case: ballot content was not an issue in Carey. Kentucky's judicial elections are nonpartisan. Id. at 194. There is a single primary election for each judicial seat, and the top two vote-getters receive a spot on the general election ballot. Neither the primary ballot nor the general election ballot include any party identifiers. Id. Thus, the Sixth Circuit was not called upon to consider the ballot as a forum for the candidates' speech.
Despite this distinction, it is reasonable for Plaintiffs to urge this Court to apply Carey's reasoning to this case because the principles expressed therein are relevant to the issue of placing party identifiers on judicial ballots. Specifically, although Carey involved a challenge to Judicial Canons and not ballot language, the Sixth Circuit's discussion in that case underscored the government's interest in transparency with respect to party affiliation in a judicial race:
Id. at 202.
Indeed, if this were a policy question and not a legal one, it would be simple to find in Plaintiffs' favor by melding the reasoning of Carey with the body of Supreme Court election law that has yielded the following axioms: "`The role that elected officials play in our society makes it all the more imperative that they be allowed freely to express themselves on matters of current public importance'" (White, 536 U.S. at 781-81, 122 S.Ct. 2528) (quoting Wood v. Georgia, 370 U.S. 375, 395, 82 S.Ct. 1364, 8 L.Ed.2d 569 (1962)); "There can be no question about the legitimacy of [a] State's interest in fostering informed and educated expressions of the popular will in a general election" (Anderson, 460 U.S. at 796, 103 S.Ct. 1564); and, the ballot has a "special role"
However, the question before the Court is not whether having judges run in partisan primary elections and then stripping them of their party label on the general election ballot is sound policy. The question is whether the Constitution forbids it. The State has broad power to prescribe the manner of elections, and their latitude to do so is circumscribed only by the limits set forth by the Constitution. Accordingly, the Court cannot strike down an election law that fails to achieve, or even runs contrary to, the State's stated objectives so long as that law does not impinge on anyone's constitutional rights.
In short, because it does not address ballot content, Carey does not resolve the issues presented in this case. Although Carey did not consider the issue of ballot content, the Sixth Circuit has decided ballot content cases in the past. Plaintiffs rely on one such case, Rosen v. Brown, 970 F.2d 169 (6th Cir.1992), to support their argument that Ohio's judicial candidates have a right to use the ballot to communicate their political affiliation on the general election ballot. In Rosen, an Independent candidate for office challenged the constitutionality of Ohio's statute which prohibited nonparty candidates from having "Independent" placed on the general election ballot next to their names but printed "Republican" or "Democrat" next to the names of party candidates. The Sixth Circuit held that the statute was unconstitutional because it violated the First and Fourteenth Amendment rights of Independent candidates to be so designated on Ohio's general election ballots. Id. at 178. Supporting the court's holding was evidence produced by the plaintiffs demonstrating that "party identification is the single most important influence on political opinions and voting" and that "the tendency to vote according to party loyalty increases as the voter moves down the ballot to lesser known candidates seeking lesser known offices.... Without a designation next to [a candidate's] name on the ballot, the voter has no clue as to what the candidate stands for." Id. at 172.
The Rosen court concluded, based upon evidence presented, that Ohio infringed upon the right of supporters of Independent candidates to meaningfully vote and associate by providing a "voting cue" to Democratic and Republican candidates but not Independent candidates. Id. at 176.
Plaintiffs' takeaway from Rosen is that a party label is the single most important piece of information a voter should have when casting a ballot and that, by prohibiting the voter from having that information when voting for judicial candidates, Ohio law conflicts with its stated goal of enhancing voter education and fostering informed and educated voting.
Ultimately, Rosen concluded that a state may allow political designations of candidates on the ballot or it can refuse to do so, but "[o]nce a State admits a particular subject to the ballot ... it must take into account the provisions of the Federal and State constitutions regarding freedom of speech and association, together with the provisions assuring equal protection of the laws." Id. Ohio has "admitted the subject" of party affiliation to the ballot with respect to races for most elected offices. However, it does not flow from Rosen that Ohio also must permit that subject in judicial races. Judges, simply put, play a different role in government than do members of the legislature or other elected offices. "Judges do not represent constituents.... [I]f they represent anything, it is the rule of law, which is why they sometimes must rule against the policy preferences of a majority of the voters." Carey, 614 F.3d at 193. Accordingly, "[j]udicial elections differ from legislative elections, and [states have] a compelling interest in regulating judicial campaign speech to ensure the reality and appearance of an impartial judiciary." Id. at 194. Accordingly, while the Sixth Circuit has not decided the precise issue, its precedent leads this Court to conclude that so long as Ohio treats all judicial candidates equally, it need not treat them in the same manner that it treats candidates for other offices.
Just as the court in Haffey distinguished Rosen, so must this Court: Rosen did not involve judicial elections, and the issue was the different treatment of affiliated and non-affiliated candidates on the same ballot. The Sixth Circuit's later discussion in Carey regarding the First Amendment rights of judicial candidates to express their party affiliation does not make Haffey any less applicable to this case because Carey did not hold that judicial candidates' First Amendment right to expression extended to the ballot.
Taken together, Carey and Rosen stand for the following: (1) judicial candidates have the right, protected by the First Amendment, to express their party affiliation, and (2) a state's broad power to regulate elections includes the ability to decide whether or not to allow candidates to use the general election ballot as a forum for expressing their party affiliation so long as the permission extends equally to all the candidates. These cases do not stand for the principle that judicial candidates in Ohio have a right under the First Amendment to use the general election ballot to announce the fact they are their nominating parties' standard bearers.
To summarize, Ohio's general election ballot is not a forum for judicial candidates' speech. Timmons, 520 U.S. at 363, 117 S.Ct. 1364. Therefore, O.R.C. § 3505.04 does not severely burden judicial candidates' First Amendment right to free expression.
Separately, Plaintiffs claim that O.R.C. § 3505.04 burdens the First Amendment associational rights of Ohio's judicial candidates. The First Amendment guarantees the right of individuals to associate for the advancement of political beliefs. Anderson, 460 U.S. at 787, 103 S.Ct. 1564. "It does not follow, however, that... the right to associate for political purposes through the ballot [is] absolute." Burdick, 504 U.S. at 433, 112 S.Ct. 2059 (emphasis added). When a state election law imposes only reasonable, nondiscriminatory restrictions on First Amendment rights, the state's important interest in structuring elections will be sufficient to justify the restriction. Id. at 434, 112 S.Ct. 2059.
To determine the magnitude of the burden on associational rights imposed by a state's election laws, "the Supreme Court has looked to the associational rights at issue, including whether alternative means are available to exercise those rights; the effect of the regulations on the voters, the parties and the candidates; evidence of the real impact the restriction has on the process; and the interests of the state relative to the scope of the election." Libertarian Party of Ohio, 462 F.3d at 587. Judicial candidates in Ohio have various alternative means to exercise their associational rights despite the ballot restrictions of O.R.C. § 3505.04. The candidates are free to associate for the purpose of advancing their political beliefs by running in partisan primaries, attending political gatherings, participating in fund-raising activities sponsored by political parties, appearing on political parties' sample ballots, and saying that they are a members of or are endorsed by a political party. Ohio Revised Code § 3505.04 does not "limit access to the ballot," Burdick, 504 U.S. at 434, 112 S.Ct. 2059; rather, it limits the manner in which a candidate appears on the ballot. Plaintiffs have not provided the Court with precedent that holds that judicial candidates have a constitutional right to associate by placing a party identifier by their names on the general election ballot.
In Rosen, where a candidate, a voter, and a nonprofit organization challenged the Ohio statute prohibiting the placement of "Independent" below the candidate's name, the Sixth Circuit noted that "[t]he primary concern in any ballot access case is not the interests of the candidate but of the voters who support the candidate and the views espoused by the candidate." Rosen, 970 F.2d at 175 (emphasis added). Thus, when it held that the Ohio statute was unconstitutional, the Sixth Circuit did so on the grounds that the statute burdened the First Amendment rights "of the supporters of Independent candidates," not the candidates themselves. Id. at 176.
Likewise, Ohio's prohibition of party identifiers next to the names of judicial candidates implicates the associational rights of the voter "to cast meaningful vote for a candidate of [his or her] choice and to meaningfully associate for the advancement of political beliefs." Id. at 176. Ohio Revised Code § 3505.04 does not prevent judicial candidates from associating with others for the purpose of advancing their political beliefs, from organizing their campaigns, or from obtaining access to the ballot. Accordingly, the statute constitutes only a minimal restriction on judicial candidates' First Amendment right to associate.
In addition to their argument that O.R.C. § 3505.04 burdens the First Amendment rights of the judicial candidates, Plaintiffs contend that the statute heavily burdens the rights of voters to associate, receive information, and cast meaningful votes at the ballot box. The
"The First Amendment protects the right of citizens to associate and to form political parties for the advancement of common political goals and ideas." Timmons, 520 U.S. at 357, 117 S.Ct. 1364 (citing cases); Williams v. Rhodes, 393 U.S. 23, 38, 89 S.Ct. 5, 21 L.Ed.2d 24 (1968) ("The right `to engage in association for the advancement of beliefs and ideas' (NAACP v. State of Ala. ex rel. Patterson, 357 U.S. 449, 460, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958)), is one activity of [association] that has First Amendment protection.") (Douglas, J., concurring). However, election laws "invariably impose some burden upon individual voters" and affect "the individual's right to vote and his right to associate with others for political ends." Burdick, 504 U.S. at 433, 112 S.Ct. 2059. The issue, then, is whether the law unreasonably interferes with the right of voters to associate.
Voters in Ohio have a variety of means to associate for the advancement of common political goals, and Plaintiffs do not argue otherwise. Their contention is that the State's elimination of party identifiers from the slate of judicial candidates on the general election ballot prevents voters from receiving information that would allow them to associate with their party at the "climactic moment of choice."
Plaintiffs rely on Eu v. San Francisco County Democratic Central Committee, 489 U.S. 214, 109 S.Ct. 1013, 103 L.Ed.2d 271 (1989), in which the Supreme Court found that California's ban on primary endorsements by political parties violated the First Amendment in part because it "ham[strung] voters seeking to inform themselves about the candidates." Id. at 223, 109 S.Ct. 1013. However, the California prohibition was vastly different in scope than the law challenged here. In California, the ban prevented political parties from stating whether a candidate adhered to the party's tenets or whether party officials believed the candidate was qualified for the position sought. There is no such prohibition here, and voters in Ohio have abundant opportunity to learn which candidates are endorsed by the political party with which they identify.
So how much of a burden is it on voters' rights that the State does not permit a party label on the general election ballot to aid them in selecting judicial candidates that will advance their beliefs and ideas? To be sure, voters may associate with their preferred party in any number of ways outside the voting booth, as "individuals play[] a broad spectrum of roles in [an] organization's activities." Tashjian v. Republican Party of Conn., 479 U.S. 208, 215, 107 S.Ct. 544, 93 L.Ed.2d 514 (1986). However, some individuals choose to "limit their participation to casting their votes for some or all of the Party's candidates" (id.), and the general election ballot is the operative document for the "most crucial stage in the electoral process" (Anderson v. Martin, 375 U.S. 399, 402, 84 S.Ct. 454, 11 L.Ed.2d 430 (1964)). Further, the unrebutted evidence submitted at the injunction hearing demonstrated that substantially fewer voters cast votes in nonpartisan races as compared to partisan races. Thus, to the extent voters fail to cast a vote for a judicial candidate because the candidate lacks a partisan cue, those voters are not exercising their associational right whatsoever at that climactic moment of choice.
Just as the record demonstrated that there is voter drop off in nonpartisan races, it also demonstrated that information about a judicial candidate's partisan affiliation is widely available to voters. Supreme Court jurisprudence "reflect[s] a greater faith in the ability of individual voters to inform themselves about campaign issues." Anderson, 460 U.S. at 797, 103 S.Ct. 1564 (observing that "[i]n the modern world it is somewhat unrealistic to suggest that it takes more than seven months to inform the electorate about the qualifications of a particular candidate simply because he lacks a partisan label"). In sum, although it is a close call, the Court finds that because there are a means by which voters can meaningfully exercise their associational rights despite the ballot restrictions set forth by O.R.C. § 3505.04, Plaintiffs have not demonstrated that the statute severely burdens voters' associational rights protected by the First Amendment.
The Democratic Party argues that O.R.C. § 3505.04 imposes a "severe" burden on its right of association because it dilutes the Party's message that certain judicial candidates are its standard bearers. It states that voter drop off — that is, the phenomenon of voters failing to cast votes in nonpartisan judicial elections — is the resulting demonstrable harm.
"[P]olitical parties' government, structure, and activities enjoy constitutional protection." Timmons, 520 U.S. at 357, 117 S.Ct. 1364 (citing Eu, 489 U.S. at 230, 109 S.Ct. 1013). In particular, a party's "attempt to broaden the base of public participation in and support for its activities is conduct undeniably central to the exercise of the right of association." Tashjian, 479 U.S. at 214, 107 S.Ct. 544. However, a voting regulation that has the effect of diluting a political party's message has not been found to constitute a "severe" restriction on the party's associational rights. As the Sixth Circuit observed, "[r]estrictions that do not affect a political party's ability to perform its primary functions — organizing and developing, recruiting supporters, choosing a candidate, and voting for that candidate in a general election — have not been held to impose a severe burden." Libertarian Party of Ohio, 462 F.3d at 587. For example, while a political party has a right to select its own candidate or standard bearer, "[i]t does not follow ... that a party is absolutely entitled to have its nominee appear on the ballot as that party's candidate." Timmons, 520 U.S. at 359, 117 S.Ct. 1364. "That a particular individual may not appear on the ballot as a particular party's candidate does not severely burden that party's associational rights." Id.
The Supreme Court's decision in Timmons is particularly relevant to the question presented in this case because it concerned whether a political party could
The similarities between the plaintiff's failed argument in Timmons and the Plaintiffs' argument here are too great to permit a different result. Ohio Revised Code § 3505.04 does not interfere with the associational rights that Timmons found attach to a political party, which include the right to develop and organize (Tashjian, 479 U.S. at 214, 107 S.Ct. 544; Timmons, 520 U.S. at 361, 117 S.Ct. 1364), the right to select its nominees or "standard bearers" (California Democratic Party v. Jones, 530 U.S. 567, 120 S.Ct. 2402, 147 L.Ed.2d 502 (2000)), and the right to endorse political candidates (Eu, 489 U.S. 214, 109 S.Ct. 1013). Nor does the statute affect Plaintiffs' right "to spread [their] message to all who will listen." Timmons, 520 U.S. at 361, 117 S.Ct. 1364. The precedent of Timmons directs this Court to conclude that O.R.C. § 3505.04 does not severely burden the Democratic Party's associational rights under the First Amendment.
Plaintiffs in this case seize upon the fact that Ohio law permits political parties to select their standard bearers for vacancies on state court benches in the primary elections, but it then "strips" the party label from that standard bearer on the general election ballot. Indeed, this midstream change of tack is uniquely limited to judicial candidates: the names of legislative and executive branch candidates are listed by political party on both the primary and general election ballots. According to Plaintiffs, it burdens the Party's associational rights to have its standard bearer stripped of the party label on the general election ballot. To support this argument, Plaintiffs cite Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 128 S.Ct. 1184, 170 L.Ed.2d 151 (2008).
Plaintiffs' argument, which is the inverse of that made by the Chief Justice, is not persuasive. The issue in Washington State Grange was the political parties' concern that voters would mistakenly conclude that candidates on the general election ballot were their preferred nominees — a situation occasioned by the fact that under the challenged initiative, candidates were identified on the ballot by their self-designated "party preference." In concluding that the initiative did not violate the First Amendment, the Court reaffirmed "the special place the First Amendment reserves for, and the special protection it accords, the process by which a political party `select[s] a standard bearer who best represents the party's ideologies and preferences.'" Washington State Grange, 552 U.S. at 453, 128 S.Ct. 1184 (quoting California Democratic Party, 530 U.S. at 575, 120 S.Ct. 2402). However, it concluded that the challenged law did not infringe upon the parties' right to choose its nominees. Under the law, parties were free to nominate their own candidates outside the state-run primary; they simply could not indicate their nominees on the ballot. Id. The Supreme Court left no room for debate on the matter, expressly stating: "The First Amendment does not give political parties a right to have their nominees designated as such on the ballot." Id. at 453 n. 7, 128 S.Ct. 1184 (citing Timmons, 520 U.S. at 362-63, 117 S.Ct. 1364) ("We are unpersuaded, however, by the party's contention that it has a right to use the ballot itself to send a particularized message, to its candidate and to the voters, about the nature of its support for the candidate.").
Plaintiffs urge this Court to come to a different conclusion, noting that the Sixth Circuit has said that "in many cases, party affiliation has the same, if not more, importance than the identity of the candidate." Libertarian Party of Ohio, 462 F.3d at 592. If a candidate's party affiliation is more important to voters than the identity of the candidate, is it not a crucial piece of information to put on the general election ballot? And does the absence of that identifier not entirely frustrate the political party's efforts to engage voters in participating in the judicial election? Unfortunately for Plaintiffs, the case law does not provide for such conclusions. In Libertarian Party of Ohio, the Sixth Circuit struck down an Ohio law that required all minor political parties to file a petition with the Secretary of State 120 days in advance of the primary election, finding that it imposed an unconstitutional burden on the parties' association rights by preventing it from gaining access to the general election ballot in the twelve months preceding a presidential election. Id. at 582.
The Ohio statute challenged by Plaintiffs in this case does not interfere with the Democratic Party's right to nominate its preferred candidates for judge or the Party's right to get its candidate on the ballot: the Democratic Party's nominee and standard bearer takes his or her place on the judicial slate alongside other party candidates
Because the burden § 3505.04 places on Plaintiffs' First Amendment rights is not severe, the burden is justified if the statute serves an important regulatory interest of the State. The State claims only one interest at stake: that of "minimizing partisanship in judicial elections." (Doc. 59 at Page ID 880.) The distinction between the roles of the judiciary and other branches of government have been used to support the different treatment of these elected officials in Ohio for more than a century. For example, when upholding the law requiring judges to run on a nonpartisan ballot, the Ohio Supreme Court described how a judge had to distance himself from partisan politics to fulfill his duties:
Weinberger, 99 N.E. at 1085. It is difficult to imagine that a judge, or voter for that matter, would quibble with the Weinberger court's description of a judge's obligation to remain apolitical in the discharge of his duties. However, it also is unrealistic to believe that a judge can entirely set aside his political philosophy when making decisions.
In fact, the Sixth Circuit expressly recognized in Newman v. Voinovich, 986 F.2d 159 (6th Cir.1993) "that judges are policymakers because their political beliefs influence and dictate their decisions on important jurisprudential matters." Id. at 163 (holding that Ohio's governor was "free to make judicial appointments based on political considerations"). In a concurring opinion, Judge Nathaniel Jones agreed and observed that "persons elevated to the bench do not leave their ideals, life experiences, and political philosophies behind." Id. at 165. Judge Jones went on to say:
Id. (emphasis in original).
The reasoning the Sixth Circuit employed in Newman to conclude that party affiliation is an appropriate factor for consideration in the Governor's appointment of interim judges surely applies with just as much force to the election of judges by Ohio's citizens: when electing a judge, shouldn't the electorate be provided with the type of information the Governor requires when making a judicial appointment?
The State asserts that Ohio voters do have that information available to them. Voters may receive in the mail "sample ballots" from political parties that include judicial candidates or campaign materials which indicate the candidates' party affiliation. Further, voters can conduct their own investigation by looking at their county's political party website or their county's board of elections website, either of which may indicate judicial candidates' party affiliation.
The fact that the State is quick to point out the variety of means available for voters to learn which judicial candidates are Republicans and which are Democrats make it difficult to accept Ohio's articulated interest in "minimizing partisanship in judicial elections." Furthermore, if the State truly wanted to minimize partisanship in judicial elections, it is unlikely that it would afford political parties such a prominent role in selecting judges: the parties both nominate the judicial candidates in partisan primaries and then openly endorse those candidates prior to the general election. In other words, Ohio steeps the judicial selection process in partisan politics everywhere but in the voting booth on election day.
We know from Carey that the Sixth Circuit believes that "[j]udicial elections differ from legislative elections." Carey, 614 F.3d at 194. However, when it made that statement, the court was considering Kentucky's judicial election scheme, not Ohio's. Kentucky conducts entirely nonpartisan judicial elections, and thus it has a "compelling interest" in "diminishing reliance on political parties in judicial selection." Id. at 194.
The answer is yes. Ohio's efforts in diminishing reliance on political parties in judicial elections is half-hearted at best, thus its interest in the matter cannot be said to be "compelling." However, the Court has established that the burden that O.R.C. § 3505.04 places on Plaintiffs' expressive and associational rights is not severe. Accordingly, under Anderson and Burdick, "the State need not establish a compelling interest to tip the constitutional scales in its direction." Burdick, 504 U.S. at 439, 112 S.Ct. 2059. Rather, the State's interest in keeping the political affiliation of judicial candidates off the general election ballot need only be "legitimate" (id. at 440, 112 S.Ct. 2059) and "reasonable" (Timmons, 520 U.S. at 367, 117 S.Ct. 1364) to outweigh Plaintiffs' interest in having party affiliation information on the ballot.
The fact that Ohio is the only state that has judicial candidates run in partisan primaries but then strips them of their party identity on the general election ballot puts it in the unique position of having to come up with an explanation as to why such a system is necessary. See, e.g., Eu, 489 U.S. at 225, 109 S.Ct. 1013 (striking down California's ban on primary endorsements after observing, "[n]or does the State explain what makes the California system so peculiar that it is virtually the only State that has determined that such a ban is necessary"). Ohio's only explanation is that it confronts two competing interests in its judicial elections: "its `compelling' interest in reducing voters' reliance on political parties in judicial selection" and "its desire to secure a formal role for the `healthy two-party system' in the nomination process." (Doc. 59 at Page ID 881 (citing Carey, 614 F.3d at 201 and Timmons, 520 U.S. at 367, 117 S.Ct. 1364).) These "competing interests" are not unique to Ohio. To the contrary, twenty-two states elect their judges in competitive elections: seven hold overtly partisan elections with the candidate's party affiliation appearing on the ballot in both the primary and general election, and fourteen have explicitly nonpartisan elections. Maureen O'Connor, A Proposal for Strengthening Judicial Elections 16 (May 2013), available at http://ohiocourts2013.org. Again, Ohio is the only state "that holds overtly partisan primaries with ostensibly nonpartisan general elections with the party affiliation not appearing on the ballot." Id.
To the extent that Ohio has a legitimate interest in diminishing party influence over judicial elections, stripping partisan labels from judges' names on the general election ballot is a step in the right direction, because
Id. at 17 (quoting American Bar Association Comm'n on the 21st Century Judiciary, Justice in Jeopardy) (Chicago: American Bar Ass'n, 2003), 76-77. Judicial elections differ from legislative elections in the fact that judges must be unbiased both in fact and in appearance. State action that serves to preserve the fact and appearance of judicial neutrality, therefore, is plainly legitimate. However, the brazen injection of politics into judicial primaries very nearly eviscerates any benefit served by nonpartisan general elections.
There is abundant room for debate on whether judicial elections should be partisan or nonpartisan, and one's opinion on the matter likely turns on which of the competing interests carries more weight: open disclosure of the inevitable partisan influence in judicial elections, or preservation of the distinct role of the judge as an unbiased arbiter that "serves no party." Ohio's Solomonic approach serves neither interest particularly well.
That said, this Court must conclude that the State's interest in diminishing reliance on political parties in judicial selection is a legitimate one and that it outweighs Plaintiffs' interest in using the general election ballot as a forum for its expressive and associative activities. As the Sixth Circuit explained, "the legitimacy of the judiciary rests on ... furthering the public's trust in the integrity of its judges." Carey, 614 F.3d at 204. Distinguishing judges from candidates running for political office on the general election ballot is a legitimate and reasonable way of advancing the goal of preserving the public's trust that the judge will abide by the rule of law and not partisan influence.
For the foregoing reasons, the Court
IT IS SO ORDERED.
Plaintiffs' briefing makes clear that they are pursuing only the First Amendment-based claims of rights to free expression and association with respect to the ballot issue. Specifically, Plaintiffs argue that the non-partisan ballot burdens the Democratic Party's right of association (see Doc. 65-1 at Page ID 916, 921); voters' right of association (see id. at Page ID 922); and judicial candidates' rights to free speech and association (see id. at Page ID 924 and Doc. 65-2 at Page ID 946).
The Tashjian Court made certain statements that seemingly could have supported a conclusion in Timmons that Minnesota's prohibition on allowing the New Party to communicate its choice of nominees on the ballot violated that party's associational rights. For example, the Timmons Court stated that "[t]o the extent that party labels provide a shorthand designation of the views of party candidates on matters of public concern, the identification of candidates with particular parties plays a role in the process by which voters inform themselves for the exercise of the franchise." Timmons, 520 U.S. at 373-74, 117 S.Ct. 1364. Additionally, the Court reiterated its early statement in Anderson that "`[a] State's claim that it is enhancing the ability of its citizenry to make wise decisions by restricting the flow of information to them must be viewed with some skepticism.'" Id. at 376, 117 S.Ct. 1364 (quoting Anderson, 460 U.S. at 798, 103 S.Ct. 1564). Nonetheless, eleven years after it decided Tashjian, the Supreme Court (which by that time included six different justices) upheld Minnesota's statute that prohibited the New Party from using the ballot to communicate to voters its choice of a candidate.
Accordingly, although certain statements in Tashjian support the Plaintiffs' arguments in this case that O.R.C. § 3505.04 severely burdens political parties' right to associational opportunities "at the critical juncture" when the party's principles could be turned into action — in this case, at the general election — the Supreme Court's more recent decision in Timmons compels the conclusion that O.R.C. § 3505.04 should not be considered a severe restriction on the Democratic Party's associational rights under the First Amendment.
This Court finds these many critiques compelling and concludes that Ohio's framework for electing judges fails to accomplish the State's codified goals of "providing the electorate with an understandable ballot, and enhancing voter education, thus fostering informed and educated expressions of the popular will in a general election." O.R.C. § 3513.257.