MITCHELL S. GOLDBERG, District Judge.
Plaintiff Blanche Brown, proceeding pro se, brings the current Federal Tort Claims Act ("FTCA") action against the United States, Coatesville Veterans' Administration Medical Center ("Coatesville VAMC"), and administrators of the Region 4 Veterans Integrated Services Network. Her claims arise out of the allegedly negligent acts and omissions of the Coatesville VAMC administrators in not supervising and discharging a VA employee, who was known to be chronically violent and who repeatedly harassed Plaintiff. Defendant moves to dismiss the Complaint both for lack of subject-matter jurisdiction and for failure to state a claim upon which relief may be granted. In response, Plaintiff has filed a Counter-Motion for Summary Judgment.
For the reasons that follow, I will grant Defendants' Motion to Dismiss in part and deny it in part, and will deny Plaintiff's Motion for Summary Judgment in its entirety.
The following facts are taken from Plaintiff's Complaint:
In early 2011, Plaintiff enrolled in the Veteran's Assistance ("VA") Health Program as a cardiac patient, and was assigned to the Coatesville VAMC for her primary medical care. (Compl. p. 8.)
Plaintiff's brother, James ("JAB"), worked as a groundskeeper at Coatesville VAMC and was allegedly involved in workplace violence, in late 2012, which resulted in federal criminal charges. Following this incident, JAB phoned Plaintiff more than 250 times during work hours from January to March 2014 to complain to her about his supervisors, management, co-workers, and union representatives. Because Plaintiff was home recuperating from open heart surgery, she became a captive sounding board for JAB. (
In early 2014, JAB assaulted VA Registered Nurse R. Solomon and threatened to kill her. Solomon filed a Protection from Abuse action against JAB, causing him to turn his rage on Plaintiff. When Plaintiff asked JAB to stop contacting her, JAB used Solomon's personal email account to send Plaintiff a credible, threatening, and profane e-mail. In mid-April 2014, following Plaintiff's complaint to the police, JAB stated "If I go back to work tomorrow and hear that [Plaintiff] has contacted VA, then there's gonna be trouble." Plaintiff contacted the VA and reported the threats. The next day, she was taken by ambulance to the hospital for stress-induced high blood pressure. (
After Plaintiff contacted the VA and filed her own Protection from Abuse petition against JAB, his harassment escalated into threats and attempts on her life. On April 25, 2014, JAB made a pre-dawn visit to Plaintiff's home after she refused to drop the Protection from Abuse order. He cut her phone line and discharged his 22-caliber firearm outside her window. (
In May 2014, while Plaintiff was on her way to her primary care appointment at Coatesville VAMC, JAB drove up to her in the VAMC parking lot. He used his car to block Plaintiff's entrance to the VA police station, glared at her, and then drove off. (
Months later, in August 2014, Nurse Solomon, sent Plaintiff an email with JAB's bogus EEOC files attached. Out of fear that Plaintiff "could somehow derail his (bogus) EEOC claim by forwarding his files to his employer," JAB returned to Plaintiff's home with a loaded firearm. (
In December 2014, JAB resumed his stalking campaign, made false reports to the state and local police that Plaintiff was a dangerous and "mentally disturbed veteran," and attempted to have her involuntarily committed. (
Plaintiff claims that Coatesville VAMC had known for decades about JAB's physical abuse of women employees, and it fostered a culture of hostility towards veterans, particularly women and minorities. Plaintiff had warned the VA about JAB's threats against the workplace and supervisors, but supervisors did not take her seriously. According to the Complaint, VA administrators actually reported Plaintiff's alerts back to JAB without any regard for Plaintiff's welfare. (
Plaintiff also alleges that Coatesville VAMC's managers, human resources, administrators, and other decision makers had just cause to terminate JAB's employment in 2007 and 2012. Coatesville VAMC police knew that, in 2010, another female employee filed a formal complaint with the VA police because JAB sent her repeated unsolicited texts and began stalking her. The VA police, however, repeatedly failed to investigate. (
Plaintiff's primary care provider and other administrators were similarly dismissive when Plaintiff reported JAB's intimidation and vandalism of her home. Coatesville VAMC staff was condescending and patronizing, treating Plaintiff as though she was delusional. (
In December 2015, Plaintiff filed an FTCA administrative claim, along with documentation of JAB's threats of violence and vandalism. VA Chief Counsel George Burns subsequently sent Plaintiff a letter indicating that the VA found no evidence of negligence of misconduct. Plaintiff filed a request for reconsideration and, sometime after November 3, 2016, she received a final determination letter from Director Michael Adelman, dismissing her claim. (
Plaintiff initiated the current federal litigation under the FTCA on April 5, 2017. Her complaint sets forth numerous causes of action, including: negligence/gross negligence (Count I); negligent retention (Count II), negligence per se (Count III), privacy violation (Count IV), negligent hiring, retention, and supervision (Count V), failure to protect and prevent abuse (Count VI), patient abuse (Count VII), failure to report abuse (Count VIII), patient abandonment (Count IX), harassment, intimidation, and retaliation (Count X), discrimination (Count XI), negligent infliction of extreme mental distress (Count XII), negligent investigation (Count XIII), intentional infliction of mental distress (Count XIV), and punitive damages (Count XV).
On August 11, 2017, Defendant filed a Motion to Dismiss. Plaintiff responded on October 12, 2017, and filed a Counter-motion for Summary Judgment.
Defendants move to dismiss the entire Complaint for both lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1) and for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6). I address each portion of the motion separately.
A motion to dismiss under Federal Rule of Civil Procedure 12(b)(1) challenges the power of a federal court to hear a claim or a case.
There are two types of Rule 12(b)(1) motions. A "facial" attack assumes that the allegations of the complaint are true, but contends that the pleadings fail to present an action within the court's jurisdiction.
The United States maintains sovereign immunity from suit, except to the extent that it consents to being sued.
Defendants assert that most, if not all, of Plaintiff's claims do not fall within the scope of the FTCA's waiver of immunity, thereby depriving the Court of subject-matter jurisdiction. They premise this argument on three grounds: (1) the discretionary function exception to the Federal Tort Claims; (2) the failure to meet the scope of employment provision of the FTCA; and (3) failure to exhaust.
The well-established "discretionary function exception" of the FTCA limits the FTCA's waiver of sovereign immunity by "eliminating jurisdiction for claims based upon the exercise of a discretionary function on the part of an employee of the government."
Application of the discretionary function exception is analyzed under a two-part test. First, a court must "consider whether the action is a matter of choice for the acting employee. This inquiry is mandated by the language of the exception; conduct cannot be discretionary unless it involves an element of judgment or choice."
Pursuant to this legal framework, Defendants contend that multiple counts of the Complaint are barred by the discretionary function exception. I agree and will dismiss counts one, two, three, five, six, eight, and twelve on this basis.
Counts one, two, three, five, and twelve of the Complaint
Federal appellate courts stand in agreement that decisions relating to the hiring, training, and supervision of employees are inherently a discretionary function.
Consistent with this principle, cases involving allegations of negligent hiring, supervision, and retention against the VA have generally found that—absent a policy mandating specific supervision, retention, or hiring procedures—such claims fall within in the discretionary function exception to the FTCA's waiver of liability absent a policy that expressly mandates specific supervisory, retention, or hiring practices.
The crux of the discretionary function analysis in this case thus turns on whether Plaintiff can identify statutes and/or regulations that limited the discretion of the VA in its hiring, retention, or supervision decisions of employees such as JAB. None of the regulations identified by Plaintiff meet this standard.
First, Plaintiff cites to Pennsylvania state common law, which imposes a legal duty to avoid reckless or negligent behavior that will not expose others to risks of injury which are reasonably foreseeable. (Pl.'s Opp'n Mot. to Dismiss, p. 13-14.) "To overcome the discretionary function exception . . . plaintiffs must show that the federal employee's discretion was limited by a federal statute, regulation, or policy."
Alternatively, Plaintiff points to VHA Directive 5025, "38 C.F.R. 0.735,
Finally, Plaintiff relies heavily on VHA Policy Handbook 5021, which enumerates appropriate punishments for various offenses by VA employees. The Handbook, however, does not constrain the judgment of VA supervisors to make employment decisions or impose discipline. Rather, it rests on "[t]he policy of the VA to maintain standards of conduct and efficiency that will promote the best interests of the service." Handbook 5021, Ch. 1. Indeed, contrary to Plaintiff's argument that the "Schedule of Offenses and Penalties" in the Handbook is mandatory and prescribes minimum penalties for certain offenses, Appendix A to the Schedule of Offenses states that "[t]his appendix will be used as a
With respect to the second prong of the discretionary function analysis—whether the judgment is of the kind the discretionary function was designed to shield—I find that the acts at issue in these counts are policy-based in nature. As set forth above, Handbook 5021 specifically allows for the use of discretion in imposing discipline on an employee and sets forth various factors that the supervisor should consider when determining what penalty to impose. "[I]f a regulation allows the employee discretion, the very existence of the regulation creates a strong presumption that a discretionary act authorized by the regulation involves consideration of the same policies which led to the promulgation of the regulations."
Accordingly, I will dismiss counts one, two, three, and five for lack of subject-matter jurisdiction.
Counts six and eight
Under the first element of the discretionary function test, the Third Circuit has held that "[d]ecision making as to investigation and enforcement, particularly where there are different types of enforcement action[s] available, are discretionary judgments."
Under the second element, the decision of the VA employees as to whether to report threats by another employee outside the workplace or whether to investigate any such reports is one susceptible to policy analysis.
Plaintiff has not identified any statute, regulation, or policy that mandated specific action either by VA employees in reporting the alleged abuse by JAB that occurred off VA premises, or by VA supervisors in failing to investigate Plaintiff's administrative complaints about JAB. Although Plaintiff cursorily references the VA's "Medical Center Policy on Workplace Violence Prevention and Intervention," she offers no explanation about how this policy circumscribed the VA's investigative discretion. Indeed, a review of this policy reveals no explicit requirement regarding how or when VA staff conduct any investigation. Therefore, I will dismiss counts six, eight, and thirteen of the Complaint for lack of subject matter jurisdiction.
Defendants' second jurisdictional argument asserts that all but two of Plaintiff's remaining claims
The FTCA waives the government's immunity for "personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment." 28 U.S.C. § 1346(b)(l) (emphasis added). The explicit language of this provision mandates that, for the waiver of immunity to apply, the act complained of must have been done within the scope of the offending individual's employment.
To determine whether the "scope of employment" provision has been satisfied, a court must look to the law of the place where the act or omission occurred, which, in this case, is Pennsylvania.
Here, even taking the allegations of the Complaint as true, it is undisputed that all of the acts that make up the basis for Counts seven, nine, ten, and fifteen occurred either outside the time and space limitations of the offending individuals' employment with the VA, or were not committed on behalf of or with the authorization of the VA.
For example, count seven for "patient abuse" alleges that Nurse Solomon (1) allowed JAB to send a violent, threatening email to Plaintiff from her personal email account; (2) helped JAB retaliate against Plaintiff for reporting his abuse to the Patient Advocate; and (3) recklessly emailed Plaintiff a copy of JAB's bogus EEOC file without warning her that JAB would attempt to stop Plaintiff from forwarding the email to either the VA Police or CVAMC administrators. The Complaint contains no allegations that any of these events took place during work hours at the VA, on the VA premises, or using a VA work email. Moreover, the allegations of the Complaint, taken as true, do not permit an inference either that these actions by Nurse Solomon were the kind that she was employed to perform or that they were actuated in any part with intent to serve the VA. Quite to the contrary, the Complaint expressly alleges that Solomon acted for purposes of either personally retaliating against JAB or helping JAB retaliate against Plaintiff.
Count nine alleges "patient abandonment,"
Count ten alleges harassment, intimidation, and retaliation by JAB, Solomon, and JAB's brother AWB, all of whom were VA employees. For the reasons set forth above, the actions by JAB and Solomon cannot be deemed to be within the scope of employment. As to AWB, Plaintiff alleges only that he worked in the VA Patient Records Office and that he relayed several threatening messages from JAB to Plaintiff. No facts allow any inference that AWB relayed these messages in the course of his employment with the VA.
Finally, count fourteen repeats the allegations of count ten under the guise of an intentional infliction of mental distress claim. For the same reasons set forth above, these actions were not within the scope of the individuals' employment.
In short, Plaintiff incorrectly assumes that because JAB, Solomon, and AWB were employed by Coatesville VA during the relevant time period, all of their actions with respect to Plaintiff were done within the scope of their employment. Without some showing that these actions were the kind these individuals were employed to perform, occurred substantially within the authorized time and space limits, and were actuated at least in part by a purpose to serve the master, Plaintiff cannot plausibly allege that they fell within the waiver of immunity provision of § 1346(b)(1). Accordingly, I will dismiss counts seven, nine, ten, and fourteen for lack of subject-matter jurisdiction.
Defendants' last jurisdictional argument contends that Plaintiff failed to exhaust her administrative remedies as to count eleven.
The FTCA expressly provides that "[a]n action shall not be instituted upon a claim against the United States" for damages "unless the claimant shall have first presented the claim to the appropriate Federal agency and his claim shall have been finally denied by the agency in writing. . . ." 28 U.S.C. § 2675(a). "Although an administrative claim need not propound every possible theory of liability in order to satisfy section 2675(a), . . . a plaintiff cannot present one claim to the agency and then maintain suit on the basis of a different set of facts."
In count eleven, Plaintiff contends that VA employees JAB, Solomon, and AWB targeted her as a disabled, woman veteran, and portrayed her as a psychiatric patient, even though she was a cardiac patient, with the intent of perpetuating negative stereotypes and having her involuntarily committed. (Compl. p. 18.) As a result, Plaintiff's primary care provider, Dr. Cooper, treated her as though she was delusional and dismissed her reports about vandalism, harassing, and stalking. (
Neither this claim nor its underlying facts appear anywhere in Plaintiff's administrative complaint. Plaintiff limited her administrative claims to negligent infliction of emotional anguish/mental stress; negligent application of VHA Directive 2010-053, 38 C.F.R. 17.07; negligent omission of threat assessment; negligent retention of dangerous employee; patient abuse; negligent actions which encouraged known violent employee to dehumanize and stalk women veterans; and Health Insurance Portability & Accountability Act and Privacy Act violations. (Compl., Ex. 1, exh. A.) At no point did Plaintiff discuss discriminatory treatment by Dr. Cooper or mention the refusal to assist her admission to the Wilmington VAMC.
As Plaintiff has failed to exhaust this claim, and as the exhaustion requirement is jurisdictional, I must dismiss this claim for lack of subject matter jurisdiction.
Under Federal Rule of Civil Procedure 12(b)(6), a defendant bears the burden of demonstrating that the plaintiff has not stated a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6);
The United States Court of Appeals for the Third Circuit has detailed a three-step process to determine whether a complaint meets the pleadings standard.
Having found no subject-matter jurisdiction over thirteen of Plaintiff's fifteen causes of action, only counts four and fifteen remain. I now turn to the merits of these counts to address whether Plaintiff has properly stated a claim under Federal Rule of Civil Procedure 12(b)(6).
Count four of the Complaint alleges that
(Compl. at p. 15.)
Pennsylvania law recognizes four torts under the umbrella of invasion of privacy: "[1] unreasonable intrusion upon the seclusion of another; [2] appropriation of another's name or likeness; [3] unreasonable publicity given to another's private life; and [4] publicity that unreasonably places the other in a false light before the public."
A claim for unreasonably publicity requires allegations of "(1) publicity, given to (2) private facts, (3) which would be highly offensive to a reasonable person, and (4) is not of legitimate concern to the public."
In her Complaint, Plaintiff alleges that the sole recipient of Plaintiff's personal health information was JAB. As the element of publicity is not satisfied, this theory cannot survive.
A claim for intrusion upon seclusion, on the other hand, does not have an element of publication.
Although Defendants argue that the Complaint fails to adequately plead that intrusion by AWB was intentional, their argument is misplaced at this stage of the litigation. Plaintiff plausibly alleges that the Coatesville VA had records containing personal health information, that its employee AWB had access to that health information, that the VA Privacy Policy directed that such information was to be kept confidential,
In count fifteen of the Complaint, Plaintiff seeks punitive damages. The FTCA, however, specifically precludes such damages, stating:
28 U.S.C. § 2674;
In light of the foregoing, Plaintiff's claim for invasion of privacy (count four) survives as against the United States. I find, however, that the Court lacks subject matter jurisdiction over counts one to three and five to fourteen of the Complaint, and that Plaintiff may not pursue his count fifteen claim for punitive damages against the United States. Because amendment these claims would be futile, I will not grant leave to file an amended complaint.
Plaintiff has filed a counter-motion for summary judgment which presumably seeks a judgment in her favor on the entirety of her Complaint. As set forth in detail above, however, all of Plaintiff's claims—but for count four—must be dismissed. Although count four survives, Plaintiff has not demonstrated the absence of a genuine issue of material fact on this claim, which would entitle her to judgment as a matter of law. Fed. R. Civ. P. 56(c)(2). Indeed, Plaintiff only surmises that AWB disclosed her personal health information to JAB, but offers no evidence to prove that AWB, while acting in the scope of his employment in the Patient Record Office, released the records.
In light of the foregoing, I will deny Plaintiff's Motion for Summary Judgment and I will grant Defendants' Motion to Dismiss in part and deny it in part. An appropriate Order follows.
Both of those cases are inapposite as they involved "garden variety" decisions where the government agencies failed to physically maintain their properties, resulting in physical injuries to the plaintiffs. In both situations, the court found that the failure to act was a result of administrative missteps as opposed to a policy-based decision.
38 U.S.C. § 511(a) (emphasis added). Section 511(a) specifically "precludes judicial review in Article III courts of VA decisions affecting the provision of veterans' benefits."