JAMES M. MUNLEY, District Judge.
Plaintiff José Batista ("Batista" or "Plaintiff"), an inmate at the Huntingdon State Correctional Institution ("SCI-Huntingdon"), in Huntingdon, Pennsylvania, filed this civil rights action alleging that Sergeant ("Sgt.") K. Williams violated his First and Eighth Amendment rights by denying him access to physician prescribed medical care and then issuing him a misconduct in retaliation for his filing of a grievance. (Doc. 1, Compl.) He also claims Superintendent ("Supt.") J.A. Eckard and Unit Manager ("UM") K. Granlund violated his Eighth Amendment rights by failing to investigate his grievance concerning Sgt. Williams' interference with his medical care. (
Presently before the Court is Defendants' motion for summary judgment, as well as their statement of material facts, supporting brief and exhibits. (Docs. 97-99). Plaintiff filed a brief in opposition to Defendants' motion for summary judgment and supporting exhibits. (Doc. 102). Defendants did not file a reply brief. Accordingly, this matter is ripe for disposition.
For the reasons that follow, the Court will grant Defendants' motion for summary judgment.
On September 11, 2016, José Batista filed the present action alleging Defendants' deliberate indifference to his medical needs and Sgt. William's issuance of a retaliatory misconduct. (Doc. 1, Compl.) Batista named two groups of Defendants, each represented by separate counsel. The first group, the Medical Defendants, consisted of contract medical providers employed at SCI-Huntingdon (Dr. Kollman, Physician Assistant (PA) McConnell and PA Gomes). The second group is comprised of the moving Defendants who are employed by the Pennsylvania Department of Corrections (DOC) working at SCI-Huntingdon (Supt. Eckard, UM Granlund and Sgt. Williams). The Court will refer to this group as the DOC Defendants.
On January 27, 2016, the Medical Defendants moved to dismiss all Eighth Amendment claims against them based on Batista's failure to exhaust his available administrative remedies. (Doc. 47, Med. Defs.' Mot. to Dismiss). February 5, 2016, the DOC Defendants filed an Answer and Affirmative Defenses to the Complaint. (Doc. 51, Answer).
On August 30, 2016, the Honorable William W. Caldwell granted the Medical Defendants' motion to dismiss. (Doc. 84, Order). Following the close of discovery, the DOC Defendants filed their motion for summary judgment. (Doc. 97, DOC Defs.' Mot. for Summ. J.).
Summary judgment is proper where "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "To prevail on a motion for summary judgment, the moving party must demonstrate that there is no genuine issue as to any material fact and the movant is entitled to judgment as a matter of law."
"A genuine issue is present when a reasonable trier of fact, viewing all of the record evidence, could rationally find in favor of the non-moving party in light of his burden of proof."
To prevail on summary judgment, the moving party must affirmatively identify those portions of the record that demonstrate the absence of a genuine issue of material fact.
In deciding the merits of a party's motion for summary judgment, the Court's role is not to evaluate the evidence and decide the truth of the matter, but to determine whether there is a genuine issue for trial.
Batista was housed at SCI-Huntingdon at all times relevant to this action. (Doc. 98, Defs.' Statement of Material Facts ("DSMF"), ¶ 5). James Eckard, now retired, was the Superintendent of SCI-Huntingdon at all times relevant to this lawsuit. (DSMF ¶ 2). Kurt Granlund, now retired, was a Unit Manager at SCI-Huntingdon at all times relevant to this lawsuit. (DSMF ¶ 3). Kerry Williams was a Sergeant at SCI-Huntingdon at all times relevant to this action. (DSMF ¶4).
On June 16, 2015, a SCI-Huntingdon physician prescribed Batista breathing treatments for his Bronchitis. The physician directed that Batista receive four breathing treatments a day (7:00 a.m., 11:00 a.m., 3:00 p.m., and 6:00 p.m.) for one week. (DSMF ¶¶ 6-8). Batista's breathing treatments were provided in the medical unit.
On June 16, 2015, the first day of his weeklong treatment, Batista received breathing treatments at 9:30 a.m. and 11:00 a.m. (DSMF ¶ 9). At 3:00 p.m. Batista, who was in his housing unit, asked Sgt. Williams to write him a pass to allow him to go to the medical unit for his next breathing treatment. (DSMF ¶ 10). As Batista's name was not on the "call-out sheet," and there was no pass issued by the medical department authorizing Plaintiff to visit the medical unit at that time, Sgt. Williams denied Batista's request. (DSMF ¶ 11). The same scenario occurred later that evening when Batista again sought a pass from Sgt. Williams to attend his 6:00 p.m. breathing treatment. (DSMF ¶ 14).
The following morning, June 17, 2015, Batista did not report to sick call after missing his 3:00 p.m. and 6:00 p.m. breathing treatments the night before. (DSMF ¶ 15). However, at morning pill line he told a nurse that a sergeant on his unit would not allow him to leave the unit to receive his evening breathing treatments. (DSMF ¶ 16). The nurse said she would look into the matter. (DSMF ¶ 17). Later that morning Batista went to the medical unit twice (7:00 a.m. and 11:00 a.m.) to receive breathing treatments. (DSMF, ¶ 18). As the medical unit did not provide him with a pass, the morning sergeant on his unit issued him one. (DSMF ¶ 20.) While present in the medical unit Batista never alerted staff that he missed his 3:00 p.m. and 6:00 p.m. breathing treatments on June 16, 2015. (DSMF ¶ 19). Similarly, he did not tell medical staff that he did not have an appropriate pass from them authorizing his attendance at the medical unit four times a day for his treatments. (DSMF ¶ 20).
At 3:00 p.m. Batista approached Sgt. Williams requesting a pass to go to the medical unit for his third breathing treatment of the day. (DSMF ¶ 21). Sgt. Williams advised that if Plaintiff had a medical pass he could go to the medical unit for his breathing treatment. (DSMF ¶ 22). After Batista could not locate a pass, he asked Sgt. Williams to issue him one. (DSMF ¶ 23). Sgt. Williams directed Batista back to his cell. (DSMF ¶ 24).
At dinner that evening, Batista approached Lt. Dunkle (non-defendant) concerning Sgt. Williams' failure to permit him to go to the medical unit to receive his breathing treatments. (DSMF ¶ 25). After briefly leaving the dining hall, Lt. Dunkle returned and advised Batista that a nurse would call the unit to let staff know he could go to the medical unit for his breathing treatments. (DSMF ¶ 26).
Around 6:00 p.m., Batista advised Sgt. Williams that a nurse should be calling the unit about his breathing treatments. (DSMF ¶ 27). Sgt. Williams advised Batista that if he did not have a pass, he could not go to the medical unit. (DSMF ¶ 28). When Batista did not find a pass, he again asked Sgt. Williams to issue him one. Sgt. Williams told Batista he would receive a misconduct if he asked for a pass again and was out of his cell. (DSMF ¶ 30).
The remainder of the week, June 18-23, 2015, Batista received passes from the medical department and received all of his breathing treatments. (DSMF ¶ 32). Sgt. Williams did not object to, or stop, Batista from receiving his breathing treatments during this time. (DSMF, ¶ 33).
On June 17, 2015, Batista filed Grievance No. 572324 alleging Sgt. William's intentional interference with his medical treatment. (DSMF ¶ 31;
On July 1, 2015, while in his housing unit, Batista heard an announcement for yard. (DSMF ¶ 36). Batista had the option of attending two different exercise yards, A or C. The C yard has weights while A does not. Batista thought the officer simultaneously called for both A and C yard. (DSMF ¶¶ 39-41). He returned to his cell and dressed for yard. (DSMF ¶ 38). Batista started toward C yard but turned around when he discovered the officer only called for those attending A yard. (DSMF ¶ 42). Plaintiff asked the officer at the desk if the call was also for C yard. The officer told Batista to return to his cell and wait for the call. (DSMF ¶ 43). Plaintiff did not like the desk officer's "attitude" when responding to his inquiry. (DSMF ¶¶ 44-45). After exercising in C yard, Batista approached the desk to obtain the officer's name to file a grievance. (DSMF ¶ 47). Sgt. Williams was standing behind the officer at that moment and asked Batista, "What's your problem?" (DSMF ¶ 48). Batista explained he wanted the officer's name that "disrespected [him] earlier." (DSMF ¶ 49). Plaintiff advised that if Sgt. Williams would not provide the officer's name he would find out at yard. (DSMF ¶¶ 50-51). As Batista walked out of the unit toward the yard, Sgt. Williams followed him and ordered him to return to his cell. (DSMF ¶ 52). Batista looked back but did not know to whom Sgt. Williams was speaking. (DSMF ¶ 53). Sgt. Williams told Batista to go back to his cell. (DSMF ¶ 54).
Batista later received two misconducts, one from Sgt. Williams (B864594) and one (B894592) from the desk officer (non-defendant).
Sgt. Williams charged Batista with using abusive or inappropriate language to an employee, refusing to obey an order, and presence in an unauthorized area. (
To successfully state a § 1983 claim, a plaintiff must allege: (1) the conduct complained of was committed by a person acting under color of state law; and (2) the conduct complained of deprived the plaintiff of rights, privileges, or immunities secured by the laws of the Constitution of the United States.
Because vicarious liability is inapplicable to § 1983 suits, plaintiff must plead each defendant's personal involvement in the alleged unconstitutional actions.
Allegations that prison officials and administrators responded inappropriately or failed to respond to a prisoner's complaint or official grievance, does not establish that the officials and administrators were involved in the underlying allegedly unconstitutional conduct.
Supt. Eckard and UM Granlund claim they are entitled to summary judgment in their favor due to Batista's failure to allege their personal involvement in the underlying alleged unconstitutional conduct, the interference with his evening breathing treatments on June 15-16, 2015. They argue that Batista's claim against them is strictly limited to their review of Batista's administrative remedy, Grievance No. 572324. (Doc. 99, Defs.' Summ. J. Br., pp. 18-20;
(Doc. 102, P1.'s Summ. J. Opp'n Br., ¶ 2.) Batista does not aver or produce any evidence that either Supt. Eckard or UM Granlund knew of Sgt. Williams' alleged unconstitutional conduct at the time it was occurring, or otherwise directed or acquiesced to Sgt. Williams' decision to stop Batista from leaving his housing unit without a medical pass on June 16 and 17, 2015. In addition, it is undisputed Sgt. Williams' alleged unconstitutional behavior of interfering with his breathing treatments ceased on June 18, 2015. (DSMF ¶ 33). UM Granlund did not receive Batista's grievance until sometime after June 22, 2015. (Doc. 99-4, p. 10). UM Granlund filed his initial review response on July 9, 2015. (
Consequently, based on the record before the Court, the Court will grant Defendants' summary judgment motion with respect to all claims lodged against Supt. Eckard and UM Granlund based on Plaintiff's failure to allege their personal involvement in either his First or Eighth Amendment claim.
Batista alleges the Sgt. Williams violated his Eighth Amendment right to be free from cruel and unusual punishment by interfering with or denying him two prescribed breathing treatments the evenings of June 15-16, 2015. (Doc. 1, Compl.)
The Eighth Amendment "requires prison officials to provide basic medical treatment" for those "incarcerated."
A prison official "intentionally denying or delaying access to medical care or intentionally interfering with [medical] treatment once prescribed can show deliberate indifference.
There is no dispute that a physician prescribed Batista breathing treatments four times a day, between June 16 and June 23, 2015, for his Bronchitis. It is also undisputed that the medical department did not issue Batista a pass advising security staff of his need to come to the medical unit four times a day for a week. On the first day of his treatment, June 16, 2015, Batista learned Sgt. Williams would not allow him to go to the medical unit without a medical pass. Batista did not sign up for sick call on June 17, 2015 after missing his two breathing treatments. On the second day of treatment, Batista failed to notify medical staff of his need for a proper medical pass to attend his treatments. Additionally, Plaintiff did not notify medical staff that he missed his afternoon breathing treatments on June 16, 2015 because he lacked the proper pass. Batista had two opportunities on June 17, 2015 to remove any impediments to his access to further breathing treatments when he went to the medical unit for his morning treatments by alerting staff to his pass problem. Moreover, Batista does not advance any competent evidence to suggest Sgt. Williams knew he suffered from a serious medical condition and that by denying him access to the medical unit on June 15 and June 16, 2015, placed him at substantial risk of harm. Batista has not demonstrated he suffered any, let alone serious, health consequence because of Sgt. Williams' alleged interference with his prescribed breathing treatments. He received two morning treatments on June 15 and 16, 2015, and four treatments a day for the next six days. Against this backdrop, Plaintiff's own self-serving, unsupported and conclusory assertions in his declaration (Doc. 102-3) about what he believes the appropriate response to his request to go to the medical unit should have been is insufficient to create a triable issue of whether Sgt. Williams was deliberately indifferent to his serious medical needs.
It is well-settled that "[g]overnment actions, which standing alone, do not violate the Constitution, may nonetheless be constitutional torts if motivated in substantial part by a desire to punish an individual for exercise of a constitutional right."
A prisoner alleging a First Amendment retaliation claim must show that "(1) he was engaged in constitutionally protected conduct, (2) `he suffered some adverse action at the hands of prison officials,' and (3) `his constitutionally protected conduct was a substantial or motivating factor in the decision' to take action."
Once an inmate makes a
Batista claims that Sgt. Williams issued him a false misconduct on July 1, 2015, in retaliation for his filing of Grievance No. 572324 on June 17, 2015. The DOC Defendants contend that even if Plaintiff demonstrated a prima facie retaliation claim, the hearing examiner found there was sufficient evidence to find him guilty of the misconduct.
"In general, `most prisoners' retaliation claims will fail if the misconduct charges are supported by the evidence' because courts afford prison officials `great deference' in the context of prison disciplinary proceedings.
Here, Sgt. Williams charged Batista with refusing to obey an order, presence in an unauthorized area and using abuse or inappropriate language toward staff. (Doc. 99-5, p. 9). In the misconduct report, Sgt. Williams states he witnessed Batista yelling at the desk officer and failed to cease his behavior when given a direct order to stop yelling and return to his cell. (
At his misconduct hearing, Batista requested the hearing examiner to review the unit video of the incident. The hearing examiner watched the video and made the following observations:
(Doc. 99-5, p. 8). Based on video tape of the incident the hearing examiner found Batista failed to obey multiple orders to return to his cell and went to the Center without permission. The hearing examiner considered Plaintiff's presence in the Center without permission to validate the presence in an unauthorized area charge. Thus, regardless of Sgt. Williams' intent when issuing the misconduct, the summary judgment record before the Court, the evidence of Batista's violation of prison rules was "clear and overt" such that there was no genuine issue of material fact that Sgt. Williams' actions were reasonably related to legitimate penological interests. Carter, 292 F.3d at 158-59. Accordingly, with respect to Batista's retaliation claim, the Court will enter summary judgment in favor of Sgt. Williams.
An appropriate order will enter.