ANN ALKEN, District Judge.
Plaintiff brings this action pursuant to the Social Security Act (the Act), 42 U.S.C. § 40S(g), to obtain judicial review of a final decision of the Commissioner denying plaintiff's application for Supplemental Security Income (SSI) benefits. The Commissioner concedes error and moves to remand the decision for further proceedings. For the reasons set forth below, the Commissioner's motion is granted, and the case is remanded for further administrative proceedings.
Plaintiff protectively filed her application for 881 benefits on September 28, 2006, and it was denied initially and on reconsiderat:'.on. Tr. 87-90, 92-93, 129-131. After requesting a hearing, plaintiff, her daughter and a vocational expert appeared and testified before an administrative law judge (ALJ) on July 8, 2009. Tr. 40-83. On August 5, 2009, the ALJ issued a decision finding that plaintiff was not disabled within the meaning of the Act. Tr. 9-20. The Appeals Council denied plaintiff's request for review, making the ALJ's decision the final agency decision. Tr. I-S. Plaintiff now seeks judicial review. 42 U.S.C. § 40S(g).
Plaintiff, a Somali refugee, was forty-nine years old at the time of the ALJ's decision in 2009. Tr. 129. Plaintiff has a "marginal" education, is unable to communicate in English, and has no past relevant work. Tr. 18. Plaintiff alleges disability due to post-traumatic stress disorder (PTSD), schizophrenia, and hypertension.
The initial burden of proof rests upon the claimant to establish disability.
A five-step sequential process exists for determining whether a person is disabled.
At step one, the ALJ found that plaintiff had not engaged in "substantial gainful activity" during the period of alleged disability. Tr. 14; 20 C.F.R. § 416.920(b).
At step two, the ALJ found that plaintiff had severe impairments of hearing loss, PTSD, and psychosis, but that plaintiff's impairments did not meet or equal "one of a number of listed impairments that the [Commissioner] acknowledges are so severe as to preclude gainful activity." Tr. 14;
At step four, the ALJ found that plaintiff retained the residual functional capacity (RFC) to perform a reduced range of light, unskilled work but that plaintiff had no past relevant work. Tr. 18; 20 C.F.R. § 416.920(e), (f). Therefore, the inquiry proceeded to step five.
At step five, the burden shifts to the Commissioner to show that a claimant can perform other work existing in significant numbers in the national economy. 20 C.F.R. § 416.920(g). Relying on vocational expert testimony, the ALJ found that plaintiff had the ability to perform production assembly and cannery jobs. Tr. 19. Therefore, the ALJ found plaintiff not disabled within the meaning of the Act.
Plaintiff argues that the ALJ erroneously discredited the opinion of a treating physician, improperly rejected the lay witness testimony of plaintiff's daughter, failed to consider the statements of plaintiff's nurse practitioner, and applied an erroneous standard in considering plaintiff's credibility. The Commissioner concedes that the ALJ erred in his evaluation of plaintiff's credibility, the lay witness testimony, the physician's opinion and other medical evidence of record. Def.'s Brief at 6. However, the Commissioner contends that outstanding issues preclude a finding of disability and moves for remand of the case for further proceedings to properly evaluate plaintiff's credibility, the lay witness testimony, and the medical evidence of record. Plaintiff, on the other hand, argues that if such evidence is credited as true, she has established disability under the Act.
This Court has the discretion to reverse the Commissioner's decision with or without a remand for further administrative proceedings. 42 U.S.C. § 405(g);
The Ninth Circuit has posited the following test for determining when an award of benefits is warranted:
The Commissioner concedes that the ALJ failed to provide legally sufficient reasons for discrediting plaintiff's testimony, lay witness testimony from her daughter, and the opinion of a treating physician.
However, I cannot find that no outstanding issues remain and that the record establishes disability if the evidence rejected is accepted as true. At the administrative hearing, the vocational expert testified that employment would be precluded if a claimant was absent for up to eight hours a week due to attention and concentration deficits. Tr. 81. While plaintiff's testimony, her daughter's testimony, and the opinion of plaintiff's treating physician and nurse practitioner establish deficits in plaintiff's concentration, attention, persistence, and/or pace, such evidence does not include specific functional limitations or restrictions to create an unequivocal record of disability.
Additionally, the ALJ shall reconsider whether plaintiff establishes disability under the Medical-Vocational Guidelines (the grids). The grids correlate a claimant's age, education, previous work experience and RFC to direct a finding of either disabled or not disabled. 20 C.F.R. Pt. 404, Subpt. P, App. 2. An ALJ may rely on the grids if they accurately reflect a claimant's limitations; where a claimant suffers from nonexertional impairments, such as pain or postural limitations, the grids merely serve as a framework and vocational testimony is required.
In this case, plaintiff was forty-nine years old and considered a "younger" individual at the time of the ALJ's decision. Given her age of forty-nine, education, previous work experience, and RFC of light work, the grids directed a finding of "not disabled." 20 C.F.R. Pt. 404, Subpt. P, App. 2, § 202.16.
However, if plaintiff had been fifty, her age would have been "closely approaching advanced age" and, given her education, and lack of English literacy and work experience, she would have been "disabled" under the grids.
The ALJ's finding that plaintiff is not disabled within the meaning of the Act is not supported by substantial evidence in the record. For the reasons explained above, the Commissioner's Motion to Remand (doc. 31) is GRANTED, and the decision of the Commissioner is reversed and remanded for further administrative proceedings consistent with this opinion.
IT IS SO ORDERED.