MICHAEL R. MERZ, Magistrate Judge.
This case is before the Court on Motion to Dismiss of Defendant Steve Layman (ECF No. 9) and a joint Motion to Dismiss of Defendants Dave Duchak, Elizabeth Gutmann, and Rob Davie (ECF No. 7). Plaintiff has filed a combined Memorandum in Opposition (ECF No. 32)
Both Motions are made under Fed. R. Civ. P. 12(b)(6) for failure to state a claim upon which relief can be granted. A motion for involuntary dismissal is a dispositive pre-trial motion on which an assigned Magistrate Judge must make a recommended decision in the first instance.
"The purpose of a motion under Rule 12(b)(6) is to test the formal sufficiency of the statement of the claim for relief; it is not a procedure for resolving a contest about the facts or merits of the case." Wright & Miller, FEDERAL PRACTICE AND PROCEDURE: Civil 2d §1356 at 294 (1990); see also Gex v. Toys "R" Us, 2007 U.S. Dist. LEXIS 73495, *3-5 (S.D. Ohio, Oct. 2, 2007); Mayer v. Mylod, 988 F.2d 635, 638 (6th Cir. 1993), citing Nishiyama v. Dickson Cty., Tennessee, 814 F.2d 277, 279 (6th Cir. 1987). Stated differently, a motion to dismiss under Fed.R.Civ.P. 12(b)(6) is designed to test only the sufficiency of the complaint. Riverview Health Institute LLC v. Medical Mutual of Ohio, 601 F.3d 505, 512 (6th Cir. 2010).
The test for dismissal under Fed. R. Civ. P. 12(b)(6) has been restated by the Supreme Court as follows:
Bell Atlantic Corp. v. Twombly, 550 U.S.544, 555 (2007).
Twombly, 550 U.S. at 558; see also Association of Cleveland Fire Fighters v. City of Cleveland, Ohio, 502 F.3d 545 (6th Cir. 2007). "To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its fact,'" Doe v. Miami University, ___ F.3d ___, 2018 U.S. App. LEXIS 3075, *12-13 (6
Mr. Marcum brought this action pro se in the Miami County Common Pleas Court under 42 U.S.C. § 1983 for monetary damages and declaratory, injunctive, habeas corpus, and mandamus relief. Honorable Elizabeth S. Gutmann, then
In the Complaint Marcum alleges he was arrested for breaking and entering on October 5, 2017, and jailed pending initial appearance (ECF No. 2, PageID 172-73). The next morning he had a video arraignment before Judge Gutmann who set bond and scheduled a preliminary hearing for October 12, 2017. When Marcum appeared in person for that proceeding, Assistant County Prosecutor Wall amended the charge from breaking and entering, a fifth degree felony, to attempted breaking and entering, a first degree misdemeanor and therefore within Judge Gutmann's dispositional authority as a municipal judge. Marcum, at Wall's urging, waived his right to counsel for a change of plea and changed his plea to no contest. Judge Gutmann then sentenced him to 180 days confinement in the County Jail. Id. at 174-75. Marcum promptly sought a new sentencing hearing and threatened suit. Marcum claims he was not advised that sentence could be imposed immediately after plea and that Judge Guttmann declined to appoint counsel for appeal.
Beginning at page twelve of the Complaint (PageID 176), Marcum provides a long disquisition on the right to counsel as recognized in the series of the Supreme Court cases that begins with Powell v. Alabama, 287 U.S. 45 (1932)(capital cases), and proceeds through Gideon v. Wainwright, 372 U.S. 335 (1963)(felony cases), and Argersinger v. Hamlin, 407 U.S. 25 (1972)(misdemeanor cases where imprisonment is a possibility). See also Alabama v. Shelton, 535 U.S. 654 (2002)(even if sentence is suspended).
Beginning at page twenty-four (PageID 189), Marcum seeks mandamus relief to require the Sheriff to provide inmates with a "free" phone call to contact an attorney or a bondsman. At page fifty he alleges that the agreement between the Miami County Sheriff's Office and the Miami County Public Defender which "prohibits all inmates from `calling' the Public Defender's Office unless the Public Defendant [sic] requests for such inmate to call the office" is part of an illegal conspiracy (PageID 215). He references the Inmate Handbook to show the existence of this policy. Defendant Layman appeared with Marcum at arraignment and explained this policy, giving him the form to request court-appointed counsel. Id. at PageID 216.
At several points in the Complaint, Marcum complains of the Miami County Jail's failure to comply with Ohio law and the Constitution on the processing of inmate grievances, e.g., at PageID 225. He also claims that the Miami County Jail provides constitutionally inadequate access to materials for legal research, citing particularly Bounds v. Smith, 430 U.S. 817 (1977), and Lewis v. Casey, 518 U.S. 343 (1996). See, e.g. PageID 235.
At page seventy-four (PageID 239), Marcum complains that Correctional Officer Rob Davie used excessive force against Marcum in shackling and handcuffing him for transport to arraignment, causing bleeding and bruising of Marcum's wrists and ankles, and physical, psychological, and emotional pain. At the same place, he avers that there are "rapid acts of violence" at the Jail, making it unsafe and restricting inmates' access to fresh air, sunlight, and exercise.
42 U.S.C. § 1983, R.S. § 1979, was adopted as part of the Act of April 20, 1871, and reads, as amended:
The statute creates a cause of action sounding essentially in tort on behalf of any person deprived of a constitutional right by someone acting under color of state law. City of Monterey v. Del Monte Dunes at Monterey, Ltd., 526 U.S. 687, 709 (1999); Memphis Community School District v. Stachura, 477 U.S. 299 (1986); Carey v. Piphus, 435 U.S. 247 (1978); Monroe v. Pape, 365 U.S. 167 (1961). "The purpose of § 1983 is to deter state actors from using the badge of their authority to deprive individuals of their federally guaranteed rights and to provide relief to victims if such deterrence fails." Wyatt v. Cole, 504 U.S. 158, 161 (1992), citing Carey, 435 U.S. at 254-57. In order to be granted relief, a plaintiff must establish that the defendant deprived him of a right secured by the United States Constitution and the laws of the United States and that the deprivation occurred under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Parratt v. Taylor, 451 U.S. 527, 535 (1981); Flagg Brothers Inc. v. Brooks, 436 U.S. 149, 155 (1978).
Marcum correctly avers in his Complaint that the state courts have concurrent jurisdiction with the federal courts of cases under 42 U.S.C. § 1983. However, because Marcum avers that his claims, or at least some of them, arise under § 1983, removal to this Court was proper under 28 U.S.C. §§ 1331 and 1441.
Defendant Layman, the Miami County Public Defender, seeks dismissal on the ground he was not acting under color of state law when he did what it is alleged he did in this case, to wit, functioning as a lawyer in appearing with Marcum at arraignment, providing him with forms to request and appointed counsel, and advising him of the policy that telephone calls to the Public Defender's Office in Miami County can only be made by inmates when the Office requests them.
The authority cited by Layman, Polk Cty. v. Dodson 454 U.S. 312 (1981), is dispositive of this claim in that it holds that a public defender acting in that capacity is not acting under color of state law as required by 42 U.S.C. § 1983.
Marcum also alleges Layman conspired with Sheriff Duchak to adopt and enforce the nocalls-except-when-requested policy. The standard governing a § 1983 conspiracy claim is
Heyne v. Metropolitan Nashville Public Schools, 655 F.3d 556 (6
Marcum has adequately alleged an agreement between Defendants Duchak and Layman to adopt and enforce the complained-of policy, evidenced by its reference in the inmate handbook. The difficulty with the claim is that there is nothing unlawful about the policy. A public defender is not obliged by law, or at least any law cited by Marcum in his opposition (ECF No. 32-1), to accept telephone calls from jail inmates.
It is therefore respectfully recommended that the Complaint, insofar as it pertains to Steve Layman, be dismissed for failure to state a claim upon which relief can be granted.
In her portion of the Motion to Dismiss, Judge
Marcum responds to the immunity claim by asserting Judge Gutmann was without jurisdiction to act as she did in this case. The immunity is lost only when judges act in the clear absence of all jurisdiction. Pierson at 362; King v. Love, 766 F.2d 962 (6
It is without doubt that a duly elected Judge of the Miami County Municipal Court has subject matter jurisdiction to preside at the arraignment of persons arrested for criminal offenses in that County, to set bond, to hear the case on preliminary hearing, to appoint counsel, to grant a motion by the prosecutor to reduce a charge, and if the charge then pending is a misdemeanor, to accept a plea of guilty and impose a sentence. Whether or not Marcum's plea was knowing, intelligent, and voluntary because of lack of counsel is a question to be resolved in his direct appeal or in habeas corpus. But accepting a plea later determined to be unlawful does not deprive a judge of jurisdiction.
Because Judge Gutmann is not now sued in her individual capacity, it is not necessary to finally decide the absolute immunity question, but Marcum has evinced an intention to amend the Complaint and the Magistrate Judge notes that any amendment which would seek to impose damages liability on Judge Gutmann would not survive dismissal only upon his assertion that she lacked jurisdiction.
The Complaint as pleaded fails to state a claim for relief against Judge Gutmann in her official capacity. 42 U.S.C. § 1983. The text of § 1983, quoted above, makes judges liable for injunctive relief (which Marcum seeks) only if they have violated a declaratory decree or declaratory relief was unavailable. Marcum alleges neither of these two required predicates to judicial liability.
The Magistrate Judge therefore respectfully recommends that the Complaint be dismissed as to The Honorable Elizabeth Gutmann for failure to state a claim upon which relief can be granted.
Mr. Marcum sues Corrections Officer Rob Davie for excessive use of force in applying handcuffs and shackles.
The right to be free from excessively forceful handcuffing is clearly established for qualified immunity purposes. Burchett v. Kiefer, 310 F.3d 937 (6
Defendant Davie correctly points out that the Complaint does not aver that Marcum complained of the handcuffing. Under the cited case law, this omission is fatal to his claim. Handcuffing in itself is not cruel or unusual punishment. In the absence of a complaint by the arrestee, how is an officer to know that pain of any degree is being inflicted?
Davie also seeks dismissal of any perceived claim by Marcum of the intentional infliction of emotional distress as an Ohio common law tort. The Court does not read the Complaint as alleging any such claim.
The Magistrate Judge respectfully recommends that the Complaint be dismissed as to Defendant Davie for failure to state a claim upon which relief can be granted.
Sheriff Duchak is sued both in his individual and official capacities. As to the individual capacity portion of the Complaint, Duchak asserts Marcum has not alleged any personal involvement by the Sheriff in any constitutional violation Marcum may have suffered (Motion, ECF No. 7, PageID 284). Personal participation is necessary for individual liability; respondeat superior does not suffice.
Heyne v. Metro. Nashville Pub. Schs, 655 F.3d 556, 564 (6th Cir. 2011).
A supervisory employee cannot be held liable under § 1983 for the constitutional torts of those he supervises unless it is shown "that the supervisor encouraged the specific incident of misconduct or in some other way directly participated in it." Searcy v. City of Dayton, 38 F.3d 282 (6
Upon review of the Complaint, the Magistrate Judge finds it does not include allegations of personal participation by the Sheriff in any constitutional violations Marcum may have suffered. Therefore it is respectfully recommended that the Complaint as to Sheriff Duchak in his individual capacity be dismissed.
Marcum's suit against Duchak in his official capacity is rightly seen as a suit against the entity of which he is an officer, Miami County. Judgment against a public servant in his official capacity imposes liability on the entity he represents and is not subject to good faith immunity. Owen v. City of Independence, 445 U.S. 622, 638 (1980); Brandon v. Holt, 469 U.S. 464 (1985); Kentucky v. Graham, 473 U.S. 159, 165 (1985).
Respondeat superior also cannot ground an official capacity suit under 42 U.S.C. § 1983. Municipalities and other bodies of local government are "persons" within the meaning of § 1983 and may therefore be sued directly if they are alleged to have caused a constitutional tort through a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body's officers. Powers v. Hamilton Cty. Pub. Defender Comm'n, 501 F.3d 592, 606-07 (6
An unconstitutional governmental policy can be inferred from a single decision by the highest officials responsible for setting policy in a particular area of the government's business. Owen v. City of Independence, 445 U.S. 622 (1980); Pembaur v. City of Cincinnati, 475 U.S. 469 (1986). On the other hand, official policy cannot be inferred from the single unauthorized act of a subordinate government agent, e.g., an unauthorized shooting by a police officer. Oklahoma City v. Tuttle, 471 U.S. 808 (1985); Radvansky v. City of Olmsted Falls, 395 F.3d 291, 311 (6
With respects to his claims regarding telephone calls, access to legal materials, and constitutionally inadequate jail conditions, Marcum has sufficiently pleaded the "policy" element of these asserted violations. He has not pleaded the existence of any policy pursuant to which Corrections Officer Davie is alleged to have violated his rights.
Regarding the telephone policy, the Magistrate Judge has already concluded that the policy of allowing calls to the Public Defender only when requested by that Office is not unconstitutional.
With respect to an initial telephone call upon arrest, Marcum claims he was entitled to one such call for free and avers that the Miami County Jail does not provide for such a call, despite Ohio Revised Code § 2935.20 and 2935.14 (Complaint, ECF No. 2, PageID 190). Instead he says inmates must purchase a phone card which can only be done at certain times or bill the call to the credit or debit card of some other person. Id. Marcum avers that he attempted to call "both a bondsman, as well as an attorney, but none of them `accepted' to pay for the call." Id. at PageID 192. Emphasizing how he believes the Miami County Jail practice violates the two Ohio statutes cited, he also claims it violates the Ohio Constitution and the Fifth, Sixth, and Fourteenth Amendments to the United States Constitution. Id. at PageID 196.
Seeking dismissal of this claim, Sheriff Duchak asserts the Miami County Jail "provides all inmates with access to a phone free of charge." (Motion, ECF No. 7, PageID 286.) Earlier he asserted that Marcum has admitted in his Complaint that inmates are permitted free access to a telephone, but the call recipient must pay for the call. Id., citing Complaint at PageID 50 and 62.
It appears from the pleadings that nothing being done by the Sheriff prevents an inmate from placing and completing a telephone call without incurring any cost. Rather it appears from what is pleaded that the telephone company providing phone service at the Jail charges on a per call basis, rather than providing unlimited service outgoing call service on a per line basis. Thus the charges appear to be parallel to what is customary with contemporary cellphone service as opposed to land line service where outgoing calls are billed on a monthly rather than per call basis. The Sheriff himself is not charging for access to the phone, but the telephone company is charging on a per call basis.
Assuming the Complaint does adequately plead claims for violation of state law, such violations do not of themselves rise to the level of due process violations. Failure to abide by state law is not itself a constitutional violation. Roberts v. City of Troy, 773 F.2d 720 (6
On the other hand, the Magistrate Judge finds the Complaint does adequately state a claim under the Equal Protection Clause. It is correct, as Sheriff Duchak argues, that there is no claim the Jail singled Marcum out for adverse treatment (Motion, ECF No. 7, PageID 286). Therefore he has no claim under a class-of-one Equal Protection theory. See Club Italia Soccer & Sports Org., Inc. v. Charter Twp. of Shelby, Mich., 470 F.3d 286, 298 (6th Cir. 2006). However, Marcum does state a claim, at least at the level of Rule 12(b)(6) scrutiny, that this policy — failure of the Sheriff to pay for at least one phone call — burdens his fundamental right to be released on reasonable bail and/or to obtain representation by an attorney. His Complaint may also state an Equal Protection claim on a theory of discrimination against the indigent by analogy to Griffin v. Illinois, 351 U.S. 12 (1956). The Magistrate Judge therefore respectfully recommends that the Motion to Dismiss as to the free phone call claim be denied.
Plaintiff's claim of a constitutional violation based on failure to provide him with copies of all his grievances and the dispositions of those grievances is not well taken. The Constitution does not guarantee any such right. To the extent Ohio law creates such a right, it does not rise to the level of a due process right. See Levine v. Torvik, supra. Furthermore, he has not alleged that denial of those copies is pursuant to a policy of the Sheriff. Defendants do not defend the case on a claim Marcum has not exhausted available administrative remedies.
Plaintiffs' claim of constitutionally inadequate jail conditions is too vague to be litigated. He does not allege any injury suffered by present conditions nor what specifically the jail conditions should be. Instead, his claim amounts to saying in conclusory terms that he is constitutionally entitled to more fresh air, more sunlight, and more outdoor recreation.
Sheriff Duchak claims immunity under Ohio's immunity statutes (Motion, ECF No. 7, PageID 293). This argument is inapposite because the lawsuit purports to arise only under 42 U.S.C. § 1983 and Ohio's immunity statutes do not apply to such claims.
At the end of his Memorandum in Opposition, Marcum states that to the extent this Court believes his Complaint needs to be clarified, he seeks leave to amend by filing an amended complaint by June 30, 2018 (ECF No. 32-3, PageID 529-30). Amending the Complaint at this stage of the proceedings requires either the consent of opposing parties or leave of court. Fed. R. Civ. P. 15(a). The general standard for considering a motion to amend under Fed. R. Civ. P. 15(a) was enunciated by the United States Supreme Court in Foman v. Davis, 371 U.S. 178 (1962):
371 U.S. at 182. See also Fisher v. Roberts, 125 F.3d 974, 977 (6
In considering whether to grant motions to amend under Rule 15, a court should consider whether the amendment would be futile, i.e., if it could withstand a motion to dismiss under Rule 12(b)(6). Hoover v. Langston Equip. Assocs., 958 F.2d 742, 745 (6
Likewise, a motion to amend may be denied if it is "brought in bad faith, for dilatory purposes, results in undue delay or prejudice to the opposing party, or would be futile." Crawford v. Roane, 53 F.3d 750, 753 (6
As these standards imply, the Court will not grant leave to amend "in blank." Rather, a motion to amend must be accompanied by a proposed amended complaint. Plaintiff's request that he be granted leave to amend until June 30, 2018, with no specification of the proposed amendments is denied without prejudice to a motion to amend accompanied by a proposed amended complaint.
The Magistrate Judge respectfully recommends that the Motions to Dismiss be GRANTED except as to Marcum's Equal Protection claim regarding failure to provide a free telephone call to contact a bondsman or attorney.
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written objections to the proposed findings and recommendations within fourteen days after being served with this Report and Recommendations. Pursuant to Fed. R. Civ. P. 6(d), this period is extended to seventeen days because this Report is being served by mail . . . Such objections shall specify the portions of the Report objected to and shall be accompanied by a memorandum of law in support of the objections. If the Report and Recommendations are based in whole or in part upon matters occurring of record at an oral hearing, the objecting party shall promptly arrange for the transcription of the record, or such portions of it as all parties may agree upon or the Magistrate Judge deems sufficient, unless the assigned District Judge otherwise directs. A party may respond to another party's objections within fourteen days after being served with a copy thereof. Failure to make objections in accordance with this procedure may forfeit rights on appeal. See United States v. Walters, 638 F.2d 947, 949-50 (6th Cir. 1981); Thomas v. Arn, 474 U.S. 140, 153-55 (1985).