JUAN R. SÁNCHEZ, District Judge.
Pro se Petitioner Anwar T. Johnson objects to the Report and Recommendation of United States Magistrate Judge Carol Sandra Moore Wells, recommending that Johnson's petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 be dismissed and denied without an evidentiary hearing. Upon de novo review of the record, the Court agrees with the Magistrate Judge that Johnson's ineffective assistance of counsel claims must be either dismissed as procedurally defaulted or denied on the merits. Accordingly, Johnson's objections will be overruled, the Report and Recommendation will be approved and adopted, and Johnson's habeas petition will be dismissed and denied without an evidentiary hearing.
In February 2007, Johnson was convicted of first-degree murder and related offenses in connection with the June 2004 shooting death of Aki Collins (the victim). The shooting occurred inside a car, with Johnson in the driver's seat, the victim in the rear passenger seat, and a third individual, Kareem Davis, in the front passenger seat. Johnson and the victim did not get along because Johnson believed the victim had called the police on him several years earlier. On the night of the shooting, Davis invited the victim into the car, and, while Johnson drove the group around West Philadelphia, he and the victim argued about the earlier incident. At one point, Johnson pulled the car over to point out a phone booth he believed the victim had used to call the police on him. Johnson and the victim continued to argue after the stop. The victim told Johnson, "You can go to war, whatever you want to do. You can do whatever you want to do," and shortly thereafter stated, "I'm rapped out, I ain't got nothing more to talk about no more," or words to that effect. Commonwealth v. Johnson, No. CP-51-CR-1101461-2005, 2013 WL 11274696, at *6 (Pa. Ct. Com. Pl. Mar. 30, 2012) (citations omitted). Id. (citation omitted). Following this last statement, Johnson pulled out a gun and began shooting at the victim, firing a total of twelve shots while driving the car forward, ten of which struck the victim in the head. The car eventually crashed into a house. After the shooting, Johnson and Davis fled separately to Davis's girlfriend's house and eventually disposed of the clothes they had been wearing in a park. Two days later, Davis went to the police and provided a statement about the incident. Johnson, upon learning a warrant had been issued for his arrest, took a bus to San Diego, California, where he stayed until he was extradited back to Philadelphia following a drug arrest in California.
As Johnson acknowledges, at trial, "[t]he majority of the facts . . . were not in dispute." Pet'r's Reply 4. The defense did not dispute Johnson had shot the victim, but argued he had acted in self-defense. On the advice of his counsel, two experienced public defenders, Johnson did not testify, instead relying on other evidence to support his claim of self-defense, including Davis's testimony that he had seen a gun in the victim's lap in the back seat; the fact that a .25 caliber semi-automatic weapon had been recovered from under the front passenger seat
Following a bench trial, the trial court found Johnson guilty of first-degree murder and three other charges, and in May 2007, the judge imposed a mandatory life sentence on the murder charge and concurrent prison terms on the remaining counts.
In September 2010, Johnson, represented by different counsel, filed a petition for relief under the Pennsylvania Post Conviction Relief Act (PCRA), alleging his trial counsel were ineffective for (1) advising him not to testify at trial based on the mistaken belief that he would be impeached with an "ancient" juvenile robbery adjudication, and (2) failing to present photographs and testimony from a defense investigator who had reenacted the incident, which Johnson maintained would have bolstered his claim of self-defense.
Johnson appealed, arguing the PCRA court erred in denying relief because (1) the evidence at trial established trial counsel were ineffective for failing to move in limine to exclude his juvenile robbery adjudication, (2) the evidence introduced at the PCRA evidentiary hearing established there was a reasonable probability that had Johnson testified at trial and the reenactment evidence been presented, the outcome of the trial would have been different, and (3) the PCRA court improperly revisited her role as the finder of fact and applied the incorrect legal standard in passing on Johnson's credibility at the PCRA hearing. In March 2012, the PCRA court issued an opinion addressing Johnson's assertions of error and setting forth the reasons the dismissal of his PCRA petition should be affirmed. See Pa. R. App. P. 1925(a)(1) (requiring trial courts, in the event of an appeal, to file "at least a brief opinion of the reasons for the order [being appealed], or for the rulings or other errors complained of"). The PCRA court first concluded Johnson had waived his claim regarding counsel's failure to file a motion in limine by not raising it in his PCRA petition. Construing Johnson's second claim as a challenge to counsel's failure to call him as a witness at trial, the PCRA court rejected the claim on the merits, opining that Johnson had failed to show his trial counsel's advice was unreasonable or that counsel's alleged ineffectiveness prejudiced his defense. Specifically, the court rejected as not credible Johnson's trial counsel's PCRA hearing testimony that they had advised Johnson not to testify at trial because they believed his juvenile adjudication would be admissible against him.
In August 2013, Johnson, proceeding pro se, filed the instant federal habeas petition, again seeking relief based on ineffective assistance of counsel.
Johnson's first and second ineffective assistance of counsel claims are closely related, as both claims concern counsel's erroneous belief about the admissibility of Johnson's prior juvenile adjudication for impeachment purposes and the impact of this error on Johnson's decision to testify in his own defense at trial.
With respect to Johnson's second claim—that counsel were ineffective for advising him not to testify at trial—as the Magistrate Judge recognized, because the state courts adjudicated this claim on the merits, this Court may not grant federal habeas relief unless Johnson shows the state courts' adjudication of the claim
Applying this deferential standard of review and focusing on the prejudice component of the Strickland test, the Magistrate Judge found the state courts' rejection of Johnson's claim was a reasonable application of Strickland. The Magistrate Judge first concluded the PCRA court's finding that Johnson's PCRA hearing testimony was "not worthy of belief" was entitled to a presumption of correctness under § 2254(e)(1), which Johnson had failed to rebut. In light of this adverse credibility finding, the Magistrate Judge found the PCRA court reasonably concluded Johnson had not shown his failure to testify prejudiced him: because Johnson's testimony was not credible, there was no reasonable probability that, had he testified, he would have been acquitted or convicted of a lesser offense.
As to Johnson's related first claim—that counsel were ineffective for failing to file a motion in limine to exclude his juvenile adjudication—the Magistrate Judge concluded this claim was procedurally defaulted, citing the Superior Court's holding that Johnson had waived the claim by failing to raise it in his PCRA petition.
Johnson objects to the Magistrate Judge's prejudice analysis on two grounds. First, he objects that the PCRA court's adverse credibility finding "is an unreasonable determination of the facts and clearly shows judicial bias," given the PCRA court's emphasis on the lack of evidence that Johnson saw the gun in the victim's possession in denying Johnson's motion for judgment of acquittal at trial. See Pet'r's Objections 3. Second, Johnson objects that the PCRA court applied the wrong standard in evaluating prejudice by considering whether Johnson's testimony was credible and persuasive enough to have affected the court's own verdict rather than whether there was a reasonable probability that the testimony would affect the decision of a new jury. See id. at 5-6. Both objections lack merit.
Where, as here, an ineffective assistance of counsel claim is predicated on counsel's failure to call certain witnesses at trial, a court "may consider the credibility of witnesses in determining whether a petitioner has demonstrated prejudice." See Tokley v. Ricci, 541 F. App'x 168, 171-72 (3d Cir. 2013); see also Cannon v. Trammell, 796 F.3d 1256, 1274-75 (10th Cir. 2015) (affirming the district court's conclusion that the defendant was not prejudiced by his failure to testify because his evidentiary hearing testimony was not credible and was therefore unlikely to have changed the result at trial); Brown v. Bickell, No. 10-428, 2012 WL 2018020, at *9 (E.D. Pa. Mar. 27, 2012) (upholding PCRA court's credibility rulings as to alibi witnesses whom counsel failed to interview and call at trial), report and recommendation adopted by Brown v. Lawler, No. 10-428, 2012 WL 2130881 (E.D. Pa. June 4, 2012); Moskovits, 844 F. Supp. at 208-09 (considering the credibility of a defendant's evidentiary hearing testimony in assessing whether the absence of the testimony prejudiced his defense at trial).
While federal case law regarding the appropriate standard for evaluating credibility in the Strickland prejudice context is sparse, the Pennsylvania Supreme Court has recognized "assessing credibility for purposes of Strickland prejudice is not necessarily the same thing as assessing credibility at a trial," as "credibility assessments in the Strickland context are not absolutes, but must be made with an eye to the governing standard of a `reasonable probability' that the outcome of the trial would have been different." Johnson, 966 A.2d at 541. The Pennsylvania Supreme Court has thus held "the question for the PCRA court is not whether the jury in fact would have credited [the] new evidence," but "whether the nature and quality of the evidence is such that there is a reasonable probability that the jury would have credited it and rendered a more favorable verdict," an assessment that "must include a recognition of the impeachability of the witnesses, and not merely a viewing of their testimony in a most favorable light." Id. at 542. This standard is consistent with the standard that has been applied in this district. See Moskovits, 844 F. Supp. at 208 (evaluating whether jurors "reasonably could have believed" the defendant's exculpatory testimony in assessing whether a § 2255 movant was prejudiced by trial counsel's erroneous advice not to testify); cf. Kelly, 539 F.3d at 189 (holding the standard for making a credibility determination as part of the inquiry whether newly discovered evidence presented on a motion for a new trial would probably produce an acquittal is "whether a jury probably would reach a different result upon hearing the new evidence" (quoting United States v. Grey Bear, 116 F.3d 349, 350 (8th Cir. 1997))).
The record in this case does not support Johnson's claim that the PCRA court applied an incorrect standard in evaluating his credibility. After hearing from Johnson at the PCRA hearing, the PCRA court found his testimony was incredible for reasons the court articulated on the record and in its Rule 1925 opinion, including inconsistencies between Johnson's PCRA hearing testimony and Davis's testimony, and the lack of evidence that Johnson ever mentioned to anyone that he had seen the victim with a gun. See Johnson, 2013 WL 11274696, at *10. The PCRA court further found "no reasonable fact finder would believe [Johnson's] testimony when taken in context" and there was thus no reasonable probability his testimony would have produced a different outcome. Id. These statements refute Johnson's claim that the PCRA court applied wrong standard in evaluating his credibility; hence, Johnson has not shown the state court's decision was an unreasonable application of Strickland.
Johnson also has not shown the PCRA court's credibility finding was an unreasonable determination of the facts.
The trial court clearly viewed the lack of evidence that Johnson saw the victim with a gun as significant; indeed, the court cited the absence of such evidence among the factors that left the court "free to believe that [Johnson] did not reasonably believe it was immediately necessary to kill." Commonwealth v. Johnson, No 2548 EDA 2007, slip op. at 10 (Pa. Super. Ct. Mar. 2, 2009) (citing trial court's January 29, 2008, opinion) (attached as Ex. A to Resp'ts' Response). But even if the lack of such evidence may have contributed to the trial court's rejection of Johnson's self-defense theory, it does not follow that the court would have been required to credit Johnson's account had he elected to testify at trial—or that the court was required to do so when Johnson did in fact testify at the PCRA hearing. Put differently, that credible evidence Johnson saw the gun before shooting could have swayed the verdict does not make Johnson's testimony to that effect credible. The PCRA court found "no reasonable fact finder would believe [Johnson's] testimony" after observing Johnson at the PCRA hearing and considering his account in light of the other evidence presented at trial. Because Johnson has not shown the PCRA court's resolution of this issue was an unreasonable determination of the facts in light of the evidence presented to the PCRA court, this objection will likewise be overruled.
As to Johnson's remaining claims—that counsel were ineffective (3) for failing to present photographs supportive of his claim of self-defense, (4) because one of the attorneys was impaired by over-the-counter cold medication during trial, and (5) for making multiple errors that collectively denied him a fair trial—the Magistrate Judge concluded each of these claims was procedurally defaulted because Johnson failed to raise any of them in his PCRA appeal, and the claims were therefore waived. Report & Recommendation 7. The Magistrate Judge considered Johnson's argument that ineffective assistance of PCRA counsel supplied cause for the default pursuant to Martinez v. Ryan, but rejected the argument, concluding Martinez was inapplicable because the claims were defaulted on PCRA appeal, and not in an initial-review collateral proceeding (i.e., a proceeding which provides the first occasion to raise a claim of ineffective assistance at trial). See id. at 8. Johnson objects to the Magistrate Judge's rejection of his Martinez argument, asserting "[a] review of claims three, four and five show[s] that these claims should have been raised on Petitioner's initial post conviction relief act petition, and PCRA counsel was ineffective for not raising them at that stage." Pet'r's Objections 8.
Contrary to Johnson's assertion, PCRA counsel did raise the claim that trial counsel were ineffective for failing to present photographs and testimony from a defense investigator in his PCRA petition. See Resp'ts' Response 8. The PCRA court rejected the claim, see id. at 9, and Johnson did not pursue the issue on appeal.
Johnson's fourth and fifth claims, in contrast, were not included in his PCRA petition, and were therefore defaulted before the PCRA court. Nevertheless, this Court agrees Johnson's default of these claims is not excused under Martinez because the claims are insubstantial.
In his fourth claim, Johnson alleges he received ineffective assistance of counsel because one of his two trial attorneys was under the influence of over-the-counter cold medication during a portion of the trial, preventing the attorney from adequately participating in the decision whether Johnson should testify.
Finally, Johnson objects that the Magistrate Judge mischaracterized the facts by portraying him as "some sort of gun tot[]ing thug that just gunned down an innocent man," rather than as having shot the victim out of fear based on the victim's possession of "a loaded cocked gun." Pet'r's Objections 1-2. The Magistrate Judge drew her recitation of facts directly from the Superior Court's opinion affirming the PCRA court's denial of Johnson's PCRA petition, which, in turn, quoted the PCRA court's Rule 1925 opinion. Report & Recommendation 1-3. This objection is, in effect, a further challenge to the PCRA court's assessment of Johnson's credibility and is therefore not a valid ground for relief.
Because the Court agrees with the Magistrate Judge that Johnson's claims are either procedurally defaulted or meritless, Johnson's objections will be overruled, the Report and Recommendation will be adopted, and Johnson's habeas petition will be dismissed in part and denied in part without an evidentiary hearing. An appropriate order follows.
In its response to Johnson's habeas petition, the Commonwealth argues Martinez is inapplicable in this case because Johnson's PCRA petition was not his first opportunity to raise ineffective assistance of trial counsel claims, as, following his sentencing, he raised such claims in a counseled post-sentence motion. See Martinez, 132 S. Ct. at 1320 (holding the Martinez rule "does not extend to attorney errors in any proceeding beyond the first occasion the State allows a prisoner to raise a claim of ineffective assistance at trial"). The Court need not address this issue as even if Johnson's PCRA petition was the first opportunity for him to raise ineffective assistance of trial counsel claims, as the PCRA court suggested, see Johnson, 2013 WL 11274696, at *8 (observing "[p]etitioners generally should wait to raise ineffectiveness of counsel claims until collateral review"), his default cannot be excused under Martinez for the reasons discussed below.