JOSEPH R. McCROREY, Magistrate Judge.
This case is before the Court pursuant to Local Civil Rules 73.02(B)(2)(a) and 83.VII.02,
Plaintiff applied for DIB on May 11, 2007, alleging disability as of December 15, 2002. Plaintiff's application was denied initially and on reconsideration, and she requested a hearing before an administrative law judge ("ALJ"). A hearing was held on November 30, 2009, at which Plaintiff (represented by counsel) and a vocational expert ("VE") appeared and testified. On December 11, 2009, the ALJ issued a decision denying benefits and finding that Plaintiff was not disabled because she was able to perform her past relevant work as a companion.
Plaintiff was sixty-one years old at the time of the ALJ's decision. She has a seventh grade education, and past relevant work as a farm worker and a companion. Plaintiff alleges disability due to arthritis, back problems, high blood pressure, depression, and thyroid problems. Tr. 140.
The ALJ found (Tr. 11-18):
On July 8, 2010, the Appeals Council denied Plaintiff's request for review of the ALJ's decision, thereby making the determination of the ALJ the final decision of the Commissioner. Tr. 1-3. Plaintiff filed this action in the United States District Court on September 1, 2010.
The only issues before this Court are whether correct legal principles were applied and whether the Commissioner's findings of fact are supported by substantial evidence.
Prior to the December 2003 expiration of Plaintiff's insured status, a printout of medications prescribed by Dr. Mark Meiler in 2002 and 2003 reflects one prescription for Naproxen (an anti-inflammatory medication) in May 2003, and prescriptions for medications to treat hypertension, thyroid problems, and gastrointestinal problems. Tr. 335-336. There are no treatment notes documenting any complaints of, or treatment for, hand problems prior to November 2003, although injections for arthritis in her left thumb during that period are referenced in later records.
In November 2003, Plaintiff was examined by Dr. James J. Hill. She appears to have been referred by Dr. Meiler. Dr. Hill diagnosed Plaintiff with basilar joint arthritis of her left thumb, which he noted was "quite significant." Tr. 308. Plaintiff complained of pain and swelling in her left hand and arm (up to her elbow) for a year, that worsened in the prior six months. Dr. Hill noted that Plaintiff had been treated with injections from Dr. Meiler, but "the symptoms have progressed to the point where it is appropriate for a hand surgery referral." X-rays revealed "quite severe" arthritis. Dr. Hill prescribed a thumb splint to be worn at night and as needed in an effort to "buy her some time in the range of one to three years to get by without surgery." He stated he would be glad to schedule surgery if the splint was not successful after a two month trial. Tr. 308, 317, 322.
In April 2004, five months after her last visit (and four months after her date last insured), Plaintiff returned to Dr. Hill and complained of severe left thumb pain. Dr. Hill noted that Plaintiff took care of her grandchildren and would not be able to lift them for sixteen weeks post-operatively. He stated that he was going to set Plaintiff up for reconstructive surgery. Plaintiff claimed that she "literally cannot live her life at this point in time, and needs to choose the relief now." Tr. 307. After a follow up visit in May 2004, however, Dr. Hill noted Plaintiff canceled the surgery because her "insurance would not cover the hospital or her husband would not let her do it." Plaintiff said she wanted the surgery, but Dr. Hill noted Plaintiff was not ready for surgery because some draining pus in her thumb had to be cleared up first. Tr. 306,
Plaintiff was not treated by Dr. Hill again until August 2005 (nearly a year after her previous visit), and had no memory of the discussion about needing a skin graft prior to surgery on her thumb. She complained of the same problem with constant pain and some swelling. Tr. 302, 318.
Plaintiff underwent a successful skin graft of her left thumb in October 2005 (nearly two years after her date last insured). Tr. 291, 300-301. Dr. Hill noted that Plaintiff had severe pantrapezial arthritis at the base of the joint of her left thumb. Tr. 293. In December 2005, Dr. Hill stated that "we will just let it [the skin graft] mature and when she is ready we will consider reconstructing her thumb. It sounds like that is going to be a few months until she gets her affairs in order." Tr. 298.
In November 2009 (nearly six years after Plaintiff's date last insured), Dr. Linda Campbell, who apparently treated Plaintiff in November 2008 and June 2009 for hypertension, anxiety, and right knee pain (
At the hearing before the ALJ, Plaintiff testified that she and her husband had been separated for a year and one-half and she lived with her adult daughter. She said she quit school in the eighth grade and had never gone back to get her GED. She testified that she had a valid driver's license, but her husband drove her to the hearing, and her daughter usually did most of the driving. Tr. 27-30.
Plaintiff testified that, at the time she began receiving treatment for her left hand, she was advised not to lift over five pounds with her left hand, and not to lift over ten pounds with her right hand. Tr. 46.
Plaintiff asserts that: (1) the ALJ failed to perform an analysis of her ability to perform her past relevant work that complies with the requirements of SSR 82-62, 20 C.F.R. § 404.1520, and Fourth Circuit precedent; and (2) the ALJ's residual functional capacity ("RFC") findings are not supported by the evidence or properly explained, as required by SSR 96-8p. The Commissioner argues that substantial evidence
Plaintiff argues that the ALJ erred in finding that she could perform her past work as a companion and should have found her disabled under the medical-vocational guidelines.
At the fourth step of the disability inquiry, a claimant will be found "not disabled" if the claimant is capable of performing his or her past relevant work either as he or she performed it in the past or as it is generally required by employers in the national economy. SSR 82-61. The claimant bears the burden of establishing that he or she is incapable of performing his or her past relevant work.
Social Security Ruling 82-62 requires the ALJ to determine the following when evaluating whether a claimant can perform her past relevant work:
SSR 86-62.
Here, the ALJ properly found that Plaintiff's past employment as a companion constituted SGA and that she was able to perform this past relevant work despite her impairments. The ALJ complied with SSR 82-62 because he made a finding of fact as to Plaintiff's RFC (
Plaintiff argues that the ALJ erred because it is unclear whether Plaintiff's work as a companion was SGA. Although she argues that the administration previously determined that this was not SGA, review of the report cited (which is dated May 21, 2007) reveals it only addresses work after December 15, 2002 (work after her alleged onset date), and the report was used to determine if work that Plaintiff did in
In contrast, the ALJ found that Plaintiff's work as a companion in 2002 (prior to her alleged onset of disability) was SGA. On May 31, 2007 (after the May 17, 2007 report in which it was determined that Plaintiff's 2003 earnings were not SGA) Plaintiff completed a Work History Report, in which she listed her work in the last fifteen years as consisting of a job as a farm laborer, a job as a "private sitter" for the elderly, and two jobs as a "caregiver" for the elderly. Tr. 146, 153. Plaintiff indicated she was "not good with dates" and was unsure of the dates of these three jobs. Tr. 146, 153. She described the jobs (without specifically distinguishing which she considered to be the private sitter job and which she considered to be the caregiver jobs) as:
Plaintiff's earnings record reveals that in 2002, she earned a total of $12,726,30. Of this, $738.30 was from employer Tomaco Inc. (an elder care business), and $11,988.00 from private employer Verlene Holley. Tr. 123. In 2003, after the alleged onset of disability, Plaintiff worked for Tomaco Inc. again and earned $556.40. Tr. 123. Plaintiff's earnings for the job for private employer Ms. Holley constitute SGA because she earned $1332 per month ($11,988 divided by nine months) at that job.
At the hearing, Plaintiff testified that she cared for Ms. Holley for nine months in 2002 (Tr. 33-34), and the job involved "light duty housework, sweeping and mopping, cleaning . . . and tak[ing the client] places like to Columbia, to the hospital, to the doctor's office in Columbia for office visits."
The VE testified that Plaintiff's past jobs included "home [health] attendant," which is generally medium in exertion, and "companion," which is generally light in exertion.
The ALJ asked the VE a hypothetical question involving a claimant who was able to lift up to twenty pounds occasionally and ten pounds frequently with no more than occasional stooping, twisting, crouching, kneeling, climbing of stairs, climbing of ramps, crawling, or balancing, and with no climbing of ladders, ropes, or scaffolds. In response, the VE testified that such an individual could perform Plaintiff's past light job of companion, but not her other past jobs. Tr. 60.
Plaintiff argues that even if the ALJ properly found that her job as a home companion was SGA, the ALJ erred in determining her RFC. Specifically, she claims the ALJ erred in not finding that she had any manipulative restrictions, his RFC findings are not supported by the evidence or properly explained as required by SSR 96-8p, and because he did not properly evaluate her left (non-dominant) hand impairment he failed to properly consider her combination of impairments. Plaintiff argues that the medical evidence demonstrated that she had a significant impairment regarding the use of her left thumb and left hand that should have resulted in significant manipulative restrictions. The Commissioner contends that the ALJ reasonably concluded that Plaintiff could perform light work without specific hand-related limitations, where the record indicated that Plaintiff had only minimal and conservative treatment for hand problems during the one-year period at issue.
The ALJ's RFC assessment should be based on all the relevant evidence. 20 C.F.R. § 404.1545(a). Social Security Ruling 96-8p requires that the RFC assessment "include a narrative discussion describing how the evidence supports each conclusion, citing specific medical facts (e.g., laboratory findings) and nonmedical evidence (e.g., daily activities, observations)." The RFC must "first identify the individual's functional limitations or restrictions and assess his or her work-related abilities on a function-by-function basis. . . ." SSR 96-8p. The ALJ must discuss the claimant's ability to work in an ordinary work setting on a regular work schedule.
Here, the ALJ properly considered all of the relevant medical evidence, including Plaintiff's hand impairment, in determining that Plaintiff did not have a manipulative impairment which reduced her ability to perform light work during the relevant time period. The ALJ included osteoarthritis as a severe impairment and limited Plaintiff to light work.
The ALJ's determination concerning Plaintiff's hand impairment and RFC during the relevant time period is supported by substantial evidence in the medical record (as noted by the ALJ in his decision).
Dr. Hill offered to schedule surgery sooner if the thumb splint was unsuccessful after a two month trial (Tr. 308), but Plaintiff did not return until April 2004 (Tr. 307), such that it was reasonable for the ALJ to infer that the thumb splint had been reasonably effective and that the condition did not reduce her ability to perform light work. Plaintiff admitted that her joint pain was better when she wore the splint. Tr. 305. Despite her allegations of continuing to have the same problem with constant pain and swelling in her left hand, Plaintiff subsequently went nearly a year (until August 2005) without any further treatment from Dr. Hill. Tr. 302.
Plaintiff appears to argue that the ALJ should have found she had a disabling hand impairment based on her subjective complaints. The ALJ, however, did not find Plaintiff's testimony credible to establish an impairment of the disabling severity alleged for the period prior to her date last insured. This credibility analysis, which has not been challenged by Plaintiff, is supported by substantial evidence including her daily activities, inconsistencies in her testimony, that she sought little treatment, and that she took only over-the-counter medication for pain.
The ALJ's decision is also supported by a lack of objective clinical findings from the relevant period. Tr. 16. While there was x-ray evidence of arthritis and Plaintiff complained of pain and swelling, no medical records prior to Plaintiff's last date insured indicated that Plaintiff had reduced grip strength or other observable manipulation deficits as a result of her hand impairment. Tr. 308, 322.
Despite Plaintiff's claims, she fails to show that the Commissioner's decision was not based on substantial evidence. This Court may not reverse a decision simply because a plaintiff has produced some evidence which might contradict the Commissioner's decision or because, if the decision was considered
This Court is charged with reviewing the case only to determine whether the findings of the Commissioner were based on substantial evidence,
RECOMMENDED that the Commissioner's decision be
Plaintiff's arguments concerning the medical records center on whether the ALJ should have found certain hand-related limitations during the relevant time period. Thus, only evidence relevant to this time period and to these issues are detailed here.
The parties agree that if Plaintiff cannot perform her past relevant work, Rule 202.02 of the medical-vocational guidelines promulgated by the Commissioner (