OPINION BY STEVENS, P.J.
Aziz Fortune (hereinafter "Appellant") appeals from the judgment of sentence entered in the Court of Common Pleas of Philadelphia County on March 11, 2011, at which time he received an aggregate sentence of six (6) years to twelve (12) years in prison following his conviction for Robbery of motor vehicle and Aggravated Assault.
The trial court aptly set forth the facts herein as follows:
Trial Court Opinion, 10/31/11 at 1-3 (citations to notes of testimony omitted).
Following a trial held on December 14, 2010, the jury convicted Appellant of Aggravated Assault and Robbery of a motor vehicle but found him not guilty on the firearms charges. On March 11, 2011, Appellant was sentenced to five (5) years to ten (10) years' imprisonment on the Robbery conviction and to a concurrent term of six (6) years to twelve (12) years' imprisonment on the Aggravated Assault conviction. Appellant filed a timely appeal and complied with the trial court's order to file a concise statement of errors complained
In his appellate brief, Appellant presented one issue for review:
Appellant's Brief at ii.
In a Memorandum Decision filed on October 10, 2012, a panel of this Court reversed Appellant's conviction and judgment of sentence for Aggravated Assault, vacated his judgment of sentence for Robbery and remanded for resentencing on the Robbery conviction. Thereafter, on December 20, 2012, that Memorandum was withdrawn in this Court's Per Curiam Order which also granted a rehearing en banc.
In his "Substituted Brief on En Banc Reargument," Appellant raises the following "Statement of the Questions Involved":
Substituted Brief for Appellant on En Banc Reargument at 4.
We review Appellant's challenge to the sufficiency of the evidence under the following, well-settled standard of review:
Our Supreme Court has instructed:
Commonwealth v. Thomas, 65 A.3d 939, 943 (Pa.Super. 2013).
A person may be convicted of Aggravated Assault graded as a first degree felony if he "attempts to cause serious bodily injury to another, or causes such injury intentionally, knowingly or recklessly under circumstances manifesting extreme indifference to the value of human life." 18 Pa.C.S.A. § 2702(a)(1). "Serious bodily injury" has been defined as "[b]odily injury which creates a substantial risk of death or which causes serious, permanent disfigurement, or protracted loss or impairment of the function of any bodily member or organ." 18 Pa.C.S.A. § 2301. For aggravated assault purposes, an "attempt" is found where an "accused who possesses the required, specific intent acts in a manner which constitutes a substantial step toward perpetrating a serious bodily injury upon another." Commonwealth v. Gray, 867 A.2d 560, 567 (Pa.Super.2005), appeal denied, 583 Pa. 694, 879 A.2d 781 (2005). An intent ordinarily must be proven through circumstantial evidence and inferred from acts, conduct or attendant circumstances. Thomas, 65 A.3d at 944, 2013 WL 1319796, at *4.
The Pennsylvania Supreme Court in Commonwealth v. Alexander, 477 Pa. 190, 383 A.2d 887 (1978) created a totality of the circumstances test to be used to evaluate whether a defendant acted with the necessary intent to sustain an aggravated assault conviction. In Commonwealth v. Matthew, 589 Pa. 487, 909 A.2d 1254 (2006), that Court reaffirmed the test and articulated the legal principles which apply when the Commonwealth seeks to prove aggravated assault by showing that the defendant attempted to cause serious bodily injury. Specifically, the Court stated, in relevant part, that:
Matthew, 909 A.2d at 1257 (citation and quotation marks omitted). The Court indicated that our case law does not hold that the Commonwealth never can establish a defendant intended to inflict bodily injury if he had ample opportunity to inflict bodily injury but did not inflict it. Rather, the totality of the circumstances must be examined as set forth by Alexander. Id.
In the matter sub judice, there is no question that Appellant's actions did not cause the victim to sustain actual, serious bodily injury; therefore, Appellant's conviction
Commonwealth v. Martuscelli, 54 A.3d 940, 948 (Pa.Super.2012) (emphasis added).
While Appellant acknowledges that he threatened the victim while pointing a gun at her, he posits that "the facts and circumstances of the case show that the threat was a conditional one, made with the intent only to steal her car, rather than indicative of intent to cause her serious bodily injury, as demanded by the statute." Appellant further notes that the Commonwealth presented no proof that the weapon was loaded, that it never came in contact with the victim, and that when she dropped the keys as Appellant had demanded, "he released her and left the scene without any further action." Substituted Brief for Appellant on En Banc Reargument at 7. Appellant relies upon Commonwealth v. Bryant, 282 Pa.Super. 600, 423 A.2d 407 (1980) and Commonwealth v. Alford, 880 A.2d 666 (Pa.Super.2005), appeal denied, 586 Pa. 720, 890 A.2d 1055 (2005) for the proposition that the mere act of pointing a gun at another in a threat to cause serious bodily injury, without more, does not constitute aggravated assault.
In Bryant, the defendant and an accomplice forcibly entered an apartment occupied by five individuals. One of the assailants pointed a gun at two of the victims after which the assailants demanded drugs and money from the occupants and threatened to kill them if they were not forthcoming. Id., at 408-409. This Court ultimately concluded an assailant's act of kicking one of the victims of the robbery and throwing another to the ground was sufficient to support only a conviction for simple assault under 18 Pa.C.S.A. § 2701(3). Id., at 410-41. As such, two of the defendant's aggravated assault convictions were modified to simple assault convictions. Id., at 411.
In Alford, the appellant escaped a constable's custody while being transported to the county jail. After removing the constable's firearm from its holster and pistol-whipping him, the appellant fled to a nearby neighborhood where he pounded on the front door of a woman's home. The victim did not allow him to enter her home. The appellant pointed the stolen gun at the victim through the front window, though the victim was able to run away immediately. Alford, 880 A.2d at 668-669. On appeal, a panel of this Court found that the evidence was sufficient for appellant's conviction of aggravated assault as a first-degree felony as to the constable, but held
In its brief the Commonwealth relies upon our Supreme Court's holding in Matthew, supra, in support of its argument that Appellant's act of pointing a gun at the victim's forehead while simultaneously threatening to "blow [her] head off," during the course of a carjacking sufficiently demonstrated the necessary substantial step and mens rea for the specific intent to cause serious bodily injury. Substituted Brief for the Appellee En Banc Reargument at 12. In Matthew, a good Samaritan had stopped to help the appellant whose car had just crashed after he lost control of it on Interstate 95. Just prior to the crash, the appellant, an employee at a shoe store, had hit his supervisor with his car after the latter confronted him about boxes of shoes in the car for which appellant refused to produce receipts. Appellant, thinking the victim was a police officer, pushed a loaded gun into his chest. Appellant proceeded to search the car frantically while continuing to point the gun at the victim and when a second passerby stopped threatened to kill him. Matthew, 909 A.2d at 1256-1257.
After re-affirming that the Alexander test is the proper one for determining whether there is sufficient evidence to convict a defendant of aggravated assault graded as a first degree felony, our Supreme Court found sufficient evidence had been presented for the fact-finder to conclude the appellant possessed the intent to inflict serious bodily injury upon the victim simply in light of his threats to kill the victim. Id. at 1259. The Court further found that if those threats alone had not been enough to establish the appellant's intent, "the fact-finder could determine his intent from pushing the loaded gun against [the victim's] throat and otherwise pointing it at him." Id.
In the matter sub judice, Appellant appeared before the victim without warning, pointed a gun at the middle of her forehead, demanded her keys, and threatened to "blow [her] head off" if she did not comply. The victim indicated that Appellant grasped one end of keys while she held a key in her hand. N.T., 12/14/10, at 7. She also estimated that the gun was less than a half inch from the area between her eyebrows at the time. N.T., 12/14/10, at 9-10. Under such circumstances, Appellant was not "merely pointing" the gun at the victim while making a conditional threat. Rather, his simultaneous demand to her to act was direct and uttered while he constantly pointed his weapon squarely at a vital part of her body and while he was holding the opposite end of the keys that were also still in her hand. As such, we find there was sufficient evidence from which a jury could have found that Appellant attempted to cause serious bodily injury upon the victim.
We further find there was sufficient evidence from which the jury could have concluded that Appellant took a substantial step towards inflicting serious bodily injury since he pointed a gun at the middle of the victim's forehead, threatened to kill her, and did not do so only because the victim fled. See Matthew, supra (finding a substantial step to inflict serious bodily injury had been taken where the appellant pushed a loaded gun against the victim's throat, threatened to kill him, and pointed it at him before fleeing the scene). "The only remaining step [A]ppellant
Moreover, we hold there was sufficient evidence for the jury to conclude Appellant possessed the requisite intent to inflict serious bodily injury upon the victim when he threatened to "blow her head off." As was the case in Matthew, if this threat alone had not been enough to establish his intent, the jury properly could have determined it from his pointing of the gun at the middle of her forehead during the carjacking. Matthew, 909 A.2d at 1259 ("Where the intention of the actor is obvious from the act itself, the [fact-finder] is justified in assigning the intention that is suggested by the conduct.") (quotation omitted).
Under the totality of the circumstances, the jury certainly was free to find, inter alia, that Appellant intended to carry out his threat but did not do so for a variety of reasons. The fact the victim managed to drop her keys and successfully escape does nothing to negate a finding that Appellant possessed the proper mens rea at the time he pointed the gun at the victim. In sum, in applying the totality of the circumstances approach as Matthew dictates, we find Appellant's claim there was insufficient evidence to sustain his conviction for Aggravated Assault must fail.
Judgment of sentence affirmed.
FORD ELLIOTT, P.J.E. FILES A DISSENTING OPINION IN WHICH SHOGAN, J. AND LAZARUS, J. JOIN.
DISSENTING OPINION BY FORD ELLIOTT, P.J.E.:
I must respectfully dissent from the Majority's affirmance of appellant's aggravated assault conviction. I believe appellant was properly convicted of robbery and should stand convicted of the crime of simple assault.
Appellant's actions in car-jacking the victim are truly reprehensible and subject to severe punishment. He held a gun to the victim's head and demanded her car keys or he would "blow her head off." There can be no doubt that the victim was placed in fear of imminent serious bodily injury. Without doubt, appellant's actions constitute the crime of robbery, a first degree felony. For obvious reasons, appellant does not challenge his robbery conviction on appeal for which he received 5-10 years' imprisonment. Rather, appellant asks this court to determine if the evidence was sufficient to find him guilty of the additional crime of aggravated assault for which he received a concurrent term of 6-12 years. Appellant asserts that his actions constituted a simple assault.
The distinction between the crimes of simple and aggravated assault has vexed our appellate courts for years, and as addressed by the Majority, the determination often rests on a laborious examination of the facts of any given case. One commentator has remarked the root of this consternation may be in the nomenclature.
It has long been the law in this Commonwealth that the mere pointing of a gun at another in a threatening manner, without more, does not constitute aggravated assault but rather simple assault directed at putting another in fear of imminent serious bodily injury. Commonwealth v. Alford, 880 A.2d 666 (Pa.Super.2005), appeal denied, 586 Pa. 720, 890 A.2d 1055 (2005) (merely menacing another with a gun, without discharging a weapon or without some other indicia manifesting intent, is insufficient to demonstrate an intent to inflict serious bodily harm; Alford's words and actions constituted a conditional threat), citing Commonwealth v. Savage, 275 Pa.Super. 96, 418 A.2d 629, 632 (1980) ("pointing a gun at Mr. Gould ... in ... a threat to cause serious bodily injury, could constitute a simple assault as an `attempt by physical menace to put another in fear of imminent serious bodily injury.' ... It could not, however, constitute an aggravated assault.").
There is little question that had appellant fired the gun at the victim, an aggravated assault would have been the result. However, that is not what happened here. To constitute an attempt under the statute, evidence must be presented that appellant had the specific intent to cause serious bodily injury and took a substantial step toward perpetrating serious bodily injury on the victim. The specific intent element of aggravated assault requires that a person presently intended to cause the harm that would occur if he fired the gun. "Where the defendant is charged with aggravated assault based upon his attempt to injure another person, the Commonwealth is required to prove that he acted with a specific intent to cause such injury." Commonwealth v. Sanders, 426 Pa.Super. 362, 627 A.2d 183, 186 (1993). As discussed by the Majority, our Supreme Court has instructed that under the facts of a case such as this, we must look to the totality of the surrounding circumstances to establish if the defendant had that specific intent. See Commonwealth v. Matthew, 589 Pa. 487, 492, 909 A.2d 1254, 1257 (2006); Commonwealth v. Alexander, 477 Pa. 190, 194, 383 A.2d 887, 889 (1978).
The Majority appropriately relies upon the decision in Matthew that affirmed the result of this court's en banc decision. However, I find the facts and totality of the circumstances of the Matthew case to be far more egregious than this case. In Matthew, the victims were presented with a deranged gun-wielding individual making numerous threats and taking substantial steps in an attempt, for no other reason than, to cause them harm.
Matthew, supra at 494, 909 A.2d at 1258.
It is also worth noting that this court's en banc decision in Matthew, which this writer joined, specifically overruled Commonwealth v. Mayo, 272 Pa.Super. 115, 414 A.2d 696 (1979), and Commonwealth v. Repko, 817 A.2d 549 (Pa.Super.2003), as creating an "ample opportunity" test. This court decided that Mayo and Repko improperly relied on the fact that the defendant failed to follow through on his threats as determinative of whether an aggravated assault occurred. Commonwealth v. Matthews, 870 A.2d 924, 932 (Pa.Super.2005) (en banc).
Returning to the facts of this case, clearly appellant's intent was to rob the victim of her car. His pointing the gun at her and threatening to shoot her if she did not relinquish her keys were directed at stealing her car, not at specifically intending to cause her serious bodily injury. When she gave up her keys, he left with the car, which was his purpose all along. Without doubt, appellant put the victim in fear of imminent serious bodily injury, and perpetrated an assault under Section 2701(a)(3).
Finally, the Majority relies on the fact that the jury was certainly free to infer the intent of appellant from his pointing the gun at the middle of the victim's forehead during the carjacking and that he intended to carry out his threat but did not do so for a variety of reasons. While it is clearly the fact-finder's province to assess the evidence and draw proper inferences therefrom, we do not defer to the jury when the evidence is insufficient as a matter of law.
Matthew, supra at 491, 909 A.2d at 1256-1257 (citations omitted).
For all of the above reasons, I respectfully dissent to the Majority's affirmance of the aggravated assault charge under the totality of the facts
Bruce A. Antkowiak, Five Hot Topics: Issues of Pending Concern in Pennsylvania's Appellate Courts, 42 Duq.L.Rev. 411 (2004), n. 66.