PAMELA K. CHEN, District Judge.
Plaintiff Mohamed Alsaidi brings this action pursuant to 42 U.S.C. § 1983 against Defendants the City of New York ("City"), the New York City Police Department ("NYPD"), certain named NYPD Officers, and other unidentified NYPD Officers listed as "JOHN DOES" and "JANE DOES" (together with the named NYPD Officers, "Individual Officers"). This action arises out of Plaintiff's alleged false arrest on April 23, 2010 by NYPD Officers. Plaintiff asserts: (1) state law claims against the Individual Officers; (2) § 1983 claims against the Individual Officers based on federal constitutional violations; and (3) a Monell claim against the City.
This Court held a pre-motion conference on August 6, 2013 (the "Conference") regarding Defendants' impending motion to dismiss. (Dkt. No. 11.) For the reasons set forth at the Conference, in conjunction with those set forth herein, Plaintiff's claims against the Individual Officers are hereby dismissed without prejudice for failure to serve pursuant to Fed. R. Civ. P. 4(m).
The Court recites only those facts relevant to this Order. The arrest underlying this action took place on April 23, 2010. Plaintiff commenced this litigation on November 21, 2012 based on § 1983 and state law claims. In addition to the City and the NYPD, Plaintiff named Sgt. Muea, P.O. Brooks, P.O. Cooper, and several John and Jane Doe NYPD Officers as defendants. Plaintiff failed to serve any of the Individual Officers—named or not—within the one hundred twenty (120) day period allotted by Fed. R. Civ. P. 4(m), which expired on March 21, 2013. By Order dated May 8, 2013, the Honorable Vera M. Scanlon notified Plaintiff that the 120-day period of service had elapsed, but sua sponte extended the time for him to effectuate service of the Individual Officers to May 29, 2013. (Dkt. No. 9.) In the same order, Judge Scanlon reminded Plaintiff that "this court may
On July 12, 2013, Defendants submitted to the Court a request to file a motion to dismiss, with opposing counsel copied via ECF. (Dkt. No. 11.) In addition to outlining the bases for their motion, Defendants asked the Court to sua sponte dismiss Plaintiff's claims against the Individual Officers both for failure to serve and as time-barred. (Id. at footnote 3.) Defendants argued, inter alia, that: (1) the state law causes of action against the Individual Officers should be dismissed because a notice of claim was not filed within ninety days and the action was not commenced within one year and ninety days, as required by N.Y. Gen. Mun. L. §§50-e(1)(a), 50i(1)(c);
(2) Plaintiff's claims against the unnamed Individual Officers are time-barred, as Plaintiff failed to name and serve such Individual Officers prior to the lapse of the applicable three year statute of limitations on April 24, 2013; and (3) Plaintiff's claim with respect to all Individual Officers should be dismissed because the period of service of the complaint required by Fed R. Civ. P. 4(m), 120 days, as well as the extension period granted by Judge Scanlon, had run. (Id.)
In his response letter dated July 15, 2013, Plaintiff's counsel offered two explanations for the failure to serve the Individual Officers by the extended deadline. First, he claimed that he had communicated with defense counsel "last week on several occasions seeking the FULL names of the unnamed defendant police officers, [and that] Corporation Counsel refused to provide said names, stating "I (plaintiff) already know who the police officers' [sic] are because I named them in the complaint." (Dkt. No. 13.) Second, he explained that he is a sole practitioner and was on trial when Judge Scanlon issued Plaintiff an extension and, "[s]omehow, this court's order to serve the unnamed defendant's was lost and the deadlines did not make it onto my calendar." (Id.) Seeking to justify another extension of the service deadline, Plaintiff's counsel stated that "[a] harsh result would occur if the plaintiff were not allowed to file an extension to serve the unnamed defendants[]" because "the statute of limitations expired on April 10, 2013."
Significantly, Assistant Corporation Counsel Richard Weingarten ("ACC Weingarten") refuted Plaintiff's counsel's claim that ACC Weingarten had refused to provide him with the names of the John and Jane Doe Officers. In a letter dated July 17, 2013, ACC Weingarten represented that, to his knowledge, he had "never spoken with Mr. Parker over the phone, and certainly [had] not done so in the last several weeks" and that "the entirety of counsels' communication since the inception of the lawsuit have occurred via email and are thus, readily discernible." (Dkt. No. 14 at 1.) Attached to ACC Weingarten's letter was a copy of the only email communication between Plaintiff's Counsel and ACC Weingarten, which consisted of two emails, one sent by Plaintiff's counsel on July 3, 2013 and a responsive email sent by ACC Weingarten the next day. In his July 3rd email, Plaintiff's counsel stated, inter alia, that he was "interested in whether you discovered the names of the unknown police officers or detectives involved in plaintiff's arrest." ACC Weingarten responded the next day with:
Plaintiff's counsel failed to respond to ACC Weingarten's July 4th email or otherwise follow up with Corporation Counsel to identify the John and Jane Doe Officers.
As the record shows, Plaintiff's counsel did not inquire with Defendants' counsel as to the names of the Individual Officers until July 3, 2013 (Dkt. No 14), long after the service period and extension had run.
On August 6, 2013, the Court held a pre-motion conference regarding Defendants' prospective motion to dismiss for, inter alia, failure to serve the Individual Officers. The Court repeatedly probed Plaintiff's counsel for any "good cause"—or even any reasonable excuse—as to why he missed both the original and extension periods of service. Plaintiff's counsel could provide no reason for his failure to serve other than that he was busy and frequently on trial since the filing of the complaint in November 2012. The Court ruled that Plaintiff's claims against the Individual Officers were dismissed based on the failure to serve them, but reserved judgment on whether the dismissal would be with prejudice.
Plaintiff asserts two counts against the Individual Officers, one based on state law and the other based on § 1983. However, because Plaintiff has failed to serve any of the Individual Officers in the eight and one-half months since the filing of this action, and because he has already been given a sua sponte extension and provides no good cause for his neglect, the Court, in its discretion, dismisses all of his claims against the Individual Officers.
Federal Rule of Civil Procedure 4(m) requires that a plaintiff serve all defendants to an action within 120 days after filing the complaint. Fed. R. Civ. P. 4(m). If a plaintiff shows good cause for that failure, the Court must extend the time for service. Id. Where no good cause is shown, on motion or on its own after notice to the plaintiff is given, the Court has discretion to dismiss the complaint without prejudice. Id.; Zapata v. City of New York, 502 F.3d 192, 196-97 (2d Cir. 2007) (holding that district courts have discretion to grant extensions of time to serve process even in the absence of good cause). The Second Circuit has held that "before [it] will even consider vacating a Rule 4(m) dismissal . . . the plaintiff must ordinarily advance some colorable excuse for neglect." Zapata, 502 F.3d at 198; see also Bogle-Assegai v. Connecticut, 470 F.3d 498, 509 (2d Cir. 2006). Absent good cause, the district court ought to weigh the impact that dismissal or extension would have on the parties. Zapata, 502 F.3d at 197 ("so long as there are sufficient indications on the record that the district court weighed the impact that a dismissal would have on the parties.").
In this case, it is undisputed that Plaintiff has failed to serve the Individual Officers and has therefore failed to comply with Rule 4(m). See Fed. R. Civ. P. 4(m). In fact, Plaintiff failed to serve the Individual Officers even after he was granted an extension, sua sponte, by the presiding Magistrate Judge and explicitly warned that, were service not effectuated by May 29, 2013, "this Court may
Plaintiff's counsel offers nothing resembling a colorable excuse for neglecting the original service deadline or the Court's sua sponte extension.
The Court is mindful of the impact dismissal will have on Plaintiff. While this dismissal is without prejudice to the filing of a new complaint under Rule 4(m), Plaintiff's § 1983 claims, which in New York are subject to a three-year statute of limitations, Pearl v. City of Long Beach, 296 F.3d 76, 70 (2d Cir. 2002), would now be time-barred against the Individual Officers. Effectively, Plaintiff's § 1983 claims against the Individual Officers will be extinguished. However, the impact of the dismissal on Plaintiff's federal claims is partially mitigated by the fact that these claims would be time-barred as to the unnamed individual officer defendants even if Plaintiff were granted another extension of time in which to serve them. Where a Plaintiff uses John/Jane Does as a place holder for a defendant, he is generally required to substitute the named party within the applicable statute of limitations period. Barrow v. Wethersfield Police Dep't, 66 F.3d 466, 468-70 (2d Cir. 1995).
The impact on Plaintiff of this dismissal is also mitigated by the fact that his state law claims against all of the Individual Defendants, named and unnamed, are procedurally barred. "[I]n a federal court, state notice-of-claim statutes apply to state law claims." Hardy v. New York City Health Hosps. Corp., 164 F.3d 789, 793 (2d Cir. 1999). Under New York's general municipal law, "a notice of claim is a mandatory precondition to bringing a tort claim against a municipality or any of its . . . employees." Hyde v. Arresting Officer Caputo, 98 CV 6722(FB)(ASC), 2001 WL 521699, at * 4 (E.D.N.Y. May 11, 2001) (citing N.Y. Gen. Mun. L. §§ 50-e, 50-i(1)(a)). Here, it appears that Plaintiff never filed a notice of claim as required by N.Y. Gen. Mun. L. § 50-e. (Dkt. No. 11 at 3.)
In any event, even if Plaintiff had timely filed a notice of claim, his state law claims would still be time barred. Under New York law, a plaintiff pursuing a state law tort claim against a city must commence the action "within one year and ninety days after the happening of the event upon which the claim is based." N.Y. Gen. Mun. § 50-I(c). Plaintiff's state law claims accrued on April, 24, 2010, the date of his release from custody and the charge against him was dismissed. See Singleton v. City of New York, 632 F.2d 185, 191 (2d Cir.1980); Hyde, 2001 WL 521699 at * 4. Plaintiff filed this action on November, 21, 2012—two years and 212 days after the alleged incident giving rise to this action—well past the one year and 90-day limitations period.
Due to the procedural bars to Plaintiff's state law claims, even if he were granted an extension of time in which to serve the Individual Defendants, these claims would likely not survive. Thus, the impact of the dismissal on Plaintiff is less than it would have been had he timely noticed or filed his state law claims.
On the other hand, the Individual Officers would be prejudiced if this Court granted another extension prolonging Plaintiff's opportunity to serve them on a claim that accrued more than three and half years ago and about which they have received no notice. See Zapata, 502 F.3d at 198. Notwithstanding the Court's sympathy for a plaintiff who relies on counsel to meet applicable deadlines, principles of judicial efficiency and economy, and fairness to both parties, warrant dismissal, especially where Plaintiff was given an extension and warnings about the failure to timely serve the Individual Officers. As the Second Circuit noted in Zapata "in the absence of good cause, no weighing of the prejudices between the two parties can ignore that the situation is the result of plaintiff's neglect." Zapata, 502 F.3d at 198 (affirming district court's Rule 4(m) dismissal where, inter alia, plaintiff sought a tardy extension of time to serve the defendant).
For the foregoing reasons, along with those stated at the Conference, Plaintiff's claims against the Individual Officers—specifically the First and Second Causes of Action of the Complaint—are dismissed without prejudice.
SO ORDERED.