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WS International LLC v. M Simon Zook Co, 11-2574 (2014)

Court: Court of Appeals for the Third Circuit Number: 11-2574 Visitors: 28
Filed: May 09, 2014
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ Nos. 11-2574 and 13-1518 _ W S INTERNATIONAL, LLC v. M. SIMON ZOOK, CO, d/b/a The Zook Molasses Company; GOOD FOOD, INC; L&S SWEETENERS, Appellants _ On Appeal from the District Court for the Eastern District of Pennsylvania D.C. Civil No. 5-11-cv-03014 (Honorable Lawrence F. Stengel) _ Argued: November 12, 2013 Before: HARDIMAN, SCIRICA, and NYGAARD, Circuit Judges (Filed: May 09, 2014) Gene M. Linkmeyer, Esq. [ARGUED] Alan
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                                                                  NOT PRECEDENTIAL

                     UNITED STATES COURT OF APPEALS
                          FOR THE THIRD CIRCUIT
                               ___________

                               Nos. 11-2574 and 13-1518
                                     ___________

                           W S INTERNATIONAL, LLC

                                          v.

             M. SIMON ZOOK, CO, d/b/a The Zook Molasses Company;
                   GOOD FOOD, INC; L&S SWEETENERS,
                                             Appellants
                        _______________________

                         On Appeal from the District Court
                       for the Eastern District of Pennsylvania
                            D.C. Civil No. 5-11-cv-03014
                          (Honorable Lawrence F. Stengel)
                                  ______________

                               Argued: November 12, 2013

          Before: HARDIMAN, SCIRICA, and NYGAARD, Circuit Judges

                                 (Filed: May 09, 2014)


Gene M. Linkmeyer, Esq. [ARGUED]
Alan M. Rosen, Esq.
Neal A. Jacobs, Esq.
Jacobs Law Group
2005 Market Street
One Commerce Square
Suite 1120
Philadelphia, PA 19103

      Counsel for Appellants

Christopher M. Brubaker, Esq. [ARGUED]
Joseph M. Donley, Esq.
                                          1
Joseph M. Donley, Esq.
Jonathan W. Hugg, Esq.
Clark Hill Thorp Reed
2005 Market Street
One Commerce Square
Suite 1000
Philadelphia, PA 19103

       Counsel for Appellee

                                    _________________

                                OPINION OF THE COURT
                                   _________________

SCIRICA, Circuit Judge.

       Appellants M. Simon Zook Co., doing business as Zook Molasses Co., and Good

Food Inc., doing business as L&S Sweeteners (together, “Zook”), and Appellee W.S.

International, LLC (“W.S.I.”) entered into a business relationship wherein Zook produced

W.S.I.’s fondant1 line using equipment supplied by W.S.I. After their relationship

soured, W.S.I. filed suit in the United States District Court for the Eastern District of

Pennsylvania, claiming conversion of the equipment and seeking injunctive relief. The

District Court entered a temporary restraining order, which allowed W.S.I. to retrieve its

equipment. At a later stage of the case and upon W.S.I.’s motion, the District Court

transferred the action to the United States District Court for the Northern District of

Illinois. Zook now challenges both the entry of injunctive relief and the transfer of

venue. We will affirm in part and dismiss in part for lack of jurisdiction.

                                              I.


1
 Fondant is a “creamy plastic mass of cooked or uncooked sugar used as a basis for
candies or icings.” Webster’s Third New International Dictionary 883 (1964).
                                           2
       W.S.I. distributes fondant and other food products in the bakery industry. In 2009,

W.S.I. entered into an arrangement with Zook, a food products manufacturer, whereby

W.S.I. agreed to purchase its sugar from Zook, and Zook agreed to produce W.S.I.’s

fondant line at its facility in Leola, Pennsylvania. In June 2009, W.S.I. purchased a

fondant wheel for Zook’s fondant production and had the wheel installed at Zook’s

facility. For various reasons, including repairs to the fondant wheel and Zook’s

production of allegedly substandard fondant, Zook failed to produce sufficient fondant to

meet W.S.I.’s needs.

       As a result, W.S.I. entered into an alternative arrangement for fondant production

with the food manufacturer Royal Sugar Company, located in Swedesboro, New Jersey.

In April 2011, W.S.I. sought permission to enter Zook’s facility and retrieve its fondant

wheel, which it intended to transfer to Royal Sugar Company’s facility. Zook refused to

permit access to the fondant wheel until W.S.I. paid $650,000 in outstanding invoices.

Zook also claimed liens on the wheel. Zook later acknowledged to the District Court that

during this period the wheel served no use to Zook and sat dormant in its facility.

       On May 6, 2011, W.S.I. filed suit against Zook in the Eastern District of

Pennsylvania, claiming conversion of the fondant wheel and seeking injunctive and

declaratory relief. On the same day the complaint was filed, W.S.I. moved for a

temporary restraining order. The District Court held a hearing on the motion for

temporary restraining order on May 9, 2011, and Zook filed a response in opposition the

next day. On May 12, 2011, the District Court granted injunctive relief, which reads as

follows:

                                             3
                (2) The defendants are enjoined and restrained, directly or
                indirectly, and whether alone or in concert with others, until
                further Order of this court from preventing the plaintiff from
                accessing, removing, and taking possession of its property
                located at the defendants’ Leola facility.

                (3) This Order shall remain in full force and effect until such
                time as this court specifically orders otherwise.

J.A. 114. There was no further extension of the order. Zook filed a notice of appeal on

June 9, 2011.

       After W.S.I. retrieved its fondant wheel, the case proceeded in District Court, with

W.S.I. amending its complaint to raise breach of contract claims relating to an alleged

confidentiality agreement between the parties. Zook filed an answer to W.S.I.’s amended

complaint, specifically denying the parties had a confidentiality agreement. Then on

April 2, 2012, W.S.I. sought leave to file a second amended complaint and attached what

it contended was the parties’ confidentiality agreement signed by Zook. On the same

day, W.S.I. filed a motion to transfer the case to the Northern District of Illinois, based on

the confidentiality agreement’s forum selection clause directing any claims be filed in

Illinois. Zook objected to the motion to transfer, continuing to contend that no

confidentiality agreement had ever been formed, but did not object to W.S.I.’s filing a

second amended complaint. On January 29, 2013, the District Court permitted the

second amended complaint to be filed and granted W.S.I.’s motion to transfer venue

based on the forum selection clause. Zook filed a notice of appeal on February 22, 2013.2



2
  The appeal of the temporary restraining order was docketed as case number 11-2574.
The appeal of the transfer order was docketed as case number 13-1518. In an Order of
this Court dated April 26, 2013, we consolidated the two appeals.
                                            4
                                              II.

         Before we review the merits, we must determine whether we have jurisdiction.3

We hold we have jurisdiction to review the grant of injunctive relief as an interlocutory

order, but we do not have jurisdiction to review the transfer order.

         In general, a temporary restraining order is not immediately appealable, while an

order granting a preliminary injunction may be appealed as an interlocutory order under

28 U.S.C. § 1292(a)(1). In re Arthur Treacher’s Franchisee Litig., 
689 F.2d 1150
, 1153

(3d Cir. 1982). Yet when an order labeled a temporary restraining order operates as a

preliminary injunction, we have exercised appellate jurisdiction. See, e.g., Miller v.

Mitchell, 
598 F.3d 139
, 145 (3d Cir. 2010) (reviewing a temporary restraining order as a

preliminary injunction because it was of indefinite duration and entered after notice to the

defendant and an adversarial hearing); Arthur 
Treacher’s, 689 F.2d at 1155
n.7 (noting

we “look beyond terminology to the actual content, purport, and effect” of an order to

determine whether it is appealable). In this case, the District Court entered the injunctive

relief for an indefinite period of time and after an adversarial hearing. Accordingly,

because the order is in effect a preliminary injunction and appealable under 28 U.S.C.

§ 1292(a)(1), we have jurisdiction to review it.

         But we do not have jurisdiction to review the order transferring venue. “[O]ur

general rule . . . that orders transferring venue are not immediately appealable” is well

established. See Carteret Sav. Bank, FA v. Shushan, 
919 F.2d 225
, 228 (3d Cir. 1990)


3
    The District Court had diversity jurisdiction under 28 U.S.C. § 1332.
                                                5
(citing Nascone v. Spudnuts, Inc., 
735 F.2d 763
, 764 (3d Cir. 1984), and McCreary Tire

& Rubber Co. v. CEAT S.p.A., 
501 F.2d 1032
, 1034 (3d Cir. 1974)). While limited

review of a transfer order is available by way of mandamus review, see Sunbelt Corp. v.

Noble, Denton & Assocs., 
5 F.3d 28
, 30 (3d Cir. 1993), Zook filed a notice of appeal—

not a petition for writ of mandamus. We may construe a notice of appeal as a petition for

writ of mandamus, but that decision is discretionary. 
Spudnuts, 735 F.2d at 773
. Under

the circumstances of this case, we find no compelling reason to stray from our general

rule.

        Nor do we believe that jurisdiction lies because the parties agree Zook’s notice of

appeal should be treated as a petition for writ of mandamus and their cooperation should

be rewarded. We should not find jurisdiction simply because the parties agree we should.

Because an appeal does not lie from an order transferring venue, a petition for mandamus

is the only means by which a party can obtain interlocutory review in the transferor

circuit. Mandamus is “extraordinary relief that is rarely invoked.” In re Federal-Mogul

Global Inc., 
300 F.3d 368
, 378 (3d Cir. 2002) (quoting In re United States, 
273 F.3d 380
,

385 (3d Cir. 2001)); see also 
id. at 384
(reviewing a denial of a motion to transfer and

finding the “rigorous standard” for the writ’s issuance not met); In re United 
States, 273 F.3d at 389-90
(ordering a district court to reconsider a transfer motion where it was not

clear from the record the court followed proper procedure before transferring the case).

We find this case does not warrant consideration of the writ. Accordingly, we lack

jurisdiction to review the order transferring venue to the Northern District of Illinois.

                                             III.

                                              6
          Zook challenges the entry of injunctive relief on three grounds: (1) W.S.I. was

unlikely to succeed on its conversion claim because Zook held a common law

repairman’s lien on the fondant wheel, (2) W.S.I. failed to show irreparable harm, and

(3) the District Court erred by failing to require a bond under Fed. R. Civ. P. 65(c). We

employ a “tripartite standard of review” for preliminary injunctions. K.A. ex rel. Ayers v.

Pocono Mountain Sch. Dist., 
710 F.3d 99
, 105 (3d Cir. 2013). The District Court’s

findings of fact are reviewed for clear error, its legal conclusions are assessed de novo,

and its ultimate decision to grant or deny an injunction is reviewed for abuse of

discretion. 
Id. (quoting Sypniewski
v. Warren Hills Reg’l Bd. of Educ., 
307 F.3d 243
, 252

(3d Cir. 2002)). Under this standard of review, we will uphold the entry of injunctive

relief.

          The District Court determined W.S.I.’s conversion claim was likely to succeed on

the merits. Applying the elements of conversion, the court found W.S.I. had a property

right in the fondant wheel, Zook was interfering with that right, and Zook had no legal

justification for interfering. The court made extensive findings regarding the last

element, determining Zook lacked the necessary factual predicate to assert a repairman’s

lien on the fondant wheel. Specifically, the court found that Zook had no ownership right

or interest in the wheel upon its delivery, and put the wheel to no use after fondant

production for W.S.I. came to a halt. Though repairs were made to the fondant wheel,

the District Court found the business relationship between Zook and W.S.I. was not that

of a repairman and customer. As a result, the court held no lien attached and W.S.I. was

likely to prevail on its conversion claim.

                                               7
       These factual findings were not clearly erroneous and the legal conclusion drawn

from them is correct. As articulated by the Supreme Court of Pennsylvania, a

repairman’s lien attaches where “a workman or artisan by his labor or skill increases the

value of personal property placed in his possession to be improved.” Assocs. Fin. Servs.

Co. v. O’Dell, 
417 A.2d 604
, 606 (Pa. 1980) (emphasis added) (quoting Meyers v.

Bratespiece, 
34 A. 551
, 551 (Pa. 1896)); see also Restatement (First) of Sec.: Persons

Entitled to Specific Possessory Liens § 61 (1941, updated 2013) (providing illustrations

of a repairman’s lien, all of which involve a bailor delivering chattel to a bailee for the

purpose of making repairs). A repairman’s lien is “fundamentally consensual” in nature,

because it arises from an express or implied agreement between the owner of the chattel

and the person making repairs. 
O’Dell, 417 A.2d at 606
.

       On the facts found by the District Court, we agree a repairman’s lien likely did not

attach. The court found the fondant wheel was placed in Zook’s possession not “to be

improved,” 
id., but to
produce fondant. Moreover, the record before the District Court

contained no evidence suggesting W.S.I. and Zook had agreed, or even implied, that the

cost of repairs would be allocated to W.S.I.4 On this record, we cannot discern an

agreement, “fundamentally consensual” in nature, by which W.S.I. was obliged to pay for

Zook’s repairs. 
Id. Accordingly, the
District Court properly determined W.S.I.’s

conversion claim would likely succeed on the merits.

       Zook’s challenge to the finding of irreparable harm also fails. The District Court

found W.S.I. had no other facility where it could manufacture fondant and could not

4
  For example, Zook can point to no requests from W.S.I. for repairs or invoices for
repair costs.
                                           8
afford to purchase another fondant wheel. Because W.S.I. would be unable to produce

fondant without injunctive relief, W.S.I.’s fondant business was likely in serious

jeopardy. We have recognized this sort of harm as irreparable. See Instant Air Freight

Co. v. C.F. Air Freight, Inc., 
882 F.2d 797
, 802 (3d Cir. 1989) (noting potential

irreparable injury where a party may be forced to shut down without the requested

injunctive relief); Frank’s GMC Truck Ctr. v. Gen. Motors Corp., 
847 F.2d 100
, 102 n.4

(3d Cir. 1988) (finding no irreparable harm to a company where the company’s loss of a

market segment “does not place its continued business survival in serious jeopardy”).

Accordingly, the District Court correctly found Zook stood to suffer irreparable harm

without the requested injunctive relief.

       Finally, the District Court’s decision not to issue a bond was justified. Fed. R.

Civ. P. 65(c) permits a court to issue a preliminary injunction only if it requires the

movant to post security “in an amount . . . proper to pay the costs and damages sustained

by any party found to have been wrongfully enjoined.” But a narrow exception to this

bond requirement exists when compliance with the injunction “raises no risk of monetary

loss to the defendant.” Zambelli Fireworks Mfg. Co. v. Wood, 
592 F.3d 412
, 426 (3d Cir.

2010) (quoting Hoxworth v. Blinder, Robinson & Co., 
903 F.2d 186
, 210 (3d Cir. 1990)).

The court found Zook would not suffer harm if W.S.I. retrieved its fondant wheel,

because Zook likely had no right to retain the wheel, which was sitting dormant in Zook’s

facility. This conclusion is set forth in a section of the District Court’s opinion unrelated

to Rule 65, and we usually require a court to make “specific findings” concerning the

bond requirement. 
Id. (quoting Elliott
v. Kiesewetter, 
98 F.3d 47
, 60 (3d Cir. 1996)).

                                              9
Nonetheless, we agree with the District Court that no bond was required in this

circumstance.

                                            IV.

       For the foregoing reasons, we will affirm in part and dismiss in part for lack of

jurisdiction.




                                            10
HARDIMAN, Circuit Judge, dissenting in part,

       I agree with my colleagues that the District Court did not err when it granted

injunctive relief to Appellee W.S. International, LLC (WSI) in Case No. 11-2574. I

disagree, however, that we lack jurisdiction over the District Court’s order transferring

the case to the United States District Court for the Northern District of Illinois in Case

No. 13-1518. Accordingly, I respectfully dissent in that case.


                                              I


       The majority acknowledges that we may exercise mandamus jurisdiction over the

District Court’s transfer order. Nevertheless, after faulting Zook for not filing a petition

for writ of mandamus, my colleagues summarily conclude: “[u]nder the circumstances of

this case, we find no compelling reason to stray from our general rule [that orders

transferring venue are not immediately appealable].” Maj. Typescript at 6. On that thin

reed, the Court declines to exercise jurisdiction over Zook’s appeal in Case No. 13-1518.


       A brief review of the procedural history of these consolidated appeals

demonstrates why Zook’s failure to file a petition for writ of mandamus was perfectly

appropriate. On April 26, 2013, the Clerk of this Court issued an order that invited Zook

and WSI to “consider whether the notice of appeal should be treated as a petition for a

writ of mandamus” and to discuss the merits of that petition. JA at 417–18. The parties

responded to the Clerk’s inquiry by letter dated May 31, 2013, in which they jointly

asked us to construe Zook’s notice of appeal as a petition for writ of mandamus. They did

so in an effort to “reduce the paperwork burden and confusion . . . imposed by a separate
filing for a writ, the subsequent motion to consolidate with this appeal, and the potential

for overlapping briefing.” JA at 419. Thus, while the parties have always disagreed about

the merits of mandamus relief, they never disputed our jurisdiction to review the

propriety of the District Court’s transfer order. Indeed, both Zook and WSI referenced in

their appellate briefs the agreement they had struck to have the notice of appeal treated as

a petition for writ of mandamus. See Zook Br. at 6 n.1 (noting that “[t]he parties agree

this Court should consider the notice of appeal as a petition for writ of mandamus”); WSI

Br. at 1 & n.2 (“The [transfer order] is properly before this court on a petition for writ of

mandamus” and “Zook initiated the appeal by filing a notice of appeal which the parties

agreed should be treated as a petition for writ of mandamus.”). I would reward, not

punish, this salutary cooperation between counsel. Of course, this does not mean, as my

colleagues suggest, that we should “find jurisdiction simply because the parties agree we

should.” Maj. Typescript at 6. Rather, I believe it an abuse of discretion for this Court, in

derogation of the express agreement reached by the parties at our suggestion, to fail to

construe Zook’s notice of appeal as a petition for writ of mandamus.


                                              II


       The fact that we have mandamus jurisdiction is, of course, a far cry from deciding

that such extraordinary relief should be granted. Although mandamus is “the appropriate

mechanism for reviewing an allegedly improper transfer order,” Sunbelt Corp. v. Noble,

Denton & Assocs., 
5 F.3d 28
, 30 (3d Cir. 1993), the party seeking the writ must

demonstrate clear legal error that “approach[es] the magnitude of an unauthorized


                                              2
exercise of judicial power.” Carteret Sav. Bank, F.A. v. Shushan, 
919 F.2d 225
, 232–33

(3d Cir. 1990). To satisfy this heavy burden, the petitioner must show that it has no other

adequate means of obtaining the relief sought, and it has a “clear and indisputable” right

to the writ. Cheney v. United States District Court, 
542 U.S. 367
, 380–81 (2004) (internal

quotation marks and citation omitted). The issuing court then must be satisfied that the

writ is appropriate under the circumstances. See 
id. Zook has
satisfied these criteria.


       The first factor is easily satisfied because the very nature of the transfer order

deprives Zook of the ability to otherwise obtain the relief it seeks. In Carteret, we held

that the possibility of an appeal in the transferee forum following a final judgment there

is not an adequate alternative for 
relief. 919 F.2d at 233
; see also 
Sunbelt, 5 F.3d at 30
. A

holding to the contrary would “lead to a conclusion that mandamus is never available in

the transferor circuit as an appeal will be possible at the conclusion of the proceedings in

the transferee district court.” 
Carteret, 919 F.2d at 233
n.15. Because we will lose

jurisdiction over the case once it is transferred, there is no other adequate means to avoid

the transfer besides a writ of mandamus. See 
id. at 233.
Accordingly, I turn to the second

factor, viz., whether Zook has a “clear and indisputable” right to the writ.


       The District Court’s decision to transfer the case to the Northern District of Illinois

rests entirely on a purported confidentiality agreement between the parties (Form 3). This

document included a forum-selection clause, which provided that all disputes would be

litigated in Illinois courts. In its motion for leave to file a second amended complaint,

WSI had attached a copy of Form 3 as an exhibit and incorporated the venue provision


                                              3
into the pleadings. The District Court noted that the agreement was “of dubious

existence.” JA at 412. Nonetheless, despite Zook’s repeated protestations that no

confidentiality agreement existed, the District Court accepted Form 3 as a binding

contract between the parties. This conclusion was particularly strange in light of the fact

that when the Court suggested there was no confidentiality agreement, counsel for WSI

responded, “correct.” JA at 338. Instead of analyzing whether Form 3 was a valid

contract, the District Court relied on a procedural point, viz., that Zook had not objected

to WSI’s motion to file an amended complaint. To the District Court, this meant that

Zook had acceded to the content of the complaint and “the parties have reached accord

that [Form 3] represents their Confidentiality Agreement.” JA at 412. The District Court

repeated this reasoning in denying Zook’s motion for reconsideration. This was clear

legal error, as the record demonstrates that Zook never agreed to any of the terms of

Form 3, including its forum-selection clause.


       It is hornbook law that a valid contract requires offer, acceptance, and

consideration. Jenkins v. Cnty. of Schuylkill, 
658 A.2d 380
, 383 (Pa. 1995). Acceptance

of an offer must be unconditional; if the offeree alters the terms of the offer, it has made a

counter-offer, and a contract is not formed. First Home Sav. Bank, FSB v. Nernberg, 
648 A.2d 9
, 15 (Pa. Super. Ct. 1994). Here, while the parties contemplated a formal written

confidentiality agreement, they engaged in a “battle of the forms” that was never

resolved. After WSI proposed Form 2, a draft version of the confidentiality agreement,

Zook responded with Form 3, which included material changes to Form 2. Form 3 thus



                                              4
constituted a counter-offer by Zook. WSI declined to accept Zook’s Form 3 by

submitting Form 4, another proposed agreement, almost two years later. This too was a

counter-offer, which Zook never accepted. Thus, at no point did the parties enter into a

valid contract that contained the forum-selection clause, and it was plain error for the

District Court to hold otherwise.


         The District Court appeared to apprehend the basic analysis I have outlined when

it noted that Form 3 was a “Confidentiality Agreement of dubious existence.” JA at 412.

Nevertheless, the District Court did an end run around the contract formation analysis,

instead construing Zook’s failure to object to WSI’s motion for leave to file a second

amended complaint as an admission that the complaint’s contents were true. This

inference wrongly conflated Zook’s acquiescence as to WSI’s ability to file the complaint

with its agreement as to the substance of that pleading. This was a fundamental error:

Zook not only was under no obligation to oppose WSI’s Rule 15 request, but also had no

meritorious grounds to do so. Indeed, if it had objected, it could have been subject to

Rule 11 sanctions.1 Rather, the opportunity to either admit or deny allegations in the

amended complaint would have been ripe only after that document had been filed. See




         1
           Under Rule 15, a defendant could object to a motion for leave to amend based on “undue delay, bad faith,
dilatory motive, prejudice, and futility.” In re Burlington Coat Factory Sec. Litig., 
114 F.3d 1410
, 1434 (3d Cir.
1997). “Prejudice under Rule 15 means undue difficulty in prosecuting [or defending] a lawsuit as a result of a
change of tactics or theories on the part of the party.” Lundy v. Adamar of New Jersey, Inc., 
34 F.3d 1173
, 1189 n.8
(3d Cir. 1994) (citing Deakyne v. Comm’rs of Lewes, 
416 F.2d 290
, 300 n.19 (3d Cir. 1969)) (alterations in original
omitted).
         When WSI filed its motion, discovery was ongoing. An amendment would not cause undue delay or be
prejudicial, as trial was not yet imminent and a part of the action (the TRO) was on appeal to the Third Circuit.
Thus, Zook had no basis to object to the amendment request.



                                                          5
Fed. R. Civ. P. 12(a), (b), (h) (providing that the defendant answers to pleadings after

being served with the complaint).


       WSI tacitly admits that the District Court erred in this regard, but counters that any

error committed by the District Court in ordering the transfer does not rise to the “clear

error” required for issuing a writ. Instead, it asserts that “the District Court already

considered and rejected Zook’s arguments for clear error in ruling on Zook’s motion for

reconsideration under Fed. R. Civ. P. 59(e) and 60(b).” WSI Br. at 22 (referring to SA

58–63 (order and memorandum opinion denying motion for reconsideration)). But the

District Court’s denial of Zook’s motion for reconsideration rested on the very same

mistaken premise as its initial order transferring venue. The fact that the District Court

committed the same error not once but twice in no way insulates it from a finding by this

Court that it committed a “clear error of law” that should be remedied.2


       When the aforementioned reasons are considered in light of the fact that WSI

initially chose to file in the Eastern District of Pennsylvania, I am satisfied that a writ of

mandamus is appropriate under these circumstances. WSI averred that venue was proper

       2
         WSI further contends that the District Court had authority for its order under 28
U.S.C. § 1404(a), which permits transfer to any venue where the action might have been
brought. The District Court’s decision relied not on § 1404(a), but on the non-existent
confidentiality agreement. And although Zook’s argument that we should not consider
this point defies our repeated statement that “[a]n appellate court may affirm a result
reached by the district court on different reasons, as long as the record supports the
judgment,” Guthrie v. Lady Jane Collieries, Inc., 
722 F.2d 1141
, 1145 n.1 (3d Cir. 1983)
(citing Helvering v. Gowran, 
302 U.S. 238
, 245 (1937)), Zook argues persuasively that
the Eastern District of Pennsylvania is a more convenient venue because of the location
of the witnesses, documents, and the fondant wheel that gave rise to the parties’ dispute.



                                               6
in the Eastern District of Pennsylvania on three separate occasions. Only after the District

Court denied its emergency motion for a preliminary injunction did WSI seek to transfer

the case, and its basis for the motion to transfer had nothing to do with changed

circumstances relating to witnesses, documents, the fondant wheel, et cetera. Rather, its

sole ground for the transfer was the forum-selection clause in Form 3 which, for the

reasons I have explained, was not part of an enforceable contract. Because I would not

honor WSI’s transparent attempt to forum-shop, I respectfully dissent in Case No. 13-

1518.




                                             7

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