Elawyers Elawyers
Ohio| Change

Andrew Burger v. Secretary of Revenue, 13-1595 (2014)

Court: Court of Appeals for the Third Circuit Number: 13-1595 Visitors: 36
Filed: Jul. 31, 2014
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ 13-1595 _ ANDREW BURGER, Appellant v. SECRETARY OF REVENUE FOR THE COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE; COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF REVENUE _ On Appeal from the United States District Court for the Middle District of Pennsylvania (No. 1-09-cv-02571) District Judge: Hon. John E. Jones, III Submitted Pursuant to Third Circuit LAR 34.1(a) September 23, 2013 Before: CHAGARES, VANASKIE, and SHWARTZ,
More
                                                               NOT PRECEDENTIAL

                      UNITED STATES COURT OF APPEALS
                           FOR THE THIRD CIRCUIT
                                ____________

                                       13-1595
                                    ____________

                                ANDREW BURGER,

                                                Appellant

                                           v.

SECRETARY OF REVENUE FOR THE COMMONWEALTH OF PENNSYLVANIA
  DEPARTMENT OF REVENUE; COMMONWEALTH OF PENNSYLVANIA
                  DEPARTMENT OF REVENUE
                         ____________

                   On Appeal from the United States District Court
                       for the Middle District of Pennsylvania
                                 (No. 1-09-cv-02571)
                       District Judge: Hon. John E. Jones, III

                   Submitted Pursuant to Third Circuit LAR 34.1(a)
                                September 23, 2013

         Before: CHAGARES, VANASKIE, and SHWARTZ, Circuit Judges.

                                 (Filed: July 31, 2014)
                                     ____________

                                      OPINION
                                    ____________

CHAGARES, Circuit Judge.

      Andrew Burger appeals the order of the District Court for the Middle District of

Pennsylvania granting summary judgment to the Secretary of Revenue for the

Commonwealth of Pennsylvania Department of Revenue and the Commonwealth of
Pennsylvania Department of Revenue (together, the “Department”) on his claims under

the Americans with Disabilities Act, the Age Discrimination in Employment Act, and the

Rehabilitation Act of 1973. For the reasons that follow, we will affirm.

                                            I.

        Burger began his employment with the Pennsylvania Department of Revenue in

August 1999, where he was promoted to the position of Corporation Tax Officer 2 in

2003. Burger has Attention Deficit Disorder, a condition that, over the course of his

employment, necessitated two requests for accommodation from the Department of

Revenue, which were granted. His last request for accommodation was in November

2001.

        In January 2006, Burger received a negative performance evaluation from his

supervisor, John Naccarato. In response, Burger submitted a complaint to the

Pennsylvania Human Relations Commission (“PHRC”), which claimed that younger

coworkers who do not suffer from Attention Deficit Disorder, and who allegedly received

similar “Performance and Production rates,” were not given negative performance

evaluations. Appendix (“App.”) 194-95. A PHRC representative, Lynette Taylor, was

assigned to Burger’s case. After investigating the matter, Taylor related to Burger via e-

mail that “[t]he people that I spoke to have no personal vendetta against you and spoke

highly of you.” App. 465. While underscoring that withdrawing the complaint “is your

choice and yours alone,” Taylor advised Burger that he “may want to stop holding on to

the past and look toward the future and according to my investigation it looks good with

Dept. of Revenue.” App. 465.

                                             2
       Taylor also pointed out that the form for withdrawing PHRC complaints “has

room for [Burger’s] comments,” so that he could memorialize his concerns “on record”

with the PHRC. 
Id. Burger indicated
that he would like to do so, and Taylor spoke with

counsel for the Department. Though the request was approved, Taylor later testified that

she was “not sure if [Department’s counsel] was happy about it.” App. 460. Burger

prepared the “rebuttal” for the PHRC file, but the envelope was received by the

Department’s Bureau of Human Resources rather than by the PHRC. Burger contends

that the letter was purposefully intercepted by the Department. The Department argues,

by contrast, that the envelope was mistakenly delivered to the Department’s Human

Resources group instead of being sent to the PHRC. The staff member at Human

Resources who opened the envelope allegedly referred it to others because she was

unsure of what to do with its contents. On review, a labor relations analyst noted that the

file contained confidential taxpayer information, such as corporate taxpayer documents,

so the analyst referred the matter to counsel for the Department.

       The Department has a strict policy against revealing confidential information.

This policy is included in the Department’s Standards of Conduct Manual that Burger

received when his employment with the Department began. App. 154-55 (“All

information on tax returns and accompanying documents is confidential. . . . Employees

may not publish, divulge, disclose or make known in any manner any information which

discusses or could identify a taxpayer.”). Furthermore, in 2002, Burger signed a

Confidentiality Agreement with the Department. That agreement indicates that an

employee should “consider everything on tax returns, schedules, worksheets, audit

                                             3
reports, investigative reports, computer files, printouts, listings and books to be

CONFIDENTIAL.” App. 158. Accordingly, an employee “may only access, use,

discuss or reveal any of the information with the taxpayers or their specific representative

and as appropriate and as an integral part of a work assignment.” 
Id. The Agreement,
which is signed by the employee, goes on to state, “I understand that if I violate any of

the provisions of this Confidentiality Agreement I will subject myself to the applicable

[statutory] penalties specified above, and my employment with the Department of

Revenue WILL BE TERMINATED.” App. 159.

       A predisciplinary conference concerning Burger’s mailing of the documents was

held on December 5, 2007. Burger admitted that the documents he had sent were

confidential, but argued that he did not believe that disclosure to the PHRC was in

violation of the agreement. On January 4, 2008, Burger was dismissed for violating the

confidentiality policy. He argues that the two-week lapse of time between the

Department’s interception of Burger’s letter and the predisciplinary conference suggests

that the Department was not sincerely concerned with the protection of taxpayer

confidentiality, since the Department did not affirmatively act to ensure that Burger

would not attempt to send the documents to Taylor again: “If the Department’s sincere

purpose had been to avoid disclosure of confidential information, it would have done

something in those twenty days to assure that this information would not be re-

submitted.” Burger Reply Br. 11.

       On December 30, 2009, Burger filed a complaint against the Department, alleging

he was terminated in retaliation for the events surrounding his PHRC complaint, in

                                              4
violation of the Rehabilitation Act of 1973 (the “Rehabilitation Act”), 29 U.S.C. § 794,

the Americans with Disabilities Act (the “ADA”), 42 U.S.C. § 12101, et seq., and the

Age Discrimination in Employment Act (the “ADEA”), 29 U.S.C. § 623(d).1 He also

sought declaratory relief pursuant to 28 U.S.C. §§ 2201 and 2202.

                                             II.

       The District Court had jurisdiction over this matter under 28 U.S.C. § 1331, and

this Court has jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review

over a district court’s grant of summary judgment, applying the same standard employed

by the district court. Curley v. Klem, 
298 F.3d 271
, 276 (3d Cir. 2002). That is, we

“grant summary judgment if the movant shows that there is no genuine dispute as to any

material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.

56(a). In doing so, “we view all evidence in the light most favorable to the non-moving

party.” Kurns v. A.W. Chesterton Inc., 
620 F.3d 392
, 395 (3d Cir. 2010).

                                            III.

       Where, as here, the plaintiff is without direct evidence of either discrimination or

retaliation, we analyze such claims using the familiar burden-shifting framework set forth

in McDonnell Douglas Corporation v. Green, 
411 U.S. 792
(1973). See Smith v. City of

Allentown, 
589 F.3d 684
, 689 (3d Cir. 2009) (applying McDonnell Douglas framework

to ADEA claim); Wishkin v. Potter, 
476 F.3d 180
, 185 (3d Cir. 2007) (applying

McDonnell Douglas to Rehabilitation Act claim); Moore v. City of Phila., 
461 F.3d 331
,


1
 Burger also brought a claim under the Pennsylvania Humans Relations Act, 43 Pa. Stat.
§ 955(d), but later agreed to drop this state-law claim.
                                             5
342 (3d Cir. 2006) (applying McDonnell Douglas framework to retaliation claim). Under

McDonnell Douglas, the plaintiff bears the initial burden of establishing a prima facie

case of unlawful discrimination or 
retaliation. 411 U.S. at 802
; see also 
Moore, 461 F.3d at 342
. If the plaintiff succeeds, the burden of production shifts to the employer to

articulate a legitimate, nondiscriminatory and nonretaliatory reason for its decision to

terminate the plaintiff. McDonnell 
Douglas, 411 U.S. at 802
; see also 
Moore, 461 F.3d at 342
. Once the employer meets its “relatively light burden,” the burden of production

returns to the plaintiff, who must show by a preponderance of the evidence that the

employer’s proffered reason is pretextual. Fuentes v. Perskie, 
32 F.3d 759
, 763 (3d Cir.

1994).

         In order to satisfy its initial burden — that is, in order to establish a prima facie

case of retaliation in the employment context — a plaintiff must show the following

elements: “(1) that s/he engaged in a protected employee activity; (2) that s/he was

subject to adverse action by the employer either subsequent to or contemporaneous with

the protected activity; and (3) that there is a causal connection between the protected

activity and the adverse action.” Fasold v. Justice, 
409 F.3d 178
, 188 (3d Cir. 2005). In

the instant case, the District Court held that Burger failed to produce evidence that

created a genuine issue of material fact as to the last element, and therefore granted

summary judgment to the Department.

         We agree. This Court has held that, “[t]o establish the requisite causal connection

a plaintiff usually must prove either (1) an unusually suggestive temporal proximity

between the protected activity and the allegedly retaliatory action, or (2) a pattern of

                                                 6
antagonism coupled with timing to establish a causal link.” Lauren W. ex rel. Jean W. v.

DeFlaminis, 
480 F.3d 259
, 267 (3d Cir. 2007).2 The District Court found that the time

between the protected activity and the allegedly retaliatory action was not sufficiently

suggestive because Burger filed his complaint with the PHRC in January 2006, remained

employed at the Department until January 2008, and received at least one positive

evaluation after lodging the January 2006 complaint. App. 14. Given our case law

explaining that “the passage of weeks, months, and years removes any suggestion of

retaliatory motive,” the District Court held that it “simply [could not] conclude that a

twenty-four month span between events is enough to trigger a reasonable inference of

retaliatory motive.” App. 14-15.

       Burger, however, identifies the relevant protected activity as his sending the

“detailed rebuttal to his negative evaluation” to the PHRC in November 2007 — not his

filing the complaint in January 2006. Like the District Court, we hold that the rebuttal —

which accompanied Burger’s withdrawal of his complaint against the Department — is

insufficient to create a genuine factual dispute about whether or not the “causal


2
  In Farrell v. Planters Lifesavers Company, 
206 F.3d 271
(3d Cir. 2000), and Williams v.
Philadelphia Housing Authority Police Department, 
380 F.3d 751
(3d Cir. 2004), we also
noted that the causal connection can be established through “timing plus other evidence.”
Williams, 380 F.3d at 760
; see also 
Farrell, 206 F.3d at 280-81
(“[O]ur case law clearly
has allowed a plaintiff to substantiate a causal connection for purposes of the prima facie
case through other types of circumstantial evidence that support the inference.”). We
have considered the “other evidence,” including Burger’s assertion that the PHRC
threatened the entry of default, that no one informed him that he could not share
confidential information in his “rebuttal,” and that he had previously disclosed
confidential information in a union grievance but was not reprimanded, and hold that
none of these supports an inference that his termination was in retaliation for engaging in
protected activity.
                                             7
connection” element is met here. To begin with, the rebuttal accompanied Burger’s

withdrawal of his PHRC complaint against the Department. Furthermore, at least two

months passed between the interception of the rebuttal and the adverse employment

action (Burger’s termination). Even drawing all inferences in Burger’s favor, we cannot

imagine that a reasonable trier of fact could find it “unusually suggestive” timing that,

after continuing Burger’s employment for two years and giving Burger a favorable

evaluation some months after he filed a complaint against the Department, the

Department would retaliate once Burger agreed to withdraw the complaint. See Lauren

W., 480 F.3d at 267
.

       We further hold that there is no genuine issue of material fact as to the alternate

ground for establishing a causal connection — a “pattern of antagonism coupled with

timing.” 
Id. Burger argues
that the alleged contemporaneousness of his termination and

the mailing of the rebuttal to PHRC, coupled with the fact that he was assigned

responsibility for incoming telephone calls for a few months in early 2007, establish the

requisite pattern of antagonism. This Court has held that “[o]nly evidence sufficient to

convince a reasonable factfinder to find all of the elements of [the] prima facie case

merits consideration beyond the Rule 56 stage.” In re Ikon Office Solutions, Inc., 
277 F.3d 658
, 666 (3d Cir. 2002) (quotation marks omitted). We hold that the assignment to

answering telephone calls does not under these circumstances constitute a “pattern of

antagonism,” particularly in light of the positive evaluation Burger received from the

Department after he filed his complaint and before he withdrew his complaint.

                                            IV.

                                              8
For the foregoing reasons, we will affirm the judgment of the District Court.




                                     9

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer