GARY M. PURCELL, Magistrate Judge.
Plaintiff, a Texas resident who appears with counsel, brings this civil action pursuant to 42 U.S.C. § 1983. In her Amended Complaint filed March 31, 2014, Plaintiff alleges various constitutional deprivations related to her previous confinement at the Mabel Bassett Correctional Center ("MBCC"). The Defendants named in the Amended Complaint are State of Oklahoma ex rel. Department of Corrections ("ODOC"), former ODOC Director Justin Jones, who is sued in his official and individual capacities, former MBCC Warden Millicent Newton-Embry, who is sued in her official and individual capacities, ODOC Director Robert Patton, who is sued in his official capacity, MBCC Warden Rickey Moham, who is sued in his official capacity, and "John Does 1-10."
Defendants ODOC, Jones, Newton-Embry, Patton, and Moham have moved to dismiss the cause of action against them pursuant to Fed. R. Civ. P. 12(b)(1) and (6), and Plaintiff has responded to the Motion to Dismiss. The moving Defendants have filed Defendants' Reply to Plaintiff's Response.
The matter has been referred to the undersigned Magistrate Judge for initial proceedings consistent with 28 U.S.C. § 636(b)(1)(B). For the following reasons, it is recommended that the moving Defendants' Motion to Dismiss be granted and the claims alleged in count two of the Amended Complaint be dismissed without prejudice as to Defendants Jones, Newton-Embry, Patton, and Moham in their official capacities, as to ODOC, and as to Defendants Jones, Newton-Embry, Patton, and Moham in their individual capacities.
"The court's function on a Rule 12(b)(6) motion is not to weigh potential evidence that the parties might present at trial, but to assess whether the plaintiff's ... complaint alone is legally sufficient to state a claim for which relief may be granted."
In her Amended Complaint, Plaintiff alleges in count one that "Defendants and/or their agents" were negligent in providing medical screening and medical care to Plaintiff during her confinement at MBCC. As factual support for this claim, Plaintiff alleges that in October 2010 her "medical providers" at MBCC determined that Plaintiff should undergo surgery to repair a hernia, that the operation was performed and Plaintiff was hospitalized following the surgery for one week, that she then returned to the MBCC infirmary and was "placed back in general population one day after her return to the infirmary," and that she was "not provided the recommended wheelchair or the prescribed antibiotics." Amended Complaint, at 3.
She requested medical treatment but was told to "walk and stop being lazy," and a week later she was examined by " a medical provider" who discovered a "considerable mass on her lower right side." Plaintiff was seen by "the facility doctor" who "injected her with a syringe three times to remove liquid from the mass area," and she was then returned to the general population with antibiotic medication. The next morning she discovered the places where the injections occurred were "leaking feces and blood."
She was then "transported outside the facility to Lindsay Municipal Hospital," the place where her initial surgery had been performed, for further treatment. The "doctor that performed the initial surgery" determined that Plaintiff needed to be transported to Mercy Hospital "where another surgery was performed." She remained hospitalized for a week following this operation, and she was then returned to Lindsay Municipal Hospital "until March of 2011, when it was determined that she would require [a third] surgery to correct the error of the Mabel Bassett doctor who performed the initial surgery. Upon completion of this Fistula Repair, [Plaintiff] remained at Mercy Hospital until March 20, 2011, when she was returned to Lindsay Municipal Hospital. On March 29, 2011, she was then returned to [MBCC]." Amended Complaint, at 4. In April 2011, she was placed in a medical pod at MBCC where she improved "until another bulge started to form on her stomach in June of 2011" and she later "fell over an obstacle in her cell door" in July 2011.
She sought treatment from "Nurse Shipley" who assisted Plaintiff in seeing a "doctor for x-rays" which were "taken that week" but she was not given the x-ray results "for roughly three weeks," and the "doctor advised [Plaintiff] her muscles were merely strained and she should continue to take the ibuprofen." Amended Complaint, at 5. Three weeks later, she requested medical treatment, Dr. Nemri at Lindsay Municipal Hospital was contacted, and he requested Plaintiff be transported back to the Lindsay Municipal Hospital, where she saw a consultative examiner, Dr. Magness, who "informed [Plaintiff] she would ultimately need abdominal wall reconstruction" and she is "currently awaiting surgery to repair the damage created by the medical providers at [MBCC]." Amended Complaint, at 5.
Plaintiff states that she submitted a Notice of Tort Claim on Defendant Newton-Embry on or about January 3, 2012, and the claim was denied by operation of law on or about April 3, 2012.
In count two, Plaintiff alleges that "Defendants" violated her Eighth Amendment right to adequate medical care and conditions of confinement "when Defendants employees and/or agents, including John Does 1-10, were deliberately indifferent to her serious medical needs" and also violated her Fourteenth Amendment substantive due process rights. Plaintiff alleges that the constitutional violations resulted from "various `policies and customs,'" including the "Defendants deliberately failed to appropriately select, screen, train and supervise its staff in a constitutionally permissible manner" and the "Defendants were deliberately indifferent to the inmates' serious medical needs." For these alleged claims, Plaintiff seeks compensatory and punitive damages.
States, state officials named in their official capacities, and "arms of the State" are entitled to immunity under the Eleventh Amendment unless the State has waived its immunity.
Although in some circumstances Congress may abrogate a State's sovereign immunity by legislation, 42 U.S.C. § 1983 does not abrogate the sovereign immunity of a State.
In count two, Plaintiff seeks damages under § 1983 against Defendants Jones and Newton-Embry in their individual capacities. Defendants Jones and Newton-Embry assert in their Motion to Dismiss that Plaintiff has not alleged the requisite personal participation by these Defendants in the § 1983 claims.
It is clear from the allegations in the Amended Complaint against Defendants Jones and Newton-Embry that these Defendants are sued only in their supervisory capacities. Plaintiff alleges that Defendant Jones is "ultimately responsible for all aspects of the agency, including ... personnel, training, budgeting, and overall operations of the agency" in his capacity as the former Director of ODOC. Amended Complaint, at 1. Plaintiff alleges that Defendant Newton-Embry is "responsible for the operation of the facility" in her capacity as MBCC's former Warden. In conclusory terms, Plaintiff alleges that "Defendants failed to appropriately select, screen, train and supervise its [sic] staff in a constitutionally permissible manner" and "Defendants were deliberately indifferent to the inmates' serious medical needs" and "had a policy or custom [of] failing to provide adequate medical care." This is the extent of the allegations against Defendants Jones and Newton-Embry.
In
Plaintiff alleges Defendants Jones and Newton-Embry are liable for failing to train or adequately supervise prison officials and medical staff at MBCC and, apparently, at private hospitals where Plaintiff was treated as well. But a plaintiff cannot establish liability under § 1983 against state officials merely by "`show[ing] the defendant was in charge of other state actors who actually committed the [constitutional] violation. Instead, ... the plaintiff must establish a deliberate, intentional act by the supervisor to violate constitutional rights.'"
In this circuit, "government officials may [still] be held responsible for constitutional violations under a theory of supervisory liability."
To state a plausible claim against a state supervisory official under this standard, a plaintiff must "`make clear exactly who is alleged to have done what to whom, as distinguished from collective allegations.'"
Throughout the Amended Complaint, Plaintiff collectively names the "Defendants" as liable for undifferentiated infringements of her rights without so much as a single allegation of a specific action taken by Defendant Jones or Defendant Newton-Embry. In response to Defendants Jones and Newton-Embry's Motion to Dismiss them from the action for failure to state a plausible claim against them in their individual capacities, Plaintiff continued to allege only the collective liability of the "Defendants" for vague "failure[s] to adequately screen Plaintiff" and "failure[s] to adequately train their employees." Plaintiff's Response. Plaintiff does not refer to a single policy or procedure or even allege exactly what actions were taken by particular prison officials that caused a constitutional deprivation. Plaintiff's pleadings set forth a vague recitation of facts followed by conclusions of constitutional violations without any definitive connection between the two. Nor is there any affirmative link alleged between the facts, conclusions, and any actions taken by Defendants Jones or Newton-Embry, either as a matter of direct participation or by way of the implementation of a policy causing a particular constitutional deprivation and accompanied by the requisite state of mind. Particularly with respect to the Plaintiff's allegations concerning multiple surgeries at two private hospitals, Plaintiff's allegations fail to indicate in what manner any prison official, much less a supervisory official, would be liable under § 1983, or, for that matter, negligent, as alleged in count one, with respect to any care or lack of care Plaintiff received in those hospitals.
Plaintiff requests leave to file a second amended complaint in order to cure any deficiencies in her pleading as to the § 1983 claims against Defendants Jones and Newton-Embry in their individual capacities. In light of this request, the undersigned recommends that the request to file a second amended complaint be granted and that the Motion to Dismiss by Defendants Jones and Newton-Embry concerning Plaintiff's individual-capacity claims be denied without prejudice to its renewal following Plaintiff's filing of a second amended complaint.
Based on the foregoing findings, it is recommended that the Motion to Dismiss Plaintiff's § 1983 claims against Defendant ODOC and against Defendants Jones, Newton-Embry, Patton, and Moham in their official capacities be GRANTED and that the § 1983 claims alleged in the Amended Complaint be DISMISSED with prejudice as to Defendant ODOC and Defendants Jones, Newton-Embry, Patton, and Moham in their official capacities. It is further recommended that Defendants Jones and Newton-Embry's Motion to Dismiss Plaintiff's § 1983 claims against them in their individual capacities be DENIED without prejudice to its renewal following the filing of a second amended complaint and that Plaintiff's request to file a second amended complaint be GRANTED. Plaintiff is given until
The parties are advised of their respective right to file an objection to this Report and Recommendation with the Clerk of this Court by
This Report and Recommendation partially disposes of the issues referred to the undersigned Magistrate Judge in the captioned matter.