J. WOODFIN JONES, Chief Justice.
The Texas Department of Public Safety ("DPS") appeals from a trial court judgment in favor of the appellee, an anonymous adult Texas resident, reversing the DPS's determination that the appellee is required to register as a sex offender pursuant to the Texas Sex Offender Registration Act (SORA), Tex.Code Crim. Proc. Ann. arts. 62.001-62.408 (West 2006 & Supp.2011). On appeal, the DPS complains that the trial court erred by (1) excluding a police report that recounted the victim's allegations against the appellee and (2) determining that the elements of the Massachusetts statute under which the appellee was convicted are not substantially similar to a SORA reportable offense. We will affirm the district court's judgment.
The relevant facts in this case are undisputed. In 1993 the appellee, then 22 years old, was convicted in Massachusetts for "indecent assault and battery on a person over fourteen years of age." See Mass. Gen. Laws Ann. ch. 265, § 13H.
In 2006 the appellee moved to Texas and became a licensed emergency medical technician. From 2007 to 2010, the appellee applied for firefighter positions in several Texas cities and disclosed his 1993 Massachusetts conviction in his applications. At the request of one of his prospective employers, he provided additional documentation related to the Massachusetts conviction.
Shortly thereafter, the DPS notified the appellee that he was required to register as a sex offender in Texas based on his Massachusetts conviction, stating that the elements of the Massachusetts crime are "substantially similar" to the elements of the Texas offense of "sexual assault," which is a reportable conviction under SORA with a lifetime registration requirement. See Tex.Code Crim. Proc. Ann. art. 62.001(5)(A), (H) (defining reportable convictions to include convictions under other states' laws with elements "substantially similar" to Texas offense of sexual assault),.001(6)(A) (defining "sexually violent offenses" to include sexual assault under section 22.011 of the Texas Penal Code),.003(a) (West 2006) (granting DPS authority to determine whether elements of offenses are "substantially similar"),.101(a)(1) (West Supp.2012) (prescribing length of registration requirement for "sexually violent" offenses); Tex. Penal Code Ann. § 22.011 (West 2012) (sexual assault statute). Appellee complied with the registration requirement, but also appealed the DPS's determination to the district court in Travis County. See Tex. Code Crim. Proc. Ann. art. 62.003(c) (West 2006) (requiring appeals of DPS's determinations to be filed in Travis County district court).
In cross-motions for summary judgment, the parties joined issue regarding whether
Summary judgment is proper if the movant establishes that there is no genuine issue of material fact and that it is entitled to judgment as a matter of law. See Tex.R. Civ. P. 166a(c); Southwestern Elec. Power Co. v. Grant, 73 S.W.3d 211, 215 (Tex.2002). In our de novo review of a summary judgment, we indulge every reasonable inference and resolve any doubts in the nonmovant's favor. Id. When, as here, both parties move for summary judgment and the district court grants one motion and denies the other, we review the summary-judgment evidence presented by both sides, determine all questions presented, and render the judgment the trial court should have rendered. Texas Workers' Comp. Comm'n v. Patient Advocates, 136 S.W.3d 643, 648 (Tex.2004).
An individual with a "reportable conviction" for certain offenses of a sexual nature must register with the local law enforcement authority in any municipality where the person resides or intends to reside for more than seven days. See Tex.Code Crim. Proc. Ann. art. 62.051(a) (West Supp.2011). The Texas Code of Criminal Procedure states that a "reportable conviction" that requires registration as a sex offender includes "a violation of the laws of another state ... for or based on the violation of an offense containing elements that are substantially similar to the elements of [a reportable Texas offense]."
In the present case, the DPS contends that the elements of the Massachusetts crime of "indecent assault and battery on a person over fourteen years of age" are substantially similar to the Texas offenses of sexual assault, indecency with a child, and attempts of either of those crimes, depending on the context. See Mass. Gen. Laws Ann. ch. 265, § 13H. According to the DPS, the facts and circumstances underlying the appellee's conviction here — as reflected in the victim's statement in the excluded police report — provide the context that satisfies the substantial similarity requirement. The DPS's theory turns in part on the undisputed fact that "indecent assault and battery on a person over fourteen years of age" is a lesser-included offense of rape under Massachusetts law, see, e.g., Commonwealth v. Thomas, 401 Mass. 109, 514 N.E.2d 1309, 1316 (1987), and the Texas sexual assault statute is a rape statute. See, e.g., Reyes v. State, 119 S.W.3d 844, 847 (Tex.App.-San Antonio 2003, no pet.). The essence of the DPS's argument is that conviction of a lesser-included offense equates to a greater offense for purposes of SORA's reporting and registration requirement if the actual allegations — whether proven or not — would satisfy the elements of the greater offense. The DPS contends that our opinion in Texas Department of Public Safety v. Garcia, 327 S.W.3d 898 (Tex.App.-Austin 2010, pet. denied), compels such a conclusion. Based on Garcia, the DPS asserts that we must always consider the underlying conduct in determining whether the elements of another state's statute are substantially similar to the elements of a reportable SORA offense if conduct that constitutes a violation of the greater offense could satisfy the elements of the lesser offense. Consequently, on appeal, the DPS asserts that the trial court erred in excluding the police report with the victim's statement, which is the only evidence the DPS has concerning the appellee's alleged conduct. In the alternative, the DPS maintains that the substantial similarity requirement is satisfied in this case even without considering the excluded police report or the alleged circumstances underlying the appellee's Massachusetts conviction.
Contrary to the DPS's assertion, we do not read Garcia to require consideration of the individual facts and circumstances of the appellee's conviction in determining whether he is required to report as a sex offender in Texas. In Garcia we considered whether the elements of Oregon's statutory-rape statute were substantially similar to the elements of the Texas statutory-rape statute. Id. at 903-06. We concluded that, objectively, the elements of the two statutes were substantially similar. See id. at 904-05. However, the Oregon statute was broader and criminalized sexual intercourse with a child under the age of 18 whereas the Texas statute only criminalized such conduct with a child under the age of 17. Id. Therefore, although the elements of the two statutes were substantially
Although we considered the individual facts and circumstances underlying the foreign conviction in Garcia, we did so only after determining that the elements of the two statutes were objectively substantially similar, although not identical. This, we believe, is required by SORA's plain language, which emphasizes a comparison of statutory elements rather than individual conduct by defining a "reportable conviction" to include "a violation of the laws of another state ... for or based on the violation of an offense containing elements that are substantially similar to the elements of [reportable Texas offenses]." Tex.Code Crim. Proc. Ann. art. 62.001(5)(H) (emphases added); cf. Prudholm v. State, 333 S.W.3d 590, 592 n. 9 (Tex.Crim.App.2011) (comparing similarly worded sentencing-enhancement provision to language of statutes of other states that focus on underlying conduct). In some cases, however, the purposes of the sex-offender-registration requirement are not served by a strict application of an elements-based approach. Garcia presented such a case. See Garcia, 327 S.W.3d at 906 (observing that legislature could not have intended sex-offender status to be placed on conduct not criminalized under Texas law). While there may be other cases where the two-pronged analysis applied in Garcia is essential, such cases may be relatively rare, and our examination of the statutes at issue in the present case indicates that this is not one of them. Even though the breadth of some language in Garcia could be construed to support the DPS's interpretation of the case, the actual analysis employed in Garcia is consistent with our interpretation of SORA as requiring that, except in unusual cases, the elements of the relevant offenses be compared for substantial similarity without regard to individual facts and circumstances. Cf. id. at 905-06 ("[W]e do not believe that such an inquiry is called for in all cases involving a conviction under [the Oregon statute]."). In accordance with our construction of SORA and Garcia, we proceed to the threshold inquiry in this case of whether the elements of the statutes at issue are substantially similar.
For a foreign statute to be substantially similar to a reportable SORA offense, "the elements being compared ... must display a high degree of likeness, but may be less than identical." Prudholm, 333 S.W.3d at 594 (establishing standard for determining whether statutes are "substantially similar" under identical wording in sentencing enhancement provision); see also Ex parte Warren, 353 S.W.3d 490, 496 (Tex.Crim.App.2011) (applying Prudholm
At the time appellee was convicted, the Massachusetts offense of indecent assault and battery on a person fourteen or older provided:
Mass. Gen. Laws Ann. ch. 265, § 13H. Although the punishment for this crime is prescribed by statute, the elements necessary to convict a person of the crime are predominantly supplied by common law:
Commonwealth v. Mosby, 30 Mass.App.Ct. 181, 567 N.E.2d 939, 941 (1991) (citations and quotations omitted) (second alteration in original). However, "[t]he touching in question need not be restricted to the list of anatomical parts and areas referred to in [Mosby]." Commonwealth v. Vazquez, 65 Mass.App.Ct. 305, 839 N.E.2d 343, 346 (2005) (citing Mosby, 567 N.E.2d at 941). Indeed, under Massachusetts law, the mouth and its interior are considered to be an intimate part of the body, such that unwanted kissing, with or without attempted insertion of the tongue, when coupled with improper sexual overtones, can be fundamentally offensive to contemporary moral values. Cf. id. (considering conviction for indecent assault and battery of child under age 14, Mass. Gen. Law. Ann. ch. 265, § 13B); cf. also Commonwealth v. Rosa, 62 Mass.App.Ct. 622, 818 N.E.2d 621, 624 (2004) (same).
The "intent" element requires a showing that the defendant had a conscious purpose to touch the complainant indecently or offensively without her consent. Commonwealth v. Marzilli, 457 Mass. 64, 927 N.E.2d 993,
The relevant elements of the Texas offense of sexual assault, on the other hand, are set forth in penal code section 22.011, as follows:
Tex. Penal Code Ann. § 22.011(a)(1).
In addition, the statutes lack substantial similarity with respect to the individual and public interests protected and the impact of the elements on the seriousness of the offenses. See Prudholm, 333 S.W.3d at 594. "Section 13H (indecent assault and battery on a person over the age of fourteen) is designed to protect against, and punish, unwanted, indecent touching." Commonwealth v. Oliveira, 53 Mass.App.Ct. 480, 487, 760 N.E.2d 308 (2002) (distinguishing purposes of indecent assault and battery and assault with intent-to-rape statute). In contrast, the Texas sexual assault statute protects against "the severe physical and psychological trauma of rape." Prudholm, 333 S.W.3d at 599. Thus, the statutes have notably distinct purposes.
With respect to the impact of the statutes' elements on the seriousness of the offenses, the differences between the type of contact required by the two statutes results in a significant difference in the authorized range of punishment. Both crimes are felonies, but the maximum sentences that can be imposed vary dramatically. See Tex. Pen.Code Ann. § 22.011(f) (making sexual assault a second-degree felony); Mass. Gen. Laws. Ann. ch. 274, § 1 ("A crime punishable by death or imprisonment in the state prison is a felony. All other crimes are misdemeanors."). The Massachusetts statute prescribes punishment not to exceed five years in state prison or two and one-half years in a jail or house of correction. Mass. Gen. Laws Ann. ch. 265, § 13H. In contrast, a violation of the Texas statute requires a minimum sentence of two years up to a maximum of twenty years. Tex. Penal Code Ann. § 12.33 (West 2011) (prescribing second degree felony punishment of imprisonment "of not more than 20 years or less than 2 years" plus fine up to $10,000); id. § 22.011(f). The disparate levels of incarceration authorized under the statutes further indicates a lack of substantial similarity in the seriousness of the two offenses. The collateral consequences of these violations under each state's sex-offender registration laws also demonstrate the difference in severity of the crimes. Although violations of both statutes require registration as a sex offender under each state's laws, a Texas sexual assault conviction requires lifetime registration and reporting while registration and reporting for the Massachusetts indecency crime is twenty years. Compare Tex. Penal Code Ann. § 62.101(a) with Mass. Gen. Laws. Ann. ch. 6, § 178C, D, F, G.
Nor are the elements of criminal attempt substantially similar to the Massachusetts indecent assault and battery statute. Under Texas law, "[a] person commits an offense [of criminal attempt] if, with specific intent to commit [a particular] offense, he does an act amounting to more than mere preparation that tends but fails to effect the commission of the offense intended." Tex. Penal Code Ann. § 15.01. The DPS contends that "[i]ntentional and unpriviledged [sic] touching of `the breasts, abdomen, buttocks, thighs, and pubic area of a female'" can be considered "more than mere preparation" for purposes of the attempt statute. However, the DPS wholly ignores the specific intent element of section 15.01, which is essential to a conviction under the Texas statute but is neither an element of the Massachusetts indecent assault and battery crime nor substantially similar to any elements of that crime.
In accordance with the foregoing analysis, we conclude that the elements of the Massachusetts offense of indecent assault and battery on a person over fourteen years of age are not substantially similar to the elements of the Texas offenses of sexual assault, indecency with a child, attempted sexual assault, and attempted indecency with a child. We therefore overrule the DPS's second issue. Our disposition of this issue makes it unnecessary for us to consider the DPS's first issue regarding exclusion of the police report.
For the reasons stated, we affirm the trial court's judgment.
Concurring Opinion by Justice ROSE, joined by Justice PEMBERTON.
JEFF ROSE, Justice, concurring.
I concur in the majority's judgment. For substantially the same reasons identified in the majority's opinion, I agree that the elements of the Massachusetts offense of indecent assault and battery on a person over fourteen years of age are not substantially similar to the elements of the Texas offense of sexual assault.
I do not agree, however, with the majority's conclusion that the Sex Offender Registration Act (SORA)
Accordingly, I join in the judgment and, with these qualifications, the majority's opinion.
Tex. Penal Code Ann. § 22.011(b).