Filed: Jun. 01, 1994
Latest Update: Mar. 02, 2020
Summary: Opinions of the United 1994 Decisions States Court of Appeals for the Third Circuit 6-1-1994 Charlton v. Paramus Board of Education, et al. Precedential or Non-Precedential: Docket 93-5498 Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1994 Recommended Citation "Charlton v. Paramus Board of Education, et al." (1994). 1994 Decisions. Paper 32. http://digitalcommons.law.villanova.edu/thirdcircuit_1994/32 This decision is brought to you for free and open a
Summary: Opinions of the United 1994 Decisions States Court of Appeals for the Third Circuit 6-1-1994 Charlton v. Paramus Board of Education, et al. Precedential or Non-Precedential: Docket 93-5498 Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1994 Recommended Citation "Charlton v. Paramus Board of Education, et al." (1994). 1994 Decisions. Paper 32. http://digitalcommons.law.villanova.edu/thirdcircuit_1994/32 This decision is brought to you for free and open ac..
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Opinions of the United
1994 Decisions States Court of Appeals
for the Third Circuit
6-1-1994
Charlton v. Paramus Board of Education, et al.
Precedential or Non-Precedential:
Docket 93-5498
Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1994
Recommended Citation
"Charlton v. Paramus Board of Education, et al." (1994). 1994 Decisions. Paper 32.
http://digitalcommons.law.villanova.edu/thirdcircuit_1994/32
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UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 93-5498
___________
ANN MERY CHARLTON,
Appellant
v.
PARAMUS BOARD OF EDUCATION; HARRY
GALINSKY; MARIE HAKIM; BEVERLY BARBOUR;
JOY PERRAUDIN; RICHARD SCHWEIDEL; MYRA LUSTBERG;
RICHARD ZANELLA; JANICE DIME, Individually,
Appellees
___________
Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil Action No. 92-01906)
___________
Submitted Under Third Circuit LAR 34.1(a)
December 23, 1993
PRESENT: STAPLETON, HUTCHINSON and ROTH, Circuit Judges
(Filed June 1, 1994)
____________
Ms. Ann Mery Charlton
100 Beckwith Place
Rutherford, NJ 07070
Appellant Pro Se
Mark J. Blunda, Esquire
Lester Aron, Esquire
Cherie L. Maxwell, Esquire
Sills, Cummis, Zuckerman, Radin, Tischman, Epstein & Gross
One Riverfront Plaza
Newark, NJ 07102
Attorneys for Appellees
1
____________
2
____________
OPINION OF THE COURT
____________
HUTCHINSON, Circuit Judge.
Pro se appellant, Ann Mery Charlton ("Charlton"),
appeals an order of the United States District Court for the
District of New Jersey granting summary judgment to appellees,
the Paramus Board of Education ("school board") and various
officials within the Paramus School District ("school district").
The district court held that Charlton had not shown any genuine
disputes of material fact on her claims of discrimination,
hostile work environment, and retaliation and so could not
legally recover. Charlton argues on appeal that the evidence she
pointed to in opposition to the school's motion for summary
judgment did raise a genuine issue of triable fact on her claims
for discrimination. She also contends that the district court
erred as a matter of law in dismissing her retaliation claim
because she was no longer an employee of the school district at
the time the allegedly retaliatory conduct occurred. While we
agree with the district court's disposition of her discrimination
and hostile work environment claims, we conclude the district
court erred in holding that Charlton had to be an employee at the
time of the allegedly retaliatory conduct. Accordingly, we will
reverse the district court's order granting summary judgment on
the retaliation claim and remand for its consideration on the
merits.
3
I.
Ann Mery Charlton taught in the Paramus School District
for seventeen years, rising to the level of tenured music
supervisor in September of 1988. Charlton alleges that the
school district ultimately terminated her employment because her
supervisor, the Assistant Superintendent of Schools for the
Paramus School District, Janice Dime ("Dime"), made unwanted
sexual advances that Charlton rebuffed. Charlton claims Dime
"then conspired with others [lesbian teachers] to embarrass,
discredit and punish Appellant for her rejection of Dime." Brief
of Appellant at 11 (alteration in original). This campaign,
Charlton claims, led to the school district's initiating tenure
revocation proceedings against her. The tenure proceedings
eventually resulted in Charlton losing her job.
The school board claims it took adverse employment
action against Charlton because she had spread "vicious and false
rumors about the sexual preferences and sexual activities of
Paramus administrators and employees, and falsely implied that
the district's hiring practices were influenced by the sexual
persuasion of the people to be hired or promoted or the sexual
relationship administrators had with these people." Brief of
Appellees at 10. Moreover, the school officials claim that
Charlton used malicious and inappropriate language when referring
to Paramus administrators or other teachers on numerous
occasions. They also contend Charlton "created and implemented a
plan to gather information about [Dime's] personal life in order
to discredit her and prevent her from becoming the next
4
Superintendent."
Id. at 11. Charlton's activities in this
regard supposedly included the creation of a dossier on Dime
containing Dime's divorce decree, mortgage, and title papers
relating to her car.
Charlton challenged the school's decision to terminate
her before a state administrative board. It ruled against her
and the New Jersey Superior Court affirmed the decision. Charlton
filed this Title VII discrimination action while her petition to
the New Jersey Supreme Court to certify an appeal from the
Superior Court's order was pending. The school officials filed a
motion for a stay of the federal proceedings while Charlton's
petition for certification was pending. The district court
granted the stay.
After the New Jersey Supreme Court's denial of
certification, Charlton recommenced the pursuit of her
discrimination action. She alleges the administrators in the
Paramus School District then triggered proceedings to revoke her
teaching certificate ("revocation proceeding") in retaliation for
her Title VII suit with the goal of insuring that she would be
unable to teach again in New Jersey.0
Charlton alleges that the Paramus School Board
initiated the revocation proceeding "in retaliation for filing my
complaint of sexual harassment and sexual discrimination against
0
As of the date of the district court opinion, the revocation
proceedings had not been resolved. Revocation of her certificate
would make Charlton ineligible for professional employment in any
New Jersey public school. The termination of her tenure only
ended her employment at the Paramus School District.
5
Janice Dime, 'assistant superintendent' of schools and the Board
in Federal Court." Appellant's Appendix ("App.") at A-29.0 In
support of her position that summary judgment on the retaliation
claim was inappropriate, Charlton proffered a letter indicating
that the school board, through its attorney Lester Aron,
contacted the State Board of Examiners ("state board") on
November 11, 1992, about three weeks after Charlton had
reinstituted her Title VII action, to inquire about the status of
revocation proceedings. Charlton's employment by the school
district had ended almost two years earlier on December 17, 1990.
Charlton also proffered a statement from her former attorney. She
alleges he told her, in January 1991, that the school district
would not seek revocation of her teaching license if she did not
appeal the Commissioner of Education's decision sustaining the
tenure charges to the state board.
The district court granted summary judgment in favor of
the school board and its officials on Charlton's discrimination
and retaliation claims. It held that a number of the defendants
were improperly named because the claims against them were
outside the scope of the Equal Employment Opportunity Commission
("EEOC") charges Charlton had filed or, alternately, that the
authority they had over Charlton was insufficient to meet
Title VII's definition of employer. App. at 16-17, 19-21. For
those defendants that remained properly named, the district court
0
Although Charlton did not include this allegation in her initial
complaint, the district court permitted Charlton to amend her
complaint to add it and the appellees then included the
retaliation charge in their motion for summary judgment.
6
held that Charlton was precluded from relitigating her
qualifications for the position because the state agency's
administrative law judge ("ALJ") had supported the termination,
and thus she could not make out a prima facie Title VII case.
Id.
at 24. In addition, the district court held Charlton could not
relitigate the harassment issue after the state courts had
resolved it against her.
Id. Finally, the court dismissed
Charlton's hostile work environment claim because her allegations
did not set forth a prima facie case.
Id. at 27.
The district court dismissed the retaliation claim
arising out of the revocation proceeding "for the simple reason
that the Board was not plaintiff's employer at the time of these
events. Thus, its actions did not constitute an 'unlawful
employment practice' proscribed by Title VII."
Id. at 25-26
(citing Ferguson v. Mobil Oil Corp.,
443 F. Supp. 1334 (S.D.N.Y.
1978), aff'd without opinion,
607 F.2d 995 (2d Cir. 1979)).
II.
We have jurisdiction over the district court's final
order granting summary judgment pursuant to 28 U.S.C.A. § 1291
(West 1993). Summary judgment is appropriate if the motion,
supported by the proper material, "show[s] that there is no
genuine issue as to any material fact and that the moving party
is entitled to judgment as a matter of law." Fed. R. Civ. P.
56(c). "Facts that could alter the outcome are 'material facts,'
see Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 255 (1986),
and disputes are 'genuine' if evidence exists" to support them.
7
Clark v. Modern Group Ltd.,
9 F.3d 321, 326 (3d Cir. 1993)
(citing Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986)). The
defendant meets the test where there exists an absence of
evidence to support the plaintiff's case.
Celotex, 477 U.S. at
325. "'[T]he plaintiff must present affirmative evidence to
defeat a properly supported motion for summary judgment.'"
Williams v. Borough of West Chester,
891 F.2d 458, 460 (3d Cir.
1989) (quoting Liberty
Lobby, 477 U.S. at 256-57).
III.
A.
We will affirm the district court's decision to dismiss
the discrimination and hostile work environment claims for the
reasons set forth in its opinion. As the district court
correctly held, Charlton's complaint named improper defendants
under Title VII, exceeded the scope of her EEOC complaint and
failed to make out a prima facie case on her discrimination
claims against the remaining defendants. We confine further
analysis to Charlton's claim that the school board activated a
procedure to revoke her teaching certificate in retaliation for
her reinstitution of her Title VII suit.0
Section 703 of Title VII provides:
It shall be an unlawful employment practice
for an employer--
0
After Charlton filed her suit, the district court suspended
consideration pending resolution of the state proceedings.
Charlton requested that the district court reinstate her
complaint on September 25, 1992, and the district court granted
her application on October 15, 1992.
8
(1) to fail or refuse to hire or to
discharge any individual, or otherwise
to discriminate against any individual
with respect to his compensation, terms,
conditions, or privileges of employment,
because of such individual's . . . sex
. . . .
42 U.S.C.A. § 2000e-2(a)(1) (West 1981). Section 704 of
Title VII further provides:
It shall be an unlawful employment practice
for an employer to discriminate against any
of his employees . . . because he has opposed
any practice made an unlawful employment
practice . . . or because he has made a
charge . . . under this subchapter.
Id. § 2000e-3(a) (West 1981).
The district court held that the school board's action
could not have violated Title VII because Charlton was no longer
employed by the school district when the school board allegedly
precipitated the revocation proceeding.
The district court relied on Ferguson v. Mobil Oil
Corp.,
443 F. Supp. 1334 (S.D.N.Y. 1978), aff'd without opinion,
607 F.2d 995 (2d Cir. 1979). In Ferguson, the plaintiff alleged
that he either sought and was denied employment, or was fired
from positions, with three other similar corporations following a
racially motivated termination by the defendant oil company. He
claimed the other corporations denied his employment applications
or fired him because Mobil, his previous employer, had
"blacklisted" him because of his race.
Id. at 1336. The
district court rejected Ferguson's claim. In an alternate
9
holding, the court concluded that an employer's post-employment
"blacklisting" was not prohibited under section 703 of Title VII.
Id. at 1339.
[S]uch activity [cannot] fit within the terms
of Section 703(a) or (d) of Title VII. This
conclusion evolves from the realization that
although such behavior is obviously
reprehensible and probably tortious, it is
clearly not discriminatory. Rather, it would
appear more closely analogized to the state
law claims of "slander" and "tortious
interference with an employment
relationship[.]"
It would also appear that the factual
positions of the parties after the
plaintiff's discharge were not such as to
give rise to a violation of Title VII under
the expansive interpretations of the courts
because defendant's conduct in no way could
constitute an "employment practice", as
required by the statute.
Id. (citations and footnote omitted) (emphasis added).
Ferguson is distinguishable and has little persuasive
force in Charlton's case. There are two reasons. First, the
United States Court of Appeals for the Second Circuit later
specifically allowed consideration of a Title VII post-employment
blacklisting claim that had not been asserted before the EEOC
because it had a reasonable relation to the EEOC charge. See
Silver v. Mohasco Corp.,
602 F.2d 1083, 1090-91 (2d Cir. 1979),
rev'd on other grounds,
447 U.S. 807 (1980). Additionally, the
discrimination claim in Ferguson was brought under section 703 of
Title VII.
Ferguson, 443 F. Supp. at 1336, 1339. Charlton's
claim for retaliatory action is brought under section 704(a). A
10
section 704(a) claim for retaliation is quite different from a
discrimination claim under section 703. Retaliation claims can
often arise post-employment when an employee who has been
terminated files an action under Title VII charging
discrimination in discharge only to meet continued harassment
from its employers in retaliation for the filing of the action.
Accordingly, because we are not fully persuaded of the validity
of Ferguson's holding, even in the context of section 703
claims,0 we will independently examine the application of section
704(a) to post-employment retaliatory acts.
There is a split of federal authority on this issue.
One line of cases holds that termination of the employment
relationship does not preclude a claim for retaliation under
Title VII or other statutes prohibiting invidious discrimination.
See, e.g., Passer v. American Chem. Soc'y,
935 F.2d 322, 330-31
(D.C. Cir. 1991) (interpreting parallel provision of Age
Discrimination in Employment Act ("ADEA")); Sherman v. Burke
0
Even under section 703, many courts have refused to strictly
require an employment relationship if the defendant had the
ability to directly affect a plaintiff's employment
opportunities. See Shehadeh v. Chesapeake & Potomac Tel. Co.,
595 F.2d 711, 721-22 (D.C. Cir. 1978) (section 703 applies when
employer unlawfully interferes with former employee's future
employment opportunities); Sibley Memorial Hosp. v. Wilson,
488
F.2d 1338, 1341 (D.C. Cir. 1973) (the ability of hospital to
affect employment opportunities is enough to subject hospital to
a Title VII claim); accord Zaklama v. Mt. Sinai Medical Ctr.,
842
F.2d 291, 293-94 (11th Cir. 1988) (Title VII plaintiff may claim
against person who had ability to affect employment status); Doe
v. St. Joseph's Hosp.,
788 F.2d 411, 422-24 (7th Cir. 1986)
(reaching same result as Zaklama noting that statutory language
precludes illegal conduct against "any individual" and not just
"employee"); LeMasters v. Christ Hosp.,
777 F. Supp. 1378, 1379-
81 (S.D. Ohio 1991) (collecting cases).
11
Contracting, Inc.,
891 F.2d 1527, 1531-32 (11th Cir.)
(interpreting Title VII), cert. denied,
498 U.S. 943 (1990);
Bailey v. USX Corp.,
850 F.2d 1506, 1509-10 (11th Cir. 1988)
(Title VII); Pantchenko v. C.B. Dolge Co.,
581 F.2d 1052, 1054-55
(2d Cir. 1978) (Title VII); Rutherford v. American Bank of
Commerce,
565 F.2d 1162, 1165-66 (10th Cir. 1977) (Title VII);
Dunlop v. Carriage Carpet Co.,
548 F.2d 139, 147 (6th Cir. 1977)
(interpreting anti-retaliation provision in Fair Labor Standards
Act); EEOC v. Metzger,
824 F. Supp. 1, 2-3 (D.D.C. 1993)
(Title VII); Cohen v. S.U.P.A. Inc.,
814 F. Supp. 251, 260-61
(N.D.N.Y. 1993) (ADEA); Berry v. Stevinson Chevrolet, 804 F.
Supp. 121, 135-36 (D. Colo. 1992) (Title VII); cf. EEOC v. Ohio
Edison Co.,
7 F.3d 541, 544-45 (6th Cir. 1993); see also
Christopher v. Stouder Memorial Hosp.,
936 F.2d 870, 875-77 (6th
Cir.) (focusing on ability to "affect" employment opportunities
in analyzing Title VII section 704 retaliation claim), cert.
denied,
112 S. Ct. 658 (1991).
Using a narrow, literal reading of Title VII, other
courts of appeals have held that the anti-retaliation provision
of Title VII becomes inapplicable after the employment
relationship ceases. See Polsby v. Chase,
970 F.2d 1360, 1365
(4th Cir. 1992), vacated sub nom. Polsby v. Shalala,
113 S. Ct.
1940 (1993); Reed v. Shepard,
939 F.2d 484, 492-93 (7th Cir.
1991).
In Polsby, the court of appeals expressly relied on a
literal reading of section 704(a) to hold that Title VII does not
protect individuals who are no longer "employees."
12
The statute specifically indicates that it is
unlawful for an employer to retaliate against
an employee or an applicant for employment.
No mention is made of former employees. Given
that Congress considered it necessary to add
"applicant for employment" as a person
distinct from an "employee" to be protected
from retaliation, Congress could certainly
have also included a former employee if it
had desired.
Polsby, 970 F.2d at 1365; see also
Reed, 939 F.2d at 493
(analyzing issue in one paragraph and concluding "it is an
employee's discharge or other employment impairment that
evidences actionable retaliation and not events subsequent to and
unrelated to his employment.") (emphasis in original). The
appeals in Polsby also noted the practices that Title VII
specifically covers concern the employer-employee relation.
Polsby, 970 F.2d at 1365 ("The definition [of unlawful employment
practice] comprises discrimination with respect to certain
aspects of employment. Title VII does not redress discriminatory
practices, however unsavory, which occur after the employment
relationship has ended.") (footnote omitted). The court of
appeals in Polsby concluded that the remedies afforded a
successful Title VII plaintiff indicate Congress did not intend
them to apply to post-employment acts.
[The] equitable remedies [of Title VII] are
particularly suited to making a complainant
whole without penalizing the employer. In
successful Title VII actions, an applicant
for employment will probably be hired for the
job which was discriminatorily denied.
Likewise, an employee will probably be
promoted or reinstated to the job which was
discriminatorily denied. However, it is much
more difficult to fashion equitable relief
13
for a former employee who was the victim of
post-employment retaliation. While relief
must be in the form of making the former
employee whole as if the retaliatory act had
not occurred, the equitable means to
accomplish this goal are lacking. Such
relief would entail calculating future
damages and is far too speculative.
Id. at 1366 (footnote and citation omitted).0
The courts that have held Title VII or other similar
statutes do reach post-employment acts have interpreted the term
"employee" broadly to "'include[] a former employee as long as
the alleged discrimination is related to or arises out of the
employment relationship.'"
Passer, 935 F.2d at 330 (quoting EEOC
v. Cosmair, Inc.,
821 F.2d 1085, 1088 (5th Cir. 1987)). The
rationale for this construction is that "a strict and narrow
interpretation of the word 'employee' to exclude former employees
would undercut the obvious remedial purposes of Title VII."
Bailey, 850 F.2d at 1509. "To read the statute otherwise would
be to deny protection to any person who has suffered discharge or
termination due to unlawful discrimination."
Passer, 935 F.2d at
331. The courts that have extended anti-retaliation protection
0
The Supreme court vacated the court of appeals' decision in
Polsby "in light of the position asserted by the Acting Solicitor
General in his brief for the United States filed March 5, 1993."
Polsby, 113 S. Ct. at 1940. The government argued that the issue
of whether former employees are protected was not argued in the
court of appeals. It stated: "[B]ecause the decision of the
court of appeals constitutes an alternative ground for decision
unnecessary to the result and does not rest on an adversary
presentation of the question, there is no reason for this Court
to consider the question at this time." Brief for Respondents at
9, Polsby v. Shalala,
113 S. Ct. 1940 (1993) (No. 92-966). Thus,
the persuasive force of Polsby is of dubious value.
14
have done so where the retaliation results in discharge from a
later job, a refusal to hire the plaintiff, or other professional
or occupational harm. See, e.g.,
Passer, 935 F.2d at 331 (former
employer deprives ex-employee of "rare and prestigious"
professional laurel in retaliation for filing discrimination
claim);
Sherman, 891 F.2d at 1532 (former employer persuades new
employer to fire ex-employee);
Rutherford, 565 F.2d at 1164-65
(former employer hinders ex-employee's search for work). We
agree with this rationale and conclude that Congress did not
intend Title VII's protection against retaliation to end with
termination of employment when it is the termination itself that
gives rise to the protected act of filing a Title VII action.
Under the district court's holding here, an employer
could threaten and take retaliatory action against a wrongfully
discharged employee without fear of federal anti-discrimination
laws. Title VII prohibits retaliation "to protect the employee
who utilizes the tools provided by Congress to protect his
rights." Vasconcelos v. Meese,
907 F.2d 111, 113 (9th Cir. 1990)
(citation omitted). The need for protection against retaliation
does not disappear when the employment relationship ends. Indeed,
post-employment blacklisting is sometimes more damaging than on-
the-job discrimination because an employee subject to
discrimination on the job will often continue to receive a
paycheck while a former employee subject to retaliation may be
prevented from obtaining any work in the trade or occupation
previously pursued. Such would be the case with Charlton if her
teaching certificate is revoked.
15
Under the district court's holding, fear of
unremediable reprisal would chill Title VII claims for
discriminatory discharges. We think Congress hardly intended to
permit employers to retaliate with impunity against a former
employee after an assertion of Title VII rights. A strict and
narrow reading of the term "employee" does just that.0
Accordingly, we join the majority of courts that have
considered this issue and hold that an ex-employee may file a
retaliation action against a previous employer for retaliatory
conduct occurring after the end of the employment relationship
when the retaliatory act is in reprisal for a protected act
within the meaning of section 704 and arises out of or is related
to the employment relationship.0 Charlton alleged the school
district acted to revive state proceedings for revocation of her
teaching certificate in retaliation for her own decision to
continue pursuing a Title VII action challenging her termination
as discriminatory. Therefore, we hold the district court
incorrectly held that Charlton could not prevail on her
retaliation claim because she was no longer an employee when the
school board contacted the state board about the long dormant
proceedings for revocation of Charlton's teaching certificate.
0
We note that the United States Supreme Court has looked
favorably upon interpretations of remedial statutes that are
consistent with the "purpose and objective" of the prohibitions
present in the statute. See NLRB v. Scrivener,
405 U.S. 117, 122
(1972); see also Ohio
Edison, 7 F.3d at 545.
0
See generally Patricia A. Moore, Parting is Such Sweet Sorrow:
The Application of Title VII to Post-Employment Retaliation, 62
Fordham L. Rev. 205, 219-23 (1993) (suggesting similar two-step
analysis to determine whether allegation of post-employment
retaliation is actionable under section 704).
16
B.
Although we reject the district court's rationale for
granting summary judgment to the school district and its
officials on Charlton's retaliation claim, that order should
still be affirmed if Charlton has not produced evidence in
support of her allegations that raise a genuine issue of triable
fact. See EEOC v. Westinghouse Elec. Corp.,
930 F.2d 329, 331
(3d Cir. 1991). On the record now before us, we think the school
district has yet to demonstrate the absence of any issue of
material fact whose resolution in Charlton's favor could sustain
her retaliation claim.
In order to succeed on a claim of discriminatory
retaliation, a plaintiff must demonstrate that: "(1) [she]
engaged in conduct protected by Title VII; (2) the employer took
adverse action against [her]; and (3) a causal link exists
between [her] protected conduct and the employer's adverse
action." Weiss v. Parker Hannifan Corp.,
747 F. Supp. 1118, 1128
(D.N.J. 1990); see also Robinson v. SEPTA,
982 F.2d 892, 895 n.1
(3d Cir. 1993); Jalil v. Avdel Corp.,
873 F.2d 701, 708 (3d Cir.
1989), cert. denied,
493 U.S. 1023 (1990). Charlton clearly
meets the first element because the filing of a Title VII action
is protected conduct.
On the second and third elements, a court first
inquires whether the school board exercised any influence over
the revocation proceeding and, if it did, whether Charlton can
produce evidence sufficient to show the school board made a
17
retaliatory use of that influence to the detriment of Charlton's
employment opportunities. Under New Jersey law, the state board
has authority to determine the competency of state teachers and
certify their qualifications. See N.J. Stat. Ann. § 18A:6-38
(West 1989). The state board also has the power to revoke
certifications.
Id. Under the New Jersey Administrative Code,
the state board may revoke the teaching certificate of a holder
who, inter alia, has demonstrated "conduct unbecoming a teacher."
N.J. Admin. Code tit. 6, § 11-3.4 (1993). All decisions of the
Commissioner of Education resulting in a teacher's loss of tenure
are forwarded to the state board for review for possible
revocation or suspension of the teaching certificate.
Id. § 11-
3.6(a)(1). Once the state board receives the record, the board
reviews it to determine whether an order to show cause should
issue. The state board has authority to issue an order to show
cause where it has reason to believe that grounds exist for
revocation or suspension.
Id. If the teacher contests the order
to show cause, the state board must refer the matter to the
Office of Administrative Law for a hearing.
Id.
After the tenure proceedings were concluded adversely
to Charlton, the Paramus School Board had no official role in any
proceedings for revocation of Charlton's teaching certification.0
By regulation, the decision whether to proceed with suspension or
0
A tenure revocation proceeding is an adversarial action in which
the school board litigates against the teacher. The revocation
of a teaching certificate, however, is not adversarial and is
merely an administrative proceeding involving the individual
teacher.
18
revocation rests within the discretion of the state board. Had
the state regulatory agencies proceeded with a timely suspension
or revocation proceeding, it would have appeared that the state
board merely acted pursuant to its regulatory mandate. The facts
as set forth in Charlton's opposition to summary judgment,
however, raise another possible inference. The Commissioner of
Education affirmed Charlton's loss of tenure on December 12,
1990. Pursuant to regulations, the commissioner should have
promptly forwarded the results of the tenure proceeding to the
state board for its review and consideration of revocation or
suspension. If it thought that Charlton had committed acts
worthy of the loss of a teaching certificate, it is not
unreasonable to infer on the present record that the state board
would have acted and issued an order to show cause at that time.
No such action occurred. Not until two years later, after
Charlton had reinstituted her Title VII action, did the state
board finally conclude that an order to show cause should issue.
Of course, that delay, standing alone, would be insufficient to
imply the Paramus School Board had any hand in reviving the
revocation procedure. Charlton has, however, proffered evidence
in support of her opposition to summary judgment that would
support an inference that the state board acted in response to
the local school board's inquiry about the status of the
revocation proceedings, an inquiry that came long after the local
board had reason to do so.
The Paramus School Board filed tenure charges on
July 20, 1989. The Commissioner of Education upheld the tenure
19
charges as warranting dismissal on December 12, 1990. When the
New Jersey Supreme Court finally denied certification, thereby
affirming the result of her tenure proceeding, on September 9,
1992, there was no possibility that Charlton could reobtain her
job in the school district. Nevertheless, on November 11, 1992,
only three weeks after Charlton had reinstituted her Title VII
action, the school board inquired as to the status of the
revocation proceedings. This is at least curious because the
local school board no longer had any apparent reason for its
interest in the outcome of this proceeding and, under New Jersey
law, had no responsibility or interest in expediting, reviving or
insuring the state board's pursuit of revocation. Charlton was
no longer an employee of the Paramus School District and had no
prospects of further employment with it. Construing the facts in
a light most favorable to Charlton as we must, we believe a
reasonable jury could conclude that the school board's belated
inquiry, if left unexplained, supports an inference that the
local school board sought to bring the revocation proceedings
back to life and to monitor them in retaliation for Charlton's
Title VII suit. While the school board had no official
responsibility for the revocation proceeding, this record permits
an inference that it had a retaliatory motive for its newly
revived interest in Charlton's case.
The local school board's lack of direct authority or
responsibility for the certification decision does not seem to us
to eliminate a potential Title VII violation. If an employer who
does not actually make the subsequent employment decisions is
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liable under Title VII if he "blacklists" a former employee for
that employee's exercise of Title VII rights, a school board can
also be liable if it has a retaliatory motive for an attempt to
jump start or influence state administrative proceedings to
revoke Charlton's professional certification. The absence of
local regulatory authority over the revocation decision is not
dispositive.
Charlton's burden upon remand, however, is heavy. She
must not only demonstrate but for the intervention of the school
board that the revocation proceeding would not have gone forward
but also that the school board intervened in retaliation for her
Title VII suit.0
IV.
Accordingly, we conclude that Charlton is not barred
from pursuing a Title VII claim merely because she was not an
employee at the time her former employer potentially acted to
interfere with her prospects of future employment. Evidence
supports Charlton's claim that the school board sought to
interfere with Charlton's future employment opportunities and if
this interference was prompted by Charlton's Title VII action,
she has stated an actionable claim.
We will affirm the district court's order granting
summary judgment on the discrimination and hostile work
0
Evidence concerning her former attorney's statement could help
her case if it were presented in admissible form. As it stands,
it is hearsay.
21
environment claims. We will, however, reverse and remand to the
district court for it to consider the sole issue of Charlton's
claim that the Paramus School Board sought to have her teaching
certificate revoked in retaliation for her filing of a Title VII
suit.
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