DAVID A. EZRA, Senior District Judge.
Carlos Smith, an inmate in the custody of the Texas Department of Criminal Justice-Correctional Institutions Division, has filed a pro se application for a writ of habeas corpus pursuant to 28 U.S.C. § 2254, challenging his conviction for murder. Having considered the habeas application (ECF No. 1), Smith's memorandum in support of his petition (ECF No. 2), Respondent's Answer (ECF No. 10), the record (ECF No. 9), and applicable law, the Court finds the petition should be
Smith was charged by a grand jury with the murder of Joyce Kidd. (ECF No. 9-3 at 16). The Fourth Court of Appeals summarized the facts presented at Smith's trial as follows:
Smith v. State, No. 04-15-00122-CR, 2016 WL 1464485, at *1 (Tex. App.-San Antonio 2016, no pet.).
Smith did not testify at his trial, and the defense called no witnesses. (ECF No. 9-15 at 84-85). Smith's version of the events, i.e., that he unintentionally stabbed Ms. Kidd, was presented to the jury through recordings of his interviews with law enforcement and cross-examination of the State's witnesses. Defense counsel argued to the jury that the incident was an accident, and that there was insufficient evidence to find Smith intentionally stabbed Ms. Kidd. (ECF No. 9-16 at 29-36). The jury was instructed as to murder and manslaughter. (ECF No. 9-30 at 8-21). After deliberating for approximately an hour and a half, the jury found Smith guilty of murder. (ECF No. 9-16 at 48). The jury assessed punishment at a term of 40 years' imprisonment. (ECF No. 9-18 at 16).
Smith appealed his conviction, asserting insufficiency of the evidence, and that the trial court erred in denying a jury instruction on duress and the lesser included offense of criminally negligent homicide. Smith, 2016 WL 1464486, at *1. The Fourth Court of Appeals affirmed Smith's conviction, and he did not seek discretionary review. Id. Smith sought a state writ of habeas corpus, asserting he was denied the effective assistance of trial and appellate counsel, that there was insufficient evidence to support his conviction, and his actual innocence. (ECF No. 9-29 at 10-17). The habeas trial court, which was also the convicting court, issued findings of fact and conclusions of law and recommended the writ be denied. (ECF No. 9-30 at 71-89). The Texas Court of Criminal Appeals denied the writ without written order on the findings of the trial court. (ECF No. 9-28).
In his federal habeas petition Smith asserts he was denied his right to the effective assistance of counsel because his trial attorney presented a defense of guilt "instead of showing his innocence." (ECF No. 1 at 6). Smith further argues the "reasonable defense" he sought to assert, i.e., that Ms. Kidd's death was the result of "[surprise], fear and thoughtless reaction," was not presented to the jury through expert testimony on "reactionary responses to imminent harm or death." (ECF No. 1 at 6; ECF No. 2 at 4-5). Smith reiterates that Ms. Kidd's death was solely the result of his reaching for the steering wheel, an "instinctive and reflex reaction solely caused by the perilous situation the complainant had put herself and Smith in coupled with the motion and position of the car and the acts created by the complainant's suddenly turning the steering wheel of the car." (ECF No. 2 at 10).
Respondent contends Smith failed to exhaust his claims of ineffective assistance of counsel in the state court and that the claims are without merit.
Smith's habeas petition is governed by the heightened standard of review provided by the Antiterrorism and Effective Death Penalty Act ("AEDPA"), codified at 28 U.S.C. § 2254. Under section 2254(d), a petitioner may not obtain federal habeas corpus relief on any claim that was adjudicated on the merits in state court proceedings, unless the adjudication of that claim either "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or resulted in a decision based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. Brown v. Payton, 544 U.S. 133, 141 (2005). This intentionally difficult standard "stops short of imposing a complete bar on federal-court relitigation of claims already rejected in state proceedings." Harrington v. Richter, 562 U.S. 86, 102 (2011).
The Court reviews Sixth Amendment claims of ineffective assistance of trial counsel under the two-prong test established in Strickland v. Washington, 466 U.S. 668 (1984). To succeed on a Strickland claim, a petitioner must demonstrate counsel's performance was deficient and that the deficiency prejudiced his defense. Id. at 687-88, 690. When determining whether counsel performed deficiently, courts "must be highly deferential" to counsel's conduct, and a petitioner must show that counsel's performance fell beyond the bounds of prevailing professional standards. Id. at 687-89. To demonstrate prejudice, a petitioner "must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome." Id. at 694. A habeas petitioner has the burden of proving both prongs of the Strickland test. Id. at 687-88; Wong v. Belmontes, 558 U.S. 15, 27 (2009); Rogers v. Quarterman, 555 F.3d 483, 489 (5th Cir. 2009).
Respondent contends Smith failed to exhaust his claims of ineffective assistance of counsel in the state courts. Pursuant to the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), federal courts lack the power to grant habeas corpus relief on an unexhausted claim. Kunkle v. Dretke, 352 F.3d 980, 988 (5th Cir. 2003). To exhaust his state remedies, a petitioner must present his claims to the state's highest court in a procedurally correct manner. O'Sullivan v. Boerckel, 526 U.S. 838, 845 (1999); Moore v. Cain, 298 F.3d 361, 364 (5th Cir. 2002). To properly exhaust a claim the petitioner must "present the state courts with the same claim he urges upon the federal courts." Picard v. O'Connor, 404 U.S. 270, 276 (1971). Claims are not exhausted "if a petitioner presents new legal theories or entirely new factual claims in his petition to the federal court." Wilder v. Cockrell, 274 F.3d 255, 259 (5th Cir. 2001). In Texas, the highest state court with jurisdiction to review the validity of a state criminal conviction is the Texas Court of Criminal Appeals. Tigner v. Cockrell, 264 F.3d 521, 526 (5th Cir. 2001). Once a federal claim has been fairly presented to the Texas Court of Criminal Appeals, either in a direct appeal or collateral proceeding, the exhaustion requirement is satisfied. Bautista v. McCotter, 793 F.2d 109, 110-11 (5th Cir. 1986).
Contrary to Respondent's assertion, Smith did present the same claims raised in his federal habeas petition in his state habeas action. Specifically, in his state habeas action Smith asserted counsel did not present the defense requested by Smith and that counsel did not present the testimony of experts to support Smith's theory of the accident. (ECF No. 9-29 at 26-29, 36-41). The Court of Criminal Appeals denied the claims on the merits on the findings of the trial court. Accordingly, the claims were properly exhausted in the state courts.
Smith asserts he was denied his right to the effective assistance of counsel because his trial attorney did not adequately present a defense asserting he lacked the intent to injure Ms. Kidd and counsel failed to present the jury with expert testimony on "reactionary responses to imminent harm or death." (ECF No. 1 at 6; ECF No. 2 at 4-5).
Smith raised these claims in his state habeas action, and Smith's trial counsel filed an affidavit responding to Smith's claims. (ECF No. 9-30 at 37-44). Counsel declared:
(ECF No. 9-30 at 37-44) (emphasis in original).
The state habeas trial court, which was also the convicting court, found trial counsel's statements to be truthful and credible. (ECF No. 9-30 at 83, 86). The court concluded:
(ECF No. 9-30 at 76-83). The court concluded Smith's trial counsel's performance was not deficient and that Smith failed to meet his burden of showing a reasonable probability that, but for the alleged errors of counsel, the result of the proceeding would have been different, noting the jury was instructed as to the definition of "voluntary conduct." (ECF No. 9-30 at 86-87).
The state habeas court's factual determinations, including credibility findings, are entitled to a presumption of correctness unless they lack fair support in the record. Demosthenes v. Baal, 495 U.S. 731, 735 (1990); Miller v. Thaler, 714 F.3d 897, 903 (5th Cir. 2013). The presumption afforded factual findings is even stronger when, as in this matter, the state habeas judge making the findings is also the convicting court. Clark v. Johnson, 202 F.3d 760, 764 (5th Cir. 2000). The factual findings of the habeas trial court are supported by the record in this matter. Smith's conclusory allegations are not "clear and convincing evidence" sufficient to overcome the presumption of correctness attributed to the trial court's findings regarding defense counsel's credibility and competence. See Miller v. Thaler, 714 F.3d 897, 903 (5th Cir. 2013).
In evaluating Smith's complaints about the performance of his counsel under the AEDPA, the issue before this Court is whether the Texas Court of Criminal Appeals could reasonably have concluded Petitioner's complaints about his counsel's performance failed to satisfy either prong of the Strickland analysis. Schaetzle v. Cockrell, 343 F.3d 440, 444 (5th Cir. 2003). When considering a state court's application of the Strickland "deficient performance" test, this Court's review must be "doubly deferential," to afford "both the state court and the defense attorney the benefit of the doubt." Woods v. Donald, 135 S.Ct. 1372, 1376 (2015); see also Sanchez v. Davis, 888 F.3d 746, 749 (5th Cir. 2018).
Counsel is "strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment." Strickland, 466 U.S. at 690. Counsel's strategic choices, made after a thorough investigation of the law and facts relevant to plausible options, are virtually unchallengeable. Id. at 673; Pape v. Thaler, 645 F.3d 281, 289-90 (5th Cir. 2011). Additionally, the reasonableness of counsel's actions may be "substantially influenced" by the defendant's actions, and must be weighed in light of "informed strategic choices made by the defendant . . ." Strickland, 466 U.S. at 691. Smith's counsel discussed plausible defense options with Smith, and then employed a reasonable defense strategy, a choice within counsel's discretion and entitled to deference by this Court. Trottie v. Stephens, 720 F.3d 231, 243 (5th Cir. 2013); Livingston v. Johnson, 107 F.3d 297, 307 (5th Cir. 1997).
Claims that trial counsel erred by not calling witnesses are not favored because the presentation of testimonial evidence is a matter of trial strategy and because allegations of what a witness would have testified to are largely speculative. Day v. Quarterman, 566 F.3d 527, 538 (5th Cir. 2009). A petitioner's unsupported claims regarding an uncalled expert witness "are speculative and disfavored by this Court as grounds for demonstrating ineffective assistance of counsel." Evans v. Cockrell, 285 F.3d 370, 377 (5th Cir. 2002) (providing petitioner must "bring forth" evidence from uncalled witnesses, such as affidavits, to support of an ineffective-assistance claim).
Smith fails to establish any prejudice arising from counsel's alleged errors in failing to present a "reasonable" defense or failing to have expert witnesses testify regarding "reactionary responses to imminent harm or death." A review of the trial transcript reveals that the jury was adequately presented with Smith's defense, i.e., that the act of stabbing Ms. Kidd was an involuntary response in reaction to his perception that the car was being steered off the bridge. The jury heard Smith's version of the events when it heard a recording of Smith's second interview with law enforcement. Additionally, counsel presented Smith's defense theory, that the stabbing was a "reactionary response," through his cross-examination of the medical examiner. (ECF No. 9-15 at 29-30).
Because Smith has not met his burden of showing counsel's performance was deficient or that he was prejudiced by counsel's alleged errors, the state court's denial of Smith's ineffective assistance of counsel claim was not an unreasonable application of Strickland.
The Court next determines whether to issue a certificate of appealability ("COA"). See Rule 11(a) of the Rules Governing § 2254 Proceedings; Miller-El v. Cockrell, 537 U.S. 322, 335-36 (2003) (citing 28 U.S.C. § 2253(c)(1)). A COA may issue only if a petitioner makes a substantial showing of the denial of a constitutional right. 28 U.S.C. § 2253(c)(2). If a district court rejects a petitioner's constitutional claims on the merits, the petitioner must demonstrate that reasonable jurists would find the district court's assessment of the constitutional claims debatable or wrong. Slack v. McDaniel, 529 U.S. 473, 484 (2000). This requires a petitioner to show that reasonable jurists could debate whether the petition should have been resolved in a different manner or that the issues presented were "adequate to deserve encouragement to proceed further." Miller-El, 537 U.S. at 336 (internal quotations omitted).
A district court may deny a COA sua sponte without requiring further briefing or argument. See Alexander v. Johnson, 211 F.3d 895, 898 (5th Cir. 2000). For the reasons set forth above, the Court concludes reasonable jurists would not debate the conclusion that Smith is not entitled to federal habeas relief. As such, a COA will not issue.
Smith fails to show that his counsel's performance was deficient or that he was prejudiced by any of counsel's alleged errors. Therefore, the state court's denial of Smith's ineffective assistance of counsel claims was not an unreasonable application of Strickland.
Accordingly, based on the foregoing reasons,
1. Federal habeas corpus relief is
2. No Certificate of Appealability shall issue in this case; and
3. Motions pending, if any, are
It is so