RONALD L. BUCKWALTER, Senior District Judge.
Currently pending before the Court is the Motion by Defendants Bristol Township, William McCauley, and Scott Swichar (collectively, "Defendants") for Summary Judgment as to all federal and state law claims asserted by Plaintiff John Cichonke ("Plaintiff"). For the following reasons, the Motion is granted in part and denied in part.
Plaintiff John Cichonke ("Plaintiff") was employed by Defendant Bristol Township in its Sewer Treatment Plant operations from December 19, 1988 until his retirement on June 18, 2013. (Defs.' Mem. Supp. Mot. Summ. J. 2; Ex. 1, Deposition of John Cichonke, Feb. 26, 2015 ("Plaintiff Dep.") 10:5-9, 77:21-23.) At the time Plaintiff retired, he was a full-time station lift mechanic for Sewer Plant Operations. (Defs.' Mem. Supp. Mot. Summ. J. 2-3; Plaintiff Dep. 10:17-19.)
Defendant William McCauley ("McCauley") has been employed by Defendant Bristol Township as Township Manager since January 2012. (Defs.' Mem. Supp. Mot. Summ. J. 3; Deposition of William McCauley, Apr. 7, 2015 ("McCauley Dep.") 15:4-6.) At the time Plaintiff retired, his supervisor was Defendant Scott Swichar ("Swichar"). (Defs.' Mem. Supp. Mot. Summ. J. 3; Plaintiff Dep. 56:4-6.) According to McCauley, Swichar was not pleased with Plaintiff's job performance because Plaintiff "didn't work too hard or accomplish too much in terms of job duties and pump station inspections." (Defs.' Mem. Supp. Mot. Summ. J. 3; McCauley Dep. 131:11-13.) Defendants were not satisfied with Plaintiff's job performance with respect to pump station maintenance and collection at a time when Defendants were under pressure to comply with a United States Environmental Protection Agency ("EPA") consent decree. (Defs.' Mem. Supp. Mot. Summ. J. 3; McCauley Dep. 128:13-24, 132:14-23.) The EPA, along with the Pennsylvania Department of Environmental Protection ("DEP"), had written a "scathing inspection report" which criticized the conditions of the collection systems, the maintenance of which fell under Plaintiff's responsibilities. (Defs.' Mem. Supp. Mot. Summ. J. 3; McCauley Dep. 128:13-24.)
In his deposition testimony, Plaintiff acknowledged that he and Swichar did not have a good working relationship from the start. (Defs.' Mem. Supp. Mot. Summ. J. 3; Plaintiff Dep. 56:15-21.) Many of their disagreements were related to Plaintiff's role as the Union Shop Steward. (Defs.' Mem. Supp. Mot. Summ. J. 3; Plaintiff Dep. 60:4-18.) Plaintiff filed numerous grievances against Bristol Township management during the course of his employment, alleging violations of the Collective Bargaining Agreement ("CBA") as well as "harassment." (Defs.' Mem. Supp. Mot. Summ. J. 3; Plaintiff Dep. 19:6-20, 23:3-21, 65:9-78:24 and Plaintiff Dep. Ex. 4.)
In 2010, Plaintiff was diagnosed with trigeminal neuralgia, a condition which caused him to regularly suffer from severe and debilitating pain, described as "shooting pain, like a shock pain," and which at times prevented him from moving his jaw to eat. (Pl.'s Resp. Opp'n Summ. J. 2; Ex. 1, Transcript of Pennsylvania Labor Relations Board Hearing at 59:7-14,
On or about February 19, 2013, Plaintiff spoke with Paula Kearns ("Kearns"), a human resources officer, about his trigeminal neuralgia. (Pl.'s Resp. Opp'n Summ. J. 3; Plaintiff Dep. 33:24-34:12.) Plaintiff testified at his deposition that he wanted to speak to her about sick time, and that Kearns told him that he should go on family medical leave. (
Defendants assert that the Bristol Township FMLA form was incomplete because all of the questions on the second page regarding intermittent leave were left blank, and that the Medical Certification Form was incomplete because the section regarding "Explanation of Extent to Which Employee is Unable to Perform the Functions of His or Her Job" was left blank. (Defs.' Mem. Supp. Mot. Summ. J. 3; Ex. 3; Ex. 4.) Defendant McCauley returned the incomplete FMLA forms to Kearns and asked her to request that Plaintiff submit a completed form. (Defs.' Mem. Supp. Mot. Summ. J. 3; McCauley Dep. 49:2-12, 76:14-21; Ex. 5, McCauley's Confidential Secretary's Log at 3.) There was no request that Plaintiff obtain a second medical opinion. (Defs.' Mem. Supp. Mot. Summ. J. 5; McCauley Dep. 61:5-11; Ex. 6, Deposition of Paula Kearns, Dec. 16, 2014 ("Kearns Dep.") 14:1-5, 25:19-23.) Plaintiff never submitted a completed version of the February 19, 2013 form. (Defs.' Mem. Supp. Mot. Summ. J. 4; Plaintiff Dep. 42:3-6, 42:13-15.) Plaintiff testified at his deposition that he never spoke to Defendant Swichar about his request for FMLA leave. (Defs.' Mem. Supp. Mot. Summ. J. 9; Plaintiff Dep. 60:19-21.) Plaintiff testified at his Unemployment Compensation Appeal Hearing that Defendants never provided him with written notification that they considered the medical certification for intermittent FMLA leave incomplete, or of what additional information they required. (Pl.'s Resp. Opp'n Summ. J. 4; Unemployment Compensation Appeal Tr. at 10, 18.) McCauley testified at his deposition that he did not provide in writing any reasons why Plaintiff's FMLA was not approved, but answered affirmatively when asked whether he had delegated that task to Kearns. (McCauley Dep. 79:4-17.) Kearns testified at her deposition that she did not receive a copy of a signed approval from McCauley, and that she did not talk to McCauley about why he did not give the form back to her. (Kearns Dep. 13:4-10.) Kearns did not see a document approving or disapproving Plaintiff's forms. (
On February 20, 2013, Plaintiff was admitted to the hospital for a pulmonary embolism and remained hospitalized until February 25, 2013. (Defs.' Mem. Supp. Mot. Summ. J. 5; Ex. 7, March 4, 2013 Medical Certification Form.) During his hospitalization, Plaintiff missed three consecutive work days, which meant he was required to provide a doctor's note pursuant to the CBA and the Bristol Township Employee Handbook. (Defs.' Mem. Supp. Mot. Summ. J. 7; Plaintiff Dep. 46:19-24; Ex. 8, Collective Bargaining Agreement Between Township of Bristol and Transport Workers Union of America, Local 282, AFL-CIO (Treatment Plant Agreement) for January 1, 2006-December 31, 2010
Plaintiff called out sick from work on June 5 and June 6, 2013. (Defs.' Mem. Supp. Mot. Summ. J. 6; Ex. 11, June 2013 Call Out Line Information.) Plaintiff went to CVS around noon to pick up medication for his trigeminal neuralgia. (Pl.'s Resp. Opp'n Summ. J. 5; Plaintiff Dep. 53:1-54:8; Pa. Labor Relations Bd. Hrg. Tr. 60:1-3; 66:16-20.) Defendants contend that they received a report that on June 6, 2013, Plaintiff was drinking at a Veterans of Foreign Wars ("VFW") establishment.
Plaintiff asserts that he was at the VFW that day to assist the VFW President with paperwork. (Defs.' Mem. Supp. Mot. Summ. J. 6; Plaintiff Dep. 54:12-17.) The VFW President called Plaintiff to ask for his help while Plaintiff was out to pick up medication. (Pa. Labor Relations Bd. Hrg. Tr. 60:3-9.) Plaintiff lives across the street from the VFW, but parked his car in the VFW parking lot. (
Plaintiff returned to work on June 10, 2013, and was met at the Silver Lake Pumping Station by Defendant Swichar. (Defs.' Mem. Supp. Mot. Summ. J. 6; Plaintiff Dep. 61:19-22.) Defendant Swichar told Plaintiff that he was taking Plaintiff to a nearby Healthworks to have a Breathalyzer test administered. (Defs.' Mem. Supp. Mot. Summ. J. 6-7; Plaintiff Dep. 62:4-7.) Defendant McCauley testified previously that, as he understood from a conversation with Defendant Swichar, the basis for reasonable suspicion to administer the test to Plaintiff was that Plaintiff "appeared to have been drinking" on June 6, 2013. (Pa. Labor Relations Bd. Hrg. Tr. 16:4-11.) Defendant Swichar testified at Plaintiff's Unemployment Compensation Appeal that his reasonable suspicion on June 10, 2013 was "based on the fact that [Plaintiff] was at the VFW [on June 6, 2013], [and] it was indicative to me of a possible drinking problem." (Unemployment Compensation Appeal Tr. at 17.) Defendant Swichar testified that he was not familiar with the drug and alcohol testing policy, and that he relied on his instincts to determine if someone was impaired.
At his deposition, Plaintiff testified about whether he consented to the Breathalyzer test as follows:
(Defs.' Mem. Supp. Mot. Summ. J. 7; Plaintiff Dep. 62:8-18.)
Plaintiff also called out sick on June 17, 2013, which exhausted his sick leave. (Defs.' Mem. Supp. Mot. Summ. J. 7; Plaintiff Dep. 86:21-87:2, 92:24-93:3.) Plaintiff testified at his deposition that he could not recall whether he called out sick on June 17, 2013 because of his trigeminal neuralgia. (
On June 18, 2013, Defendant McCauley, Defendant Swichar, and a human resources employee named Kate Murphy exchanged a series of emails about Plaintiff:
(Pl.'s Ex. 12, Email from Def. Swichar to Def. McCauley, June 18, 2013, 9:07 a.m.)
(Pl.'s Ex. 12, Email From Def. McCauley to Def. Swichar, June 18, 2013, 9:26 a.m.)
(Pl.'s Ex. 13, Email from Kate Murphy to Def. McCauley, June 18, 2013, 10:14 a.m.)
(Pl.'s Ex. 13, Email from Def. McCauley to Kate Murphy, June 18, 2013, 2:28 p.m.)
(Pl.'s Ex. 14, Email from Def. McCauley to Def. Swichar and Kate Murphy, June 18, 2013, 2013, 2:46 p.m.)
(Pl.'s Ex. 15, Email from Kate Murphy to Def. McCauley, June 18, 2013, 3:56 p.m.)
(Pl.'s Ex. 15, Email from Def. McCauley to Kate Murphy, June 18, 2013, 4:19 p.m.)
(Pl.'s Ex. 15, Email from Kate Murphy to Def. McCauley, June 18, 2013, 8:19 p.m.)
Bristol Township's Employment Handbook defines sick leave as "approved absence from work" for various health-related reasons, whereas absence without leave ("AWOL") is defined as "the absence of an employee from duty that is not authorized. AWOL shall be without pay and subject to disciplinary action or dismissal." (Defs.' Mem. Supp. Mot. Summ. J. 7; Ex. 9 at Art. XV, Art. XIX.) The CBA contains similar language. (Defs.' Mem. Supp. Mot. Summ. J. 7-8; Ex. 8 at Art. XV § 4(b).) The CBA also has a no-fault attendance policy which provides that any employee who has exhausted all allowable sick leave will be permitted to have absences without pay. (Pl.'s Resp. Opp'n Summ. J. 8; Ex. 16, CBA, at Art. XIII.)
On June 18, 2013, after Plaintiff did not appear for work, Defendant Swichar hand-delivered a letter to Plaintiff, which stated the following:
(Defs.' Mem. Supp. Mot. Summ. J. 8; Ex. 13, June 18, 2013 Letter from Defendant Swichar to Plaintiff.) No disciplinary action was taken at the time the letter was written.
On June 19, 2013, Plaintiff asked "Kate" for copies of his FMLA documents.
On April 21, 2015, counsel for Bristol Township sent Plaintiff a check for his accrued and unused vacation pay in the amount of $2,102.45.
Plaintiff filed a Complaint in this case on July 15, 2014, and filed an Amended Complaint on October 14, 2014. Defendants filed a Motion to Dismiss the Amended Complaint on November 3, 2014. Defendants' Motion to Dismiss was granted in part and denied in part by this Court on March 25, 2015.
Summary judgment is proper "if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c)(2). A factual dispute is "material" only if it might affect the outcome of the case.
On summary judgment, the moving party has the initial burden of identifying evidence that it believes shows an absence of a genuine issue of material fact.
Although the moving party must establish an absence of a genuine issue of material fact, it need not "support its motion with affidavits or other similar materials negating the opponent's claim."
Plaintiff alleges numerous federal constitutional and statutory claims, as well as a state law breach of contract claim, stemming from conduct attributable to Defendants Bristol Township, William McCauley, and Scott Swichar. After careful consideration, the Court finds that Defendants have demonstrated an absence of genuine issues of material fact, and that no reasonable fact-finder would be able to return a verdict in Plaintiffs' favor, with respect to the "second certification" aspect of Plaintiff's FMLA interference claims in Counts Eight, Nine, Ten, Eleven, Twelve, and Thirteen, as well as the "second certification" aspects of Plaintiff's FMLA retaliation claims in Counts Fourteen, Fifteen, and Sixteen. Defendants' Motion for Summary Judgment is also granted with respect to Plaintiffs' ADEA claims in Counts Eighteen, Nineteen, and Twenty, on the basis of Plaintiff's withdrawal of those claims. The Court, however, finds that there are genuine issues of material fact which preclude granting summary judgment as to Plaintiff's claims in Counts Two, Three, and Seven, the remaining aspects of Plaintiff's FMLA interference and retaliation claims in Counts Eight, Nine, Ten, Eleven, Twelve, Thirteen, Fourteen, Fifteen, and Sixteen, the breach of contract claim in Count Seventeen, and Plaintiffs' claims for punitive damages in connection with Counts Two and Three. Accordingly, Defendants' Motion for Summary Judgment is denied as to those claims. The Court discusses each of Plaintiff's claims in turn.
Plaintiff asserts Fourth Amendment claims, pursuant to 42 U.S.C. § 1983, against Defendants McCauley and Swichar for requiring him to take a Breathalyzer test on June 10, 2013 against his will, without the required training and knowledge, and without articulable observations. (Am. Compl. ¶¶ 98, 100, 112-14, 120-25.) Plaintiff asserts his Fourth Amendment claims against Defendants McCauley and Swichar in their official and individual capacities. (
"Cases interpreting the scope of the Fourth Amendment establish that drug testing of public employees may raise search and seizure issues."
"Ultimately, the question of whether a particular search is reasonable for purposes of the Fourth Amendment is not a question of fact."
"A search of a person is constitutional if the person freely and voluntarily consents."
Defendant Bristol Township's policy regarding drug and alcohol testing for its employees includes the following guidelines:
(Pl.'s Resp. Opp'n Summ. J. 6; Ex. 7, Mar. 1, 2013 Settlement of Drug Testing Grievance.)
Defendants argue that Plaintiff's Fourth Amendment claims against Defendants McCauley and Swichar fail because Plaintiff "consented, without duress or coercion," to the Breathalyzer test. (Defs.' Mem. Supp. Mot. Summ. J. 11.) According to Defendants, "Plaintiff's express acknowledgment that he was aware of his right to refuse the breathalyzer, but agreement to submit to it anyway rebuts any argument that his consent was not voluntary." (
The record evidence appears to support Plaintiff's view that Defendants did not have the contemporaneous, articulable reasonable suspicion required by Bristol Township's drug and alcohol testing policy at the time they administered a Breathalyzer test to Plaintiff, which undermines Defendants' Motion for Summary Judgment on the alleged Fourth Amendment violation. In addition, because the issue of whether Plaintiff voluntarily consented to the test is in dispute, summary judgment as to Plaintiff's Fourth Amendment claims against Defendants McCauley and Swichar is not appropriate. Accordingly, Defendants' Motion for Summary Judgment is denied with respect to Counts Two and Three.
Plaintiff asserts that Defendant Bristol Township failed to instruct, supervise, control, or discipline Defendants McCauley and Swichar with regard to alcohol and drug testing of employees without reasonable suspicion and in violation of Plaintiff's rights. (Am. Compl. ¶ 158.) Plaintiff further alleges that Defendant Bristol Township "knew or should have known that its failure to provide [necessary] training" for testing "would predictably lead to violation of the constitutional rights of employees such as Plaintiff," and that Bristol Township was on notice of that possibility because of a prior settlement agreement related to random testing of employees. (
"[I]f a concededly valid policy is unconstitutionally applied by a municipal employee, the city is liable if the employee has not been adequately trained and the constitutional wrong has been caused by that failure to train."
Defendants argue that they are entitled to summary judgment on Plaintiff's failure to train claim because Plaintiff's Amended Complaint did not "expose any official policies or customs of the Township that caused Plaintiff's alleged damages, and discovery has added no support for these claims." (
Defendants next argue that there is "no evidence to support [Plaintiff's claim] that the Township failed to properly train Mr. Swichar and/or that the alleged failure to train led to any constitutional violations," because since "Plaintiff consented to the breathalyzer test, he cannot claim that he suffered any damages from this test." (Defs.' Mem. Supp. Mot. Summ. J. 13;
Plaintiff claims that Defendant Bristol Township, through Defendant McCauley, violated 29 U.S.C. § 2615(a)(1) by (a) refusing to accept Plaintiff's first submitted Certification of Employee's Serious Health Condition, "dismissing it as `just' trigeminal neuralgia;" (b) failing to provide Plaintiff with written notification that it considered Plaintiff's First Certification incomplete and without indicating what additional information was necessary to make the certification complete and sufficient; (c) failing to sign and process Plaintiff's completed FMLA forms in a reasonable timeframe, thus causing unreasonable delay; (d) incorrectly informing Plaintiff that his FMLA documents had been properly handled and processed when his application was never processed; and (e) failing to notify Plaintiff of any defects in his Second Certification, and failing to notify him what additional information was necessary to make the certification complete and sufficient. (Am. Compl. ¶¶ 172, 183.)
"In order to assert a claim of deprivation of entitlements, the employee only needs to show that he was entitled to benefits under the FMLA and that he was denied them."
"To make a claim of interference under the FMLA, a plaintiff must establish: (1) he or she was an eligible employee under the FMLA; (2) the defendant was an employer subject to the FMLA's requirements; (3) the plaintiff was entitled to FMLA leave; (4) the plaintiff gave notice to the defendant of his or her intention to take FMLA leave; and (5) the plaintiff was denied benefits to which he or she was entitled under the FMLA."
As a preliminary matter, the record evidence indicates that Plaintiff's so-called "Second Certification" was not a second attempt to give notice to Defendants of Plaintiff's intention to take FMLA leave. Rather, that document was a doctor's note that is required, by both Bristol Township policy and the CBA, when an employee returns to work after three or more days of sick leave. Plaintiff submitted that form in connection with the sick leave he used in relation to a pulmonary embolism. Accordingly, Defendants' Motion for Summary Judgment is granted with respect to that element of Plaintiff's FMLA interference claims in Counts Eight and Nine.
With respect to the remaining aspects of Plaintiff's claims in Counts Eight and Nine, which concern his request for intermittent FMLA leave in connection with his trigeminal neuralgia, Defendants make several arguments in support of their Motion for Summary Judgment. The Court discusses each in turn and finds none of them to have merit.
First, Defendants argue that Plaintiff cannot establish a prima facie claim for FMLA interference because he did not provide sufficient evidence to prove that he suffered from a "serious health condition." (Defs.' Mem. Supp. Mot. Summ. J. 14.) According to Defendants, Plaintiff failed to establish that he had a serious health condition because he submitted an incomplete request for FMLA leave and did not resubmit his FMLA application, despite a request that he do so. (
The record evidence does not support Defendants' assertion that they successfully communicated a request to Plaintiff to resubmit his FMLA application. As discussed above, deposition testimony, as well as testimony in other proceedings, shows that Plaintiff, and possibly also Paula Kearns, believed that Plaintiff's FMLA forms had been accepted and/or approved, that some of Plaintiff's time off was treated as FMLA leave, and that Defendant McCauley did not know whether Paula Kearns had ever communicated requests for more information to Plaintiff. Nonetheless, Defendants argue that, "though [Paula Kearns] could not remember the specifics with regard to Plaintiff's FMLA application," Plaintiff must have received notice because her practice regarding an incomplete application would be to ask the employee to complete it. (Defs.' Reply 4 (citing Kearn Dep. 24:11-24:18).) Kearns's testimony creates a genuine issue of material fact in light of Plaintiff's testimony, but it does not entitle Defendants to summary judgment.
According to Defendants, Plaintiff knew that his first medical certification was incomplete because he alleged that he was informed that Defendant McCauley was not accepting his FMLA application. (
Notably, the record evidence submitted in conjunction with the parties' briefs does not establish that written notice regarding the inadequacy of Plaintiff's FMLA application was provided to him. "[I]n `any circumstance where the employer does not have sufficient information about the reason for an employee's use of leave, the employer should inquire further of the employee . . . to ascertain whether leave is potentially FMLA-qualifying.'"
This Court previously found that Plaintiff had sufficiently pled entitlement to FMLA benefits based on the dates and circumstances of his employment, and that he had sufficiently alleged that he was denied those benefits.
Defendants also assert that Plaintiff's FMLA interference claims fail because Plaintiff "never provided notice of his intention to take FMLA leave or that any of the days he called off sick were related to his prior request for FMLA leave." (Defs.' Mem. Supp. Mot. Summ. J. 18.) Defendants also rely on Plaintiff's inability to recall at his deposition whether the reason he called out sick on June 17, 2013 and June 18, 2013 was because of his trigeminal neuralgia. (
Finally, Defendants argue that Plaintiff was not actually denied any benefits because (1) he voluntarily retired without ever correcting his incomplete FMLA form for trigeminal neuralgia; and (2) he was permitted to apply vacation time to the days he was out due to a pulmonary embolism. (Defs.' Mem. Supp. Mot. Summ. J. 18.) Plaintiff's submissions, however, successfully rebut these contentions. First, Plaintiff has alleged that his retirement amounts to a constructive discharge. Second, Plaintiff maintains that he never had written notice that his forms were incomplete, and thus was not aware that he needed to submit corrected or completed forms. Third, the fact that Defendants permitted Plaintiff to use vacation time for leave that he needed for the treatment of a medical condition unrelated to his trigeminal neuralgia does not mean that Plaintiff was not denied FMLA benefits related to his trigeminal neuralgia. Accordingly, Defendants' arguments do not entitle them to summary judgment on Plaintiff's FMLA interference claims.
In light of the above discussion, Defendants' Motion for Summary Judgment on Plaintiff's FMLA interference claims in Counts Eight and Nine must be denied.
Plaintiff claims that Defendant Bristol Township and Defendant Swichar violated 29 U.S.C. § 2615(a)(1) by (a) giving Plaintiff a letter informing him that he had exhausted his sick leave, that his sick leave had not been approved, and that he must report to work or face disciplinary action or discharge; (b) failing to provide Plaintiff with written notification that his First and Second Certifications were incomplete and failing to inform him about what additional information was necessary, as required by 29 C.F.R. § 825.305(c); and (c) by counting FMLA-qualifying leave against Plaintiff for purposes of disciplinary action and termination. (Am. Compl. ¶¶ 188, 189-193, 197, 198-202.)
Both Defendants and Plaintiff relied on the same arguments for each of Plaintiff's FMLA interference claims. Thus, for the reasons discussed above, Defendants' Motion for Summary Judgment is denied as to Counts Ten and Eleven, except with respect to those claims related to the so-called Second Certification, for which Defendants' Motion for Summary Judgment is granted.
Plaintiff alleges that Defendant Bristol Township and Defendant William McCauley violated 29 U.S.C. § 2615(a)(1) by requiring Plaintiff to obtain a Second Certification of Employee's Serious Health Condition, failing to inform Plaintiff in writing that the First Certification was insufficient or incomplete, and by not providing Plaintiff with written notification of what additional information would be needed to make the certification complete and sufficient, as is required by 29 C.F.R. § 825.307(b)(1). (Am. Compl. ¶¶ 206-213, 217-223.) Plaintiff further alleges that Defendant Bristol Township did not cover the costs Plaintiff incurred in obtaining a Second Certification. (
29 C.F.R. § 825.307(b)(1) provides that:
29 C.F.R. § 825.307.
As discussed above, the record evidence indicates that the "Second Certification" is in fact a doctor's note that Plaintiff was required to submit in order to return to work after missing more than three days in connection with his hospitalization and treatment for a pulmonary embolism, and is wholly unrelated to his application for FMLA leave due to trigeminal neuralgia. Accordingly, Defendants' Motion for Summary Judgment is granted with respect to those aspects of Plaintiff's claims in Counts Twelve and Thirteen which allege FMLA interference on the basis of requiring a second certification and for not covering the costs of a second certification. To the extent that Counts Twelve and Thirteen state FMLA interference claims against Defendant Bristol Township and Defendant McCauley on the basis of statutory violations in connection with the first medical certification Plaintiff submitted with his application for FMLA leave, Defendants' Motion for Summary Judgment is denied for the reasons discussed above in connection with Counts Eight, Nine, Ten, and Eleven.
Plaintiff's final category of FMLA claims allege retaliation in violation of 29 U.S.C. § 2615(a)(2) against Defendants Bristol Township, McCauley, and Swichar for taking adverse action against Plaintiff based on his request for and/or use of FMLA leave. (Am. Compl. ¶¶ 231-32, 240-41, 251-52.) Plaintiff alleges that (1) Defendants Bristol Township and McCauley harassed Plaintiff about the severity of his condition, including telling Plaintiff that he would not be approved for FMLA leave for "just" trigeminal neuralgia, and by requiring him to obtain a Second Certification; (2) all Defendants conducted undue and harassing surveillance of Plaintiff;
(3) all Defendants forced Plaintiff to undergo an unnecessary and baseless Breathalyzer test during work hours "for the purpose of harassment;" (4) all Defendants threatened Plaintiff with disciplinary action or discharge for using FMLA leave, and (5) Defendant McCauley refused to provide written notice to Plaintiff that his FMLA application was incomplete and that additional information was necessary to make it complete and sufficient. (
The FMLA provides that "[i]t shall be unlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under this subchapter and that "[i]t shall be unlawful for any employer to discharge or in any other manner discriminate against any individual for opposing any practice made unlawful by this subchapter." 29 U.S.C. § 2615(a)(1)-(2). "Because FMLA retaliation claims require proof of the employer's retaliatory intent, courts have assessed these claims through the lens of employment discrimination law. Accordingly, claims based on circumstantial evidence have been assessed under the burden-shifting framework established in
Under the
Once a prima facie case is established, the second stage shifts the burden of production to the defendant wherein the defendant must produce evidence sufficient to support a finding that there was a legitimate, nondiscriminatory reason for the employment action.
Once the defendant articulates such reasons, the burden reverts back to the plaintiff, who must show by a preponderance of the evidence that those legitimate reasons were a pretext for discrimination.
In an effort to further define the boundaries of the pretext inquiry at the summary judgment stage, the United States Court of Appeals for the Third Circuit has emphasized that the plaintiff must "point to some evidence, direct or circumstantial, from which a fact-finder could reasonably either: (1) disbelieve the employer's articulated legitimate reasons; or (2) believe that an invidious discriminatory reason was more likely than not a motivating or determinative cause of the employer's action."
"Alternatively, through the second method outlined in
Defendants argue that Plaintiff cannot establish a prima facie case of retaliation because: (1) Plaintiff cannot assert that he invoked an FMLA right because he never established that he was entitled to intermittent FMLA leave; (2) Plaintiff voluntarily retired from his position on June 18, 2013, has not established that he was constructively discharged "beyond the bald allegations in his Amended Complaint," and cannot establish a causal link between his retirement and request for FMLA leave; and (3) Plaintiff has not adduced evidence to support the other alleged adverse employment actions
In response to Defendants' argument that he never established his entitlement to intermittent FMLA leave, Plaintiff first asserts that he invoked his right to FMLA leave "when he explained his medical condition to Paula Kearns, she advised him to take intermittent FMLA leave, he filled out the application with Kearns' help, and [he] submitted it as instructed by Kearns." (Pl.'s Resp. Opp'n Summ. J. 24 (citing Plaintiff Dep. 33:24-34:12, 34:3-21, 35:7-36:17; 37:15).) Plaintiff next argues that Defendants' contention that Plaintiff never established his entitlement to FMLA leave because his medical certification was incomplete is faulty, because Plaintiff never received written notice of any deficiency as required by statute. (
"An employee giving notice of the need for FMLA leave does not need to expressly assert rights under the Act or even mention the FMLA to meet his or her obligation to provide notice, though the employee would need to state a qualifying reason for the needed leave and otherwise satisfy the notice requirements set forth in § 825.302 or § 825.303 depending on whether the need for leave is foreseeable or unforeseeable." 29 C.F.R. § 825.301(b). "When an employee seeks leave for the first time for a FMLA-qualifying reason, the employee need not expressly assert rights under the FMLA or even mention the FMLA." 29 C.F.R. § 825.302(c). "An employee shall provide at least verbal notice sufficient to make the employer aware that the employee needs FMLA-qualifying leave, and the anticipated timing and duration of the leave. Depending on the situation, such information may include that a condition renders the employee unable to perform the functions of the job. . . ."
Under this standard, Defendants' claim that Plaintiff never invoked his right to FMLA leave must fail. First, Plaintiff gave his employer notice of his FMLA request, both when he spoke with Paula Kearns and when he submitted the Bristol Township FMLA application and the accompanying medical certification. The fact that Defendants considered his medical certification incomplete does not erase the actions Plaintiff took to notify his employer that he wished to apply for FMLA leave. Second, as discussed above, Plaintiff was not provided the required written notice and seven day opportunity to cure any deficiencies in the medical certification that Defendants deemed incomplete. Whether Plaintiff had other communications from his employer regarding the certification is disputed. The first element of a prima facie case of FMLA retaliation merely requires Plaintiff to establish that he invoked his right to FMLA leave, which he did by giving notice of his need for leave to his employer. Accordingly, Defendants' argument regarding the first element of a prima facie case is not persuasive.
The second element of a prima facie case of FMLA retaliation requires Plaintiff to show that he suffered adverse employment actions. As stated above, Defendants argue that Plaintiff was not constructively discharged because he voluntarily retired from his position on June 18, 2013, and that he has not adduced evidence to support the other alleged adverse employment actions, specifically that Defendants: (1) told Plaintiff that his FMLA leave request would not be approved for "just" trigeminal neuralgia and required Plaintiff to obtain a Second Certification; (2) conducted harassing surveillance of Plaintiff; (3) forced Plaintiff to submit to a Breathalyzer test; (4) refused to provide Plaintiff with notice that his FMLA application was incomplete; and (5) threatened Plaintiff with disciplinary action or discharge for using FMLA-eligible leave. (
An adverse employment action is "an action by an employer that is serious and tangible enough to alter an employee's compensation, terms, conditions, or privileges of employment."
Plaintiff makes no argument in support of his allegation that Defendant McCauley refused to approve his FMLA application because it was for "just" trigeminal neuralgia and that he was required to obtain a second medical certification. Plaintiff does not point to any record evidence to establish that Defendant McCauley made that particular remark about trigeminal neuralgia. As discussed above, the so-called second certification was actually a doctor's note in connection with a separate medical condition for which Plaintiff received treatment, and which was required by Township Policy and the CBA in order for Plaintiff to return to work following three or more sick days. Thus, Plaintiff's allegation is not supported by the record evidence, either on its own or as part of any alleged ongoing antagonism. Accordingly, Defendants are entitled to summary judgment as to this aspect of Plaintiff's FMLA retaliation claims.
Defendants do not make any specific argument in support of their Motion for Summary Judgment as to whether the trip to the VFW by Defendant Swichar and Paula Kearns was an adverse employment action. Plaintiff argues that their "surveillance" was an adverse employment action, because (1) it caused him to feel threatened, because an accusation of drinking could have resulted in his termination; and (2) Defendants later used his presence at the VFW on June 6, 2013 as the basis for the Breathalyzer test Plaintiff took on June 10, 2013. (Pl.'s Resp. Opp'n Summ. J. 29.) As discussed above, there are factual discrepancies regarding Defendants' motivations for sending Defendant Swichar and Paula Kearns to the VFW to look for Plaintiff. Based on the current evidence of record, it is possible that a reasonable jury could find that such conduct was an adverse employment action. Accordingly, summary judgment as to whether the "surveillance" was an adverse employment action is inappropriate.
Plaintiff asserts that requiring him to take a Breathalyzer test on June 10, 2013 was an adverse employment action because he would have been subject to discipline or discharge if he refused to take the test, and because the test was given in the absence of reasonable suspicion and in violation of his Fourth Amendment rights. (Pl.'s Resp. Opp'n Summ. J. 28.) Plaintiff argues that a jury could find that the test constituted retaliation for invoking his FMLA rights, because it was administered on Plaintiff's first day back at work after using FMLA leave. (
Plaintiff did not address his allegation that Defendant McCauley retaliated against him by failing to provide him with notice of his incomplete FMLA application in those portions of his briefs regarding his FMLA retaliation claims. (Am. Compl. ¶ 251.) Defendants argue simply that Plaintiff adduced no evidence to support his contentions of this, or any other, adverse employment action. (
The next alleged adverse employment action concerns the June 18, 2013 letter that Defendant Swichar delivered to Plaintiff. Defendants first argue that Plaintiff never sought to take FMLA leave on June 17, 2013 or June 18, 2013, and that he was unable to recall if the reason he called out sick on those days was because of his trigeminal neuralgia. (Defs.' Mem. Supp. Mot. Summ. J. 20 (citing Plaintiff Dep. 87:1-20, 88:1-7).) To be precise, however, Plaintiff testified at his deposition that, as to June 17, 2013, he did not remember if it was his jaw, but that he believed it was his jaw acting up, and that he did not remember why he called in sick on June 18, 2013. (Plaintiff Dep. 87:4-5, 88:3-7.) The mere fact that Plaintiff could not recall, approximately one-and-a-half years later, whether he called out sick on those days due to his jaw does not conclusively prove that Plaintiff was not attempting to use intermittent FMLA leave on those days, or that Defendants did not think that Plaintiff was attempting to use FMLA leave. In fact, the emails exchanged among Defendant McCauley, Defendant Swichar, and Kate Murphy on June 18, 2013 indicate that Defendants believed that Plaintiff thought he was using FMLA leave on those dates. (
The Third Circuit has previously remarked on "the language of 29 C.F.R. § 825.303(a), which provides that `where the employer does not have sufficient information about the reason for an employee's use of leave, the employer should inquire further of the employee . . . to ascertain whether leave is potentially FMLA-qualifying.'"
Defendants next argue that "[n]o evidence exists that Plaintiff was threatened with discipline or discharge for using `eligible' FMLA leave" and that "[i]nstead, Plaintiff was notified that he had exhausted his sick leave and [that] continued failure to appear at work would result in discipline up to and including discharge." (Defs.' Mem. Supp. Mot. Summ. J. 20-21.) If, however, Defendants had provided Plaintiff with written notice and an opportunity to cure his incomplete FMLA application, as is required by statute, Plaintiff would not have been operating under the impression that he was using FMLA leave while Defendants apparently continued treating Plaintiff's absences as ordinary sick leave. As discussed above, the record evidence submitted by the parties does not establish that Plaintiff was provided with such notice, either verbally or in writing. Accordingly, given the absence of notice by Defendants, any failure by Plaintiff to revise his FMLA application cannot establish the lack of an adverse employment action for purposes of an FMLA retaliation claim. Furthermore, it is not clear whether and why some of Plaintiff's absences were counted as FMLA leave, while other days were counted as sick leave. Thus, a reasonable jury could find that the June 18, 2013 letter was an adverse employment action.
Plaintiff next asserts that Defendants took adverse employment action against him by withholding payment of his accrued and unused vacation time until nearly two years after his last day of work, and that "[w]ithholding the vacation pay constituted withholding Plaintiff's wages, which was a serious and tangible consequence altering Plaintiff's anticipated compensation." (Pl.'s Resp. Opp'n Summ. J. 30.) According to Plaintiff, "[t]he payment of accrued vacation time came on the heels of the adverse acts [described in Plaintiff's brief] including Plaintiff's constructive discharge. . . ." (Pl.'s Resp. Opp'n Summ. J. 31.) Plaintiff asserts that "[i]n the absence of any legitimate reason for delaying the payment to Plaintiff, a reasonable inference can be made that withholding Plaintiff's vacation pay was another act of retaliation reflecting Defendants' animus for Plaintiff's use of FMLA-eligible leave." (
In support of his argument, Plaintiff cites
Defendants did not address this issue in their briefs. Plaintiff did not clearly delineate how and whether
As stated above, Plaintiff alleges that certain of the individual adverse employment actions the Court has just discussed also constitute acts of ongoing antagonism that led to his constructive discharge. "To find constructive discharge, a court `need merely find that the employer knowingly permitted conditions of discrimination in employment so intolerable that a reasonable person subject to them would resign.'"
Defendants argue that Plaintiff voluntarily retired on June 18, 2013, and that he cannot identify evidence to support his allegations "that conditions of discrimination existed at all, let alone identify conditions" that satisfy the legal standard for finding constructive discharge. (Defs.' Mem. Supp. Mot. Summ. J. 19-20.) Plaintiff responds that there was a period of ongoing acts of antagonism that began with his invocation of FMLA rights and that continued up to and after June 18, 2013, which rendered the conditions of his employment so intolerable that a reasonable person in his situation would be forced to resign. (Pl.'s Resp. Opp'n Summ. J. 25.) Plaintiff identifies four specific incidents which were part of this period of ongoing acts of antagonism: (1) the June 18, 2013 letter that ordered Plaintiff to return to work or face discipline or discharge; (2) the June 10, 2013 Breathalyzer test that Defendants required Plaintiff to take; (3) surveillance of Plaintiff at the VFW on June 6, 2013; and (4) withholding Plaintiff's accrued and unused vacation pay for a period of nearly two years. (
As discussed more thoroughly above, a reasonable jury could find that these events constitute adverse employment actions. Thus, based on the record evidence submitted in this case, Plaintiff has identified conduct by Defendants that, when viewed as a series of events, could be found to be so intolerable that a reasonable person would be forced to resign.
"To demonstrate a prima facie case of causation, [a plaintiff] must point to evidence sufficient to create an inference that a causative link exists between [the] FMLA leave and [the] termination."
Defendants first argue that Plaintiff has not established evidence to support his assertions that he suffered from adverse employment actions because of his request for FMLA leave, or that he was constructively discharged. (Defs.' Mem. Supp. Mot. Summ. J. 21.) According to Defendants, there is insufficient temporal proximity because "Plaintiff submitted his incomplete FMLA application four months prior to his voluntary retirement . . . [and thus] the alleged timing is not `unusually suggestive' of a retaliatory motive.'" (
Defendants next argue that Plaintiff has not shown that the alleged adverse employment actions were causally connected to his FMLA application, as opposed to being caused by "his admittedly strained relationship with the leadership in Bristol Township." (Defs.' Reply 5 (citing Plaintiff Dep. 56:15-56:21).) According to Defendants, "the evidence of record shows that Plaintiff's poor working relationship with [Defendant Swichar] began prior to his request for FMLA leave and arose mainly out of disagreements to the CBA agreement." (Defs.' Mem. Supp. Mot. Summ. J. 21.) At his deposition, Plaintiff testified that his working relationship with Defendant Swichar was "[n]ot good." (Plaintiff Dep. 56:15-17.) When asked whether the relationship started off "not good," Plaintiff responded that they "[j]ust didn't get along. Like, he had his thoughts and I had mine." (
In support of their argument, Defendants cite
Ultimately, Plaintiff has adduced evidence to show that the adverse employment actions he identified are causally connected to his invocation of FMLA rights. First, with respect to the encounter between Plaintiff and Defendant Swichar and Paula Kearns at the VFW on June 6, 2013, a rational juror could find that this alleged surveillance was causally connected to Plaintiff's invocation of FMLA rights. Second, with respect to the Breathalyzer test, genuine issues of material fact remain as to whether Plaintiff's consent to the test was voluntary and whether subjecting Plaintiff to the test was in retaliation for using leave. Thus, a rational juror could also find that requiring Plaintiff to take the Breathalyzer test on June 10, 2013 was in retaliation for Plaintiff taking leave the week before. Third, in light of the emails exchanged among Defendant McCauley, Defendant Swichar, and Kate Murphy, as well as other record evidence, a reasonable jury could find that the June 18, 2013 letter ordering Plaintiff to return to work or face discipline or discharge was causally connected to Plaintiff's use and/or attempts to use FMLA leave prior to that date. Fourth, genuine issues of material fact remain as to the reason for a nearly two-year delay in Defendants providing Plaintiff with a check for his accrued and unused vacation pay, allowing a reasonable jury to find that the delay was causally connected to Plaintiff's invocation of FMLA leave. Finally, based on the foregoing, as well as the above discussion as to whether Plaintiff can make out a claim for constructive discharge sufficient to survive summary judgment, a reasonable jury could conclude that Plaintiff was constructively discharged and that the termination of his employment was causally connected to his invocation of FMLA rights.
On the basis of the above discussion, Defendants have not shown that they are entitled to summary judgment on the third element of a prima facie case of FMLA retaliation. Accordingly, the Court turns to the second and third steps of the burden-shifting framework: a discussion of Defendants' proffered evidence in support of their assertions that there were legitimate, nondiscriminatory reasons for the employment actions, and Plaintiff's arguments that those reasons are pretextual.
Defendants argue that Plaintiff's FMLA retaliation claims fail because he cannot prove that Defendants' actions were a pretext for unlawful retaliation. (Defs.' Mem. Supp. Mot. Summ. J. 22.) Defendants deny that Plaintiff suffered any adverse employment actions, and assert that they have "clearly established that their notice of potential discipline, and other alleged harassment, arose from the parties' disagreements over the institution and application of the CBA and Plaintiff's abuse of sick leave." (
This argument fails for several reasons. First, Defendants have not "clearly established" that the conduct which Plaintiff alleges constitutes adverse employment actions was only connected to union-related disagreements and Defendant McCauley's belief that Plaintiff was abusing his sick time. Defendants' burden is to produce evidence sufficient to support a finding that there was a legitimate, nondiscriminatory reason for the employment action.
Second, Defendants' arguments with regard to Plaintiff's allegations of constructive discharge do not entitle them to summary judgment as to that alleged adverse employment action. Defendants argue that, at the time Plaintiff retired, no disciplinary action had been instituted against him and that his supervisor "merely advised him that his sick leave was exhausted and that he was expected to return to work." (Defs.' Mem. Supp. Mot. Summ. J. 23.) Defendants maintain that they had a legitimate, non-discriminatory reason to notify Plaintiff of potential disciplinary action because Plaintiff had taken one and a half days of unapproved sick leave immediately after a one-week vacation, and Plaintiff should have addressed any concerns with the manner in which Defendants notified him on June 18, 2013 pursuant to the Union grievance procedure. (
On the basis of the above discussion, Plaintiff has established both a prima facie case of retaliation in violation of the FMLA and the existence of genuine issues of material fact regarding whether the Defendants' proffered reasons are pretextual for retaliation under the FMLA. Thus, Defendants' Motion for Summary Judgment with respect to Counts Fourteen, Fifteen, and Sixteen is denied.
Defendants make a separate argument for summary judgment as to Count Fourteen,
Under the FMLA, an "employer" is "any person who acts, directly or indirectly, in the interest of an employer to any of the employees of such employer." 29 U.S.C. § 2611(4)(A)(ii)(I). Such language "plainly contemplates that liability for FMLA violations may be imposed upon an individual person who would not otherwise be regarded as the plaintiff's `employer.'"
According to Defendants, Defendant Swichar was not Plaintiff's "employer" for purposes of FMLA interference or retaliation claims for the following reasons: (1) Defendant Swichar was not involved in approving or disapproving Plaintiff's FMLA leave; (2) Plaintiff never spoke to Defendant Swichar about his leave nor submitted any paperwork to him; and (3) Plaintiff has not adduced evidence showing that Defendant Swichar had any involvement in applying FMLA leave to Plaintiff's time off of work. (Defs.' Mem. Supp. Mot. Summ. J. 24.) The record evidence submitted by the parties does not definitively support Defendants' characterization of the evidence. On the one hand, Plaintiff testified at his deposition that he never spoke to Defendant Swichar about his request for FMLA leave. (Plaintiff Dep. 60:19-21.) On the other hand, Paula Kearns sent an email regarding Plaintiff to Defendant Swichar on February 25, 2013, which said "[e]mployee continues on FMLA," indicating that Defendant Swichar was aware that Plaintiff was using or attempting to use FMLA leave for several months prior to Plaintiff's last day of work. (
In addition to the foregoing record evidence, Plaintiff relies on the following facts to support his argument that Defendant Swichar was a supervisor who exercised control over Plaintiff such that he may be individually liable under the FMLA: (1) Defendant Swichar was Plaintiff's direct supervisor; (2) Defendant Swichar supervised and controlled employee work schedules; (3) Defendant Swichar managed attendance issues; (4) Defendant Swichar had the ability to approve vacation leave; (5) Defendant Swichar had the ability to "write up" employees, including Plaintiff, for misconduct; (6) Defendant Swichar was dispatched to investigate Plaintiff's presence at the VFW on June 6, 2013; (7) Defendant Swichar required Plaintiff to submit to a Breathalyzer test on June 10, 2013; and (8) at Defendant McCauley's direction, Defendant Swichar prepared, signed, and delivered the June 18, 2013 letter warning Plaintiff that he could face discipline or discharge if he did not return to work after exhausting his sick time. (Pl.'s Resp. Opp'n Summ. J. 33; Unemployment Compensation Appeal Tr. at 7; Pa. Labor Relations Bd. Hrg. Tr. 55:7-9; Plaintiff Dep. 43:10-23, 80:2-82:9, 85: 4-11; Pl.'s Ex. 8, June 18, 2013 Letter from Defendant Swichar to Plaintiff.) Thus, genuine issues of material fact remain as to whether Defendant Swichar engaged in adverse employment actions that constitute interference and/or retaliation under the FMLA, and whether, under a totality of the circumstances, he acted as Plaintiff's "employer" such that he may be individually liable under the FMLA.
In light of the record evidence in this case, the Court finds that genuine issues of material fact remain as to whether Defendant Swichar exercised sufficient control over Plaintiff's employment such that he was Plaintiff's "employer" for purposes of Plaintiff's FMLA interference and retaliation claims. Put differently, a rational juror could find that Defendant Swichar had sufficient control over Plaintiff's employment so as to be subject to liability for FMLA violations that he caused to occur.
Plaintiff also asserts a breach of contract claim against Defendant Bristol Township for failure to provide him with payment for accrued and unused vacation time totaling $3,237.18,
Defendants assert that Plaintiff's breach of contract claim must be dismissed as moot, because, on April 15, 2015, Defendants' counsel sent Plaintiff a check for the accrued and unused vacation time, and because Plaintiff did not state any objection to the payment. (Defs.' Mem. Supp. Mot. Summ. J. 24.) Plaintiff argues that the issue of his unpaid vacation pay has not been adequately resolved, and that he "has adduced sufficient evidence from which a reasonable jury could find the withholding of the accrued but unpaid vacation pay was an adverse employment action which constituted retaliation for Plaintiff's invocation of his FMLA rights and use of FMLA-eligible leave." (Pl.'s Resp. Opp'n Summ. J. 35.) Plaintiff asserts that if a jury finds in his favor with regard to his FMLA retaliation claims, then "he is entitled to liquidated damages (or interest, whichever is higher), attorney fees, and costs on the withheld wages." (
An employer who violates a plaintiff's FMLA rights may be liable for lost wages or salary, any interest on those lost wages or salary, and/or an additional amount as liquidated damages. 29 U.S.C. § 2617(a)(1)(i)-(iii). Under Pennsylvania law, "wages" "[i]ncludes all earnings" of an employee, including "fringe benefits," which is in turn defined as including vacation pay. 43 Pa. Con. Stat. § 260.2a;
Neither party has addressed whether the damages provisions of the FMLA would apply in the context of Plaintiff's state law breach of contract claim, whether these damages should instead only be considered in connection with Plaintiff's claim of FMLA retaliation based on the withheld vacation pay, discussed above with regard to Counts Fourteen, Fifteen, and Sixteen, or whether Plaintiff can, and intends, to assert damages in the form of accrued interest on the delayed payment of his vacation pay as part of this state law breach of contract claim. In light of these omissions in the parties' briefs, Defendants' Motion for Summary Judgment as to Count Seventeen is denied.
Defendants argue that they are entitled to summary judgment on Plaintiff's ADEA claims because Plaintiff has not established that age was a factor in the decisions related to his FMLA requests or any other employment actions allegedly taken against him. (Defs.' Mem. Supp. Mot. Summ. J. 26.) Plaintiff "does not agree with the Defendants' position" but "respectfully requests to withdraw the ADEA claims alleged" in Counts Eighteen, Nineteen, and Twenty.
Finally, Defendants argue that they are entitled to summary judgment on Plaintiff's punitive damages claims against Defendants McCauley and Swichar for Fourth Amendment violations because Plaintiff knowingly and voluntarily consented to the Breathalyzer test. (Defs.' Mem. Supp. Mot. Summ. J. 27; Defs.' Reply 5.)
In order "for a plaintiff in a section 1983 case to qualify for a punitive award, the defendant's conduct must be, at a minimum, reckless or callous." Savarese v. Agriss, 883 F.2d 1194, 1204 (3d Cir. 1989) (citing
Defendants argue that Plaintiff has not established that they acted with the necessary motive and intent required to impose punitive damages in connection with the Breathalyzer test. (Defs.' Mem. Supp. Mot. Summ. J. 28.) In light of the record evidence discussed above in connection with Counts Two and Three, as well as Plaintiff's FMLA retaliation claims in Counts Fourteen, Fifteen, and Sixteen, Defendants have not demonstrated the absence of a genuine issue of material fact as to Defendants McCauley's and Swichar's motivations for requiring Plaintiff to take the Breathalyzer test. Accordingly, Defendants' Motion for Summary Judgment is denied with respect to Plaintiff's punitive damages claims against Defendants McCauley and Swichar in their individual capacities for allegedly violating Plaintiff's Fourth Amendment rights.
In light of the foregoing, Defendants' Motion for Summary Judgment is granted in part and denied in part. Having reviewed the briefs and their exhibits, the Court finds that Defendants have established their right to summary judgment as to Plaintiff's FMLA interference claims regarding the second certification in Counts Eight, Nine, Ten, Eleven, Twelve, and Thirteen, as well as Plaintiff's FMLA retaliation claims regarding the second certification in Counts Fourteen, Fifteen, and Sixteen. Defendants' Motion is also granted with respect to Counts Eighteen, Nineteen, and Twenty, based on Plaintiff's voluntary withdrawal of those claims. Genuine issues of material fact remain, however, as to Plaintiff's Fourth Amendment claims, the municipal liability failure to train claim, the remaining aspects of Plaintiff's FMLA interference and retaliation claims, the breach of contract claim, and Plaintiff's claims for punitive damages against Defendants McCauley and Swichar in their individual capacities in connection with Plaintiff's Fourth Amendment claims. Therefore, the Court must deny Defendants' Motion for Summary Judgment as to Counts Two, Three, Seven, all remaining aspects of Counts Eight, Nine, Ten, Eleven, Twelve, Thirteen, Fourteen, Fifteen, and Sixteen, Count Seventeen, and the punitive damages claims in connection with Counts Two and Three.
An appropriate Order follows.
(Pl.'s Resp. Opp'n Summ. J. 6; Ex. 7, Mar. 1, 2013 Settlement of Drug Testing Grievance.)
Defendants also argue that Plaintiff's Fourth Amendment claims fail because, even if the Court finds that consent was involuntary, "the alleged involuntariness of the consent was the result of Plaintiff's intention to follow union directives and not fear of the potential repercussions that could stem from his refusal to submit." (Defs.' Reply 2.) First, Defendants' argument is not persuasive for the reasons the Third Circuit Court of Appeals identified in