MIGUEL A. TORRES, Magistrate Judge.
This is a civil action seeking judicial review of an administrative decision pursuant to 42 U.S.C. § 405(g). Plaintiff Jesse Hernandez Serrano ("Serrano") appeals from the decision of the Commissioner of the Social Security Administration ("Commissioner") denying his claim for benefits under the Social Security Act ("the Act"). The parties consented to the transfer of the case to this Court for determination and entry of judgment. See 28 U.S.C. § 636(c); Local Court Rule CV-72. For the reasons set forth below, the Commissioner's decision will be
On August 2, 2007, Serrano filed an application for Disability Insurance Benefits ("DIB") in which he alleged disability beginning December 1, 2006. (R. 2830).
On December 7, 2010, a criminal complaint was filed charging Serrano with violating 18 U.S.C. § 1542, false statement in application and use of passport. (R. 53-58; EP-10-mj-6202-NJG, ECF No. 1). Serrano had an initial appearance on December 21, 2010, and was temporarily detained without bond through the Christmas holidays. (EP-10-mj-6202-NJG, ECF No. 5). On December 27, 2010, Serrano appeared for a preliminary/detention hearing. (EP-10-M-6202-NJG, ECF Nos. 5, 8). Following the hearing, United States Magistrate Judge Norbert J. Garney found there was no probable cause to believe that Serrano violated 18 U.S.C. § 1542. (EP-10-mj-6202-NJG, ECF No. 8). Accordingly, Judge Garney ordered the complaint be dismissed and Serrano be released from custody.
In a Denial Notice dated November 15, 2011, almost a year after the Government abandoned its prosecution, Serrano was informed that his application for a social security number could not be processed because he had "not provided adequate evidence of [his] age, identity, and/or U.S. citizenship or lawful alien status as requested," and the "documentation [he] presented could not be verified by the issuing agency."
On January 18, 2012, the SSA received a Request for Reconsideration from Serrano. (R. 78). In a letter dated March 26, 2012,
On July 15, 2014, Serrano appeared with his attorney for a video teleconference hearing before the ALJ. (R. 533-56). During the hearing, Serrano testified that his son, Jesus Serrano Reza,
On September 23, 2014, Serrano appeared with his counsel for a supplemental hearing. (R. 519-32). At the hearing, Serrano's attorney stated that they had supplied all the paperwork in their possession relating to the N-600 application. (R. 523).
The sole contested issue is whether Serrano is a citizen of the United States.
This Court's review is limited to a determination of whether the Commissioner's final decision is supported by substantial evidence on the record as a whole and whether the Commissioner applied the proper legal standards in evaluating the evidence. Myers v. Apfel, 238 F.3d 617, 619 (5th Cir. 2001) (quoting Greenspan v. Shalala, 38 F.3d 232, 236 (5th Cir. 1994)). Substantial evidence is more than a scintilla, but less than a preponderance, and is such relevant evidence as a reasonable mind might accept to support a conclusion. Ripley v. Chater, 67 F.3d 552, 555 (5th Cir. 1995). A finding of "no substantial evidence" will be made only where there is a "conspicuous absence of credible choices" or "no contrary medical evidence." Abshire v. Bowen, 848 F.2d 638, 640 (5th Cu. 1988) (citation omitted).
In determining whether there is substantial evidence to support the findings of the Commissioner, the Court must carefully examine the entire record, but may not reweigh the evidence or try the issues de novo. Newton v. Apfel, 209 F.3d 448, 452 (5th Cir. 2000). The Court may not substitute its own judgment "even if the evidence preponderates against the [Commissioner's] decision" because substantial evidence is less than a preponderance. Harrell v. Bowen, 862 F.2d 471, 475 (5th Cii. 1988) (citation omitted). Conflicts in the evidence are for the Commissioner and not the courts to resolve. Speliman v. Shalala, 1 F.3d 357, 360 (5th Cii. 1993) (citation omitted). If the Commissioner applied the proper legal standards and the findings are supported by substantial evidence, they are conclusive and must be affirmed. Id.
Serrano argues that the ALJ failed to properly evaluate the evidence submitted concerning Jesus Serrano's USd5 citizenship determination. The Commissioner states that there is no documentary proof in the record that Jesus Serrano derived citizenship through Serrano. (ECF No. 29, at 2). Contrary to the Commissioner's position, the record contains ample evidence that Serrano's son derived citizenship through him.
According to Serrano, his son derived United States citizenship through him in 2013. The record contains Serrano's son's N-600 application and accompanying documents, encompassing over fifty pages. (R. 294-343). The N-600 instruction form provides that the application should be filed if:
Instructions for Application for Certificate of Citizenship, USCIS Form N-600. Moreover, the record includes his son's Certificate of Citizenship which states that his son has been a United States citizen from the date of his birth even though he was born in Mexico in 1975. (R. 306). This indicates that Serrano's son was claiming U.S. citizenship under the first option — that he was born outside the United States to a U.S. citizen parent. Id.
The record only supports the conclusion that Serrano's son derived citizenship through his father. An initial USCIS examination document for the N-600 application requested a long form birth certificate and a biographic form for Serrano. (R. 294). A subsequent examination document for the N-600 application requested evidence that established Serrano was "physically present in the United States for a period or periods totaling at least ten years, five after he reached the age of fourteen. All evidence must be prior to your birth in 1975." (R. 296).
In her opinion, the ALJ noted that she requested that Serrano supplement the record with "all supporting paperwork relating to his son's N600 application for citizenship and any related documentation provided relating to any proof of his U.S. citizenship that was considered in the N600 application." (R. 26). The ALJ also stated that an affidavit relating to the N-600 application contradicted later testimony about his place of birth. (R. 26).
It is a well-established principle that considerable deference should be accorded to an executive department's interpretation of a statute it is entrusted to administer. Chevron, U.S.A., Inc. v. Nat. Res. Def Council, Inc., 467 U.S. 837, 844 (1984). Naturalization matters are the province of the Attorney General, and USCIS specifically. See 6 U.S.C. § 271. Other agencies may make determinations regarding citizenship, such as in passport applications before the United States Department of State. Courts recognize, however, that USCIS possesses expertise in the area of citizenship determinations. See, e.g., Etape v. Chertoff, 497 F.3d 379, 392 (4th Cir. 2007) (Hamilton, J., dissenting) ("[T]he plain language . . . makes abundantly clear that Congress fervently believed the Attorney General, through the employees of [USCIS,] who possess unique expertise in the field of immigration and naturalization, is in the best position to decide naturalization applications."). Accordingly, courts tend to allow USCIS to decide in the first instance whether to grant citizenship even when they possess jurisdiction over the matter. See Maniulit v. Majorkas, No. 3:12-CV-04501-JCS, 2012 WL 5471142, at *3 (N.D. Cal. Nov. 9, 2012) (collecting cases).
In certain circumstances, an ALJ must afford other agency determinations great weight. Specifically, the Fifth Circuit has held that a United States Department of Veterans Affairs ("VA") rating of disability, while not binding, "is evidence that should be considered and it is entitled to great weight." DePaepe v. Richardson, 464 F.2d 92, 101 (5th Cir. 1972). "Since the regulations for disability status differ between the SSA and the VA, ALJs need not give `great weight' to a VA disability determination if they adequately explain the valid reasons for not doing so." Chambliss v. Massanari, 269 F.3d 520, 522 (5th Cir. 2001).
The Court can discern no reason as to why the rationale leading to the deference accorded to a VA disability fmding should not extend to this case. If anything, a USCIS citizenship determination deserves an even higher level of deference because that agency specializes in citizenship and immigration issues, and it applies the same laws in determining citizenship as the SSA is required to.
The ALJ's lack of deference on a highly technical question already decided by the agency best suited to make this very special determination is problematic. The unintended result is having completely contradictory decisions between different agencies on the determination of an issue no less momentous than citizenship, from which important rights and privileges flow. The possibility that a citizen could be subjected to contradictory opinions between different bureaucracies on a matter so fundamental and precious strikes the Court as inequitable. That courts such as DePaepe and Chambliss have recognized the necessity for the SSA to afford deference to other agency determinations, such as a VA disability rating, suggests to the Court a tacit preference for avoiding seemingly incompatible inter-agency findings. The notion that the Government could deem a person a citizen for one purpose but not for another seems at odds with our fundamental concepts of citizenship.
An ALJ is required to fully and fairly develop the facts relative to a claim for disability benefits. Carey v. Apfel, 230 F.3d 131, 142 (5th Cir. 2000). Nonetheless, a decision may only be reversed "if the claimant shows (1) that the ALJ failed to fulfill his duty to adequately develop the record, and (2) that the claimant was prejudiced thereby." Brock v. Chater, 84 F.3d 726, 728 (5th Cir. 1996). To establish prejudice, a claimant must demonstrate that he "could and would have adduced evidence that might have altered the result." Kane v. Heckler, 731 F.2d 1216, 1220 (5th Cir. 1984).
The ALJ erred in not adequately addressing Serrano's claim that his son derived citizenship through him. The Court appreciates that the ALJ attempted to develop the record by requesting more material from Serrano regarding his son. However, given the dispositive nature of Serrano's citizenship and the circumstantial evidence already present in the record, this is simply not sufficient. Furthermore, this failure to develop prejudiced Serrano because it very may well have altered the result. Serrano's Mexican born son could have only derived citizenship through him if USCIS determined that Serrano is a citizen. As discussed above, a determination by USCIS that Serrano is a citizen is an agency decision that should be awarded great weight unless the ALJ clearly and specifically articulates valid reasons for not affording it such weight. It is safe to say that if the ALJ had determined that Serrano's son derived citizenship through him and afforded that determination great weight, it might have altered her finding of Serrano's citizenship. Thus, the ALJ erred in not fully and fairly developing the record.
The Court declines to address any other issues raised by the parties at this time. On remand, the ALJ is ordered to take whatever steps necessary to determine whether Serrano's son derived citizenship through him.
The decision of the Commissioner will be
Id. at 1686. The Supreme Court ultimately held that the gender-based distinction violated the equal protection principle. Id. at 1700-01.