KAREN NELSON MOORE, Circuit Judge.
Martedis McPhearson ("McPhearson") appeals the denial of his motion to correct his sentence under 28 U.S.C. § 2255. In March 2007, a jury convicted McPhearson of knowingly possessing with the intent to distribute approximately 4.9 grams of cocaine base in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2. Upon the conclusion of direct review, McPhearson sought relief under § 2255, arguing that trial counsel was ineffective for failing to raise at sentencing the contention that a portion of the 4.9 grams of cocaine base was for McPhearson's personal use and therefore should be excluded from the drug-quantity calculation used by the district court in setting McPhearson's sentence. The district court held that McPhearson could not establish either deficient performance or prejudice from trial counsel's failure to make this argument because the court believed that the jury's conviction amounted to a rejection of McPhearson's testimony that the 4.9 grams of cocaine base found on his person was attributable to personal use. We hold that because the jury's verdict did not establish that all 4.9 grams were intended for distribution, the district court erred in finding that counsel's failure to raise personal
McPhearson was arrested on December 12, 2003, after he allegedly made three separate sales of cocaine base to a confidential informant in the amounts of .3 grams, .4 grams, and .3 grams.
A jury trial was held in the United States District Court for the Western District of Tennessee on March 26 and 27, 2007. The confidential informant testified that McPhearson sold him the three smaller amounts of cocaine base on three separate occasions. McPhearson testified in his own defense. McPhearson denied ever selling the confidential informant cocaine base, but admitted that he possessed 4.9 grams of cocaine base at the time of his arrest, which he claimed he purchased from a friend for personal use. McPhearson explained that he had been in a severe car accident in late 2002, a year before his arrest, which required a lengthy hospital stay and caused numerous injuries that left him in extreme pain.
Id. at 45:17-47:13. On Count Four, the court instructed the jury on the lesser included offense:
Id. at 47:20-48:5. The district court did not ask the jury to make any specific finding of fact regarding the amount of drugs intended for distribution or, alternatively, for personal use.
The jury convicted McPhearson on Count 4 of the indictment, relating to the 4.9 grams of cocaine base found on his person at the time of his arrest. The jury was unable to reach a verdict on the three counts relating to the alleged sales to the confidential informant in the amounts of .3 grams, .4 grams, and .3 grams, respectively. The district court subsequently granted the government's motion to dismiss those counts.
At sentencing, the district court calculated the relevant drug quantity as 5.9 grams of cocaine base. R. 182, Criminal Docket (Sentencing Hr'g Tr. at 176:11-24). This included the 4.9 grams from the Count 4
McPhearson raised three issues on direct appeal: (1) the trial court abused its discretion in excluding medical records from trial; (2) the district court made impermissible findings of fact at sentencing; and (3) the then-pending amendments relating to cocaine-base offenses should be applied to his case. While his case was pending, the Sentencing Commission made retroactive the first set of reductions to the guidelines based on cocaine-base offenses. The Sixth Circuit remanded his case for consideration of his motion for resentencing under 18 U.S.C. § 3582 and rejected his remaining arguments. United States v. McPhearson, 303 Fed.Appx. 310, 322 (6th Cir.2008) (unpublished opinion). The district court granted his motion and reduced McPhearson's sentence to 120 months of imprisonment, the low end of his amended guideline range. R. 194, Criminal Docket (Order).
In May 2009, McPhearson pro se filed a motion pursuant to 28 U.S.C. § 2255 arguing that his counsel was ineffective for failing to argue that the district court should exclude any amounts of cocaine base attributable to personal use in sentencing him.
We review a district court's denial of a motion to correct a sentence under 28 U.S.C. § 2255 de novo, but we will accept the district court's factual findings unless they are clearly erroneous. Short v. United States, 471 F.3d 686, 691 (6th Cir.2006). To succeed on a § 2255 motion,
To establish ineffective assistance of counsel, a petitioner bears the burden of showing: "(1) his trial counsel's performance was deficient, and (2) the deficient performance prejudiced the defendant." Mallett, 334 F.3d at 497 (citing Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). The district court held that McPhearson failed to establish adequately either deficient performance or prejudice from his counsel's failure to make a personal-use argument at sentencing because the jury had rejected McPhearson's testimony that the drugs found on his person were for personal use. R. 3 (D. Ct. Order at 8-9). We review each of the Strickland prongs in turn.
Trial counsel's performance is deficient if his "representation fell below an objective standard of reasonableness." Strickland, 466 U.S. at 688, 104 S.Ct. 2052. This standard is highly deferential, and we apply a "strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance." Id. at 689, 104 S.Ct. 2052. McPhearson argues that his counsel was deficient because counsel failed to raise the argument at sentencing that some of the 4.9 grams of cocaine base found on his person should be excluded as related to personal use. On the record that we have available, we agree.
"A defendant facing the possibility of incarceration has a Sixth Amendment right to counsel at all `critical stages' of the criminal process, and a sentencing hearing is one type of `critical stage' at which the right to counsel attaches." Benitez v. United States, 521 F.3d 625, 630 (6th Cir. 2008) (internal quotation marks and alterations omitted). Counsel's failure to object to an error at sentencing or failure to raise a viable argument that would reduce his client's sentence may constitute deficient performance. See United States v. Thomas, 38 Fed.Appx. 198, 203 (6th Cir.) (citing United States v. Soto, 132 F.3d 56, 58-59 (D.C.Cir.1997)) (noting failure to move for a viable sentencing decrease may constitute deficient performance), cert. denied, 537 U.S. 866, 123 S.Ct. 264, 154 L.Ed.2d 111 (2002); Garcia v. United States, No. 99-1134, 2000 WL 145358, at *1 (6th Cir. Feb. 2, 2000) (same). We give substantial deference to counsel's decisions not to raise an argument, even a meritorious argument, if the decision "`might be considered sound trial strategy.'" Hodge v. Hurley, 426 F.3d 368, 385 (6th Cir.2005) (quoting Strickland, 466 U.S. at 689, 104 S.Ct. 2052). Therefore, as in other circumstances, an omission by counsel at sentencing will not be deficient unless his failure to raise the argument was objectively unreasonable.
McPhearson has maintained since his arrest that the cocaine base found on his person was for personal use. Evidence was presented at trial, including his own admission on the stand, that he was a frequent drug user, assertedly due to extraordinary pain caused by multiple severe injuries. The law on the issue of personal use is clear and is undisputed by the parties: Any drugs "possessed for personal consumption should not be included when
In Jansen v. United States, 369 F.3d 237, 243-44 (3d Cir.2004),
We agree with our sister circuit's reasoned analysis. On this record, we see no discernible trial strategy that would explain counsel's failure to raise the personal-use issue at sentencing. See Soto, 132 F.3d at 59 (holding failure of counsel to raise a potentially helpful sentencing provision was deficient performance); United States v. Headley, 923 F.2d 1079, 1084 (3d Cir.1991) (holding counsel ineffective because "no rational basis to believe that . . . counsel's failure to argue [sentencing] adjustment was a strategic choice"). The government argues on appeal that reasonable counsel for McPhearson would not have raised a personal use argument at sentencing—despite his client's insistence early and often that the drugs were for personal use—because a personal-use argument here would have conflicted with his client's prior testimony and would have conflicted with a purported jury finding that none of the drugs at issue were for personal use. We are not persuaded by either of these arguments.
The government contends that defense counsel was not deficient for failing to argue personal use at sentencing because doing so would have required his client to testify, subjecting McPhearson to a charge of perjury and a possible enhancement for obstruction of justice. The defendant bears the initial burden of production when raising the issue of personal use at sentencing, and the defendant may meet that burden through personal testimony. Gill, 348 F.3d at 156.
We also see no support on this record for any presumption that McPhearson's counsel's decision not to present the personal-use argument was tactical. Certainly, counsel's decision to skip an argument that would contradict his client's prior testimony may at times be strategic. Here, however, we know nothing about why defense counsel declined to make the argument, and the government's suggestion of a "contradiction" is hardly plausible. McPhearson consistently claimed that he used cocaine base, and the argument at sentencing would have been virtually the same as at trial. Counsel's apparent refusal to present any personal-use argument at sentencing arguably creates a greater impression of conflict with his client's prior testimony than if he had raised the argument on the basis that at least some of the cocaine base was attributable to personal use. Although he could no longer reasonably argue that all of the cocaine base was for personal use, even if we were to consider that a conflict, there is no prohibition on his counsel taking a potentially contrary position and offering alternative evidence in support. See Mathews v. United States, 485 U.S. 58, 65, 108 S.Ct. 883, 99 L.Ed.2d 54 (1988) ("We do not think that allowing inconsistency necessarily sanctions perjury.").
We turn then to the government's argument relating to the impact of the jury's verdict. The government argues that because Count 4 contained a specific drug quantity, a conviction for Count 4 necessarily required a finding by the jury that McPhearson intended to distribute all 4.9 grams. We disagree. The government was not required to establish any specific quantity, or any intent to distribute a specific quantity, in order to establish guilt of possession with intent to distribute. United States v. Villarce, 323 F.3d 435, 439 (6th Cir.2003) (internal quotation marks omitted) ("[T]he government need not prove mens rea as to the type and quantity of the drugs in order to establish a violation of § 841."); see also Kipp, 10 F.3d at 1465 (rejecting argument that because defendant pleaded guilty to "possession with intent to distribute 117.25 grams of cocaine" he could not argue some
Nonetheless, the government contends that by including an amount in the indictment on Count 4, the jury's verdict constitutes a finding that all of the facts as alleged were true beyond a reasonable doubt. Count 4 charged McPhearson with "knowingly possess[ing] with intent to distribute approximately 4.9 grams of cocaine base." R. 54, Criminal Docket (Superseding Indictment). Listing a quantity in the indictment arguably ensures that a conviction includes a specific finding of fact from the jury, as required under Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), because "[a] jury's verdict represents a finding that a crime was committed as alleged in the indictment." United States v. Tosh, 330 F.3d 836, 842 (6th Cir.2003).
We assume that jurors are "diligent in following the precise instructions given to them." Tosh, 330 F.3d at 842. Therefore, when the indictment specifies a quantity, but the jurors are instructed to ignore questions related to quantity, a conviction on that count does not contain a finding of fact by the jury as to the amount in the indictment for sentencing purposes. See United States v. Jones, 437 Fed.Appx. 445, 446 (6th Cir.2011) (unpublished opinion)(holding jury made no finding on quantity "[d]espite the testimony in regard to quantity and the indictment's notation of quantity as to both counts," when the jury instructions specifically stated that the government did not need to show amount); see also United States v. Gunter, 551 F.3d 472, 484-85 (6th Cir.) (conviction constituted finding of fact by jury when jury was specifically instructed to determine amount of drugs involved), cert. denied, ___ U.S. ___, 130 S.Ct. 194, 175 L.Ed.2d 121 (2009).
Here, despite the specification of an amount in the indictment, the judge's instructions to the jury made abundantly clear that the jury was not expected to make any findings of fact as to quantity in this case to convict. The judge never instructed the jury that they could acquit under Count 4 if they found some of the drugs were for personal use, only if they found all of the drugs were for personal use. R. 197, Criminal Docket (Trial Tr. at 47:2-13). The jury was never asked to determine whether any specific amount was intended for distribution. Instead, the jury was instructed to determine that the defendant possessed cocaine base, that he knew he possessed cocaine base, and that he intended to distribute cocaine base. The judge explicitly instructed the jury: "If you find that the material involved in this case is cocaine base, you need not be concerned with the quantity. So long as you find that the defendant knowingly possessed cocaine base, the amount involved is not important." Id. at 46:2-6. Under these circumstances, we hold that the jury
On the record before us, we see no reasonable tactical explanation for counsel's failure to raise a potentially viable personal-use argument in this case. The government, however, never had the opportunity to file a response to McPhearson's § 2255 motion. On remand, the government should be permitted to respond to McPhearson's motion and raise any additional bases not already discussed for establishing that counsel's performance was not deficient under the Sixth Amendment.
Even when trial counsel's performance is deficient under prevailing standards, we grant relief only if "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694, 104 S.Ct. 2052; Couch v. Booker, 632 F.3d 241, 247 (6th Cir.2011). An error by counsel at sentencing that amounts to any extra jail time is prejudicial under the Sixth Amendment. Glover, 531 U.S. at 202-04, 121 S.Ct. 696 ("[A]ny amount of actual jail time has Sixth Amendment significance."). "When the district court sentences a defendant to the low end of the guideline range, ... the appellate court can reasonably infer that the defendant might have received a lower sentence if the guideline range itself had been lower." Gill, 348 F.3d at 155.
Here, McPhearson was sentenced to 140 months of imprisonment based on a range of 140 to 175 months. R. 182, Criminal Docket (Sentencing Hr'g Tr. at 156:23-158:1; 185:21-23). Had the district court found that even a gram of the cocaine base was for personal use, McPhearson's then-applicable base offense level would have dropped two levels, lowering his applicable guideline range to 120-150 months. See U.S.S.G. 2D1.1(c)(7) (2006). If two grams were for personal use, the range drops even further to 100-125 months. Therefore, if McPhearson had a plausible personal-use argument, he was clearly prejudiced by his counsel's failure to raise it. Jansen, 369 F.3d at 249 ("If any significant portion of the drugs found in defendant's pants was for personal use he was prejudiced by the failure of his counsel to object to the inclusion of such drugs in the computation of his base offense level."). The district court's ruling that counsel's performance caused McPhearson no prejudice was based on the same reasoning behind its holding that counsel's performance was not deficient—the jury's verdict. R. 3 (D. Ct. Order at 8-9). Because we do not
Although the record suggests some evidence that could have been raised in support of the personal-use argument, the record is not sufficiently developed for us to determine whether McPhearson would have met his burden of production or whether the government would have met its burden of persuasion. To the extent that an evidentiary hearing is necessary for either party to present evidence on this issue, the district court, in its discretion, should hold one. Given that McPhearson's time served is rapidly approaching his recently revised sentence of seventy months, we trust that the district court will handle this matter expeditiously.
For the aforementioned reasons, we