DAVID NUFFER, District Judge.
This case arises from injuries Plaintiff Jacob Sean Barben sustained when his shotgun's barrel burst upon firing.
Because genuine issues of material fact exist regarding Mr. Barben's claims for strict liability (defective manufacture) and breach of implied warranty, Federal Cartridge's Motion for Summary Judgment
Summary judgment is appropriate if "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."
The moving party "bears the initial burden of making a prima facie demonstration of the absence of a genuine issue of material fact and entitlement to judgment as a matter of law."
1. Shotgun shells consist of a plastic hull and a metal head with a primer. These are attached to each other by a process of crimping the metal head to the plastic hull. The shells contain a powder charge, a wad and shot cup, and bbs. The end of the plastic hull is folded to contain the bbs.
2. Upon firing, the primer ignites the powder charge, which shoots the wad and shot cup and the bbs through the folded end of the plastic hull, expelling the shell's contents out the shotgun's barrel but leaving the plastic hull and metal head otherwise intact in the shotgun's chamber.
3. It has long been known to ammunition manufacturers that the plastic hull of a shotgun shell can separate from the metal head during discharge, a phenomenon known as "hull separation."
4. Federal Cartridge manufactures shotgun shells, including 12-gauge shells for use in 12-gauge shotguns.
5. Since 2010, Federal Cartridge has manufactured over 130 million H121 shells. The ammunition Mr. Barben was using at the time of the barrel explosion was a Federal Cartridge H121 6 shell, of which sub-type over 30 million shells were manufactured.
6. Of the 130 million H121 shells that Federal Cartridge manufactured since 2010, there are no reports of any other alleged hull separations from either internal testing or external field complaints with H121 ammunition.
7. The packaging for Federal Cartridge's H121 6 ammunition states:
8. Mr. Barben is an experienced sportsman and has shot shotguns, including his Beretta Silver Pigeon shotgun.
9. Mr. Barben is very familiar with the different types of ammunition for shotguns.
10. Mr. Barben was shooting a Beretta Silver Pigeon shotgun at the time of the barrel explosion.
11. The Beretta Silver Pigeon is a break-action shotgun, meaning spent shotgun shells are ejected from the barrels by "breaking" the gun at a hinge action where the barrels meet the gun receiver. This exposes the chambers and automatically ejects the spent shell by catching the lip of the metal head and flinging it free of the chamber as the two sides of the gun separate at the hinge.
12. Mr. Barben learned when he was 15 years old that gun barrels can become obstructed. He testified:
13. Mr. Barben's understanding is that "[t]here's a lot of ways that things like this could cause an accident. Th[ere are] a lot of things that could cause an obstruction."
14. Mr. Barben's understanding is that "most" firearm manuals "say to check for obstructions when you're loading the shotgun." He testified that it is important to check a shotgun's barrels because "[y]ou don't want something in your barrel" because "[i]t could malfunction" and "you could get injured."
15. The Beretta Silver Pigeon's manual states, in the section for "LOADING AND FIRING":
The manual does not say it is okay to check the barrels before starting the day, or when the operator receives an unusual report upon firing, as opposed to in-between every time that the user is loading.
16. Mr. Barben testified as follows with respect to the Beretta Silver Pigeon's instructions:
17. Mr. Barben testified that, assuming there had been an obstruction, "if I looked down the barrel [prior to shooting], I probably would have seen something there" and not fired the shotgun.
18. Mr. Barben and his colleagues purchased a factory-sealed case of 12-gauge Federal Cartridge shells for use in a shooting activity about a week before the barrel explosion. The box had no other shells except the 12-gauge Federal Cartridge shells that came originally in the box, and the box had been in Mr. Barben's gun safe for that week.
19. When the group arrived at the site of their shooting activity, everyone grabbed a handful of the shells from the previously factory-sealed case to carry with them as they hunted.
20. Mr. Barben put his handful of shells in his specially designed jacket pocket.
21. All but one of the shooters that day were using Mr. Barben's guns, and neither Mr. Barben nor any of the other shooters own a 20-gauge shotgun. The other shotgun used that day was also a 12-gauge shotgun.
22. As they began the hunt, Mr. Barben pulled two maroon Federal Cartridge shells from his pocket and loaded the two shells in the two barrels of his Beretta Silver Pigeon shotgun.
23. A bird flushed near Mr. Barben and one of his companions. Both fired at the bird. Mr. Barben shot at the bird out of his lower barrel. Nothing felt amiss about the shot to Mr. Barben—it felt the same as when he had shot the Beretta Silver Pigeon many times before.
24. As was his normal practice, Mr. Barben broke the action of his shotgun to eject the spent shell from the lower chamber.
25. Mr. Barben did not watch the spent shell eject, but knew that it did, as he saw that the chamber was clear.
26. After walking a few yards another bird flushed, Mr. Barben fired again, and the shot exploded out the left side of the barrel with a strange recoil, severely injuring his left hand.
27. Immediately after Mr. Barben was injured, the hunting guide, Stephanie, carefully removed the "live" shotgun shell from the top chamber of Mr. Barben's gun to make the gun safe, but the gun fell apart in her hands due to the extensive damage.
28. Law enforcement arrived on the scene, took statements from the witnesses, and gathered the exploded shotgun parts found in their search.
29. Over seven months later, on June 3 and 12, 2015, Mr. Barben and others returned to the scene to conduct an extensive search for any possibly relevant evidence. They brought a metal detector to look for some of the shotgun's missing pieces.
30. During the June 12, 2015 excursion, someone found a Federal Cartridge shotgun shell plastic hull, which was separated from its metal head and crumpled up on the end that would normally be attached to the metal head. The crumpled-up end also had many small, circular indentations that appeared to Mr. Barben's expert witness, Tom Roster, as having been made by bbs fired from a shotgun shell.
31. The damage to the end of the plastic hull that would be attached to the metal head was extensive and disallowed Mr. Roster from investigating how it was held in place.
32. The metal head that had separated from the plastic hull found at the site was never found. Without it, Mr. Roster could not say precisely why or how the hull separation occurred.
33. Mr. Roster has been retained by and consulted with Federal Cartridge on many occasions, including on the design of some of its shells, and he has knowledge that Federal Cartridge's shotgun shells have experienced hull separation.
34. Mr. Roster is not a warnings expert, and his expert report contains no opinions regarding a warning defect.
35. Mr. Roster is not a warranties expert, and his expert report contains no opinions regarding a breach of warranty.
36. Mr. Roster's expert report contains no opinion regarding a design defect or an alternative, safer design in relation to Federal Cartridge's shotgun shells. And he testified:
37. Mr. Roster testified:
38. Mr. Roster does not know what the subject shell's condition was when it left the factory, and he cannot say what caused the tube to become separated.
39. Mr. Roster testified that he "ha[s] no evidence that [Federal Cartridge] didn't" use reasonable care in designing, manufacturing, testing or inspecting the subject ammunition.
40. Mr. Roster testified:
41. Hull separations have been written about for years in popular shotgunning periodicals and books, and are commonly discussed among trap and skeet shooters. While relatively rare, they have occurred to all shotgun shell manufacturers Mr. Roster has consulted for, including Federal Cartridge.
42. Mr. Roster has studied hull separation events and has seen the phenomenon personally and worked with and heard from others who have experienced it as well, including with Federal Cartridge ammunition. Mr. Roster has personally experienced at least a dozen hull separations with Federal Cartridge shotgun shells and has retained physical examples of some of these.
43. Mr. Roster, reviewed and considered the evidence, including physical evidence, and the observations and testimony of witnesses at the scene, to understand the sequence of events concerning Mr. Barben's shots and determine what possible scenarios could account for the barrel explosion.
44. As relevant to Mr. Roster's conclusions, the physical evidence included the shotgun, including its failure point, and measurements taken thereof; the ammunition box purchased on the day of the hunting party, including measurements and investigation of one of the rounds from the box; shotgun shell components recovered from the scene of the explosion, including the spent hull from Mr. Barben's second shot, which was removed from Mr. Barben's gun by the hunting guide immediately after the explosion; and a plastic hull, separated from the metal head, bearing impressions that appear to Mr. Roster as to having been created by the plastic hull being struck by a group of bbs.
45. As relevant to Mr. Roster's conclusions, the witness's testimony included consistencies from the six witnesses at the site—that Mr. Barben shot, then broke the action to eject the spent shell, reloaded, closed the action, walked a short distance, and fired the shot that exploded.
46. Mr. Roster concluded that the first Federal Cartridge shell Mr. Barben fired was defective and experienced a hull separation, which allowed the plastic hull (and possibly other shell components) to become lodged in the shotgun's barrel instead of being expelled with the metal head when Mr. Barben broke the action after his first shot. This obstruction was then struck by Mr. Barben's second shot, causing the shot to explode out the side of the barrel.
47. Mr. Roster considered the possibility that Mr. Barben loaded a 20-gauge shell instead of a 12-gauge shell and concluded that this was inconsistent with the physical evidence and the sequence of events, as attested by the witnesses at the site.
48. Mr. Roster concluded that the sequence of events and his examination of the unfired 12-gauge rounds and the shotgun—without considering the plastic hull found separated from its metal head at the site—allow him to conclude with certainty that no other explanation can exist for the barrel explosion.
49. Mr. Roster testified that the later recovered plastic hull from the site, if it was the hull from Mr. Barben's first shot that separated and became lodged in the barrel, adds further support to his conclusion.
50. Hull separations can occur for a few reasons, including but not limited to: the metal head not being sufficiently crimped onto the plastic hull; the metal head partially splitting upon firing, causing it to lose its grip on the plastic hull; problems with the shape or construction of the base wad, which allows expanding powder gases to forcefully blow between the exterior of the base wad and the interior of the plastic hull wall or the interior of the metal head, causing the metal head and plastic hull to separate; and the plastic hull being cut or severed completely around its circumference at the top edge of the metal head's skirt.
51. Hull separations can be undetectable to a sportsman, even if he or she sights down the barrel after a shot. The plastic hull—having discharged its contents through the front folded end and having separated from its metal head—becomes a cylinder, the thin sides of which conform to the barrel wall, making the barrel appear clear.
52. Mr. Roster does not know precisely why this specific hull separation occurred, but he has concluded that the evidence allows for no other explanation for the barrel explosion than a hull separation.
Federal Cartridge argues that it is entitled to summary judgment on each of Mr. Barben's claims because he has failed to present evidence that (1) a defect exists in the manufacture, design, or warnings of Federal Cartridge's ammunition; (2) Federal Cartridge failed to use reasonable care in the manufacture, design, testing, inspection, sale, distribution, and advertising of its ammunition; and (3) Federal Cartridge's ammunition contains any express warranty with regard to being free from defects, of merchantable quality and safe, or fit for its general, intended and reasonably foreseeable purpose and uses.
"Products liability always requires proof of a defective product, which can include manufacturing flaws, design defects, and inadequate warnings regarding use."
"The elements of both [strict products liability and breach of implied warranty of merchantability claims] are essentially the same and analysis for the purpose of determining defenses to breach of implied warranty parallels that for strict products liability."
"In order to prevail on a claim for strict products liability, the plaintiff must meet a three-part test."
Mr. Barben has presented sufficient evidence to create an inference that Federal Cartridge's ammunition was unreasonably dangerous due to a manufacturing defect, and that this defect caused his injuries. He does not identify a specific manufacturing defect in Federal Cartridge's ammunition. This is because the entire Federal Cartridge shell that Mr. Barben fired was not recovered from the site of the barrel explosion.
Federal Cartridge makes much of the fact that Mr. Roster cannot pinpoint the precise defect and did not know the shell's condition when it left Federal Cartridge's factory, as well as his acknowledgment that something could have happened to the shell after the manufacturing process was complete.
"The underlying principle that circumstantial evidence may create inferences of fact which are not otherwise subject to direct proof is entirely consonant with a strict liability theory."
Mr. Roster's expert opinion is sufficient to create an inference that Federal Cartridge's ammunition was unreasonably dangerous due to a manufacturing defect, and that this defect caused Mr. Barben's injuries. Therefore, genuine issues of material fact exist on Mr. Barben's strict liability (defective manufacture) and breach of implied warranty claims, which preclude summary judgment on these claims.
In addition to the three-part test for strict products liability claims,
It is undisputed that since 2010, Federal Cartridge has manufactured over 130 million H121 shells, and over 30 million of the H121 6 shells Mr. Barben was using when his shotgun's barrel exploded.
Mr. Barben has produced insufficient evidence to support a reasonable inference of a design defect in Federal Cartridge's ammunition. He has also offered no evidence showing that an alternative, safer design existed. Therefore, because Mr. Barben has failed to establish a genuine issue of material fact as to an element essential to his strict liability (defective design) claim, Federal Cartridge is entitled to judgment as a matter of law on this claim.
"[U]nder Utah law, a manufacturer may be held strictly liable for any physical harm caused by its failure to provide adequate warnings regarding the use of its product."
Mr. Barben's theory of causation is that the barrel explosion resulted from a barrel obstruction caused by a defective Federal Cartridge shotgun shell that experienced a hull separation.
This warning is conspicuously located on the side of the product's packaging.
The warning is particularly adequate with respect to sophisticated users like Mr. Barben, who is an experienced sportsman with advanced knowledge of firearms, firearm operation, and firearm safety.
Mr. Barben has also failed to produce sufficient evidence to support a reasonable inference that the inadequacy of Federal Cartridge's warning was the proximate cause of his injuries. Mr. Barben testified that warnings to check for barrel obstructions are unreasonable because they are impractical in a hunting environment.
Negligence is "a failure to exercise the degree of care which a reasonable person would have exercised under the same circumstances, whether by acting or by failing to act."
A plaintiff claiming negligence in the context of products liability must prove "there was a duty owed by the defendant to the plaintiff, that the duty was breached and that the conduct complained of was the cause in fact of the injury."
Four factors are considered "when ascertaining whether a duty of reasonable care exists: (1) the extent that the manufacturer could foresee that its actions would cause harm; (2) the likelihood of injury; (3) the magnitude of the burden of guarding against it; and (4) the consequences of placing the burden on the defendant."
Mr. Barben makes no attempt to apply these factors to the facts of this case. Regardless, it is undisputed that ammunition manufacturers are or should be aware that hull separations can occur.
However, since 2010, Federal Cartridge has manufactured over 130 million H121 shells, 30 million of which were the sub-type Mr. Barben was using when his shotgun's barrel exploded.
Additionally, there is no direct evidence concerning the magnitude of the burden Federal Cartridge would have in guarding against hull separations. But given the vast number of shells Federal Cartridge produces and the rarity of hull separation events, it is reasonable to infer that the consequences of placing the burden of guarding against hull separations on Federal Cartridge are too great.
In considering the four factors for determining whether a duty of reasonable care exists, Mr. Barben has failed to demonstrate that Federal Cartridge owed him a duty of reasonable care in the manufacture, design, testing, inspection, sale, distribution, and advertising of its ammunition. "[T]here has been no showing that the likelihood of injury would be reduced enough to outweigh the costs and burdens"
Nevertheless, assuming Federal Cartridge had such a duty, the undisputed material facts cannot support a reasonable inference of negligence on the part of Federal Cartridge in its manufacture, design, testing, inspection, sale, distribution, and advertising of its ammunition. Federal Cartridge has manufactured over 130 million H121 shells since 2010, 30 million of which were the sub-type Mr. Barben was using when his shotgun's barrel exploded.
"A warranty is an assurance by one party to a contract of the existence of a fact upon which the other party may rely."
"An express warranty does not require any particular words."
Mr. Barben has presented no evidence of an express warranty made by Federal Cartridge regarding its ammunition. Therefore, Federal Cartridge is entitled to summary judgment on Mr. Barben's breach of express warranty claim as a matter of law.
IT IS HEREBY ORDERED that:
1. Federal Cartridge's Motion for Summary Judgment
2. Federal Cartridge's Motion for Summary Judgment
3. Mr. Barben's strict liability (defective design and warning), negligence, and breach of express warranty claims are DISMISSED with prejudice.