Opinions of the United
2003 Decisions                                                                                                             States Court of Appeals
                                                                                                                              for the Third Circuit


2-19-2003

USA v. Peppers
Precedential or Non-Precedential: Non-Precedential

Docket 01-3888




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                                                                       NOT PRECEDENTIAL

                            UNITED STATES COURT OF APPEALS
                                 FOR THE THIRD CIRCUIT


                                          No. 01-3888




                                UNITED STATES OF AMERICA

                                                v.

                                      MAURICE PEPPERS
                                       a/k/a Nedric Cain

                                                             Maurice Peppers,
                                                                           Appellant




                          On Appeal from the United States District Court
                              for the Middle District of Pennsylvania
                                 D.C. Criminal No. 00-cr-00336
                                   (Honorable Sylvia H. Rambo)




                          Submitted Pursuant to Third Circuit LAR 34.1(a)
                                        January 14, 2003

                    Before: SCIRICA, BARRY and SMITH, Circuit Judges

                                    (Filed: February 14,2003)




                                   OPINION OF THE COURT


SCIRICA, Circuit Judge.
        The lone issue in this sentencing appeal is whether the District Court correctly

interpreted United States Sentencing Guideline § 3E1.1.1 We will affirm the judgment of

sentence.2

                                                    I.

        The defendant, Maurice Peppers, entered into an agreement to plead guilty to

possession of a firearm by a convicted felon in violation of 18 U.S.C. § 922(g)(1). The

plea agreement recommended a three-level reduction in the defendant’s offense level for

acceptance of responsibility under U.S.S.G. § 3E1.1.3 The pre-sentence report, however,

recommended against an adjustment for acceptance of responsibility. Peppers’s probation

officer based the recommendation on two misconducts that Peppers incurred while

incarcerated prior to sentencing. The first misconduct was for “threatening a[]

[correctional] employee or their family.” The second was issued after Peppers tested

positive for, and admitted to smoking, marijuana.

        At the sentencing hearing, the District Court considered Peppers’ objection to the

pre-sentence report’s recommendation. According to Peppers’ attorney, the reduction was

warranted because Peppers’ plea had spared the government the time and expense of a trial.


   1
    U.S.S.G. § 3E1.1(a) provides, “[i]f the defendant clearly demonstrates acceptance of
responsibility for his offense, decrease the offense level by two levels.”
   2
   The District Court had subject matter jurisdiction under 18 U.S.C. § 3231. We have
appellate jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
   3
    The plea agreement into which Peppers entered reserved the government’s right to
recommend the maximum sentence, and provided that the court’s failure to grant the
reduction would not void the plea agreement.

                                                    2
With respect to the misconduct for marijuana, Peppers’ attorney asked the District Court to

take into account his dependency on drugs, and argued that defendants who test positive for

marijuana while on pretrial release are regularly not denied a reduction for acceptance of

responsibility. The District Court also considered the government’s recommendation that

the reduction be granted, and heard testimony from one of the federal agents to whom

Peppers provided information about other criminal activity.

        The District Court elected to follow the recommendation in the pre-sentence report,

and denied the reduction for acceptance of responsibility, concluding that “it [is] very, very

difficult to give someone acceptance of responsibility when they absolutely flaunted the

law in becoming involved with drugs after the plea and awaiting sentencing.” Peppers

contends the District Court erroneously followed its own “standard practice” instead of the

correct legal standard.

        The sentencing judge has considerable latitude to weigh factors supporting or

denying an adjustment for acceptance of responsibility. United States v. Bennett, 

, 197 (3d Cir. 1998) (stating that sentencing court is free to consider evidence both

consistent and inconsistent with acceptance of responsibility). Peppers avers the District

Court only considered the misconduct stemming from his marijuana use. At the inception

of the sentencing hearing, the District Court stated:

        My standard practice has been that when someone is awaiting sentence and
        particularly is awaiting sentence in a prison – although that additional factor
        may not necessarily change my position – ... I have refused in the past to give
        acceptance of responsibility with someone that has become involved with
        drugs while awaiting. Do you wish to argue?

                                                        3
Accordingly, Peppers contends that it is impossible to tell if the District Court properly

balanced the factors for and against an adjustment for acceptance of responsibility. He asks

that we vacate the sentence and remand for re-sentencing. See United States v. Isaza-

Zapata, 

, 238 (3d Cir. 1998) (holding that if the legal basis for the district

court’s sentencing ruling cannot be determined from the record, the appropriate remedy is

to remand to permit the district court to state basis for its ruling).

                                                       II.

        Whether the District Court properly applied U.S.S.G. § 3E1.1 is a question of law

subject to plenary review. United States v. Ceccarani, 

, 129 (3d Cir. 1996).

We find that the District Court followed the correct legal standard.

        The District Court’s statement that its “standard practice” had been to deny

acceptance of responsibility to persons involved in illegal drug use prior to sentencing does

not establish that it failed to weigh the factors for and against adjustment in Peppers’ case.

Furthermore, the District Court invited arguments to the contrary from defendant, which

were presented. The Commentary to U.S.S.G. § 3E1.1 sets forth a panoply of factors that a

district court may consider as indicative of acceptance of responsibility. See U.S.S.G. §

3E1.1, cmt. n.1. The testimony and arguments provided during the sentencing hearing

implicated two of the factors: “(a) truthfully admitting the conduct comprising the

offense(s) of conviction, and truthfully admitting or not falsely denying any additional

relevant conduct for which the defendant is accountable under § 1B1.3 (Relevant Conduct);

[and] (b) voluntary termination or withdrawal from criminal conduct or associations.”

                                                       4
U.S.S.G. § 3E1.1, cmt. n.1(a)(b). The District Court’s reference to past “standard practice”

suggests that it regarded a continued course of criminal conduct as a significant factor in

assessing whether a defendant had truly accepted responsibility for his criminal conduct.

The court’s explanation that Peppers “absolutely flaunted the law in becoming involved with

drugs after the plea and awaiting sentencing” was the basis for its ruling. The record

adequately reflects the District Court’s reliance upon factors for and against acceptance of

responsibility set forth in the official Commentary to U.S.S.G. § 3E1.1. Accordingly, the

decision to deny “acceptance of responsibility” was not clearly erroneous.

                                                    III.

        For the foregoing reasons, we will affirm the judgment of sentence.




                                                     5
TO THE CLERK:

          Please file the foregoing opinion.




                                           /s/ Anthony J. Scirica
                                        Circuit Judge




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