MARSHA J. PECHMAN, Chief District Judge.
Plaintiff David D. White appeals the final decision of the Commissioner of the Social Security Administration ("Commissioner") which denied his application for Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI") under Titles II and XVI of the Social Security Act, 42 U.S.C. §§ 401-33 and 1381-83f, after a hearing before an administrative law judge ("ALJ"). Having reviewed the Parties' briefing and the administrative record, the Court hereby REVERSES the Commissioner`s decision and REMANDS the matter for an immediate award of benefits.
Type of benefits sought:
Plaintiff:
Principal Disabilities Alleged by Plaintiff: peripheral neuropathy, brain atrophy, hypertension, cervicalgia
Disability Allegedly Began: February 17, 2011
Principal Previous Work Experience: Machinist
Education Level Achieved by Plaintiff: High school education or higher
Before ALJ:
Pursuant to 42 U.S.C. § 405(g), this Court must set aside the Commissioner`s denial of Social Security benefits when the ALJ`s findings are based on legal error or not supported by substantial evidence in the record as a whole.
The claimant bears the burden of proving that he is disabled within the meaning of the Social Security Act (the "Act").
The Commissioner has established a five-step sequential evaluation process for determining whether a claimant is disabled within the meaning of the Act.
2. Whether the ALJ`s residual functional capacity ("RFC") is supported by substantial evidence, particularly given new evidence admitted by the AC;
3. Whether the ALJ properly found Plaintiff could perform other work as a cashier and scale operator at step five; and
4. Whether the ALJ`s errors support remand for an immediate award of benefits.
Plaintiff argues the ALJ erred by making an adverse credibility finding based on (1) inconsistent activities of daily living and (2) lack of objective medical evidence. (Dkt. No. 12 at 2.) The ALJ found that Plaintiff`s medically determinable impairments could reasonably be expected to cause the alleged symptoms, but found that the alleged symptoms were inconsistent with the objective medical evidence and with Plaintiff`s activities of daily living. (AR at 22-23.) The ALJ erred.
After finding that a Plaintiff`s impairments could reasonably be expected to produce the symptoms alleged, an "ALJ can reject the claimant`s testimony about the severity of her symptoms only by offering specific, clear and convincing reasons for doing so."
Here, the ALJ found that Plaintiff`s alleged symptoms were not supported by the objective medical evidence regarding foot problems. (AR at 23.) The ALJ made this determination because the results of several examinations and tests were unremarkable, finding, for example, normal alignment of Plaintiff`s feet, no signs of fracture, and normal gait. (
The ALJ further discounted Plaintiff`s credibility because he found Plaintiff`s activities of daily living to be inconsistent with the symptoms alleged. (AR at 23-24.) The Ninth Circuit has "repeatedly warned that ALJs must be especially cautious in concluding that daily activities are inconsistent with testimony about pain, because impairments that would unquestionably preclude work and all the pressures of a workplace environment will often be consistent with doing more than merely resting in bed all day."
Here, the ALJ discounted Plaintiff`s credibility because Plaintiff`s symptom allegations were inconsistent with Plaintiff`s testimony regarding being active around his property, exercising, driving a car with manual transmission, caring for fowl, and helping to care for his landlord in exchange for rent-free accommodation. (AR at 23-24.) In making these findings, the ALJ mischaracterizes the record.
The ALJ found that Plaintiff is active around his property and "said he does not spend a lot of time sitting down relaxing." (AR 23-24.) At the ALJ hearing, Plaintiff was asked, on average, how much time he spends on his feet, and testified that he is active for thirty to forty-five minutes a day around his property. (AR 53.) He testified that he does not enjoy sitting around the house and would prefer to be outside, but that foot pain forces him to sit and relax, even when he would prefer to be outside. (AR 42-43.) As part of his activity around the property, Plaintiff walks fifty feet from the house and gives food and water to chickens and other fowl, twice a day. (AR at 52.) The entire process—walking to the coop, getting food and water, giving it to the chickens, and walking back to the house—takes between five and ten minutes. (AR at 52.) Once, Plaintiff enlarged the fence around the chicken coop, working on the project for around one hour per day over the course of a week. (AR at 54.) The increase in physical activity over that week increased his physical pain, and his pain medication dosage was increased as a result. (AR at 54-55.) The ALJ`s determination that Plaintiff`s thirty to forty-five minutes of daily activity, which includes walking fifty feet to feed chickens and once included enlarging a fence, is "inconsistent" with alleged pain and supports a finding that Plaintiff can perform light work, full time, in a competitive work environment, is not supported by clear and convincing reasoning.
The ALJ also mischaracterizes Plaintiff`s interactions with his landlord by overstating the amount of care Plaintiff provides her and neglecting to mention that she has a caretaker who is primarily responsible for all of the care the ALJ states Plaintiff provides. Plaintiff testified that in exchange for living in her home without paying rent, Plaint keeps an eye out for his elderly landlord and helps out around the house, occasionally taking her to a doctor`s appointment or preparing a meal. (AR at 48-50.) But, Plaintiff`s landlord has a caretaker who provides these services and more—Plaintiff lends an additional hand when the caretaker is unavailable. The ALJ`s decision to exaggerate the services Plaintiff provides while failing to note that another person is primarily responsible for the tasks discussed is not supported by clear and convincing reasoning.
The ALJ`s failure to recognize the difference between thirty to forty-five minutes of daily physical activity and the ability to complete a one-off fence project by working for one hour a day over the course of a week, and the demands of eight hours of light work every day in a competitive work environment, is cause for concern. As the Ninth and Seventh Circuits have noted, "[t]he failure to recognize these differences is a recurrent, and deplorable, feature of opinions by administrative law judges in social security disability cases."
Plaintiff argues that the ALJ erred by discounting the opinions of treating physicians, and contends that the ALJ`s decision is not supported by substantial evidence, especially in light of new evidence received and admitted by the Appeals Council. (Dkt. No. 12 at 9.) Defendant argues that the ALJ`s evaluation of the medical evidence is supported by substantial evidence and free from harmful legal error. (Dkt. No. 15 at 5.)
The ALJ is responsible for resolving conflicting or ambiguous medical evidence.
The ALJ considered four medical opinions—two by treating physicians, one by a certified physician`s assistant, and one by a medical consultant who performed a record review. (AR at 24-25.) All four medical professionals opine that Plaintiff is limited in some capacity. (
As discussed above, the ALJ incorrectly found that Plaintiff`s activities of daily living and the objective medical evidence as a whole did not support Plaintiff`s alleged symptoms. For similar reasons, "inconsistency with the overall evidence" and inconsistency with the ALJ`s characterization of Plaintiff`s activities of daily living are not legitimate reasons for rejecting all of the medical opinions. The ALJ`s boilerplate critique that the opinions are inconsistent with treatment notes is equally illegitimate. The ALJ rejected the opinion of treating physician Dr. Balkany, for example, because his opinion that Plaintiff was limited by his impairments was inconsistent with his treatment notes, which include findings that Plaintiff`s "gait was consistently intact." (AR at 25.) A review of Dr. Balkany`s treatment notes, however, clearly shows that Dr. Balkany noted abnormalities, was concerned about Plaintiff`s symptoms, and was prescribing large amounts of intensive pain medication, among other things, in an attempt to treat Plaintiff`s symptoms. (AR at 393-409, 454-84.) Dr. Balkany`s treatment notes are not inconsistent with his limitations opinion.
The Court finds that the ALJ`s rejection of the limitations included in all medical opinions, justified only by identical boilerplate critiques, is not supported by specific and legitimate reasoning and is not supported by substantial evidence in the record. Because an ALJ is not free to disregard all evidence that is inconsistent with a finding of 2017not disabled` without providing specific and legitimate reasons based on substantial evidence for doing so, the ALJ here erred.
The ALJ erred by discounting Plaintiff`s credibility and by discrediting the limitations found in the opinions of every medical expert in the record. The ALJ`s errors are serious and necessitate remand, and thus the Court does not reach Plaintiff`s arguments at step five. The Court now turns to the question of whether remand should be for further proceedings or for an immediate award of benefits.
The Social Security Act provides that courts may affirm, modify, or reverse a decision by the Commissioner with or without remanding the cause for a rehearing. 42 U.S.C. § 405(g); Garrison, 759 F.3d at 1019. Where there are no outstanding issues to resolve and remand for further proceedings would unnecessarily delay the receipt of benefits, courts may remand for an immediate award of benefits. Garrison, 759 F.3d at 1019-20.
Whether remand for an immediate award of benefits is appropriate is determined through the credit-as-true test, crediting as true the medical opinions and claimant testimony that were rejected by the ALJ for legally insufficient reasons. Id. at 1019-21. Each prong of the test must be satisfied in order for a court to remand for the award of benefits: "(1) the record has been fully developed and further administrative proceedings would serve no useful purpose; (2) the ALJ has failed to provide legally sufficient reasons for rejecting evidence, whether claimant testimony or medical opinion; and (3) if the improperly discredited evidence were credited as true, the ALJ would be required to find the claimant disabled on remand."
The record here is fully developed, and further proceedings would serve no useful purpose. Treating physicians throughout the record limit Plaintiff to no more than sedentary work, and find that pain and medication interfere with Plaintiff`s attention and concentration on a frequent to constant basis. (AR at 289-92, 293-98, 486-89, 500-04.) Second, as discussed above, the ALJ did not provide legally sufficient reasoning for rejecting the limitations described by all of the medical experts or for rejecting Plaintiff`s testimony. Finally, crediting as true the improperly rejected testimony and medical evidence, Plaintiff is a person closely approaching advanced age who is limited to sedentary work and to unskilled work, and thus is disabled under the appropriate grid rule.
The Court, having found that the ALJ improperly discredited Plaintiff`s testimony and the limitations described in every medical opinion in the record, REVERSES the Commissioner`s final decision. Finding that Plaintiff`s case satisfies the credit-as-true test for the immediate award of benefits, and finding nothing in the record that creates serious doubt as to Plaintiff`s disability, the Court REMANDS the case to the Commissioner for an immediate award of benefits.
The clerk is ordered to provide copies of this order to all counsel.