B. WAUGH CRIGLER, Magistrate Judge.
This challenge to a final decision of the Commissioner which denied plaintiffs November 2, 2007 protectively-filed application for a period of disability and disability insurance benefits under the Social Security Act ("Act"), as amended, 42 U.S.C. §§ 416 and 423 is before this court under authority of 28 U.S.C. § 636(b)(1)(B) to render to the presiding District Judge a report setting forth appropriate findings, conclusions and recommendations for the disposition of the case. The questions presented are whether the Commissioner's final decision is supported by substantial evidence, or whether there is good cause to remand for further proceedings. 42 U.S.C. § 405(g). For the reasons that follow, the undersigned will RECOMMEND that an Order enter GRANTING the plaintiffs motion for summary judgment, REVERSING the Commissioner's final decision and RECOMMITTING the case to the Commissioner to calculate and pay proper benefits.
In a decision issued on September 22, 2009, an Administrative Law Judge ("Law Judge") found that plaintiff remained insured through December 31, 2012, and that he had not engaged in substantial gainful activity since March 16, 2007, his alleged disability onset date. (R. 13.) The Law Judge determined plaintiffs seizures and obesity were severe impairments, but that he did not have an impairment or combination of impairments which met or equaled a listed impairment. (R. 13-14.) The Law Judge further determined that plaintiffs medically determinable impairments reasonably could be expected to cause the alleged symptoms, but his statements concerning the intensity, persistence and limiting effects of these symptoms were not credible to the extent they were inconsistent with the Law Judge's residual functional capacity ("RFC") finding. (R. 15.) The Law Judge was of the belief that plaintiff retained the RFC to perform a range of light work. (R. 14.) Specifically, the Law Judge found that plaintiff could lift/carry twenty pounds occasionally and ten pounds frequently; stand/walk for six out of eight hours; and sit for six out of eight hours. (Id.) She also determined that plaintiff was limited to tasks requiring no more than occasional climbing of ramps and stairs, balancing, stooping, kneeling, crouching and crawling; that he could not climb ladders, ropes or scaffolds, or work around hazardous machinery, at unprotected heights, on vibrating surfaces or driving a motor vehicle as a required part of his job; and that he must avoid extreme temperature changes. (Id.) She further found that plaintiff was limited to low stress tasks, not at production rate/pace. (Id.) While the Law Judge concluded that plaintiffs RFC precluded him from performing his past relevant work, she found that other jobs existed in substantial numbers in the national economy that he could perform.
Plaintiff appealed the Law Judge's September 22, 2009 decision to the Appeals Council. (R. 1-3.) The Appeals Council found no basis in the record or in the reasons advanced on appeal to review the decision, denied review, and adopted the Law Judge's decision as the final decision of the Commissioner. (R. 1.) This action ensued.
The Commissioner is charged with evaluating the medical evidence and assessing symptoms, signs and medical findings to determine the functional capacity of the claimant. Hays v. Sullivan, 907 F.2d 1453 (4
In a brief filed in support of his motion for summary judgment, plaintiff argues that the Law Judge failed to give "greater weight" to the opinions offered by his treating neurologist, James Wilson, M.D., as required by the Commissioner's regulations. (Pl's Brief, pp. 12, 13.) Further, plaintiff contends that the Law Judge failed to provide specific reasons for not according the weight to Dr. Wilson's opinions that the record and the law required. (Pl's Brief, p. 14.) The undersigned agrees.
Under the regulations and applicable circuit decisional authority, a Law Judge and the Commissioner must consider the following in evaluating and weighing medical opinions: "`(1) whether the physician has examined the applicant, (2) the treatment relationship between the physician and the applicant, (3) the supportability of the physician's opinion, (4) the consistency of the opinion with the record, and (5) whether the physician is a specialist.'" Hines v. Barnhart, 453 F.3d 559, 563 (4
It is a well-established general principle that the evidence of a treating doctor should be accorded greater weight. Hunter v. Sullivan, 993 F.2d 31, 35 (4
In addition, the regulations provide that the Social Security Administration "will always give good reasons in [its] notice of determination or decision for the weight [it] give[s] [the] treating source's opinion." 20 C.F.R. § 404.1527(d)(2). Social Security Ruling ("SSR")
Id. at *4. Therefore, "the notice of determination or decision must contain specific reasons for the weight given to the treating source's medical opinion, supported by the evidence in the case record, and must be sufficiently specific to make clear to any subsequent reviewers the weight the adjudicator gave to the treating source's medical opinion and the reasons for that weight." Id. at *5 (emphasis added).
On June 30, 2008, Dr. Wilson completed a Seizures Residual Functional Capacity Questionnaire. (R. 257-261.) Dr. Wilson diagnosed plaintiff as suffering with epilepsy and noted that he had partial complex seizures. (R. 257.)
The Law Judge noted that she had "fully considered" Dr. Wilson's evidence, and that she had given it, as well as other treatment evidence, "significant weight . . . in rendering this decision." (R. 18.) Almost in the same breath, however, the Law Judge found that "no treating or examining physician has specifically given the claimant limitations that would preclude all work related activities, and in any event, the medical evidence is not supportive of total disability based upon the clinical findings." (Id.) To substantiate her determination of plaintiffs RFC, the Law Judge relied on two RFC assessments by State agency record reviewing physicians. (R. 230-236, 250-256.) Both assessments predate the assessment and additional evidence offered by Dr. Wilson. (R. 257-263.)
It is difficult for the undersigned to fathom how the Law Judge could give significant weight to plaintiffs treating source medical evidence on the one hand
In the end, the undersigned does not believe the Commissioner's final decision is supported by substantial evidence. Accordingly, it is RECOMMENDED that an Order enter GRANTING the plaintiffs motion for summary judgment, REVERSING the Commissioner's final decision and RECOMMITTING the case for the sole purpose of calculating and paying proper benefits.
The Clerk is directed to immediately transmit the record in this case to the presiding United States District Judge. Both sides are reminded that pursuant to Rule 72(b) they are entitled to note objections, if any they may have, to this Report and Recommendation within fourteen (14) days hereof. Any adjudication of fact or conclusion of law rendered herein by the undersigned not specifically objected to within the period prescribed by law may become conclusive upon the parties. Failure to file specific objections pursuant to 28 U.S.C. § 636(b)(1)(C) as to factual recitations or findings as well as to the conclusions reached by the undersigned may be construed by any reviewing court as a waiver of such objection. The Clerk is directed to transmit a certified copy of this Report and Recommendation to all counsel of record.