RONALD COX, J.
Emyll Matos-Ramos appeals his judgment and sentence based on his conviction of second degree assault of a child, A.S. The trial court did not abuse its discretion in admitting evidence of Matos-Ramos's prior acts to rebut the claim of accident for this charged crime. The child's hearsay statements were properly admitted, and the child was competent to testify. Matos-Ramos's challenge to the trial court's failure to give a jury instruction that he did not request is not properly before us. But he correctly argues that the inclusion of a domestic violence finding in the judgment, which the jury had not found, was incorrect. We affirm Matos-Ramos's conviction, vacate the domestic violence finding, and remand for correction of the judgment and sentence. We also deny any request for an award of appellate costs to the State.
A.S. and his mother lived with Matos-Ramos for approximately two years. Matos-Ramos often supervised A.S. while the mother worked. Matos-Ramos describes his relationship with A.S. as having "its ups and downs."
A.S., then four, sustained a fractured femur in July 2010 while at home alone with Matos-Ramos. After Matos-Ramos called 911, first responders arrived at the scene. There was conflicting evidence on what happened.
A.S. first told police and firefighters, who responded to the 911 call, that he had run into a table. He then told Officer Stacy Eckert that Matos-Ramos had kicked him for not reading properly. A.S. said that he was not supposed to tell what really happened and was supposed to say he ran into a table. On the way to the hospital, A.S. asked the ambulance driver if the true cause of his injury could remain secret. At trial, A.S., then seven, testified that Matos-Ramos had kicked him during the July 2010 incident.
Matos-Ramos claimed to have been playing video games when he heard a noise behind him during this incident. He allegedly turned to see A.S. on the floor, near a table. Matos-Ramos then called 911.
A.S. spoke to others as well after the incident, including treatment providers at the hospital and a forensic child interview specialist. Following investigation, police arrested Matos-Ramos.
The State charged him with one count of second degree assault of A.S. The information also alleged domestic violence.
Before trial, the State sought to admit evidence of two prior incidents under ER 404(b). In both, A.S. had sustained bruising while in Matos-Ramos's care. Over Matos-Ramos's objection, the court admitted the evidence for both incidents.
Matos-Ramos also challenged A.S.'s hearsay statements to several witnesses. The trial court admitted these statements.
Matos-Ramos sought a hearing on A.S.'s competency. After reviewing evidence and arguments, the court denied Matos-Ramos's motion and permitted A.S. to testify at trial. After A.S. and his mother testified at trial, Matos-Ramos again challenged A.S.'s competency. The trial court again rejected this claim.
A jury found Matos-Ramos guilty of second degree assault. The verdict did not include any finding on the domestic violence allegation in the information. The trial court entered its judgment and sentence on the jury verdict but also included a finding that domestic violence "was [pleaded] and proved."
Matos-Ramos appeals.
Matos-Ramos argues that the trial court abused its discretion by admitting evidence of his two prior acts under ER 404(b). We hold that admission of this evidence was proper under the "absence of . . . accident" exception of this rule.
Under ER 404(b), trial courts may not admit certain evidence. This rule states:
We review for abuse of discretion a trial court's decision to admit evidence.
Matos-Ramos argues that the trial court abused its discretion by admitting evidence of two other acts that the State offered to show a lack of accident. Specifically, he claims the "lack of accident" exception is only relevant when a defendant "
First, there is no support for this argument in the plain language of ER 404(b). Nowhere does this rule state a requirement to show either that the accused
Second, in
Here, it is undisputed that Matos-Ramos is connected to A.S.'s prior injuries. The unchallenged findings in the trial court's ER 404(b) ruling, which are verities on appeal, state:
Third,
The charges against him included first degree murder, first degree theft, and second degree theft.
At trial, the State sought to admit evidence regarding the earlier death of Roth's prior wife who had died from a 300-foot fall.
Over Roth's objection, the trial court admitted the evidence regarding Roth's prior wife's death.
On appeal, we affirmed.
In reaching this conclusion, we cited two cases:
In all these cases, the accused claimed accident in defense to the charged crime. In no case did the accused claim that he engaged in the charged conduct, accidentally or otherwise. To the contrary, in
The same is true in this case. Matos-Ramos expressly asserted "to the initial police and fire personnel that A.S. had hurt himself by accident."
Matos-Ramos relies on
In
Notably, the defendant in that case had not admitted to the charged conduct. So that case does not support the theory Matos-Ramos now argues. And there is absolutely no wording in the opinion to support his novel theory in this appeal.
At oral argument, Matos-Ramos's counsel also relied on
In sum, there is no basis, either in the text of ER 404(b) or the case law, to support the argument that Matos-Ramos makes. We reject it.
We note that the trial court also admitted evidence of Matos-Ramos's other acts as evidence of his intent. This was also proper.
Under ER 404(b), the trial court may admit evidence of a person's other crimes, wrongs, or acts to show intent. But this evidence must be relevant to a material issue before the jury.
A jury convicted Daniels and he appealed, arguing that the trial court abused its discretion by admitting evidence of Daniels's other abuse of S.
The State had to prove that Daniels recklessly inflicted substantial bodily harm to S.
Here, the State alleged that Matos-Ramos kicked A.S., ultimately causing his fractured femur. The State had to prove that Matos-Ramos "intentionally assault[ed]" A.S. "and thereby recklessly inflict[ed] substantial bodily harm." The State sought to admit the evidence of A.S.'s prior bruises to prove Matos-Ramos's intent and recklessness.
Matos-Ramos's intent was thus at issue because "proof of the doing of the charged act does not itself conclusively establish intent."
As in
Because Matos-Ramos's intent was also at issue, evidence of his other acts was admissible to show his intent under ER 404(b). Thus, the trial court did not abuse its discretion in admitting this evidence.
Matos-Ramos argues that the trial court abused its discretion by admitting A.S.'s hearsay statements. We hold that the statements were properly admitted.
RCW 9A.44.120 governs the admissibility of child hearsay statements and states in relevant part:
A trial court has broad discretion to determine the reliability of a child hearsay statement, as it had the opportunity to observe the child and other witnesses.
In
Not every factor must be satisfied in every case.
Prior to trial in this case, Matos-Ramos challenged A.S.'s statements to several witnesses. Here, his argument only focuses on A.S.'s statements to Officer Eckert and Susannah Marshall, the forensic interview specialist for children. Thus, our analysis is limited to the statements to these two individuals.
Before the trial court made its decision on this issue, it heard Officer Eckert's testimony and reviewed several witness reports and statements. The trial court considered all of the
Matos-Ramos argues that the record does not support the trial court's conclusion that A.S. had no motive to lie to Officer Eckert and Marshall. We disagree.
"The critical inquiry is whether the child was being truthful" when he or she made the hearsay statements.
Here, Officer Eckert testified pretrial about her conversation with A.S. She questioned him about his injury near the ambulance while first responders were present and heard the conversation. A.S. initially stated that he ran towards a table. Additionally, A.S. told Officer Eckert that Matos-Ramos kicked him. A.S. also told two of the first responders in the ambulance that it was a secret. The following day, A.S. disclosed to Marshall, the forensic interview specialist for children, that Matos-Ramos kicked him.
The trial court also considered transcripts of Detective Heather Castro's interview with Matos-Ramos and A.S.'s mother after the incident. Detective Castro asked Matos-Ramos if A.S. had the tendency to lie. Matos-Ramos responded that A.S. does lie. But Matos-Ramos also explained that A.S. would "not say something [be]cause he's afraid it's [going] to get him in trouble but not to the point where he'll just make up something like this." Matos-Ramos further explained his concern of how A.S. was questioned, stating that he will "just repeat back whatever we're saying."
Detective Castro asked A.S.'s mother if she felt that A.S. would lie to get Matos-Ramos into trouble. She responded that she did not know because A.S. has lied. She also explained that in a prior incident, A.S. would not respond to questions or admit what he had done because he thought he would get into trouble. She further explained that A.S. repeats or picks up things said to him and that it is hard to tell what is true.
Pretrial, Matos-Ramos argued that A.S. might have lied to avoid getting in trouble. The trial court found that A.S.'s mother might have told him not to explain what really happened. But the court also found no evidence that A.S. had "anything to gain" by lying because "there was no evidence presented indicating that [A.S.] was going to get in trouble for the incident. . . ." Additionally, the trial court found that A.S. "feared what would happen after disclosing that the defendant had kicked him" and "desired to keep this information private." Thus, the trial court concluded that A.S. did not have a motivation to lie when he made the hearsay statements.
The record supports the trial court's conclusion. In addition to Matos-Ramos's statements discussed above, he also stated that he was surprised and did not understand why A.S. would say that Matos-Ramos kicked him. Similarly, A.S.'s mother stated that she did not know why A.S. would state that Matos-Ramos kicked him.
Additionally, A.S.'s grandmother's stated to a defense investigator that A.S.'s mother and Matos-Ramos "seem to say [that A.S. is] probably making things up." A.S.'s grandmother also stated that A.S. generally tells the truth and that she has not witnessed him "mak[e] up stories or hav[e] an active imagination about things that go on around the house. . . ."
The record shows that A.S. may have lied and denied his involvement in certain situations if he believed he would get into trouble. But the record also supports the trial court's conclusion that A.S. did not have a motive to lie when he made statements to Officer Eckert and Marshall about this incident. Nothing in the record indicates that A.S. believed he would get into trouble before he made the challenged statements. Rather, Officer Eckert reassured A.S. that he was not in trouble and that she needed to know what had happened. And A.S. promised to tell Marshall the truth during the interview.
Additionally, nothing in the record indicates that A.S. heard or picked up something from someone else that would cause him to say that Matos-Ramos kicked him. Thus, the record supports the trial court's conclusion that A.S. did not have a motive to lie when he made the challenged statements.
Matos-Ramos also argues that A.S. had a motive to lie because he "bore animosity toward" and feared Matos-Ramos. Matos-Ramos relies on A.S.'s trial testimony where he testified that he was scared to see Matos-Ramos again and that Matos-Ramos "always scar[ed]" him. But A.S. testified during trial, not at the time of the court's hearsay ruling. There is nothing in this to suggest that the ruling would have been overturned on this basis.
Matos-Ramos relies on
There, the State charged John Ryan with indecent liberties with two children.
Here, conversely, nothing in the record shows that A.S. sought to hide any misbehavior of his. Thus, the record does not show that A.S. had the motivation to lie when he made the challenged statements. And despite A.S's initial statement about his injury to Officer Eckert and Marshall, the record shows that A.S. later disclosed that Matos-Ramos kicked him. These inconsistent statements, alone, do not establish that A.S. had the motivation to lie when he made the challenged statements.
Matos-Ramos argues that the record does not support the trial court's conclusion regarding A.S.'s general character. We again disagree.
This factor focuses on the child's reputation for truthfulness.
Here, the trial court found that A.S. has a history of hyperactivity and has refused to admit things to avoid getting into trouble. The trial court also found that A.S. would sometimes "pick things up and make them his own story." Most importantly, the trial court found that A.S. was "an intelligent child" who did "not have a history of lying" and that "lying would be out-of-character for him." Thus, the court concluded that this factor had been satisfied. The trial court was in the best position to weigh properly the competing evidence.
Although the record does not support one of the trial court's findings, the record supports the trial court's decision. Specifically, first responder Genessa Olson allegedly overheard A.S. tell Officer Eckert that he was told to say that he ran into the table. Thus, the record does not support the trial court's finding that there was "no evidence that anybody told [A.S.] what to say" regarding the incident.
But the record supports the trial court's conclusion that this factor had been satisfied. Although the record shows that A.S. has lied to avoid getting into trouble, his grandmother stated that he generally told the truth. Matos-Ramos also stated that A.S. would "not say something [be]cause he's afraid it's [going] to get him in trouble but not to the point where he'll just make up something like this." A.S.'s mother similarly stated that she did not know why A.S. would state that Matos-Ramos kicked him.
Thus, the trial court's erroneous finding made no difference to the outcome. These facts support the trial court's conclusion that this factor had been satisfied.
Matos-Ramos argues that A.S.'s statements to Officer Eckert were not spontaneous. We agree.
Statements made in response to questioning are spontaneous so long as the questions are not leading or suggestive.
Pretrial, Officer Eckert testified to her conversation with A.S. Near the ambulance, she asked A.S. what had happened to his leg. A.S. replied that he hit himself "on the table, running." Officer Eckert then asked: "Did anyone give you any owies today." A.S. responded: "Yes. My dad just kicked me" and pointed to his leg. Officer Eckert then asked why his dad kicked him, and A.S. responded: "For not reading. He kept kicking me." The trial court concluded that A.S.'s statements to Officer Eckert were spontaneous because they were made in response to open-ended, non-suggestive, and non-leading questions.
Matos-Ramos argues that the trial court incorrectly found that no one told A.S. what to say. This is true as we discussed above, but irrelevant to the court's ultimate conclusion. Matos-Ramos did tell A.S. to tell the table story. There is no evidence that anyone else tried to put words in A.S.'s mouth. So, this erroneous finding regarding spontaneity made no difference to the ultimate outcome regarding A.S.'s hearsay statements.
Lastly, Matos-Ramos argues that A.S.'s statements to Officer Eckert were unreliable under this factor. We disagree.
This factor focuses on "`the timing of the declaration and the relationship between the declarant and the witness.'"
Here, the trial court found that A.S.'s statements to Officer Eckert were "contemporaneous with the incident." The court also found that Officer Eckert was a "professional witness" and stated that it did not have "any concern" regarding her lack of objectivity. The court then concluded that the "timing of these statements shows their reliability." We agree.
Matos-Ramos does not dispute the timing of A.S.'s statement to Officer Eckert. Rather, he argues that A.S. had no prior relationship with Officer Eckert and that the officer's position would "likely trigger a readiness to lie to avoid getting in trouble[] and a willingness to say what the officer apparently wanted to hear. ..."
This argument is not supported by any citation to authority and is mere speculation. Accordingly, we reject it.
In sum, the record supports the trial court's conclusions as to the first, second, and fifth
Matos-Ramos argues that the trial court abused its discretion in finding A.S. competent to testify. We disagree.
Witnesses are presumed competent to testify until proved otherwise by a preponderance of evidence.
The party challenging a witness's competency bears the burden of proving the witness's incompetency.
"The responsibility for determining a witness'[s] competency rests with the trial court, who `saw the witness, noticed her manner[,] and considered her capacity and intelligence.'"
We review for abuse of discretion a trial court's determination of a child witness's competency.
In
All five factors must be met before a child witness can be declared a competent witness.
Here, pretrial, Matos-Ramos challenged A.S.'s competency and requested a competency hearing. The court considered the same evidence that it considered for the hearsay issue and found A.S. to be "very intelligent," "playful[,] and somewhat distracted in demeanor." The court denied Matos-Ramos's motion for a competency hearing and permitted A.S. to testify at trial.
After A.S. and his mother testified at trial, Matos-Ramos again challenged A.S.'s competency, arguing that he did not take seriously the oath to testify truthfully. Matos-Ramos also expressed concern about A.S.'s ability to testify truthfully. The trial court disagreed, ruling that A.S. was competent to testify.
On appeal, only the first and third
Matos-Ramos argues that A.S. did not understand his obligation to tell the truth. We disagree.
A child's promise to tell the truth satisfies this factor.
Here, during the pretrial proceedings, the trial court referred to A.S.'s interview with Marshall. There, Marshall asked A.S. a series of "real/pretend" questions and asked him if it were real or pretend that it was snowing in the room. A.S. responded:
The trial court found that A.S.'s answers "were made in a playful or teasing type of manner rather than a manner which would cause the [c]ourt concern that this child really believed it was snowing in the room."
A.S. was seven years old when he testified and promised to tell the truth. When the prosecutor asked A.S. if he knew the difference between a truth and a lie, he responded: "No." The prosecutor then tested A.S.'s ability to distinguish a truth from a lie and asked:
During cross-examination, A.S. stated that he knew the difference between a truth and a lie. When asked to explain his previous answer to the prosecutor, A.S. responded: "I don't understand."
After A.S. testified, Matos-Ramos challenged A.S.'s competency again. The trial court found that A.S. "underst[ood] the difference between truth and a lie, although sometimes the child may choose to lie."
The record supports the trial court's conclusion that A.S. was competent to testify. Contrary to A.S.'s initial statement during his testimony, the record shows that he understood the difference between a truth and a lie because he successfully completed the truth and lie exercises with Marshall. Marshall also used certain questions to determine A.S.'s ability to understand the consequences resulting from lies. For example, Marshall asked A.S. to select whether a lying character or a truthful character would get into trouble. A.S. selected the lying character as the one to get into trouble.
Overall, the first
Matos-Ramos argues that A.S. did not understand his obligation to tell the truth, relying on A.S.'s inconsistent statement regarding his understanding of the difference between a truth and a lie. Matos-Ramos also relies on A.S.'s allegedly "false[]" testimony, where he stated that he did not remember how he sustained his injury and stated that he pretends to sleep at night. But this testimony does not establish by a preponderance of evidence that A.S did not understand his obligation to tell the truth.
As previously stated, the record shows that A.S. knew the difference between a truth and a lie, despite his initial statement to the contrary, because he successfully completed the truth and lie exercises with Marshall.
Additionally, Matos-Ramos's allegation that A.S. made a false statement regarding his sleep does not, by itself, establish that he failed to understand his obligation to tell the truth. Matos-Ramos fails to explain otherwise.
Further, the fact that A.S. initially testified that he did not remember how he sustained his injury does not establish, by itself, that he failed to understand his obligation to tell the truth. Rather, this demonstrates his discomfort while testifying due to the many people present and "staring" at him.
More importantly, the fact that A.S. initially testified that he did not remember how he sustained his injury before he actually stated that Matos-Ramos kicked him shows that A.S. made an inconsistent statement. And any inconsistencies in a child witness's testimony go only to the child's credibility, not to admissibility of the child's testimony.
Matos-Ramos argues that A.S. did not have an independent recollection of the incident. We disagree.
A child's ability to recall the incident satisfies this factor.
Here, pretrial, Matos-Ramos argued that the passage of time since the incident raised a "red flag." The trial court responded: "[A] simple passage of time is not affirmative evidence of incompetence. Of course, anybody can have difficulties remembering specifics over the time. But, that doesn't ... constitute an affirmative showing of incompetence and is something that can be tested on cross-examination."
After A.S. testified, the court found that A.S. made conflicting statements. But it also found that A.S. had "a pretty impressive ability to recall" the events that took place. The court also stated that any "inability to recall details or conflict can go to the weight of the testimony rather than to the competence of the child."
The record establishes A.S.'s ability to independently recall the events surrounding his injury. A.S. testified about these events, explaining what he was doing, where he was sitting before the incident, and who else was there. A.S. also described the incident in detail. A.S. further testified to events after the incident, including Matos-Ramos's call for the ambulance, the ambulance ride, and where he lived afterwards.
Based upon A.S.'s testimony, the trial court properly determined that A.S. could independently remember the incident. Thus, the trial court did not abuse its discretion in concluding that A.S. was competent to testify.
Matos-Ramos argues that A.S. did not independently recall the incident. He focuses on A.S.'s inability to independently remember that he lived with Matos-Ramos at the time of his injury. Matos-Ramos also focuses on A.S.'s "I don't know" response when asked how he sustained his injury.
But A.S.'s "I don't know" response does not establish that A.S. could not independently recall the incident. As previously stated, this response demonstrates his reluctance to explain what happened before he actually explained the circumstances. Additionally, A.S.'s inability to independently remember that he lived with Matos-Ramos does not establish that A.S. could not independently recall the incident. His detailed testimony about the circumstances surrounding his injury shows otherwise.
Matos-Ramos argues that the trial court's failure to instruct the jury that all twelve jurors must be involved during deliberations violated his right to a fair trial and unanimous verdict. He did not request this instruction at trial. Because he fails to establish that he falls within the narrow exception of RAP 2.5(a) for unpreserved claims, we do not reach the merits of this argument.
Under RAP 2.5(a), a party may raise for the first time on appeal "a manifest error affecting a constitutional right."
Matos-Ramos argues that the trial court's error is manifest. Not so.
To show such an error, a party must "make a plausible showing that the error resulted in actual prejudice, which means that the claimed error had practical and identifiable consequences in the trial."
Here, Matos-Ramos argues that "[t]he jury was essentially ignorant of how to reach a constitutionally unanimous verdict." He contends that "[n]othing informed the jurors [that] they could not deliberate in small groups over lunch," or while some jurors were absent while using the restroom.
This record shows that the court gave the jury unchallenged instructions on their duty to deliberate. But there is nothing in this record to show what went on in the jury room. We simply do not know whether any of the claims he makes on appeal are real in this case. Absent such a showing, his assertions are entirely speculative. There is no showing of any manifest error. Accordingly, we do not reach the merits of this argument.
Matos-Ramos argues that the trial court improperly included a domestic violence finding in the judgment and sentence. The State properly concedes this error.
Here, the judgment and sentence includes a domestic violence finding and provides that domestic violence "was [pleaded] and proved." While the information alleged domestic violence, the jury never made such a finding.
The proper remedy for this error is to remand to the trial court to correct it.
Matos-Ramos argues that this court should decline to award the State appellate costs should the State prevail on appeal. We hold that there shall be no award of costs on appeal to the State.
RCW 10.73.160(1) gives appellate courts discretion to decline to impose appellate costs on appeal.
Here, the trial court granted Matos-Ramos's motion to seek appellate review at public expense. Nothing in this record overcomes the presumption of his indigence. Thus, an award to the State for appellate costs is inappropriate under these circumstances.
We affirm the second degree assault conviction, vacate the domestic violence finding, and remand for correction of the judgment and sentence. We also deny any request for an award of appellate costs to the State.
ANN SCHINDLER and MARY KAY BECKER, JJ., concurs.