JOHN JELDERKS, Magistrate Judge.
Plaintiff brings this action pursuant to 42 U.S.C. §405(g) seeking judicial review of a final decision of the Commissioner of Social Security (the Commissioner) denying his application for Disability Insurance Benefits (DIB) under the Social Security Act (the Act). Plaintiff requests that the Court reverse the Commissioner's decision and remand this action to the Social Security Administration (the Agency) for further proceedings.
For the reasons set out below, the Commissioner's decision is affirmed.
Plaintiff filed an application for DIB benefits on May 21, 2013, alleging he had been disabled since October 15, 2012. After his claim was denied initially and upon reconsideration, Plaintiff requested an administrative hearing.
On February 2, 2016, a hearing was convened before Administrative Law Judge (ALJ) Joanne Dantonio. Based on Plaintiff's presentation at the hearing, the matter was continued for a consultative examination to be conducted.
On April 18, 2016, a second hearing was held. Plaintiff and Richard Hincks, an impartial vocational expert (VE), testified at the hearing. Plaintiff was represented by counsel and a non-attorney representative.
In a decision dated August 31, 2016, the ALJ found that Plaintiff was not disabled within the meaning of the Act.
On November 30, 2017, the Appeals Council denied Plaintiff's request for review, rendering the ALJ's decision the final decision of the Commissioner. In the present action, Plaintiff challenges that decision.
Plaintiff was born in 1963 and was 53 years old at the time of the ALJ's decision. He has a high school education and completed one year of college. Plaintiff has past relevant work as a can inspector, an industrial cleaner, a produce inspector, and an equipment cleaner.
The ALJ engages in a five-step sequential inquiry to determine whether a claimant is disabled within the meaning of the Act. 20 C.F.R. §§ 404.1520, 416.920. Below is a summary of the five steps, which also are described in Tackett v. Apfel, 180 F.3d 1094, 1098-99 (9
At Steps One through Four, the burden of proof is on the claimant. Tackett, 180 F.3d at 1098. At Step Five, the burden shifts to the Commissioner to show that the claimant can perform jobs that exist in significant numbers in the national economy. Id.
As a preliminary matter, the ALJ found that Plaintiff met the insured status requirements through December 31, 2017.
At Step One, the ALJ determined that Plaintiff had not engaged in substantial gainful activity since October 15, 2012, the alleged onset date.
At the second step, the ALJ found that Plaintiff had the following severe impairments: cervical radiculopathy, lumbar degenerative disk disease, and right shoulder pain.
At Step Three, the ALJ found that Plaintiff did not have an impairment or combination of impairments that met or equaled a presumptively disabling impairment set out in the Listing of Impairments. 20 C.F.R. Part 404, Subpart P, Appendix 1 (20 C.F.R. §§ 404.1520(d), 404.1525, and 404.1526).
Before proceeding to the fourth step, the ALJ assessed Plaintiff's residual functional capacity (RFC). She found that Plaintiff retained the capacity to perform light work with the following limitations:
Tr. 24. In making this determination, the ALJ found that Plaintiff's statements concerning the intensity, persistence, and limiting effects of his symptoms were not entirely consistent with the medical evidence and other evidence of record. Tr. 25.
At Step Four of the disability analysis, the ALJ found that Plaintiff was unable to perform any of his past relevant work.
At the fifth step, the ALJ found that Plaintiff could perform other jobs that existed in significant numbers in the national economy. Based upon testimony from the VE, the ALJ cited office helper, production assembler, and hand packager as representative of the work Plaintiff could perform. Having concluded that the Plaintiff could perform other work, the ALJ found that Plaintiff had not been under a disability within the meaning of the Act from October 15, 2012 through the date of the decision.
A claimant is disabled if he or she is unable "to engage in substantial gainful activity by reason of any medically determinable physical or mental impairment which . . . has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §423(d)(1)(A). Claimants bear the initial burden of establishing disability. Roberts v. Shalala, 66 F.3d 179, 182 (9
The district court must affirm the Commissioner's decision if it is based on proper legal standards and the findings are supported by substantial evidence in the record as a whole. 42 U.S.C. § 405(g); see also Andrews v. Shalala, 53 F.3d 1035, 1039 (9
Plaintiff argues the ALJ's Step Five determination, finding Plaintiff could perform other jobs that existed in significant numbers in the national economy, was unsupported by substantial evidence. Specifically, Plaintiff contends that the light level jobs the ALJ identified, with the assistance of the VE, were inconsistent with his RFC's overhead reaching limitation. Plaintiff also argues that the ALJ erred when, despite an RFC limitation to 2 hours of standing and walking, she determined that Plaintiff could perform light work and applied the light exertion Grid Rule at Step 5.
At Step Five of the sequential analysis, the burden of proof rests with the Commissioner to establish whether other work exists in the national economy that an individual of the claimant's age, education, work experience, and RFC is able to perform. See 20 C.F.R. § 404.1520(g); Tackett, 180 F.3d at 1099. In making this finding, an ALJ relies "primarily" on the Dictionary of Occupational Titles ("DOT") for information about the requirements of other work in the national economy.
Among other limitations included in the RFC, the ALJ found Plaintiff could perform no overhead reaching with his right, dominant hand. Tr. 24 This limitation was included in the hypothetical presented to the VE. Tr. 107. In response, the VE indicated there would be both sedentary and light occupations that existed in the national economy that the hypothetical individual could perform. Tr. 108-109. The VE then identified three specific light level occupations. Id. Based on the jobs identified, the ALJ found Plaintiff not disabled at Step Five. Tr. 29.
Plaintiff argues the three occupations identified by the VE are inconsistent with his limitation to no overhead reaching with his right hand. The occupations of office helper (DOT 239.567-010), production assembler (DOT 706.687-010), and hand packager (DOT 559.687-074) all require frequent reaching. Social Security Ruling 85-15 defines reaching as "extending the hands and arms in any direction. SSR 85-15 available at 1985 WL 56857. However, overhead reaching is not specifically discussed in the DOT job descriptions for the above occupations nor can an essential or expected requirement for overhead reaching be gleaned from those descriptions. It was, thus, not apparent that the DOT was in conflict with the VE's testimony that an individual with the limitations the ALJ set forth in the hypothetical could perform these occupations. See Gutierrez, 844 F.3d at 808 (conflict must by "obvious or apparent" and "at odds" with the DOT's listing of job requirements that are "essential, integral, or expected.").
In any event, any conflict that may have existed was adequately explained when the ALJ inquired as to the basis for the VE's testimony. After the ALJ presented her hypotheticals and the VE identified the three occupations discussed above, the ALJ and VE had the following discussion:
Tr. 110.
The hearing transcript makes evident that the VE was not relying solely on the DOT when he testified that Plaintiff could perform the occupations proffered. Furthermore, the VE had earlier specifically clarified that there was an overhead reaching restriction and that Plaintiff was right-hand dominant prior to listing the occupations upon which the ALJ ultimately relied. Tr. 107. The VE's testimony, knowledge, and experience provide sufficient evidence to supplement the DOT. See Fenton v. Colvin, No. 6:14-cv-0350-SI; 2015 WL 3464072, at *2 (D. Or. June 1, 2015)(acknowledging the same); see also Hardin v. Colvin, No. 6:14-CV-01044-SB, 2015 WL 7766080, at *9 (D. Or. Nov. 4, 2015), report and recommendation adopted, No. 6:14-CV-1044-SB, 2015 WL 7777889 (D. Or. Dec. 2, 2015)(same). Thus, the ALJ did not err in accepting the VE's testimony that Plaintiff could perform the occupations of office helper, production assembler, and hand packager, despite an RFC limitation to no overhead reaching with the right hand. See Johnson v. Shalala, 60 F.3d 1428, 1435 (9
Plaintiff asserts that the ALJ's finding that he was limited to 2 hours of standing and walking in an 8-hour workday was inconsistent with her determination that Plaintiff was capable of performing "light" exertion work. Plaintiff argues it was, thus, error for the ALJ to apply the light Medical-Vocational Rule at Step Five. Plaintiff correctly notes that if he does not have transferable skills from his past work, he would be disabled under the Grid Rules for sedentary work. See 20 C.F.R. Pt. 404, Subpt. P, App. 2, § 201.14.
The Commissioner has the burden at Step Five to demonstrate the claimant can perform work that exists in "significant numbers" in the national economy, taking into account the claimant's RFC, age, education, and work experience. 20 C.F.R. § 404.1560(b)(3), 42 U.S.C. § 423(d)(2)(A). The Commissioner may satisfy this burden by obtaining testimony from a VE or by reference to the Medical-Vocational Guidelines at 20 C.F.R. Part 404, Subpart P, Appendix 2, otherwise known as "the Grids." When a claimant has both exertional and nonexertional limitations, the Grids are only a framework and a VE must be consulted. Burkhart v. Bowen, 856 F.2d 1335, 1340 (9
In Moore v. Apfel, 216 F.3d 864 (9
As with the claimants in Moore and Thomas, Plaintiff in this case has both exertional and nonexertional limitations. His exertional limitations place him between the sedentary and light exertion Grid Rules. The ALJ, therefore, followed the procedure directed by SSR 83-12 and Ninth Circuit caselaw. The ALJ consulted a VE. The VE testified that a hypothetical individual with Plaintiff's profile could perform both sedentary and light occupations. Tr. 108. The VE then identified three light exertional level occupations that a person with Plaintiff's profile could perform. Tr. 108-109. Together, those occupations represented 371,000 jobs in the national economy and 4,400 jobs in the local economy. Tr. 29, 108-109. Accordingly, the ALJ found that Plaintiff was "not disabled." See Moore, 216 F.3d at 870; 42 U.S.C. § 423(d)(2)(A).
Plaintiff argues that the ALJ should have determined that the category of light work was so eroded that the sedentary rule should have applied. At the very least, according to Plaintiff, the ALJ should have offered an explanation as to why the sedentary rule was not appropriate. Pl. Brief at 8. However, as in Moore, Plaintiff had both exertional and nonexertional limitations. The holding in Moore is clear that in this situation SSR 83-12 only directs the use of a VE. Id. at 870-871. In addition, as explained by the Ninth Circuit in Lee,
Lee, 63 F. App'x at 292.
Moreover, the Moore court reasoned that "even assuming that the evidence rationally supports Moore's argument, it also clearly supports the ALJ's decision to use a VE, and his subsequent ruling. `Where evidence is susceptible of more than one rational interpretation, it is the ALJ's conclusion which must be upheld.'" Moore, 216 F.3d at 871 (quoting Gallant v. Heckler, 753 F.2d 1450, 1453 (9th Cir.1984)); see also Batson v. Commissioner, 359 F.3d 1190, 1198 (9th Cir.2004) ("When the evidence before the ALJ is subject to more than one rational interpretation, we must defer to the ALJ's conclusion.").
Both the ALJ's procedure and subsequent ruling in this case were consistent with Moore and the applicable rules. The VE's testimony provided a rational basis for finding that Plaintiff could perform available light work. The ALJ's Step Five finding was, thus, supported by substantial evidence and must be upheld.
For the reasons set forth above, the Commissioner's decision is AFFIRMED and this case is DISMISSED.