CYNTHIA REED EDDY, Magistrate Judge.
Petitioner, George Ely, a state prisoner incarcerated at the Northern Correctional Facility, located in Moundsville, West Virginia, has petitioned for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. This is a second or successive petition and Ely has not received from the Court of Appeals for the Third Circuit an order authorizing this Court to consider it, as required by 28 U.S.C. § 2244(b)(3)(A). Accordingly, it is respectfully recommended that the petition be dismissed for lack of jurisdiction and that a certificate of appealability be denied. 28 U.S.C. § 2243.
On September 26, 1997, Ely pleaded guilty to the charges of homicide and criminal conspiracy pursuant to a plea agreement. He was later sentenced to a term of life imprisonment for first degree murder. Ely's conviction and sentence were affirmed by the Superior Court and his petition for allowance of appeal was denied by the Pennsylvania Supreme Court on March 8, 2006.
On or about June 30, 2006, Ely filed a pro se petition pursuant to Pennsylvania's Post Conviction Relief Act ("PCRA"), which was dismissed by the PCRA court on July 17, 2007. No appeal followed.
On January 2, 2008, Ely filed his first federal Petition for Writ of Habeas Corpus, which was docketed in this Court at Civil Action No. 08-cv-0001. On May 1, 2009, by Memorandum Opinion and Order of United States Magistrate Judge Amy Reynolds Hay, Ely's federal petition was dismissed because three of the four claims raised had been procedurally defaulted, and Ely was not entitled to relief on the fourth claim under either AEDPA or de novo review. A certificate of appealability was denied, and the case was closed.
In November of 2010, Ely filed in state court a document entitled "Motion for Nunc Pro Tunc Sentencing Order." In it, Ely contended that his PCRA counsel never advised him of his right to appeal the PCRA court's denial of his petition. In October 2014, the PCRA court restored Ely's appellate rights nunc pro tunc from the denial of his first PCRA petition. On April 4, 2016, the Pennsylvania Superior Court affirmed the denial of PCRA relief. Ely's request for further appeal was denied by the Pennsylvania Supreme Court on August 16, 2016.
The instant petition was filed on June 29, 2017. Ely is challenging the very same conviction which he previously challenged. Respondents filed an Answer in which they argue that this Court lacks subject matter jurisdiction because the instant petition is a second or successive petition. (ECF No. 15). Petitioner filed a brief in opposition. (ECF Nos. 20 and 21). The matter is ripe for disposition.
The Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA") mandates that before a petitioner may file a second or successive habeas corpus petition under 28 U.S.C. § 2254 challenging the same judgment of sentence that he previously challenged in federal habeas, he must obtain an order from the court of appeals authorizing the district court to consider the petition. 28 U.S.C. § 2244(b)(3)(A). See, e.g., Magwood v. Patterson, 561 U.S. 320 (2010). Once a petitioner moves for authorization to file a second or successive petition, a three-judge panel of the court of appeals must decide within thirty days whether there is a prima facie showing that the application satisfies § 2244's substantive requirements, which are set forth in § 2244(b)(2). See 28 U.S.C. § 2244(b)(3). AEDPA's allocation of "gatekeeping" responsibilities to the courts of appeals has divested district courts of jurisdiction over habeas petitions that are second or successive filings. See, e.g., Burton v. Stewart, 549 U.S. 147 (2007).
Ely does not dispute that he has not received from the Court of Appeals permission to file a second or successive petition. Therefore, this Court must dismiss the instant petition for lack of jurisdiction. Id. at 152-54.
Section 102 of AEDPA, which is codified at 28 U.S.C. § 2253, governs the issuance of a certificate of appealability for appellate review of a district court's disposition of a habeas petition. It provides that "[a] certificate of appealability may issue . . . only if the applicant has made a substantial showing of the denial of a constitutional right." In Slack v. McDaniel, 529 U.S. 473, 474 (2000), the Supreme Court stated that "[w]hen the district court denies a habeas petition on procedural grounds without reaching the prisoner's underlying constitutional claim, a [certificate of appealability] should issue when the prisoner shows, at least, that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling." Applying that standard here, jurists of reason would not find it debatable whether the instant petition is a second or successive petition. Accordingly, a certificate of appealability should be denied.
For the foregoing reasons, it is respectfully recommended that the petition for a writ of habeas corpus be dismissed and that a certificate of appealability be denied.
Any party is permitted to file Objections to this Report and Recommendation to the assigned United States District Judge. In accordance with 28 U.S.C. § 636(b), Fed.R.Civ.P. 6(d) and 72(b)(2), and LCvR 72.D.2, Petitioner, because he is a non-electronically registered party, may file objections to this Report and Recommendation by
HAY, Magistrate Judge
George Franklin Ely ("Petitioner"), a state convict,
Petitioner raises four issues in his habeas petition:
[Dkt. [1] at 5.]
[Dkt. [1] at 18.]
[Dkt. [1] at 22.]
[Dkt. [1] at 29.]
Petitioner has procedurally defaulted Grounds One, Three and Four because he never raised them in his direct appeal, and even if he had raised them in his PCRA petition, he never appealed the dismissal of his PCRA petition by the PCRA court. Ground Two is procedurally defaulted because it does not appear that he raised his desire to withdraw his guilty plea as a matter of federal constitutional law but merely as a state law issue under Pennsylvania Rules of constitutional issue, he fails to carry his burden to show that the state courts' adjudication of the claim was contrary to or an unreasonable application of United States Supreme Court precedent. Nor has he shown that the state courts `adjudication involved an unreasonable determination of the facts in light of the evidence presented at his plea colloquy and his degree of guilt hearing.
Petitioner pleaded guilty on September 26, 1997. As a consequence of his agreement to cooperate in other prosecutions, including the prosecution of his co-actor, John Dino Martin, Petitioner's sentencing was delayed until September 11, 2003. The delay between his plea of guilt and his sentencing was a consequence of the fact that Mr. Martin, who had previously been convicted of first degree murder in West Virginia and of criminal RICO charges in Federal Court, had been placed in the Federal Witness Protection Program and made to serve his state and federal sentences in a Federal Bureau of Prisons facility under an assumed identity. Hence, at the time of the Washington County District Attorney's initiation of criminal proceedings against Mr. Martin, there were great difficulties in locating Mr. Martin and in bringing him to Washington County for Court appearances, given his status in the Federal Witness Protection program. The Washington County charges against Mr. Martin were eventually resolved in a plea agreement, wherein Mr. Martin agreed to plead guilty to criminal conspiracy to commit homicide for his role in the contract killing and he was sentenced to 5-10 years imprisonment, the sentence to run concurrent to the sentences that Mr. Martin was already serving. Mr. Martin's case concluded on July 29, 2003, the date whereon he was sentenced by the Washington County Common Pleas Court.
Mr. Martin received a significantly better plea bargain than had Petitioner because the whole case against Mr. Martin was based upon the testimony of Petitioner, whereas the case against Petitioner was much stronger. Moreover, there was significant potential for impeachment of Petitioner's testimony against Mr. Martin, including the fact that during a botched robbery that Petitioner and Martin were involved in, where the victim shot and seriously injured Petitioner, Martin attempted to "finish off' Petitioner by firing his gun at Petitioner but Martin's gun jammed.
With the Martin prosecution concluded, the Washington County Court of Common Pleas scheduled a degree of guilt hearing for Petitioner to be held on September 10, 2003. On August 28, 2003, Petitioner filed a motion to withdraw his guilty plea and to dismiss the charges due to an alleged violation of a Pennsylvania State Rule of Criminal Procedure.
The Court denied both motions in open court, Dkt. [14-3] at 26 to 28; 40 to 44, finding no violation of the state rule of criminal procedure and finding that Petitioner's guilty plea was knowingly and voluntarily entered.
Petitioner appealed to the Superior Court from the Trial Court's decision. In that appeal, Petitioner raised only the following two issues.
Dkt. [15-2] at 6. The Superior Court affirmed. Dkt. [15] at 49-53.
Petitioner through counsel then filed a Petition for Allowance of Appeal ("PAA") in the Pennsylvania Supreme Court wherein he raised the same issues as follows:
Dkt. [15-3] at 7. The Pennsylvania Supreme Court denied the PAA on March 8, 2006. Dkt. [14-2] at 1.
On or about June 30, 2006, Petitioner filed a prose PCRA petition. On July 17, 2006, counsel was appointed to represent Petitioner. On October 12, 2006, the Court ordered that an amended PCRA petition be filed by counsel, and an amended PCRA petition was filed as of PCRA petition in the reproduced record to this Court. In any event, no matter what issues were raised therein, on July 17, 2007, the PCRA court dismissed the amended PCRA petition without a hearing. Dkt. [14-7] at 25. Thereafter, Petitioner did not take an appeal.
On January 2, 2008, the Petitioner filed the instant habeas petition. The Respondents filed an answer, in which they raised the defense of procedural default and also addressed the merits. Dkt. [4]. Due to deficiencies in the answer, the Court ordered Respondents to file an amended answer, redressing those deficiencies. Dkt. [5]. Petitioner filed a traverse to the original answer. Dkt. [7]. After numerous attempts to properly file the answer, the operative answer is Dkt. [14] as supplemented by Dkt. [15]. The operative answer did not raise any issues not raised in the original answer and so Petitioner's traverse, filed in response to the original answer, maintains its validity.
The Antiterrorism and Effective Death Penalty Act of 1996, Pub. L. No. 104-132, tit. I, § 10 I (1996) (AEDPA), which amended the standards for reviewing state court judgments in federal habeas petitions filed under 28 U.S.C. § 2254, was effective April 24, 1996. Because petitioner's habeas petition was filed in the year 2008, AEDPA is applicable to this case.
Where the state courts have reviewed a federal issue presented to them and disposed of the issue on the merits, and that issue is also raised in a federal habeas petition, AEDPA provides the applicable deferential standards by which the federal habeas court is to review the state courts' disposition of that issue.
In
Under the "contrary to" clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reached by this Court on a question of law or if the state court decides a case differently than this Court has on a set of materially indistinguishable facts. Under the "unreasonable application" clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from this Court's decisions but unreasonably applies that principle to the facts of the prisoner's case.
AEDPA also permits federal habeas relief where the state court's adjudication of the claim "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. 2254(d)(2).
The Respondents first point out that Petitioner's claims have all been procedurally defaulted because he never presented the issues to the state courts in one complete round of state court appeals. This court agrees but only to a certain extent. Respondents seem to contend that Petitioner presented none of his issues for one complete round of state court review. However, this is true for all of his issues but one, namely, he did present his issue of the propriety of withdrawal of his guilty plea to one full round of state court review, namely in his direct appeal as is demonstrated by the above recitation of the procedural history of this case.
However, the Respondents are nevertheless correct that to the extent Petitioner seeks to present the issue of the withdrawal of his guilty plea as being one of federal constitutional dimension, he has procedurally defaulted that federal constitutional issue because he only presented the issue of the withdrawal of his guilty plea as one of state law and not federal law in the state courts.
In order to properly exhaust, and consequently, in order to avoid procedurally defaulting a federal claim, a state prisoner must have first "fairly presented" in the state courts all of his federal constitutional claims that he raises in his federal habeas petition.
The court finds that Petitioner completely failed to present his grounds for leave to withdraw his guilty plea as a federal constitutional issue versus a state law issue of being permitted to withdraw his plea prior to sentencing in the sound exercise of the trial court's discretion, in essence, arguing that the trial court abused its discretion for not granting the withdrawal of the guilty plea.
However, even if he had and even if we assume for the sake of argument that Petitioner had presented the issue of the withdrawal as a matter of federal constitutional law, Petitioner has not carried his burden to show that the state courts' adjudication of the claim was contrary to or an unreasonable application of then extant United States Supreme Court precedent.
Petitioner alleged in his motion to withdraw that he was innocent of the crime, notwithstanding his earlier guilty plea and extensive guilty plea colloquy that recited all of the substantial evidence against him.
The Trial Court rejected Petitioner's attempt to withdraw his plea on the following grounds:
Dkt. [15-2] at 28 to 29. Notably, the Superior Court affirmed the Trial court's denial of the motion to withdraw and, in the course of the opinion, found that
Dkt. [15-3) at 13 to 15.
Petitioner has not demonstrated that the foregoing is contrary to or an unreasonable application of then extant Supreme Court precedent, as is his burden. Nor does this Court find the foregoing to be such. Neither has Petitioner carried his burden to show that the foregoing constituted an unreasonable determination of the facts in light of the record evidence.
Lastly, even if we were to review this issue de novo, we would find that the Petitioner's plea was knowing and voluntary and that there was no federal constitutional basis for permitting him to withdraw that plea given that his sole argument concerning his alleged innocence is simply not borne out by the record.
Accordingly, this issue does not afford Petitioner any relief.
The remaining issues presented in the habeas petition have all been procedurally defaulted because they were waived under state procedural laws that were and are both adequate and independent.
While petitioner may have raised Ground One, namely, that his confession and statements were obtained in violation of
We find such a waiver under state law to have constituted a procedural default under federal habeas law.
Petitioner cannot now show cause and prejudice for this specific procedural default of the
Petitioner does attempt to excuse this failure of his to appeal from the PCRA court's dismissal by pointing to the fact that his PCRA counsel allegedly abandoned Petitioner. Dkt. [7] at 2. He further argues that this alleged abandonment essentially rendered the state court remedy of appeal unavailable to him.
The Court is not convinced. Petitioner's argument is, at base, a claim that his PCRA counsel was ineffective for abandoning him and this can serve as "cause" to excuse his procedural default of his claims for failing to appeal from the PCRA court's dismissal of his petition. Petitioner is simply wrong. Moreover, it is not that the state courts were unavailable to him or his counsel, he and/or his counsel simply chose not to utilize them.
The hard and steadfast rule is that in order for counsel's ineffectiveness to serve as "cause" so as to excuse a procedural default, the habeas petitioner must have had a federal constitutional right to counsel at the stage of the alleged ineffectiveness which is being invoked as "cause."
Similarly, even if we assume Petitioner raised the remaining three grounds of his habeas petition in his PCRA petition, because he never appealed the PCRA court's dismissal of the PCRA petition, he has waived those issues under state law and committed a procedural default under federal law. He would have no "cause" for such a default because the only cause apparent is the alleged ineffectiveness of his PCRA counsel and, as demonstrated, because he has no federal constitutional right to counsel at the PCRA stage, he has no claim of cause.
Nor does it appear that Petitioner has even argued for the miscarriage of justice exception. Even if he had, such an argument simply could not be successful on the record before the Court.
Accordingly, none of the issues Petitioner raises herein can be addressed on the merits because they have all been procedurally defaulted. Having failed to show cause or prejudice or a miscarriage of justice, the procedural defaults cannot be overlooked and the petition should be dismissed with prejudice because of the procedural defaults.
A certificate of appealability ("COA") should be issued only when a petitioner has made a substantial showing of a denial of a constitutional right. 28 U.S.C. § 2254(c)(2). There is a difficulty with this provision when the District Court does not decide the case on the merits but decides the case on a procedural ground without determining whether there has been a denial of a constitutional right.
Applying this standard to the instant case, the court concludes that jurists ofreason would not find it debatable whether dismissal of the petition for procedural default and/or, as to the withdrawal of plea issue, for not being meritorious was correct. Accordingly, a certificate of appealability should be denied.
An appropriate Order follows.
AND NOW, this 1st day of May 2009, IT IS HEREBY ORDERED that the habeas petition (Doc. I) is
IT IS HEREBY ORDERED that final judgment of this Court is entered pursuant to Rule 58 of the Federal Rules of Civil Procedure in favor of Respondents and against Petitioner.