Filed: May 23, 2016
Latest Update: Mar. 02, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-2148 _ JOHN F. O’CONNELL, Appellant v. NEW JERSEY TURNPIKE AUTHORITY; LINDA LORDI CAVANAUGH; JOHN O’HERN; MARY ELIZABETH GARRITY; DIANE SCACCETTI; JAMES S. SIMPSON _ On Appeal from the United States District Court for the District of New Jersey (D.C. Civ No. 2-12-cv-00049) District Judge: Hon. Esther Salas _ Submitted Under Third Circuit L.A.R. 34.1(a) March 24, 2016 _ Before: GREENAWAY, JR., VANASKIE, and SHWARTZ, Ci
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 15-2148 _ JOHN F. O’CONNELL, Appellant v. NEW JERSEY TURNPIKE AUTHORITY; LINDA LORDI CAVANAUGH; JOHN O’HERN; MARY ELIZABETH GARRITY; DIANE SCACCETTI; JAMES S. SIMPSON _ On Appeal from the United States District Court for the District of New Jersey (D.C. Civ No. 2-12-cv-00049) District Judge: Hon. Esther Salas _ Submitted Under Third Circuit L.A.R. 34.1(a) March 24, 2016 _ Before: GREENAWAY, JR., VANASKIE, and SHWARTZ, Cir..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 15-2148
_____________
JOHN F. O’CONNELL,
Appellant
v.
NEW JERSEY TURNPIKE AUTHORITY;
LINDA LORDI CAVANAUGH; JOHN O’HERN;
MARY ELIZABETH GARRITY; DIANE SCACCETTI;
JAMES S. SIMPSON
_____________
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civ No. 2-12-cv-00049)
District Judge: Hon. Esther Salas
______________
Submitted Under Third Circuit L.A.R. 34.1(a)
March 24, 2016
______________
Before: GREENAWAY, JR., VANASKIE, and SHWARTZ, Circuit Judges
(Filed: May 23, 2016)
___________
OPINION*
___________
VANASKIE, Circuit Judge.
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7
does not constitute binding precedent.
Appellant John O’Connell appeals the District Court’s order granting summary
judgment in favor of Appellee the New Jersey Turnpike Authority (“NJTA”) on
O’Connell’s claims under the New Jersey Law Against Discrimination (“NJLAD”), N.J.
Stat. Ann. § 10:5-1, et seq. and the New Jersey Constitution. For the reasons that follow,
we conclude that the District Court did not have subject matter jurisdiction over
O’Connell’s claims because they do not raise a federal question and the requirements for
diversity jurisdiction are not satisfied because both parties are citizens of New Jersey.
Accordingly, we will vacate the order of the District Court and direct the District Court to
remand the case to the New Jersey Superior Court.
I.
O’Connell began working as a Staff Attorney at the NJTA in 2002. In May 2003,
O’Connell, who served in the United States Navy from 1987 to 1997, entered the New
Jersey Air National Guard while still serving as a full-time employee of the NJTA.
Between 2003 and 2012, O’Connell was called to active duty on eight occasions, serving
a total of 2,188 days. One such occasion occurred in July 2010 after O’Connell was
selected to attend the Industrial College of the Armed Forces in Washington, D.C.
Although O’Connell’s attendance in the program was initially scheduled to result in a
one-year absence from the NJTA, O’Connell did not complete the program on time due
to medical issues. In light of this, O’Connell was on active duty until September 30,
2012, during which time he resided in Arlington, Virginia.
2
On November 29, 2011—while still residing in Virginia—O’Connell filed this
lawsuit in the New Jersey Superior Court against the NJTA and five individuals.1
O’Connell asserted claims for: (1) harassment because of his military service, in violation
of the NJLAD; (2) intentional violation of civil rights under the New Jersey Constitution;
and (3) negligent infliction of emotional distress. On January 3, 2012, the NJTA filed a
notice of removal to the United States District Court for the District of New Jersey. The
NJTA removed the case on the basis of federal question jurisdiction under 28 U.S.C. §
1331 despite the fact that O’Connell only brought claims under New Jersey state law.2
O’Connell did not challenge the removal, however, and on November 19, 2012,
O’Connell filed an Amended Complaint in the District Court that was identical in all
material respects to the Complaint he filed in the New Jersey Superior Court. Although
O’Connell was residing in New Jersey at this time, he stated in the preamble of his
1
The five individual defendants were eventually dismissed from the action by
stipulation, and we will refer only to the NJTA as the defendant in this case.
2
To support removal on federal question grounds, the NJTA relied upon
O’Connell’s assertions in his Complaint that, as a member of the military, he was
“subject to Title 10 of the United States Code,” (App. 41), and that he had been harassed
because his superiors requested “copies of military orders which he had previously
provided to them.” (App. 45.) Additionally, the NJTA relied upon averments that
O’Connell “received notice from the Division of Pension stating that benefits from his
pension account were being terminated,” (App. 49), and a remark that the NJTA
“deprived [O’Connell] of his rights, privileges and immunities secured by the
Constitution and laws of the State of New Jersey, and are liable to [O’Connell] pursuant
to Article I, paragraphs 1 and 5 of the Constitution of the United States.” (App. 51.)
3
Amended Complaint that he was “presently residing in Arlington, Virginia.”3 (App.
365.)
On November 26, 2012, the District Court sua sponte directed the parties to clarify
whether it had subject matter jurisdiction over O’Connell’s claims. The NJTA
maintained that the District Court had subject matter jurisdiction because the Amended
Complaint raised a federal question, but also argued for the first time that O’Connell was
a citizen of Virginia, and therefore, the District Court had subject matter jurisdiction
under 28 U.S.C. § 1332 due to the diversity of the citizenship of the parties. In response,
O’Connell argued that his Amended Complaint did not raise a federal question and that
there was no diversity of citizenship because he and the NJTA were both citizens of New
Jersey.
The District Court did not issue a formal ruling on the subject matter jurisdiction
issue at that time, and the case proceeded through discovery. Thereafter, the NJTA filed
a motion for summary judgment. On April 7, 2015, the District Court granted summary
judgment in favor of the NJTA on O’Connell’s harassment claims, concluding that
O’Connell failed to produce evidence sufficient to sustain a prima facie claim of
harassment under the NJLAD or the New Jersey Constitution.4 Prior to addressing the
3
It appears that the mistake occurred because the preamble and other portions of
O’Connell’s state court Complaint, which O’Connell filed while residing in Virginia,
were copied and pasted into O’Connell’s Amended Complaint.
4
The District Court previously dismissed the Negligent Infliction of Emotional
Distress claim by stipulation of the parties.
4
substantive merits of the claims, the District Court concluded it had subject matter
jurisdiction under 28 U.S.C. § 1332, explaining:
[T]he preamble to Plaintiff’s Amended Complaint states that
he is a resident of Virginia, Defendant NJTA is a resident of
the State of New Jersey, and the amount in controversy
exceeds $75,000. Plaintiff cites no law showing why the
Court should disregard the stated place of residence in the
Amended Complaint.
(App. 2 n.1) (internal citations omitted). O’Connell timely filed this appeal.
Although the Brief for Appellant did not contest the District Court’s determination
that it had subject matter jurisdiction under the diversity statute, we directed the parties to
address this threshold question consistent with our paramount obligation to assure that
limited federal court subject matter jurisdiction exists in every case. See Nesbit v. Gears
Unlimited, Inc., 347 F.3d 72, 76–77 (3d Cir. 2003). As explained in Ruhrgas AG v.
Marathon Oil Co.,
526 U.S. 574, 583 (1999), “[s]ubject-matter limitations on federal
jurisdiction serve institutional interests. They keep the federal courts within the bounds
the Constitution and Congress have prescribed. Accordingly, subject-matter delineations
must be policed by the courts on their own initiative. . . .” Having closely examined the
question of subject matter jurisdiction, we conclude that the District Court acted in the
absence of its limited jurisdiction and we must vacate its ruling.
II.
We have appellate jurisdiction to review a final order of the District Court under
28 U.S.C. § 1291. “In reviewing a district court’s conclusion regarding where a party is
domiciled, our review is for clear error as to the court’s factual determination but de novo
5
as to the applicable legal principles and the court’s conclusions of law.” Washington v.
Hovensa LLC, 652 F.3d 340, 341 (3d Cir. 2011).
III.
A District Court has subject matter jurisdiction under 28 U.S.C. § 1332 if the
matter in controversy exceeds $75,000 and the parties are “citizens of different States.”
28 U.S.C. § 1332(a)(1). “Citizenship is synonymous with domicile, and ‘the domicile of
an individual is his true, fixed and permanent home and place of habitation. It is the
place to which, whenever he is absent, he has the intention of returning.’” McCann v.
Newman Irrevocable Trust, 458 F.3d 281, 286 (3d Cir. 2006) (quoting Vlandis v. Kline,
412 U.S. 441, 454 (1973)). Several factors guide our determination of an individual’s
domicile, including “declarations, exercise of political rights, payment of personal taxes,
house of residence, and place of business.”
Id. (quoting Krasnov v. Dinan,
465 F.2d
1298, 1301 (3d Cir. 1972)). Additionally, we may consider the “location of brokerage
and bank accounts, location of spouse and family, membership in unions and other
organizations, and driver’s license and vehicle registration.”
Id. More generally, a
person’s domicile is “the center of one’s business, domestic, social and civic life.”
Washington, 652 F.3d at 344 (quoting Frett-Smith v. Vanterpool,
511 F.3d 396, 401 (3d
Cir. 2008)).
Once a person establishes a domicile, this “gives rise to a presumption favoring an
established domicile over a new one.” McCann, 458 F.3d at 286–87. In order for a
person to change their domicile, two things are required: “[h]e must take up residence at
the new domicile, and he must intend to remain there.”
Id. at 286 (quoting Krasnov,
465
6
F.2d at 1300). Moreover, under the “military servicemen principle,” when a service
member’s residence changes as a result of military assignment, that person’s domicile is
presumed not to have changed unless there is “clear and unequivocal” evidence of an
intention to change domicile.
Krasnov, 465 F.2d at 1302 (citation omitted). This is
because “the selection of a residence of a person subject to military orders is not a
voluntary choice, but the product of compulsion.”
Id.
Prior to attending the Industrial College of the Armed Forces and moving to
Virginia, O’Connell’s domicile was New Jersey. He resided in South Amboy, New
Jersey, worked in Woodbridge, New Jersey, served in the New Jersey Air National
Guard, acted as a city councilman for South Amboy, New Jersey, and was a member of
the New Jersey Bar Association. Clearly, New Jersey was “the center of [O’Connell’s]
business, domestic, social and civic life.”
Washington, 652 F.3d at 344 (quoting Frett-
Smith, 511 F.3d at 401). Therefore, there is a presumption favoring New Jersey as
O’Connell’s domicile, and we will only find that O’Connell’s domicile changed from
New Jersey to Virginia if there is “clear and unequivocal” evidence that O’Connell
intended to remain in Virginia after the completion of his military assignment.
Krasnov,
465 F.2d at 1302 (citation omitted).
We find that the record is devoid of any such evidence. Instead, the record is
unequivocal that O’Connell intended to return to New Jersey at the completion of his
military assignment. On June 21, 2011, prior to the commencement of this lawsuit,
O’Connell stated in a letter to the NJTA: “I have every intention of returning to the
Authority once my Professional Military Education requirement is complete and the
7
National Guard Bureau releases me from active duty.” (App. 361.) In his Amended
Complaint, O’Connell likewise averred that he was still “an employee in good standing”
with the NJTA and an active member of the New Jersey Air National Guard. (App. 366.)
Later, O’Connell testified at his deposition: “I was not a resident of Arlington, Virginia. I
was temporarily living there. My residence was still South Amboy, New Jersey.” (App.
119.)
“The party asserting diversity jurisdiction bears the burden of proof.” McCann,
458 F.3d at 286. The NJTA has not produced the requisite clear and unequivocal
evidence that O’Connell intended to change his domicile to anywhere other than New
Jersey.5 Rather, the record is clear that when O’Connell was absent from New Jersey, he
always intended to return. As such, the District Court erred in finding that O’Connell
was a citizen of Virginia merely because his Amended Complaint stated that he was
presently residing in Virginia. See Emerald Inv’rs Trust v. Gaunt Parsippany Partners,
492 F.3d 192, 207 n.24 (3d Cir. 2007) (“Domicile is what matters for the purposes of
determining citizenship; residence is different.”). Accordingly, we conclude that the
5
In support of its contention that O’Connell intended to remain in Virginia, the
NJTA notes that: (1) O’Connell’s program was initially scheduled to end on June 11,
2011, but he remained in Virginia well into 2012; and (2) O’Connell updated his
LinkedIn profile in May 2011 to reflect a new job title for a position that was located in
Virginia. We find this proffer falls well short of “clear and unequivocal” evidence that
O’Connell intended to remain in Virginia. First, the reason O’Connell remained in
Virginia past his originally scheduled end date was because he underwent treatment for
thyroid cancer that required two surgeries and delayed completion of his program at the
Industrial College of the Armed Forces. Second, as O’Connell explained in his June 21,
2011 letter to the NJTA, the “new job title” in O’Connell’s LinkedIn profile was “merely
a vacant position at the school at which to ‘park’ [O’Connell]” until he recuperated from
surgery. (App. 361.)
8
District Court lacked subject matter jurisdiction under 28 U.S.C. § 1332 because both
O’Connell and the NJTA are citizens of New Jersey.6
IV.
For the foregoing reasons, we will vacate the District Court’s order entered April
8, 2015, and direct the District Court to remand the matter to the New Jersey Superior
Court.
6
Additionally, we conclude that the District Court did not have subject matter
jurisdiction under 28 U.S.C. § 1331 because O’Connell’s initial and Amended Complaint
do not raise a federal question. The references to federal law are limited to citations in
support of O’Connell’s assertion that he was in the military and one stray reference to the
United States Constitution. See Goepel v. Nat’l Postal Mail Handlers Union, 36 F.3d
306, 310 (3d Cir. 1994) (holding that merely alluding to federal law does not raise a
federal question); United Jersey Banks v. Parell,
783 F.2d 360, 365 (3d Cir. 1986)
(holding that in order to present a federal question, “[a] right or immunity created by the
Constitution or laws of the United States must be an element, and an essential one, of the
plaintiff’s cause of action.” (quoting Franchise Tax Bd. v. Constr. Laborers Vacation
Trust,
463 U.S. 1, 10–11 (1983))). Moreover, the references to O’Connell’s pension
merely support his NJLAD claim, and O’Connell does not seek to recover benefits under
an ERISA-covered policy. See Mints v. Educ. Testing Serv.,
99 F.3d 1253, 1261 (3d Cir.
1996) (holding that plaintiff did not raise a federal question when he pled that he lost
rights protected by ERISA because “he merely set forth the loss of his ERISA protected
rights as a consequence of ETS’s actions which allegedly violated [the NJLAD].”). Thus,
there is no basis for federal question jurisdiction.
9
