Filed: Jan. 22, 2019
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 18-1654 _ MICHAEL SCOTT TRACEY, Appellant v. COMMISSIONER SOCIAL SECURITY _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civ. No. 3-17-cv-00470) Honorable Malachy E. Mannion, District Judge _ Submitted under Third Circuit L.A.R. 34.1(a) October 22, 2018 BEFORE: KRAUSE, COWEN, and FUENTES, Circuit Judges (Filed: January 22, 2019) _ OPINION* _ _ * This disposition is not an
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 18-1654 _ MICHAEL SCOTT TRACEY, Appellant v. COMMISSIONER SOCIAL SECURITY _ On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civ. No. 3-17-cv-00470) Honorable Malachy E. Mannion, District Judge _ Submitted under Third Circuit L.A.R. 34.1(a) October 22, 2018 BEFORE: KRAUSE, COWEN, and FUENTES, Circuit Judges (Filed: January 22, 2019) _ OPINION* _ _ * This disposition is not an o..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________
No. 18-1654
______________
MICHAEL SCOTT TRACEY,
Appellant
v.
COMMISSIONER SOCIAL SECURITY
______________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civ. No. 3-17-cv-00470)
Honorable Malachy E. Mannion, District Judge
______________
Submitted under Third Circuit L.A.R. 34.1(a)
October 22, 2018
BEFORE: KRAUSE, COWEN, and FUENTES, Circuit Judges
(Filed: January 22, 2019)
______________
OPINION*
______________
____________________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7
does not constitute binding precedent.
COWEN, Circuit Judge.
Michael S. Tracey appeals from the order of the United States District Court for
the Middle District of Pennsylvania adopting the report and recommendation of the
Magistrate Judge, denying Tracey’s appeal from the decision of the Commissioner of
Social Security (“Commissioner”), and affirming the Commissioner’s decision. We will
affirm.
I.
Tracey filed for disability insurance benefits and supplemental security income.
After his claim was initially denied, an Administrative Law Judge (“ALJ”) conducted an
evidentiary hearing. He found that Tracey was not disabled under the Social Security
Act. Specifically, the ALJ determined that Tracey possessed the residual functional
capacity (“RFC”) to perform light work with the following exceptions:
[O]ccasional stoop, kneel, crouch, crawl and climb stairs; must avoid
hazards such as unprotected heights; and can perform occasional handling
and fingering with the dominant right upper extremity. The claimant can
understand, remember and carry out simple work related instructions, is
limited to exercising only simple work related judgments, requires no more
than occasional changes to the routine work setting, and can perform only
occasional interactions with the public, coworkers and supervisors.
(A66 (emphasis omitted).) Finding that Tracey was unable to perform his past relevant
work, the ALJ determined that “[c]onsidering the claimant’s age, education, work
experience, and residual functional capacity, there are jobs that exist in significant
numbers in the national economy that the claimant can perform.” (A71 (emphasis
omitted) (citations omitted).) “The vocational expert testified that given all of these
factors the individual would be able to perform the requirements of representative
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occupations such as a conveyor line bakery worker, DOT#524.687-022 (88,000 jobs in
the national economy), an egg candler, DOT#529.687-074 (98,000 jobs in the national
economy) and a car[d]ing machine operator, DOT#681.685-030 (130,000 jobs in the
national economy).” (A71.) The ALJ further determined “that the vocational expert’s
testimony [was] consistent with the information contained in the Dictionary of
Occupational Titles.” (Id.)
After his administrative appeal was denied, Tracey filed a complaint with the
District Court. In a report and recommendation, the Magistrate Judge recommended that
the Commissioner’s final decision be affirmed and that Tracey’s requests for relief be
denied. The Magistrate Judge explained that, “[a]s defined [in the Dictionary of
Occupational Titles (“DOT”), which includes the companion publication the Selected
Characteristics of Occupations Defined in the Revised Dictionary of Occupational Titles
(‘SCO’)], the job [of conveyor line bakery worker] is capable of performance by
someone with Mr. Tracey’s RFC limitation.” Tracey v. Berryhill, Civil No. 3:17-cv-
00470,
2018 WL 1100392, at *6 (M.D. Pa. Feb. 5, 2018) (Saporito, U.S.M.J.) (“Tracey
I”). Accordingly, any error regarding the other two jobs identified by the ALJ would be
harmless. See
id. at *7-*8.
Tracey filed objections to the Magistrate Judge’s report and recommendation. The
District Court overruled his objections and adopted the report and recommendation:
“The court finds that Judge Saporito correctly found that the ALJ did not err in finding
that plaintiff could perform the job of conveyor line bakery worker based on plaintiff’s
RFC finding that he was limited in the amount of handling and fingering with his upper
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right extremity and, based on the [DOT] description of that job.” Tracey v. Berryhill,
Civil No. 3:17-cv-00470,
2018 WL 1096430, at *3 (M.D. Pa. Feb. 28, 2018). “The DOT
states that the job of bakery worker requires occasional handling and no fingering and,
this is within the plaintiff’s RFC limitations.”
Id. Accordingly, the District Court denied
Tracey’s appeal from the Commissioner’s decision and affirmed the administrative
ruling.
II.
It is undisputed that, in this case, the ALJ had to assess whether, considering
Tracey’s age, education, work experience, and RFC, he was able to perform other work
that exists in significant numbers in the national economy.1 See, e.g., 20 C.F.R. §§
404.1520(a)(4)(v), 404.1560(c). The RFC is defined as “‘that which an individual is still
able to do despite the limitations caused by his or her impairment(s).’” Burnett v.
Comm’r of Soc. Sec.,
220 F.3d 112, 121 (3d Cir. 2000) (quoting Hartranft v. Apfel,
181
F.3d 358, 359 n.1 (3d Cir. 1999)). “ALJs rely primarily on the [DOT] (including its
companion publication the [SCO]). SSR 00-4p,
2000 WL 1898704 at *2. ALJs also
often rely on testimony by VEs [vocational experts] retained by the Social Security
Administration.” Tracey I,
2018 WL 1100392, at *5. Tracey argues that the Magistrate
Judge improperly denied his claim “based solely on the premise that Mr. Tracey could
perform the job of a conveyor line bakery worker on a full-time, sustained basis if he was
1
The District Court had subject matter jurisdiction pursuant to 42 U.S.C. § 405(g),
and we have appellate jurisdiction under 28 U.S.C. § 1291. Like the District Court, we
review the Commissioner’s factual findings under a substantial evidence standard. See,
e.g., Chandler v. Comm’r of Soc. Sec.,
667 F.3d 356, 359 (3d Cir. 2011).
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only able to perform the visual aspects of the position.” (Appellant’s Brief at 7.)
Purportedly, “there is simply no evidence of record to support the Commissioner’s
position that an individual can work on a full-time sustained basis as a conveyor line
bakery worker without using their dominant upper extremity on more than an occasional
basis.” (Id. at 13.) According to Tracey, the ALJ and the Magistrate Judge misread the
DOT narrative definition or description of this job and overlooked the general description
of light work. Tracey also contends that “[t]he discussion between the ALJ and the
vocational expert as to Mr. Tracey’s ability to mentally perform the duties of a conveyor
line bakery worker is equivocal as to whether the position is within the ALJ’s mental
RFC assessment of Mr. Tracey,” the DOT’s job description is silent on this mental
capacity issue, and the Magistrate Judge failed to address his mental limitations. (Id. at
7.) Finally, he asserts that the ALJ failed to clarify the apparent conflicts between the
DOT and the vocational expert’s testimony and that neither the ALJ nor the vocational
expert relied on anything other than the DOT’s narrative description of the job.
We conclude that the ALJ’s finding that Tracey could perform the job of conveyor
line bakery worker was supported by substantial evidence. The vocational expert
specifically indicated that a hypothetical individual—who, inter alia, is limited to “only
occasional handling and fingering with dominant right upper extremity” and “can
understand, remember, and carry out simple work relate[d] judgments, can exercise only
simple work related judgments, limited to no more than occasional interactions with
members of the public, coworkers, and supervisors” (A93)—could perform the
occupation of conveyor line bakery worker. According to the expert, “one example
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would be conveyor line bakery worker, DOT number 524.687-022.” (A94.) “The [DOT
narrative] definition begins with the qualifier, ‘Performs any combination of following
tasks in preparation of cakes along conveyor line….’” Tracey I,
2018 WL 1100392, at *6
(citation omitted). As the Magistrate Judge explained, there are elements of the job that
would not require more than occasional use of Tracey’s upper right extremity, e.g.,
“Reads production schedule or receives instructions regarding bakery products that
require filling and icing,” and “Notifies supervisor of malfunctions.” DOT #524.687-
022,
1991 WL 674401. The SCO (the DOT’s “companion” publication) states that the
job requires “Handling: Occasionally—Exists up to 1/3 of the time” and “Fingering: Not
Present—Activity or condition does not exist.”
Id. Regarding the issue of mental
capacity, it appears undisputed that “[t]he DOT assigns the Conveyor Line Bakery
Worker occupation the lowest rating in the ‘people’ category [i.e., the ‘8’ in the ‘687’
occupation code], defined as ‘Taking Instructions-Helping.’” (Appellee’s Brief at 16
(footnote omitted).) The ALJ’s hypothetical question also incorporated Tracey’s mental
limitation, and the vocational expert identified conveyor line bakery worker as an
appropriate occupation.
III.
For the foregoing reasons, we will affirm the order of the District Court.
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