Filed: Jan. 29, 2019
Latest Update: Mar. 03, 2020
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 17-3397 _ QUITMAN ROBINSON v. NEW JERSEY TRANSIT RAIL OPERATIONS, INC.; JANE DOE 1-100 New Jersey Transit Rail Operations, Inc., Appellant _ Appeal from the United States District Court for the District of New Jersey (D.C. Civ. Action No. 2-14-cv-02679) District Judge: Honorable Stanley R. Chesler _ Submitted Under Third Circuit LAR 34.1(a) September 25, 2018 _ Before: McKEE, RESTREPO, and FUENTES, Circuit Judges. (Filed
Summary: NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 17-3397 _ QUITMAN ROBINSON v. NEW JERSEY TRANSIT RAIL OPERATIONS, INC.; JANE DOE 1-100 New Jersey Transit Rail Operations, Inc., Appellant _ Appeal from the United States District Court for the District of New Jersey (D.C. Civ. Action No. 2-14-cv-02679) District Judge: Honorable Stanley R. Chesler _ Submitted Under Third Circuit LAR 34.1(a) September 25, 2018 _ Before: McKEE, RESTREPO, and FUENTES, Circuit Judges. (Filed:..
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 17-3397
_____________
QUITMAN ROBINSON
v.
NEW JERSEY TRANSIT RAIL OPERATIONS, INC.;
JANE DOE 1-100
New Jersey Transit Rail Operations, Inc.,
Appellant
______________
Appeal from the United States District Court
for the District of New Jersey
(D.C. Civ. Action No. 2-14-cv-02679)
District Judge: Honorable Stanley R. Chesler
______________
Submitted Under Third Circuit LAR 34.1(a)
September 25, 2018
______________
Before: McKEE, RESTREPO, and FUENTES, Circuit Judges.
(Filed: January 29, 2019)
______________
OPINION *
______________
*
This disposition is not an opinion of the full Court and pursuant to 3d Cir. I.O.P. 5.7
does not constitute binding precedent.
RESTREPO, Circuit Judge.
Quitman Robinson worked as a maintainer in Morristown, New Jersey, for the
New Jersey Transit Rail Operations, Inc. (“NJ Transit”). On November 7, 2011, he was
severely injured while on the job. App. 14–15. Robinson sued NJ Transit under the
Federal Employee Liability Act, 45 U.S.C. § 51, et seq., alleging that its negligence
proximately caused his injuries.
Id. After trial, a jury found for Robinson, and he was
awarded damages totaling $824,152.95. App. 13.
NJ Transit then filed a timely motion to vacate the judgment, arguing that it is
entitled to sovereign immunity as an arm of the State of New Jersey and is thus immune
from suit. App. 49. Applying the law existing at that time, the lower court denied NJ
Transit’s motion, and NJ Transit appealed. App. 3. Subsequently, however, this Court
held in Karns v. Shanahan,
879 F.3d 504 (3d Cir. 2018), that NJ Transit is indeed an arm
of the state of New Jersey entitled to sovereign immunity. In light of our holding in
Karns, we will vacate the District Court’s judgment and remand with instructions to
dismiss the case.
I. 1
The Eleventh Amendment, through the power of sovereign immunity, bars private
suits brought against “arms” of a state. See U.S. Const. amend. XI; Hans v. Louisiana,
134 U.S. 1 (1890) (holding that the Eleventh Amendment bars all private suits against
1
The District Court had jurisdiction under 28 U.S.C. § 1331. We have jurisdiction under
28 U.S.C. § 1291. We review de novo whether an entity is entitled to sovereign
immunity.
Karns, 879 F.3d at 512.
2
non-consenting states in federal court); Bowers v. Nat’l Collegiate Athletic Ass’n,
475
F.3d 524, 545 (3d Cir. 2007) (explaining that Eleventh Amendment immunity extends to
state entities that are sufficiently intertwined with the state to be “arms of the state”). An
entity is an arm of the state when “the state is the real, substantial party in interest.” Ford
Motor Co. v. Dep’t of Treasury of Ind.,
323 U.S. 459, 464 (1945).
The Court applies a holistic, three-factor test to determine whether an entity is an
arm of the state. See Fitchik v. N.J. Transit Rail Operations, Inc.,
873 F.2d 655, 659 (3d
Cir. 1989) (en banc) (establishing the three-factor test); see also Benn v. First Judicial
Dist. of Pa.,
426 F.3d 233, 239 (3d Cir. 2005) (restructuring this Court’s analytical
approach to regard the three factors as “co-equal”). We consider “(1) whether the
payment of the judgment would come from the state; (2) what status the entity has under
state law; and (3) what degree of autonomy the entity has.”
Karns, 879 F.3d at 513 (citing
Bowers, 475 F.3d at 546).
II.
Following a thorough analysis of the three factors, we decided in Karns that NJ
Transit is an arm of the state and is “entitled to claim the protections of Eleventh
Amendment immunity, which in turn functions as an absolute bar to any claims . . .
against NJ Transit and the officers in their official capacities.”
Id. at 515–19. Although
NJ Transit did not assert sovereign immunity in this case until after trial, “the Eleventh
Amendment defense [of sovereign immunity] sufficiently partakes of the nature of a
jurisdictional bar so that it need not be raised in the trial court.” Edelman v. Jordan, 415
3
U.S. 651, 678 (1974); see also Lapides v. Bd. of Regents of Univ. Sys. of Ga.,
535 U.S.
613 (2002) (asserting sovereign immunity for the first time before the Supreme Court).
III.
While we are sympathetic to Mr. Robinson’s unfortunate situation, we are also
bound by precedent that prohibits him from filing suit against NJ Transit to recover
damages for his injuries. Accordingly, we will vacate the lower court’s judgement and
remand with instructions to dismiss the case.
4