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Keith Dougherty v. Jonathan Snyder, 11-2631 (2012)

Court: Court of Appeals for the Third Circuit Number: 11-2631 Visitors: 46
Filed: Mar. 21, 2012
Latest Update: Feb. 22, 2020
Summary: BLD-115 NOT PRECEDENTIAL UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _ No. 11-2631 _ KEITH DOUGHERTY; DOCSON CONSULTING LLC (a single member LLC); KEITH DOUGHERTY INSURANCE AND CONSULTING (sole proprietor); JEAN BRADY (Partner); KENNETH BRADY, 1099 Misc employee president of CUC of MD Inc., Appellants v. JONATHAN SNYDER, individually and in his official capacity as BCO and Zoning Enforcement Officer; DUSTIN GROVE, individually and in his official capacity as Board Member; WILLIAM TOLLIN
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BLD-115                                                      NOT PRECEDENTIAL

                      UNITED STATES COURT OF APPEALS
                           FOR THE THIRD CIRCUIT
                                ___________

                                     No. 11-2631
                                     ___________

               KEITH DOUGHERTY; DOCSON CONSULTING LLC
        (a single member LLC); KEITH DOUGHERTY INSURANCE AND
             CONSULTING (sole proprietor); JEAN BRADY (Partner);
       KENNETH BRADY, 1099 Misc employee president of CUC of MD Inc.,

                                                                       Appellants

                                           v.

  JONATHAN SNYDER, individually and in his official capacity as BCO and Zoning
   Enforcement Officer; DUSTIN GROVE, individually and in his official capacity as
  Board Member; WILLIAM TOLLINGER, individually and in his official capacity as
Board Member; ROBERT BARCLAY, individually and in his official capacity as Board
   Member; KERRIE EBAUGH, individually and in her official capacity as Township
Secretary/Treasurer; STEPHEN LINEBAUGH, individually and in his official capacity
 as presiding Judge; PAMELA S. LEE, individually and in her official capacity as Civil
  Prothonotary; J. ROBERT CHUCK, Individually and in his official capacity as Court
Administrator; JOHN DOE(s) individually and in their official capacity as authors of Per
Curiam opinions 553 CD 2007, 317 MD 2007, 1450 CD 2008, 629 CD 2009, 1200 CCD
  2009; NORTH HOPEWELL TOWNSHIP; UNNAMED INSURANCE CARRIERS;
    DARELL N. VANORMER, JR.; MELANIE R. BRADY; JOSEPH C. ADAMS;
   DARRELL N. VANORMER, JR.; CHIEF INSPECTOR MICHAEL GENSEMER
                      ____________________________________

                    On Appeal from the United States District Court
                         for the Middle District of Pennsylvania
                               (D.C. Civ. No. 10-cv-01071)
                    District Judge: Honorable William W. Caldwell
                     ____________________________________

               Submitted on Motions for Summary Action Pursuant to
              Third Circuit LAR 27.4 and I.O.P. 10.6 Filed By Appellees
                 J. Robert Chuck, John Doe(s), Honorable Stephen P.
              Linebaugh, Darrell N. VanOrmer, Jr., and Jonathan Snyder
                                      February 16, 2012

              Before: SCIRICA, SMITH and CHAGARES, Circuit Judges

                            (Opinion filed: March 21, 2012)
                                      _________

                                         OPINION
                                         _________

PER CURIAM

      On December 2, 2011, we granted the motion for summary affirmance filed by

defendants/appellees Dustin Grove, William Tollinger, Robert Barclay, Kerrie Ebaugh

and North Hopewell Township. Those defendants argued that summary affirmance was

appropriate as to all other defendants as well. Three more groups of defendants have

since filed their own motions for summary affirmance. The motion filed by defendant

Darrell N. VanOrmer, Jr., also requests that we summarily affirm the District Court’s

judgment in its entirety. Appellant Keith Dougherty has filed numerous responses to all

of these motions.

      On consideration of the parties’ filings, we agree that summary affirmance of the

District Court’s judgment is appropriate as to all defendants. Accordingly, we will now

affirm the judgment of the District Court in its entirety. We do so primarily for the

reasons thoroughly and adequately explained by the District Court in its relevant orders

and opinions, including those entered November 5, 2010 (dismissing claims of

unrepresented plaintiffs), May 16, 2011 (dismissing the amended complaint), and July

12, 2011 (denying reconsideration).

      We write to address only one issue. Appellant Keith Dougherty, who is not a

                                             2
lawyer, purported to assert claims pro se on behalf of his single-member Pennsylvania

limited liability company, Docson Consulting LLC (“Docson Consulting”). The District

Court dismissed those claims on November 5, 2010, on the ground that Docson

Consulting must be represented by counsel in federal court. Dougherty once again

purports to represent Docson Consulting pro se on appeal. On August 5, 2011, we issued

an order provisionally permitting him to file briefs on Docson Consulting’s behalf but

reserving decision on whether he may properly represent Docson Consulting in this

appeal (and thus on whether he should have been permitted to do so in the District

Court). We now conclude that he may not.

       “It has been the law for the better part of two centuries . . . that a corporation may

appear in the federal courts only through licensed counsel.” Rowland v. Cal. Men’s

Colony, 
506 U.S. 194
, 201-02 (1993); see also Simbraw, Inc. v. United States, 
367 F.2d 373
, 373-74 (3d Cir. 1966) (so holding). The same applies to LLCs, even those with only

a single member, because even single-member LLCs have a legal identity separate from

their members. See United States v. Hagerman, 
545 F.3d 579
, 581-82 (7th Cir. 2008);

Lattanzio v. COMTA, 
481 F.3d 137
, 140 (2d Cir. 2007).

       Dougherty argues that such is not the case here because he asked the Internal

Revenue Service to disregard Docson Consulting’s separate legal identity for federal tax

purposes. That issue is not determinative. “[T]he right to conduct business in a form that

confers privileges, such as the limited personal liability of the owners for tort or contract

claims against the business, carries with it obligations one of which is to hire a lawyer if

you want to sue or defend on behalf of the entity.” 
Hagerman, 545 F.3d at 581-82
.

                                             3
Dougherty, not surprisingly, has not argued that Docson Consulting’s federal tax election

has divested him of the limited personal liability otherwise afforded by Pennsylvania law.

See generally 15 Pa. Cons. Stat. § 8922. Docson Consulting remains a separate legal

entity, and thus must be represented by counsel. Dougherty’s numerous filings and many

of his other arguments—such as his argument that Rowland is “[c]learly the worst

decision in the modern era”—serve only to demonstrate the wisdom of that requirement.

      For these reasons, we will dismiss the appeal of Docson Consulting and will

otherwise affirm the judgment of the District Court. Dougherty has filed a number of

motions directed at our order of December 2 summarily affirming in part. To the extent

that those motions seek reconsideration of the order, they are denied. To the extent that

they seek rehearing of the order, they are premature and no action will be taken on them.

If Dougherty wishes, he may seek rehearing of our final judgment in accordance with the

applicable rules. Dougherty’s other requests, including his unwarranted requests for

sanctions and a default judgment, are denied as well.




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Source:  CourtListener

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